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Hui Chen

Publications and source records attributed to Hui Chen.

At least 19 recordsLinked to original sources

A Financial Brain Scan of the LLM

We use sparse autoencoders (SAEs) to "brain scan" large language models, mapping internal activations to interpretable concepts and enabling targeted "steering" of specific features. We show that prompting models to adopt specific preferences activates many unintended concepts, complicating causal inference. In contrast, SAEs permit smooth, more isolated steering of target concepts. Furthermore, our scans reveal a stark disconnect between the model's internal feature contributions and its self-generated explanations, showing that these explanations are unreliable guides to its reasoning. Finally, SAEs provide a lightweight intervention for existing models, producing interpretable embeddings and allowing researchers to attenuate specific economic biases.

q-fin.GN↗

HoloTrace: a Location Privacy-Preserving Framework for mmWave MIMO-OFDM Systems

High-resolution radio localization is becoming increasingly important for next-generation vehicular and mobile networks, enabling infrastructure-assisted positioning for connected and automated mobility. However, the same mmWave multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) links used for communication may allow a serving base station (BS) to infer the location of a vehicle-mounted or mobile user equipment (UE) from routine uplink pilot transmissions, even without an explicit positioning request. This paper introduces HoloTrace, a signal-level location-privacy framework for single-BS localization in mmWave MIMO-OFDM systems. HoloTrace modifies user-side pilot symbols while keeping the analog precoder fixed to bias localization-relevant channel features, including angle of arrival (AoA), angle of departure (AoD), and time difference of arrival (TDoA), toward a prescribed fictitious geometry. We formulate pilot-level spoofing as a subspace projection-based signal design problem and derive closed-form oracle designs assuming UE-side channel-gain knowledge. We further develop blind designs that operate without complex path-gain information, while relying on geometric side information, and explicitly characterize their limitations in multipath scenarios. Simulation results with a two-path single-anchor geometry show that oracle HoloTrace can steer the inferred position toward a desired spoofed location, whereas blind variants mainly provide obfuscation or approximate spoofing due to angle-delay pairing ambiguities. The communication impact is geometry-dependent rather than intrinsic to the proposed method: selecting a spoofed location compatible with the serving beams can preserve channel-rate quality while providing effective location privacy.

eess.SP↗

An Embarrassingly Simple Data Selection Strategy for Million-Scale Multi-Modal Instruction-Tuning

Recent research demonstrates that pretrained large language models (LLMs) require minimal but carefully curated data for instruction-tuning. Building on LLMs, multi-modal models further contend with far larger data volumes, heterogeneous sources, and cross-modal alignment, amplifying both the necessity and the complexity of data selection. However, existing methods rely on deeply extracted embeddings, gradients or narrow quality scores that are time-consuming to compute and limited in expressiveness, frequently failing to surpass a simple random-sampling baseline. To overcome these limitations, we step back from complex embedding spaces and target the fundamental objective of instruction tuning: how and what knowledge should be elicited from the pretrained model and exposed to users. We leverage interaction \underline{S}tyles as a proxy for structural diversity, and decompose data quality into capability-specific \underline{S}cores, yielding an explicit yet \underline{R}ich (SSR) profile for each sample. We further cast the selection as submodular coverage maximization over the capability--style grid, providing an approximation guarantee. SSR consistently delivers superior performance across two distinct architecture stacks, LLaVA-1.5 (Vicuna + CLIP) and LLaVA-OneVision (Qwen2 + SigLIP), two large-scale data pools, six data budget settings, and 14 multi-modal benchmarks. To our knowledge, SSR is the first data selection method validated at million-scale, achieving 99.1% of full-data performance using only 30% of a 2.6M pool. Furthermore, the SSR profile models and selected subsets transfer training-free across data pools and model architectures with capability extensibility.

