Searcharxiv⌕ Search

arXiv subjects

Huishuai Zhang

Publications and source records attributed to Huishuai Zhang.

At least 37 records · Page 2Linked to original sources

Do LLMs "Feel"? Emotion Circuits Discovery and Control

As the demand for emotional intelligence in large language models (LLMs) grows, a key challenge lies in understanding the internal mechanisms that give rise to emotional expression and in controlling emotions in generated text. This study addresses three core questions: (1) Do LLMs contain context-agnostic mechanisms shaping emotional expression? (2) What form do these mechanisms take? (3) Can they be harnessed for universal emotion control? We first construct a controlled dataset, SEV (Scenario-Event with Valence), to elicit comparable internal states across emotions. Subsequently, we extract context-agnostic emotion directions that reveal consistent, cross-context encoding of emotion (Q1). We identify neurons and attention heads that locally implement emotional computation through analytical decomposition and causal analysis, and validate their causal roles via ablation and enhancement interventions. Next, we quantify each sublayer's causal influence on the model's final emotion representation and integrate the identified local components into coherent global emotion circuits that drive emotional expression (Q2). Directly modulating these circuits achieves 99.65% emotion-expression accuracy on the test set, surpassing prompting- and steering-based methods (Q3). To our knowledge, this is the first systematic study to uncover and validate emotion circuits in LLMs, offering new insights into interpretability and controllable emotional intelligence.

cs.CL↗

Beyond Isolated Facts: Synthesizing Narrative and Grounded Supervision for VideoQA

The performance of Video Question Answering (VideoQA) models is fundamentally constrained by the nature of their supervision, which typically consists of isolated, factual question-answer pairs. This "bag-of-facts" approach fails to capture the underlying narrative and causal structure of events, limiting models to a shallow understanding of video content. To move beyond this paradigm, we introduce a framework to synthesize richer supervisory signals. We propose two complementary strategies: Question-Based Paraphrasing (QBP), which synthesizes the diverse inquiries (what, how, why) from a video's existing set of question-answer pairs into a holistic narrative paragraph that reconstructs the video's event structure; and Question-Based Captioning (QBC), which generates fine-grained visual rationales, grounding the answer to each question in specific, relevant evidence. Leveraging powerful generative models, we use this synthetic data to train VideoQA models under a unified next-token prediction objective. Extensive experiments on STAR and NExT-QA validate our approach, demonstrating significant accuracy gains and establishing new state-of-the-art results, such as improving a 3B model to 72.5\% on STAR (+4.9\%) and a 7B model to 80.8\% on NExT-QA. Beyond accuracy, our analysis reveals that both QBP and QBC substantially enhance cross-dataset generalization, with QBP additionally accelerating model convergence by over 2.5x. These results demonstrate that shifting data synthesis from isolated facts to narrative coherence and grounded rationales yields a more accurate, efficient, and generalizable training paradigm.

cs.CV↗

Understanding Nonlinear Implicit Bias via Region Counts in Input Space

One explanation for the strong generalization ability of neural networks is implicit bias. Yet, the definition and mechanism of implicit bias in non-linear contexts remains little understood. In this work, we propose to characterize implicit bias by the count of connected regions in the input space with the same predicted label. Compared with parameter-dependent metrics (e.g., norm or normalized margin), region count can be better adapted to nonlinear, overparameterized models, because it is determined by the function mapping and is invariant to reparametrization. Empirically, we found that small region counts align with geometrically simple decision boundaries and correlate well with good generalization performance. We also observe that good hyper-parameter choices such as larger learning rates and smaller batch sizes can induce small region counts. We further establish the theoretical connections and explain how larger learning rate can induce small region counts in neural networks.

