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Huimin Chen

Publications and source records attributed to Huimin Chen.

At least 19 recordsLinked to original sources

Representational Equality in Cross-country Value Simulation: A Systematic Analysis of Large Language Models

Traditional methods for studying human opinions often struggle to support representative and scalable research across countries. Large language models (LLMs) can serve as scalable proxies for simulating human opinions, enabling more efficient opinion analysis. However, this use of LLMs requires not only high average accuracy but also representational equality, that is, comparable simulation accuracy across populations. Uneven simulation accuracy may reproduce or amplify societal biases in downstream applications. This study systematically investigates country-level representational equality across 59 countries and finds substantial, systematic inequality. Populations from wealthier and more technologically advanced countries are simulated more accurately. We further compare two foundational intervention pathways, contextual adaptation and parametric modification, and show that improvements in average or target-group accuracy do not necessarily translate into greater representational equality. For contextual adaptation, native-language prompting generally improves accuracy but remains model-dependent, whereas additional information more often improves both accuracy and equality. For parametric modification, language-specific continued post-training improves accuracy for targeted language groups but unevenly, while preference alignment yields no systematic gains in accuracy or equality. Human-annotated preference data generally preserve accuracy better than AI-annotated data. These findings highlight the need for representational equality alongside accuracy and offer guidance for more inclusive, socially responsible LLM-based simulations.

cs.CY

Divide-then-Diagnose: Weaving Clinician-Inspired Contexts for Ultra-Long Capsule Endoscopy Videos

Capsule endoscopy (CE) enables non-invasive gastrointestinal screening, but current CE research remains largely limited to frame-level classification and detection, leaving video-level analysis underexplored. To bridge this gap, we introduce and formally define a new task, diagnosis-driven CE video summarization, which requires extracting key evidence frames that covers clinically meaningful findings and making accurate diagnoses from those evidence frames. This setting is challenging because diagnostically relevant events are extremely sparse and can be overwhelmed by tens of thousands of redundant normal frames, while individual observations are often ambiguous due to motion blur, debris, specular highlights, and rapid viewpoint changes. To facilitate research in this direction, we introduce VideoCAP, the first CE dataset with diagnosis-driven annotations derived from real clinical reports. VideoCAP comprises 240 full-length videos and provides realistic supervision for both key evidence frame extraction and diagnosis. To address this task, we further propose DiCE, a clinician-inspired framework that mirrors the standard CE reading workflow. DiCE first performs efficient candidate screening over the raw video, then uses a Context Weaver to organize candidates into coherent diagnostic contexts that preserve distinct lesion events, and an Evidence Converger to aggregate multi-frame evidence within each context into robust clip-level judgments. Experiments show that DiCE consistently outperforms state-of-the-art methods, producing concise and clinically reliable diagnostic summaries. These results highlight diagnosis-driven contextual reasoning as a promising paradigm for ultra-long CE video summarization.

cs.CV

KARL: Mitigating Hallucinations in LLMs via Knowledge-Boundary-Aware Reinforcement Learning

Enabling large language models (LLMs) to appropriately abstain from answering questions beyond their knowledge is crucial for mitigating hallucinations. While existing reinforcement learning methods foster autonomous abstention, they often compromise answer accuracy because their static reward mechanisms, agnostic to models' knowledge boundaries, drive models toward excessive caution. In this work, we propose KARL, a novel framework that continuously aligns an LLM's abstention behavior with its evolving knowledge boundary. KARL introduces two core innovations: a Knowledge-Boundary-Aware Reward that performs online knowledge boundary estimation using within-group response statistics, dynamically rewarding correct answers or guided abstention; and a Two-Stage RL Training Strategy that first explores the knowledge boundary and bypasses the "abstention trap", and subsequently converts incorrect answers beyond the knowledge boundary into abstentions without sacrificing accuracy. Extensive experiments on multiple benchmarks demonstrate that KARL achieves a superior accuracy-hallucination trade-off, effectively suppressing hallucinations while maintaining high accuracy across both in-distribution and out-of-distribution scenarios.

cs.LG

H-Neurons: On the Existence, Impact, and Origin of Hallucination-Associated Neurons in LLMs