cs.CV↗

Polarization-resolved haze in transparent wood - towards wooden glass

Transparent wood (TW) composites possess residual haze that limits image clarity despite their high light transmission, yet the physical origin of this scattering has not been established. Here, polarization-resolved measurements reveal a pronounced polarization dependence of scattering by a wood-polymer composite with improved refractive index matching. Polarization- and spectrally-resolved haze as low as 21% (40-45% at 550 nm for unpolarized light) with transmittance of approximately 92% for polarization perpendicular to the fibers was detected. It is found that the low-haze spectrum closely follows an inverse-square relation over the 400-800 nm range, well described by a weak-index-contrast Rayleigh-Gans-Debye (RGD) model invoking subwavelength birefringent heterogeneities within the cell wall. This physical mechanism was previously obscured by haze-limiting strong scattering from debonding gaps or refraction at the lumen-cell wall interface. Scanning electron diffraction independently reveals spatially distinct domains with markedly different cellulose diffraction responses within the infiltrated cell walls. The observed polarization-dependent refractive-index mismatch is attributed to inherent cellulose birefringence. Time-resolved measurements further support nearly scattering-free quasi-ballistic transport of the sampled transmitted light. It is demonstrated that selecting only a preferential polarization markedly improves image visibility through TW without further material modification. These findings connect polarization-dependent haze to the internal structure of transparent wood and identify ways to engineer a refractive-index match in hierarchical anisotropic composites towards glass-like clarity.

physics.optics↗

PoSTCache: From Forecasting to Postdictive Smoothing for Revisable Diffusion Caching

Diffusion and flow matching models achieve impressive visual generation quality but remain computationally expensive due to iterative sampling. Caching-based acceleration provides a practical training-free solution by reusing or predicting intermediate features. However, existing methods largely enforce a forward-only information flow: approximations produced for skipped model evaluations are immediately committed to the sampling trajectory and cannot benefit from feedback generated by later full-computation steps. We propose \textbf{PoSTCache} (\emph{Postdictive Smoothing Trajectory Cache}), a training-free and plug-and-play framework that reformulates diffusion caching as revisable trajectory inference. PoSTCache first uses an existing caching strategy to construct forward proposals for skipped steps. At a later full-computation step, the discrepancy between the refreshed prediction and its forward proposal yields a correction signal, which PoSTCache propagates backward to refine and reintegrate the preceding predictions. Viewing full-computation steps as sources of corrective feedback also changes how they should be selected. We therefore introduce the Posterior Variance Reduction (PVR) strategy, which estimates cross-timestep dependencies from offline denoising trajectories and selects anchors according to their expected reduction in surrogate trajectory uncertainty rather than local approximation error alone. Experiments on representative image and video generation models show that PoSTCache consistently improves the quality--efficiency trade-off over representative caching methods.

cs.CV↗

Finite-event modulation transfer through forward-scattering media

How spatial structure is transferred through a forward-scattering medium depends jointly on pattern scale and propagation distance. Starting from photon exit displacements, we derive modulation transfer while retaining the number, depths, and projected angles of individual deflections, with event occurrences described by a homogeneous Poisson process along the propagation path. The second angular moment yields a leading low-frequency loss proportional to $k^2z^3$, where $k$ is angular spatial frequency and $z$ is thickness. At finite frequency, the model predicts two coupled departures: loss bends below its low-frequency quadratic extrapolation at fixed thickness, and transfer curves separate by thickness at fixed $k^2z^3$. The leading corrections to both effects arise from the same fourth angular moment. For symmetric, nondegenerate projected-angle distributions, the full response further establishes increasing loss with thickness in the same medium at fixed joint variable. Binary-pattern measurements through TiO$_2$ suspensions span five nominal loadings, seven thicknesses, and 20 spatial frequencies, supporting the approximate low-frequency scaling and showing both departures. A Gaussian effective-angle response calibrated only on lower-frequency data predicts the held-out higher-frequency band without refitting, with a logarithmic root-mean-square error of 0.0181 compared with 0.1021 for quadratic extrapolation. The results show that finite-event statistics provide a common physical origin for spectral bending and thickness-dependent departure from low-frequency scaling, linking coarse-pattern transport to finer spatial structure.

physics.optics↗

Realization of quantum spin Hall insulator superlattice with emergent multigap-like helical edge states

The functional quantum spin Hall insulators (QSHI), protected by time-reversal symmetry against single-particle backscattering, hold great promise for dissipationless quantum electronics. Realization of QSHI with gapped helical edge states, which would enable deterministic on/off switching of the edge-channel conductance, is a key requirement for programmable topological circuits. Here, we report realization of superlattice-modulated QSHI HfTe5 hosting emergent multigap-like helical edge states. Using scanning tunneling microscopy and spectroscopy, we identify a reconstruction-induced periodic superlattice modulation in epitaxial monolayer HfTe5 and directly observe multiple gap-like features in the edge channel, accompanied by a series of sharp peaks in the density of states. Combined with theoretical modelling, we attribute the observed edge gap to the finite-width coupling between the two edges significantly enhanced by the superlattice modulation, whereas the sharp peaks are the manifestations of mini-gaps opening at the reduced Brillouin zone boundaries by the periodic modulation of spin-orbit coupling. Notably, these sharp peaks exhibit clear Zeeman splitting under magnetic fields, consistent with the helical nature of the topological edge states. Our results establish a viable route to engineering gapped helical edge states in QSHI and provide a promising platform for topological devices with desired on/off switchability.