cs.LG↗

Solving Formal Math Problems by Decomposition and Iterative Reflection

General-purpose Large Language Models (LLMs) have achieved remarkable success in intelligence, performing comparably to human experts on complex reasoning tasks such as coding and mathematical reasoning. However, generating formal proofs in specialized languages like Lean 4 remains a significant challenge for these models, limiting their application in complex theorem proving and automated verification. Current approaches typically require specializing models through fine-tuning on dedicated formal corpora, incurring high costs for data collection and training. In this work, we introduce \textbf{Delta Prover}, an agent-based framework that orchestrates the interaction between a general-purpose LLM and the Lean 4 proof environment. Delta Prover leverages the reflection and reasoning capabilities of general-purpose LLMs to interactively construct formal proofs in Lean 4, circumventing the need for model specialization. At its core, the agent integrates two novel, interdependent components: an algorithmic framework for reflective decomposition and iterative proof repair, and a custom Domain-Specific Language (DSL) built upon Lean 4 for streamlined subproblem management. \textbf{Delta Prover achieves a state-of-the-art 95.9\% success rate on the miniF2F-test benchmark, surpassing all existing approaches, including those requiring model specialization.} Furthermore, Delta Prover exhibits a significantly stronger test-time scaling law compared to standard Best-of-N proof strategies. Crucially, our findings demonstrate that general-purpose LLMs, when guided by an effective agentic structure, possess substantial untapped theorem-proving capabilities. This presents a computationally efficient alternative to specialized models for robust automated reasoning in formal environments.

cs.AI↗

ProactiveVideoQA: A Comprehensive Benchmark Evaluating Proactive Interactions in Video Large Language Models

With the growing research focus on multimodal dialogue systems, the capability for proactive interaction is gradually gaining recognition. As an alternative to conventional turn-by-turn dialogue, users increasingly expect multimodal systems to be more initiative, for example, by autonomously determining the timing of multi-turn responses in real time during video playback. To facilitate progress in this emerging area, we introduce ProactiveVideoQA, the first comprehensive benchmark to evaluate a system's ability to engage in proactive interaction. Since model responses are generated at varying timestamps, we further propose PAUC, the first metric that accounts for the temporal dynamics of model responses. This enables a more accurate evaluation of systems operating in proactive settings. Through extensive benchmarking of various baseline systems on ProactiveVideoQA and a user study of human preferences, we show that PAUC is in better agreement with human preferences than traditional evaluation metrics, which typically only consider the textual content of responses. These findings demonstrate that PAUC provides a more faithful assessment of user experience in proactive interaction scenarios. Project homepage: https://github.com/yellow-binary-tree/ProactiveVideoQA

cs.CV↗

AdamS: Momentum Itself Can Be A Normalizer for LLM Pretraining and Post-training

We introduce AdamS, a simple yet effective alternative to Adam for large language model (LLM) pretraining and post-training. By leveraging a novel denominator, i.e., the root of weighted sum of squares of the momentum and the current gradient, AdamS eliminates the need for second-moment estimates. Hence, AdamS is efficient, matching the memory and compute footprint of SGD with momentum while delivering superior optimization performance. Moreover, AdamS is easy to adopt: it can directly inherit hyperparameters of AdamW, and is entirely model-agnostic, integrating seamlessly into existing pipelines without modifications to optimizer APIs or architectures. The motivation behind AdamS stems from the observed $(L_0, L_1)$ smoothness properties in transformer objectives, where local smoothness is governed by gradient magnitudes that can be further approximated by momentum magnitudes. We establish rigorous theoretical convergence guarantees and provide practical guidelines for hyperparameter selection. Empirically, AdamS demonstrates strong performance in various tasks, including pre-training runs on GPT-2 and Llama2 (up to 13B parameters) and reinforcement learning in post-training regimes. With its efficiency, simplicity, and theoretical grounding, AdamS stands as a compelling alternative to existing optimizers.

cs.LG↗

Synthetic Data RL: Task Definition Is All You Need

Reinforcement learning (RL) is a powerful way to adapt foundation models to specialized tasks, but its reliance on large-scale human-labeled data limits broad adoption. We introduce Synthetic Data RL, a simple and general framework that reinforcement fine-tunes models using only synthetic data generated from a task definition. Our method first generates question and answer pairs from the task definition and retrieved documents, then adapts the difficulty of the question based on model solvability, and selects questions using the average pass rate of the model across samples for RL training. On Qwen-2.5-7B, our method achieves a 29.2% absolute improvement over the base model on GSM8K (+2.9 pp vs. instruction-tuned, +6.6 pp vs. Self-Instruct), 8.7% on MATH, 13.1% on GPQA (+7.0 pp vs. SynthLLM), 8.9% on MedQA, 17.7% on CQA (law) and 13.7% on CFA (finance). It surpasses supervised fine-tuning under the same data budget and nearly matches RL with full human data across datasets (e.g., +17.2 pp on GSM8K). Adding 100 human demonstrations improves the performance of GSM8K only by 0.4 pp, showing a limited added value. By reducing human data annotation, Synthetic Data RL enables scalable and efficient RL-based model adaptation. Code and demos are available at https://github.com/gydpku/Data_Synthesis_RL/.