Large language models (LLMs) frequently generate hallucinations -- plausible but factually incorrect outputs -- undermining their reliability. While prior work has examined hallucinations from macroscopic perspectives such as training data and objectives, the underlying neuron-level mechanisms remain largely unexplored. In this paper, we conduct a systematic investigation into hallucination-associated neurons (H-Neurons) in LLMs from three perspectives: identification, behavioral impact, and origins. Regarding their identification, we demonstrate that a remarkably sparse subset of neurons (less than $0.1\%$ of total neurons) can reliably predict hallucination occurrences, with strong generalization across diverse scenarios. In terms of behavioral impact, controlled interventions reveal that these neurons are causally linked to over-compliance behaviors. Concerning their origins, we trace these neurons back to the pre-trained base models and find that these neurons remain predictive for hallucination detection, indicating they emerge during pre-training. Our findings bridge macroscopic behavioral patterns with microscopic neural mechanisms, offering insights for developing more reliable LLMs.

cs.AI

Analyzing Image Beyond Visual Aspect: Image Emotion Classification via Multiple-Affective Captioning

Image emotion classification (IEC) is a longstanding research field that has received increasing attention with the rapid progress of deep learning. Although recent advances have leveraged the knowledge encoded in pre-trained visual models, their effectiveness is constrained by the "affective gap" , limits the applicability of pre-training knowledge for IEC tasks. It has been demonstrated in psychology that language exhibits high variability, encompasses diverse and abundant information, and can effectively eliminate the "affective gap". Inspired by this, we propose a novel Affective Captioning for Image Emotion Classification (ACIEC) to classify image emotion based on pure texts, which effectively capture the affective information in the image. In our method, a hierarchical multi-level contrastive loss is designed for detecting emotional concepts from images, while an emotional attribute chain-of-thought reasoning is proposed to generate affective sentences. Then, a pre-trained language model is leveraged to synthesize emotional concepts and affective sentences to conduct IEC. Additionally, a contrastive loss based on semantic similarity sampling is designed to solve the problem of large intra-class differences and small inter-class differences in affective datasets. Moreover, we also take the images with embedded texts into consideration, which were ignored by previous studies. Extensive experiments illustrate that our method can effectively bridge the affective gap and achieve superior results on multiple benchmarks.

cs.CV

Large Language Models' Complicit Responses to Illicit Instructions across Socio-Legal Contexts

Large language models (LLMs) are now deployed at unprecedented scale, assisting millions of users in daily tasks. However, the risk of these models assisting unlawful activities remains underexplored. In this study, we define this high-risk behavior as complicit facilitation - the provision of guidance or support that enables illicit user instructions - and present four empirical studies that assess its prevalence in widely deployed LLMs. Using real-world legal cases and established legal frameworks, we construct an evaluation benchmark spanning 269 illicit scenarios and 50 illicit intents to assess LLMs' complicit facilitation behavior. Our findings reveal widespread LLM susceptibility to complicit facilitation, with GPT-4o providing illicit assistance in nearly half of tested cases. Moreover, LLMs exhibit deficient performance in delivering credible legal warnings and positive guidance. Further analysis uncovers substantial safety variation across socio-legal contexts. On the legal side, we observe heightened complicity for crimes against societal interests, non-extreme but frequently occurring violations, and malicious intents driven by subjective motives or deceptive justifications. On the social side, we identify demographic disparities that reveal concerning complicit patterns towards marginalized and disadvantaged groups, with older adults, racial minorities, and individuals in lower-prestige occupations disproportionately more likely to receive unlawful guidance. Analysis of model reasoning traces suggests that model-perceived stereotypes, characterized along warmth and competence, are associated with the model's complicit behavior. Finally, we demonstrate that existing safety alignment strategies are insufficient and may even exacerbate complicit behavior.