cond-mat.mtrl-sci↗

What to Preserve in Recursive Computation: A Local Predictive Sufficiency Principle

Recursive computation repeatedly compresses or reuses intermediate states, creating a simple tension: information that must remain useful across longer recursive paths is also exposed to more opportunities for loss before reaching the final prediction. Existing reconstruction or local-prediction objectives provide tractable supervision, but do not ensure that the retained information remains sufficient for subsequent recursive computation. We identify local predictive sufficiency with recursive predictive closure: controlling local predictive deficiencies at individual interfaces controls the resulting discrepancy at the root. We then turn this principle into a tractable training procedure. Starting from a variational characterization, we derive finite predictive tests and an empirical predictive deficiency that measures predictive value retained across compression. Its predictive sensitivities define margin-relaxed half-space constraints on parameter updates, and we project the host optimizer's proposed update onto their intersection only when predictive preservation would otherwise be violated. Across temporal graphs, language memory, vision-language-action control, and recursive self-improvement, the method matches or improves the corresponding host models under matched compression budgets, with larger gains under heavier recursive or memory demands, while better preserving predictive information across successive transformations. Crucially, the same task-agnostic predictive-preservation principle is instantiated across all four settings through host-compatible interventions while keeping the endpoint task, backbone, and evaluation protocol fixed. These results establish predictive preservation at recursive interfaces as a general training principle for recursive compression.

cs.LG↗

FrugalEvo: Towards Cost-Aware LLM-Guided Program Evolution

LLM-guided evolutionary methods, such as AlphaEvolve, have emerged as powerful approaches for challenging computational optimization problems, such as circle packing. However, prior work typically optimizes performance gain over a fixed number of iterations. We argue that practical optimization should maximize gain per unit cost. To this end, we propose FrugalEvo, a cost-aware evolutionary framework where a stronger, higher-cost LLM explores solution strategies, and a cheaper LLM implements them and iteratively refines the resulting code. We also design a cache-efficient evolution process, where our harness and prompts maximize the sharing of prefixes across different evolution steps, to improve cache reuse. To measure solution quality throughout a fixed cost budget, we introduce Budget-Aware Area Under the Curve (BA-AUC), defined as the area under the best-so-far evaluation score curve over cumulative LLM cost, up to the budget. Across 10 mathematical and systems optimization tasks, FrugalEvo matches or surpasses state-of-the-art baselines, including OpenEvolve, ShinkaEvolve, AdaEvolve, and EvoX, in final solution quality and achieves higher BA-AUC on 9 tasks. It also achieves higher average performance than these baselines on 10 algorithmic optimization tasks from ALE-Bench-Lite. Notably, on circle packing, FrugalEvo achieves new state-of-the-art performance with GPT-5.6 Terra and Luna for only 1.68 USD and with GLM-5.3 and its Flash variant for only 0.55 USD, matching or surpassing all baselines, including multi-agent methods such as CORAL and SwarmResearch, which cost approximately 50 USD on average.

cs.NE↗

Agentic Wireless Digital Twin Construction and Calibration Using Real-World Measurements

Wireless digital twins (WDTs) are promising enablers for developing and evaluating AI-native radio access networks, yet constructing a high-fidelity WDT typically requires substantial manual effort to integrate heterogeneous information and infer unknown propagation-related parameters. This paper proposes Agentic WDT (AWDT), an end-to-end agentic framework for autonomous WDT construction and calibration using readily available environmental information and measurements readily obtainable from commercial smartphones. AWDT comprises three agents: EnvAgent constructs the propagation environment, OpAgent infers BS and sector configurations, and MatAgent calibrates radio material properties. The agents iteratively refine the WDT using discrepancies between LTE/NR reference signal received power (RSRP) measurements and ray-tracing predictions. Real-world experiments show that AWDT reduces the RSRP prediction MAE from 11.46 to 5.25 dB, demonstrating a substantial improvement in ray-tracing fidelity. Evaluation with an independent measurement system further demonstrates cross-device transferability with lightweight device-specific bias adaptation, highlighting the potential of agentic AI for scalable WDT construction and calibration with limited prior knowledge.