cs.CL↗

Latent Preference Coding: Aligning Large Language Models via Discrete Latent Codes

Large language models (LLMs) have achieved remarkable success, yet aligning their generations with human preferences remains a critical challenge. Existing approaches to preference modeling often rely on an explicit or implicit reward function, overlooking the intricate and multifaceted nature of human preferences that may encompass conflicting factors across diverse tasks and populations. To address this limitation, we introduce Latent Preference Coding (LPC), a novel framework that models the implicit factors as well as their combinations behind holistic preferences using discrete latent codes. LPC seamlessly integrates with various offline alignment algorithms, automatically inferring the underlying factors and their importance from data without relying on pre-defined reward functions and hand-crafted combination weights. Extensive experiments on multiple benchmarks demonstrate that LPC consistently improves upon three alignment algorithms (DPO, SimPO, and IPO) using three base models (Mistral-7B, Llama3-8B, and Llama3-8B-Instruct). Furthermore, deeper analysis reveals that the learned latent codes effectively capture the differences in the distribution of human preferences and significantly enhance the robustness of alignment against noise in data. By providing a unified representation for the multifarious preference factors, LPC paves the way towards developing more robust and versatile alignment techniques for the responsible deployment of powerful LLMs.

cs.CL↗

On the Generalization Properties of Diffusion Models

Diffusion models are a class of generative models that serve to establish a stochastic transport map between an empirically observed, yet unknown, target distribution and a known prior. Despite their remarkable success in real-world applications, a theoretical understanding of their generalization capabilities remains underdeveloped. This work embarks on a comprehensive theoretical exploration of the generalization attributes of diffusion models. We establish theoretical estimates of the generalization gap that evolves in tandem with the training dynamics of score-based diffusion models, suggesting a polynomially small generalization error ($O(n^{-2/5}+m^{-4/5})$) on both the sample size $n$ and the model capacity $m$, evading the curse of dimensionality (i.e., not exponentially large in the data dimension) when early-stopped. Furthermore, we extend our quantitative analysis to a data-dependent scenario, wherein target distributions are portrayed as a succession of densities with progressively increasing distances between modes. This precisely elucidates the adverse effect of "modes shift" in ground truths on the model generalization. Moreover, these estimates are not solely theoretical constructs but have also been confirmed through numerical simulations. Our findings contribute to the rigorous understanding of diffusion models' generalization properties and provide insights that may guide practical applications.

cs.LG↗

©Plug-in Authorization for Human Content Copyright Protection in Text-to-Image Model

This paper addresses the contentious issue of copyright infringement in images generated by text-to-image models, sparking debates among AI developers, content creators, and legal entities. State-of-the-art models create high-quality content without crediting original creators, causing concern in the artistic community. To mitigate this, we propose the ©Plug-in Authorization framework, introducing three operations: addition, extraction, and combination. Addition involves training a ©plug-in for specific copyright, facilitating proper credit attribution. Extraction allows creators to reclaim copyright from infringing models, and combination enables users to merge different ©plug-ins. These operations act as permits, incentivizing fair use and providing flexibility in authorization. We present innovative approaches,"Reverse LoRA" for extraction and "EasyMerge" for seamless combination. Experiments in artist-style replication and cartoon IP recreation demonstrate ©plug-ins' effectiveness, offering a valuable solution for human copyright protection in the age of generative AIs. The code is available at https://github.com/zc1023/-Plug-in-Authorization.git.