cs.CY

The Overthinker's DIET: Cutting Token Calories with DIfficulty-AwarE Training

Recent large language models (LLMs) exhibit impressive reasoning but often over-think, generating excessively long responses that hinder efficiency. We introduce DIET ( DIfficulty-AwarE Training), a framework that systematically cuts these "token calories" by integrating on-the-fly problem difficulty into the reinforcement learning (RL) process. DIET dynamically adapts token compression strategies by modulating token penalty strength and conditioning target lengths on estimated task difficulty, to optimize the performance-efficiency trade-off. We also theoretically analyze the pitfalls of naive reward weighting in group-normalized RL algorithms like GRPO, and propose Advantage Weighting technique, which enables stable and effective implementation of these difficulty-aware objectives. Experimental results demonstrate that DIET significantly reduces token counts while simultaneously improving reasoning performance. Beyond raw token reduction, we show two crucial benefits largely overlooked by prior work: (1) DIET leads to superior inference scaling. By maintaining high per-sample quality with fewer tokens, it enables better scaling performance via majority voting with more samples under fixed computational budgets, an area where other methods falter. (2) DIET enhances the natural positive correlation between response length and problem difficulty, ensuring verbosity is appropriately allocated, unlike many existing compression methods that disrupt this relationship. Our analyses provide a principled and effective framework for developing more efficient, practical, and high-performing LLMs.

cs.CL

MES-RAG: Bringing Multi-modal, Entity-Storage, and Secure Enhancements to RAG

Retrieval-Augmented Generation (RAG) improves Large Language Models (LLMs) by using external knowledge, but it struggles with precise entity information retrieval. In this paper, we proposed MES-RAG framework, which enhances entity-specific query handling and provides accurate, secure, and consistent responses. MES-RAG introduces proactive security measures that ensure system integrity by applying protections prior to data access. Additionally, the system supports real-time multi-modal outputs, including text, images, audio, and video, seamlessly integrating into existing RAG architectures. Experimental results demonstrate that MES-RAG significantly improves both accuracy and recall, highlighting its effectiveness in advancing the security and utility of question-answering, increasing accuracy to 0.83 (+0.25) on targeted task. Our code and data are available at https://github.com/wpydcr/MES-RAG.

cs.CL

Controllable Preference Optimization: Toward Controllable Multi-Objective Alignment

Alignment in artificial intelligence pursues the consistency between model responses and human preferences as well as values. In practice, the multifaceted nature of human preferences inadvertently introduces what is known as the "alignment tax" -a compromise where enhancements in alignment within one objective (e.g.,harmlessness) can diminish performance in others (e.g.,helpfulness). However, existing alignment techniques are mostly unidirectional, leading to suboptimal trade-offs and poor flexibility over various objectives. To navigate this challenge, we argue the prominence of grounding LLMs with evident preferences. We introduce controllable preference optimization (CPO), which explicitly specifies preference scores for different objectives, thereby guiding the model to generate responses that meet the requirements. Our experimental analysis reveals that the aligned models can provide responses that match various preferences among the "3H" (helpfulness, honesty, harmlessness) desiderata. Furthermore, by introducing diverse data and alignment goals, we surpass baseline methods in aligning with single objectives, hence mitigating the impact of the alignment tax and achieving improvements in multi-objective alignment.

cs.CL

Enhancing Legal Case Retrieval via Scaling High-quality Synthetic Query-Candidate Pairs

Legal case retrieval (LCR) aims to provide similar cases as references for a given fact description. This task is crucial for promoting consistent judgments in similar cases, effectively enhancing judicial fairness and improving work efficiency for judges. However, existing works face two main challenges for real-world applications: existing works mainly focus on case-to-case retrieval using lengthy queries, which does not match real-world scenarios; and the limited data scale, with current datasets containing only hundreds of queries, is insufficient to satisfy the training requirements of existing data-hungry neural models. To address these issues, we introduce an automated method to construct synthetic query-candidate pairs and build the largest LCR dataset to date, LEAD, which is hundreds of times larger than existing datasets. This data construction method can provide ample training signals for LCR models. Experimental results demonstrate that model training with our constructed data can achieve state-of-the-art results on two widely-used LCR benchmarks. Besides, the construction method can also be applied to civil cases and achieve promising results. The data and codes can be found in https://github.com/thunlp/LEAD.