cs.IT↗

A barrier or a booster? Familiarity effects on Mandarin emotion prosody recognition using AI-powered voice cloning

Emotion prosody perception requires simultaneous processing of acoustic cues and speaker identity. While listeners effortlessly decode natural speech, AI synthetic voices introduce cognitive complexities due to subtle acoustic atypicalities. It remains unclear how these synthetic features interact with a listener's prior social knowledge and memory of a familiar speaker. This study investigated how speech sources (human vs. AI) and speaker familiarity affect emotion recognition accuracy and cognitive load. A within-subject task with Mandarin-speaking adults evaluated behavioral (accuracy, reaction time) and physiological data (heart rate variability). Results showed that human voices yielded significantly higher accuracy and faster processing times than AI voices, while HRV did not significantly differentiate between conditions. These findings show that decoding synthetic speech is gated by top-down social cognition, highlighting limitations in current AI synthesis technologies.

eess.AS↗

Intonation Perception in Real and Synthetic Speech across Varying Familiarity Levels: A Pilot Study of Equivalence Assessment

Language training relies on a corpus constructed by a large number linguistic materials. AI-powered voice clones provide a way to construct the corpus with relatively low cost. Singing voice conversion (SVC) model is used to generate synthetic voices. This study compares participants' performances on natural and synthetic speech in two experiments, similarity perception and intonation recognition. In the accuracy of similarity perception task, a significant interaction between speech type and intonation is found, suggesting that question may serve as a cue for speaker identification but may be influenced by synthetic features. In the accuracy of intonation recognition task, a significant interaction between speech type and familiarity is observed, indicating that speech type affects how much familiarity contributes to voice processing.

eess.AS↗

RA-CFGCache: From Branch-Level Criteria to Guided-Risk Control under Classifier-Free Guidance

Diffusion models enable high-quality visual generation, but iterative denoising remains computationally expensive, especially under classifier-free guidance (CFG), which requires both conditional and unconditional evaluations. Training-free caching reduces this cost by reuse of previously computed features or predictions. However, existing branch-local reuse criteria do not explicitly account for how cache errors combine under CFG or how local perturbations affect the final output. We identify two misalignments in cache control: a branch-guided mismatch, where guided error depends on both the magnitudes and alignment of branch errors, and a local-final mismatch, where the downstream impact of a local error varies across timesteps. We propose RA-CFGCache, a Risk-Aligned Caching framework under CFG that incorporates both factors while keeping the sampling schedule and guidance rule fixed. CFG-aware Guided-Risk Composition combines existing branch-wise proxies using CFG coefficients and offline-calibrated cross-branch alignment. Propagation-Aware Rescaling further weights the resulting guided-risk estimate with a timestep-dependent propagation prior calibrated from isolated reuse perturbations. An online threshold controller then determines when to jointly refresh or reuse both branches. Experiments on FLUX.1-dev, Wan2.1-T2V-1.3B, and CogVideoX-2B demonstrate improved efficiency--fidelity trade-offs over evaluated training-free caching baselines. Moreover, RA-CFGCache is compatible with diverse base proxy families, including TeaCache-, DiCache-, and MagCache-style estimators, and consistently improves fidelity at nearly unchanged latency. Code is available at https://github.com/yiming-l21/RA-CFGCache.git.

cs.CV↗

Meta-TTL: Meta-Learning Self-Improvement Policies for Language Agents

Test-Time Learning (TTL) enables language agents to iteratively refine their performance through repeated interactions with the environment at inference time. At the core of TTL is a self-improvement policy that updates the actor policy based on experience from previous episodes, thereby improving future behavior. Existing methods rely on hand-crafted self-improvement rather than optimizing them for downstream improvement. We argue that optimal self-improvement policies should be learned from task environments, not hand-engineered based on human intuition. To achieve this, we introduce \textbf{Meta-TTL}, a framework that formulates the discovery of effective self-improvement policies as a bi-level optimization problem. Within this framework, the inner loop executes the standard TTL process, measuring how effectively a candidate self-improvement policy helps an agent correct errors across sequential episodes. Guided by the agent's performance, the outer loop performs reflective meta-training across diverse training tasks, using a balanced improvement score (BIS) to balance task contributions during candidate selection. We evaluate Meta-TTL on Jericho, WebArena-Lite, and -bench across both in-distribution (ID) and out-of-distribution (OOD) settings. Meta-TTL consistently outperforms existing baselines, improving TTL over the strongest baseline by up to 23% on ID tasks and 27% on OOD tasks. These results suggest that the optimized self-improvement policy encodes transferable meta-strategies that generalize beyond the training task distribution.