cs.AI↗

ReasVQA: Advancing VideoQA with Imperfect Reasoning Process

Video Question Answering (VideoQA) is a challenging task that requires understanding complex visual and temporal relationships within videos to answer questions accurately. In this work, we introduce \textbf{ReasVQA} (Reasoning-enhanced Video Question Answering), a novel approach that leverages reasoning processes generated by Multimodal Large Language Models (MLLMs) to improve the performance of VideoQA models. Our approach consists of three phases: reasoning generation, reasoning refinement, and learning from reasoning. First, we generate detailed reasoning processes using additional MLLMs, and second refine them via a filtering step to ensure data quality. Finally, we use the reasoning data, which might be in an imperfect form, to guide the VideoQA model via multi-task learning, on how to interpret and answer questions based on a given video. We evaluate ReasVQA on three popular benchmarks, and our results establish new state-of-the-art performance with significant improvements of +2.9 on NExT-QA, +7.3 on STAR, and +5.9 on IntentQA. Our findings demonstrate the supervising benefits of integrating reasoning processes into VideoQA. Further studies validate each component of our method, also with different backbones and MLLMs, and again highlight the advantages of this simple but effective method. We offer a new perspective on enhancing VideoQA performance by utilizing advanced reasoning techniques, setting a new benchmark in this research field.

cs.CV↗

ReMamba: Equip Mamba with Effective Long-Sequence Modeling

While the Mamba architecture demonstrates superior inference efficiency and competitive performance on short-context natural language processing (NLP) tasks, empirical evidence suggests its capacity to comprehend long contexts is limited compared to transformer-based models. In this study, we investigate the long-context efficiency issues of the Mamba models and propose ReMamba, which enhances Mamba's ability to comprehend long contexts. ReMamba incorporates selective compression and adaptation techniques within a two-stage re-forward process, incurring minimal additional inference costs overhead. Experimental results on the LongBench and L-Eval benchmarks demonstrate ReMamba's efficacy, improving over the baselines by 3.2 and 1.6 points, respectively, and attaining performance almost on par with same-size transformer models.

cs.CL↗

xRAG: Extreme Context Compression for Retrieval-augmented Generation with One Token

This paper introduces xRAG, an innovative context compression method tailored for retrieval-augmented generation. xRAG reinterprets document embeddings in dense retrieval--traditionally used solely for retrieval--as features from the retrieval modality. By employing a modality fusion methodology, xRAG seamlessly integrates these embeddings into the language model representation space, effectively eliminating the need for their textual counterparts and achieving an extreme compression rate. In xRAG, the only trainable component is the modality bridge, while both the retriever and the language model remain frozen. This design choice allows for the reuse of offline-constructed document embeddings and preserves the plug-and-play nature of retrieval augmentation. Experimental results demonstrate that xRAG achieves an average improvement of over 10% across six knowledge-intensive tasks, adaptable to various language model backbones, ranging from a dense 7B model to an 8x7B Mixture of Experts configuration. xRAG not only significantly outperforms previous context compression methods but also matches the performance of uncompressed models on several datasets, while reducing overall FLOPs by a factor of 3.53. Our work pioneers new directions in retrieval-augmented generation from the perspective of multimodality fusion, and we hope it lays the foundation for future efficient and scalable retrieval-augmented systems

cs.CL↗

AIDBench: A benchmark for evaluating the authorship identification capability of large language models

As large language models (LLMs) rapidly advance and integrate into daily life, the privacy risks they pose are attracting increasing attention. We focus on a specific privacy risk where LLMs may help identify the authorship of anonymous texts, which challenges the effectiveness of anonymity in real-world systems such as anonymous peer review systems. To investigate these risks, we present AIDBench, a new benchmark that incorporates several author identification datasets, including emails, blogs, reviews, articles, and research papers. AIDBench utilizes two evaluation methods: one-to-one authorship identification, which determines whether two texts are from the same author; and one-to-many authorship identification, which, given a query text and a list of candidate texts, identifies the candidate most likely written by the same author as the query text. We also introduce a Retrieval-Augmented Generation (RAG)-based method to enhance the large-scale authorship identification capabilities of LLMs, particularly when input lengths exceed the models' context windows, thereby establishing a new baseline for authorship identification using LLMs. Our experiments with AIDBench demonstrate that LLMs can correctly guess authorship at rates well above random chance, revealing new privacy risks posed by these powerful models. The source code and data will be made publicly available after acceptance.