cs.IR

Configurable Foundation Models: Building LLMs from a Modular Perspective

Advancements in LLMs have recently unveiled challenges tied to computational efficiency and continual scalability due to their requirements of huge parameters, making the applications and evolution of these models on devices with limited computation resources and scenarios requiring various abilities increasingly cumbersome. Inspired by modularity within the human brain, there is a growing tendency to decompose LLMs into numerous functional modules, allowing for inference with part of modules and dynamic assembly of modules to tackle complex tasks, such as mixture-of-experts. To highlight the inherent efficiency and composability of the modular approach, we coin the term brick to represent each functional module, designating the modularized structure as configurable foundation models. In this paper, we offer a comprehensive overview and investigation of the construction, utilization, and limitation of configurable foundation models. We first formalize modules into emergent bricks - functional neuron partitions that emerge during the pre-training phase, and customized bricks - bricks constructed via additional post-training to improve the capabilities and knowledge of LLMs. Based on diverse functional bricks, we further present four brick-oriented operations: retrieval and routing, merging, updating, and growing. These operations allow for dynamic configuration of LLMs based on instructions to handle complex tasks. To verify our perspective, we conduct an empirical analysis on widely-used LLMs. We find that the FFN layers follow modular patterns with functional specialization of neurons and functional neuron partitions. Finally, we highlight several open issues and directions for future research. Overall, this paper aims to offer a fresh modular perspective on existing LLM research and inspire the future creation of more efficient and scalable foundational models.

cs.AI

PersLLM: A Personified Training Approach for Large Language Models

Large language models (LLMs) exhibit human-like intelligence, enabling them to simulate human behavior and support various applications that require both humanized communication and extensive knowledge reserves. Efforts are made to personify LLMs with special training data or hand-crafted prompts, while correspondingly faced with challenges such as insufficient data usage or rigid behavior patterns. Consequently, personified LLMs fail to capture personified knowledge or express persistent opinion. To fully unlock the potential of LLM personification, we propose PersLLM, a framework for better data construction and model tuning. For insufficient data usage, we incorporate strategies such as Chain-of-Thought prompting and anti-induction, improving the quality of data construction and capturing the personality experiences, knowledge, and thoughts more comprehensively. For rigid behavior patterns, we design the tuning process and introduce automated DPO to enhance the specificity and dynamism of the models' personalities, which leads to a more natural opinion communication. Both automated metrics and expert human evaluations demonstrate the effectiveness of our approach. Case studies in human-machine interactions and multi-agent systems further suggest potential application scenarios and future directions for LLM personification.

cs.CL

The Right Time Matters: Data Arrangement Affects Zero-Shot Generalization in Instruction Tuning

Understanding alignment techniques begins with comprehending zero-shot generalization brought by instruction tuning, but little of the mechanism has been understood. Existing work has largely been confined to the task level, without considering that tasks are artificially defined and, to LLMs, merely consist of tokens and representations. To bridge this gap, we investigate zero-shot generalization from the perspective of the data itself. We first demonstrate that zero-shot generalization happens very early during instruction tuning, with loss serving as a stable indicator. Next, we investigate training data arrangement through similarity and granularity perspectives, confirming that the timing of exposure to certain training examples may greatly facilitate generalization on unseen tasks. Finally, we propose a more grounded training data arrangement framework, Test-centric Multi-turn Arrangement, and show its effectiveness in promoting continual learning and further loss reduction. For the first time, we show that zero-shot generalization during instruction tuning is a form of similarity-based generalization between training and test data at the instance level. Our code is released at https://github.com/thunlp/Dynamics-of-Zero-Shot-Generalization.

cs.CL

Advancing LLM Reasoning Generalists with Preference Trees

We introduce Eurus, a suite of large language models (LLMs) optimized for reasoning. Finetuned from Mistral-7B and CodeLlama-70B, Eurus models achieve state-of-the-art results among open-source models on a diverse set of benchmarks covering mathematics, code generation, and logical reasoning problems. Notably, Eurus-70B beats GPT-3.5 Turbo in reasoning through a comprehensive benchmarking across 12 tests covering five tasks, and achieves a 33.3% pass@1 accuracy on LeetCode and 32.6% on TheoremQA, two challenging benchmarks, substantially outperforming existing open-source models by margins more than 13.3%. The strong performance of Eurus can be primarily attributed to UltraInteract, our newly-curated large-scale, high-quality alignment dataset specifically designed for complex reasoning tasks. UltraInteract can be used in both supervised fine-tuning and preference learning. For each instruction, it includes a preference tree consisting of (1) reasoning chains with diverse planning strategies in a unified format, (2) multi-turn interaction trajectories with the environment and the critique, and (3) pairwise data to facilitate preference learning. UltraInteract allows us to conduct an in-depth exploration of preference learning for reasoning tasks. Our investigation reveals that some well-established preference learning algorithms may be less suitable for reasoning tasks compared to their effectiveness in general conversations. Inspired by this, we derive a novel reward modeling objective which, together with UltraInteract, leads to a strong reward model.