cs.LG↗

The local regularity theory for the Stokes and Navier--Stokes equations near the curved boundary

In this paper, we study local regularity of the solutions to the Stokes equations near a curved boundary under no-slip or Navier boundary conditions. We extend previous boundary estimates near a flat boundary to that near a curved boundary, under very low starting regularity assumptions. Compared with the flat case, the proof for the curved case is more complicated and we adapt new techniques such as the ``normal form" after the mollification, recovering vertical derivative estimates from horizontal derivative estimates, and transferring temporal derivatives to spatial derivatives, to deal with the higher order perturbation terms generated by boundary straightening. As an application, we propose a new definition of boundary regular points for the incompressible Navier--Stokes equations that guarantees higher spatial regularity.

math.AP↗

Maximal regularity and caloric trace estimates in mixed Lebesgue norms for the heat equation

We study the heat equation in the half-space with nonhomogeneous Dirichlet boundary data. For the caloric extension $v$ of the boundary data $g$, we prove maximal regularity estimates in mixed Lebesgue norms $L^p_tL^q_x$ for any order derivative of $v$ in terms of mixed Besov and Lizorkin--Triebel type norms of $g$. We also establish the corresponding reverse inequalities, which are caloric trace estimates recovering the boundary regularity of $g$ from the mixed-norm regularity of $v$. As a model case, our results show that the natural \[\dotc W^{1,p}\big(\R;L^q(\R^d_+)\big)\cap L^p\big(\R;\dotc W^{2,q}(\R^d_+)\big)\] regularity norm of $v$ is controlled by the \[\dotc {F}^{1-\frac{1}{2q}}_{p,q}\big(\R;\,L^{q}(\R^{d-1})\big)\cap L^{p}\big(\R;\,\dotc{B}_{q,q}^{2-\frac{1}{q}}(\R^{d-1})\big)\] norm of $g$. The maximal regularity estimate holds for $1\leq p,q<\infty$, while the caloric trace estimate holds for $1<p<\infty$ and $1\leq q\leq\infty$. In particular, the endpoint cases $p=1$ or $q=1$ in the maximal regularity estimate are included and appear to be new. These endpoint estimates may be useful in the analysis of free-boundary Navier--Stokes problems with small initial data, whereas the caloric trace estimates may be relevant to the construction of Stokes or Navier--Stokes flows exhibiting strong boundary singularities.

math.AP↗

Controlling $γ$-photon production with additively manufactured microstructured targets

Nonlinear inverse Compton scattering (NICS) in high-density targets offers a promising route for generating high flux, broadband sources of MeV $γ$-photons which are important for applications like radiography, photonuclear physics, and pair production. Microstructured targets enable control over the NICS process to help shape the photon energy, angular distribution, and total yield. This work presents particle-in-cell (PIC) simulations exploring target microstructures compatible with two-photon polymerization (TPP) additive manufacturing, which is a promising technique that allows high-volume and reproducible printing of sub-wavelength features as small as 200 nm. We investigate how microstructures influence NICS radiation and merge simulation analysis with simple analytical models that guide target design. These results establish pathways to optimize targets for low-divergence, high-energy photon beams with 2.0$\cdot$10$^{8}$ photons/J exceeding 100 MeV and targets for high yields delivering upwards of 2.0$\cdot$10$^{11}$ photons/J above 1 MeV in the multi-PW regime.

physics.plasm-ph↗

On the derived Hall algebra of a graded gentle one-cycle algebra I: the triangle structure

Under a mild condition, the perfect derived category and the finite-dimensional derived category of a graded gentle one-cycle algebra are described as twisted root categories of certain infinite quivers of type $\mathbb{A}_\infty^\infty$. As a consequence, it is shown that if $\ct$ is the perfect (respectively, finite-dimensional) derived category of such a graded gentle one-cycle algebra, then its triangle structure is up to triangle equivalence determined by the underlying additive category.

math.RT↗