cs.CL↗

Understanding Multimodal Hallucination with Parameter-Free Representation Alignment

Hallucination is a common issue in Multimodal Large Language Models (MLLMs), yet the underlying principles remain poorly understood. In this paper, we investigate which components of MLLMs contribute to object hallucinations. To analyze image representations while completely avoiding the influence of all other factors other than the image representation itself, we propose a parametric-free representation alignment metric (Pfram) that can measure the similarities between any two representation systems without requiring additional training parameters. Notably, Pfram can also assess the alignment of a neural representation system with the human representation system, represented by ground-truth annotations of images. By evaluating the alignment with object annotations, we demonstrate that this metric shows strong and consistent correlations with object hallucination across a wide range of state-of-the-art MLLMs, spanning various model architectures and sizes. Furthermore, using this metric, we explore other key issues related to image representations in MLLMs, such as the role of different modules, the impact of textual instructions, and potential improvements including the use of alternative visual encoders. Our code is available at: https://github.com/yellow-binary-tree/Pfram.

cs.CV↗

Evidence-Enhanced Triplet Generation Framework for Hallucination Alleviation in Generative Question Answering

To address the hallucination in generative question answering (GQA) where the answer can not be derived from the document, we propose a novel evidence-enhanced triplet generation framework, EATQA, encouraging the model to predict all the combinations of (Question, Evidence, Answer) triplet by flipping the source pair and the target label to understand their logical relationships, i.e., predict Answer(A), Question(Q), and Evidence(E) given a QE, EA, and QA pairs, respectively. Furthermore, we bridge the distribution gap to distill the knowledge from evidence in inference stage. Our framework ensures the model to learn the logical relation between query, evidence and answer, which simultaneously improves the evidence generation and query answering. In this paper, we apply EATQA to LLama and it outperforms other LLMs-based methods and hallucination mitigation approaches on two challenging GQA benchmarks. Further analysis shows that our method not only keeps prior knowledge within LLM, but also mitigates hallucination and generates faithful answers.

cs.CL↗

Individual Privacy Accounting for Differentially Private Stochastic Gradient Descent

Differentially private stochastic gradient descent (DP-SGD) is the workhorse algorithm for recent advances in private deep learning. It provides a single privacy guarantee to all datapoints in the dataset. We propose output-specific $(\varepsilon,δ)$-DP to characterize privacy guarantees for individual examples when releasing models trained by DP-SGD. We also design an efficient algorithm to investigate individual privacy across a number of datasets. We find that most examples enjoy stronger privacy guarantees than the worst-case bound. We further discover that the training loss and the privacy parameter of an example are well-correlated. This implies groups that are underserved in terms of model utility simultaneously experience weaker privacy guarantees. For example, on CIFAR-10, the average $\varepsilon$ of the class with the lowest test accuracy is 44.2\% higher than that of the class with the highest accuracy.

cs.LG↗

Differentially Private Synthetic Data via Foundation Model APIs 2: Text

Text data has become extremely valuable due to the emergence of machine learning algorithms that learn from it. A lot of high-quality text data generated in the real world is private and therefore cannot be shared or used freely due to privacy concerns. Generating synthetic replicas of private text data with a formal privacy guarantee, i.e., differential privacy (DP), offers a promising and scalable solution. However, existing methods necessitate DP finetuning of large language models (LLMs) on private data to generate DP synthetic data. This approach is not viable for proprietary LLMs (e.g., GPT-3.5) and also demands considerable computational resources for open-source LLMs. Lin et al. (2024) recently introduced the Private Evolution (PE) algorithm to generate DP synthetic images with only API access to diffusion models. In this work, we propose an augmented PE algorithm, named Aug-PE, that applies to the complex setting of text. We use API access to an LLM and generate DP synthetic text without any model training. We conduct comprehensive experiments on three benchmark datasets. Our results demonstrate that Aug-PE produces DP synthetic text that yields competitive utility with the SOTA DP finetuning baselines. This underscores the feasibility of relying solely on API access of LLMs to produce high-quality DP synthetic texts, thereby facilitating more accessible routes to privacy-preserving LLM applications. Our code and data are available at https://github.com/AI-secure/aug-pe.

cs.CL↗