cs.AI

Exploration into Optimal State Estimation with Event-triggered Communication

This paper deals with the problem of remote estimation of the state of a discrete-time stochastic linear system observed by a sensor with computational capacity to calculate local estimates. We design an event-triggered communication (ETC) scheme and a remote state estimator to optimally calibrate the tradeoff between system performance and limited communication resources. The novel communication scheme is the time-varying thresholding version for the cumulative innovation-driven communication scheme in [1], and its transmission probability is given. We derive the corresponding remote minimum mean square error (MMSE) estimator and present a tight upper bound for its MSE matrices. We also show that by employing a couple of weak assumptions, the optimality problem becomes (asymptotically) exact and can be addressed in an Markov Decision Process (MDP) framework, which delivers optimal policy and cost in an algorithmic procedure. The simulation results illustrate the effectiveness of our approach.

eess.SY

A Customized Text Sanitization Mechanism with Differential Privacy

As privacy issues are receiving increasing attention within the Natural Language Processing (NLP) community, numerous methods have been proposed to sanitize texts subject to differential privacy. However, the state-of-the-art text sanitization mechanisms based on metric local differential privacy (MLDP) do not apply to non-metric semantic similarity measures and cannot achieve good trade-offs between privacy and utility. To address the above limitations, we propose a novel Customized Text (CusText) sanitization mechanism based on the original $ε$-differential privacy (DP) definition, which is compatible with any similarity measure. Furthermore, CusText assigns each input token a customized output set of tokens to provide more advanced privacy protection at the token level. Extensive experiments on several benchmark datasets show that CusText achieves a better trade-off between privacy and utility than existing mechanisms. The code is available at https://github.com/sai4july/CusText.

cs.CR

From Symbols to Embeddings: A Tale of Two Representations in Computational Social Science

Computational Social Science (CSS), aiming at utilizing computational methods to address social science problems, is a recent emerging and fast-developing field. The study of CSS is data-driven and significantly benefits from the availability of online user-generated contents and social networks, which contain rich text and network data for investigation. However, these large-scale and multi-modal data also present researchers with a great challenge: how to represent data effectively to mine the meanings we want in CSS? To explore the answer, we give a thorough review of data representations in CSS for both text and network. Specifically, we summarize existing representations into two schemes, namely symbol-based and embedding-based representations, and introduce a series of typical methods for each scheme. Afterwards, we present the applications of the above representations based on the investigation of more than 400 research articles from 6 top venues involved with CSS. From the statistics of these applications, we unearth the strength of each kind of representations and discover the tendency that embedding-based representations are emerging and obtaining increasing attention over the last decade. Finally, we discuss several key challenges and open issues for future directions. This survey aims to provide a deeper understanding and more advisable applications of data representations for CSS researchers.

cs.CY

Country Image in COVID-19 Pandemic: A Case Study of China

Country image has a profound influence on international relations and economic development. In the worldwide outbreak of COVID-19, countries and their people display different reactions, resulting in diverse perceived images among foreign public. Therefore, in this study, we take China as a specific and typical case and investigate its image with aspect-based sentiment analysis on a large-scale Twitter dataset. To our knowledge, this is the first study to explore country image in such a fine-grained way. To perform the analysis, we first build a manually-labeled Twitter dataset with aspect-level sentiment annotations. Afterward, we conduct the aspect-based sentiment analysis with BERT to explore the image of China. We discover an overall sentiment change from non-negative to negative in the general public, and explain it with the increasing mentions of negative ideology-related aspects and decreasing mentions of non-negative fact-based aspects. Further investigations into different groups of Twitter users, including U.S. Congress members, English media, and social bots, reveal different patterns in their attitudes toward China. This study provides a deeper understanding of the changing image of China in COVID-19 pandemic. Our research also demonstrates how aspect-based sentiment analysis can be applied in social science researches to deliver valuable insights.

cs.CY