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Huiyu Xu

Publications and source records attributed to Huiyu Xu.

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Can Small Language Models Reliably Resist Jailbreak Attacks? A Comprehensive Evaluation

Small language models (SLMs) have emerged as promising alternatives to large language models (LLMs) due to their low computational demands, enhanced privacy guarantees, and comparable performance in specific domains. Deploying SLMs on edge devices, such as smartphones and smart vehicles, has become a growing trend. However, the security implications of SLMs have not received as much attention as those of LLMs, particularly concerning the significant jailbreak threats they face. In this paper, we conduct the first systematic empirical study of SLMs' vulnerabilities to jailbreak attacks. Through systematic evaluation on 59 SLMs from 15 mainstream SLM families against 12 state-of-the-art jailbreak methods, we demonstrate that 61.0% of evaluated SLMs show an average ASR of more than 40% under jailbreak attacks and 37.3% of them have an ASR of more than 50% on direct harmful queries. Through correlation analysis, we identify that SLM vulnerabilities are closely related to training details (e.g., training dataset and method) rather than model size scaling. We further evaluate five defenses for jailbreak attacks, revealing that prompt-level defenses remain inconsistent across SLMs and attack methods, while model-level defense improves robustness against similar attacks yet generalizes poorly to multi-turn attacks such as Crescendo, highlighting the urgent need for security-by-design approaches in SLM development.

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LoRA-Key: User-Centric LoRA Watermarking for Text-to-Image Diffusion Models

Low-Rank Adaptation (LoRA) has become a widely used mechanism for customizing text-to-image diffusion models, enabling lightweight modules that are shared, reused, and commercialized as independent assets. This LoRA-centric ecosystem shifts copyright protection from foundation models to distributed LoRA modules, which are easy to copy, redistribute, or reuse without authorization. Existing watermarking methods either protect the base diffusion model or require watermark-aware retraining for each target LoRA, limiting their practicality in open community settings. To address this limitation, we propose LoRA-Key, a user-centric LoRA watermarking framework that treats copyright protection as a reusable ownership key. LoRA-Key encapsulates a recoverable secret message into a standalone user-specific Watermark LoRA, which can be attached to different target LoRAs through training-free linear superposition without per-LoRA retraining or structural modification. To train such a reusable key, we first establish a latent watermark prior in the frozen VAE latent space for robust message embedding and recovery, and then optimize the Watermark LoRA with message-conditioned watermark supervision and semantic consistency constraints. We further introduce Gradient Orthogonal Projection (GOP) to suppress watermark updates that conflict with semantic-preserving directions, reducing interference with generation fidelity and downstream style adaptation. Extensive experiments show that LoRA-Key provides lightweight plug-and-play copyright protection while preserving generation quality and style fidelity, and maintains robust ownership verification under image-level distortions, downstream fine-tuning, and multi-LoRA composition.

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LoopTrap: Termination Poisoning Attacks on LLM Agents

Modern LLM agents solve complex tasks by operating in iterative execution loops, where they repeatedly reason, act, and self-evaluate progress to determine when a task is complete. In this work, we show that while this self-directed loop facilitates autonomy, it also introduces a critical risk: by injecting malicious prompts into the agent's context, an adversary can distort the agent's termination judgment, making it believe the task remains incomplete and leading to unbounded computation.To understand this threat, we define and systematically characterize it as Termination Poisoning and design 10 representative attack strategies. Through a empirical study spanning 8 LLM agents and 60 tasks, we demonstrate that different LLM agents exhibit distinct behavioral signatures that determine which strategies succeed. These transferable patterns can serve as principled guidance for crafting effective attacks against previously unseen agents and tasks, enabling scalable red-teaming beyond manually designed templates. Building on these insights, we introduce LoopTrap, an automated red-teaming framework that synthesizes target-specific malicious prompts by exploiting agent behavioral tendencies. LoopTrap first constructs a behavioral profile of the target agent along four vulnerability dimensions via lightweight probing. It then performs adaptive trap synthesis, routing to the most effective strategy and selecting optimal injections via a self-scoring mechanism. Finally, successful traps are abstracted into a reusable skill library, while failed attempts are refined through self-reflection, ensuring continuous improvement. Extensive evaluation shows that LoopTrap achieves an average of 3.57$\times$ step amplification across 8 mainstream agents, with a peak of 25$\times$.

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RerouteGuard: Understanding and Mitigating Adversarial Risks for LLM Routing

Recent advancements in multi-model AI systems have leveraged LLM routers to reduce computational cost while maintaining response quality by assigning queries to the most appropriate model. However, as classifiers, LLM routers are vulnerable to novel adversarial attacks in the form of LLM rerouting, where adversaries prepend specially crafted triggers to user queries to manipulate routing decisions. Such attacks can lead to increased computational cost, degraded response quality, and even bypass safety guardrails, yet their security implications remain largely underexplored. In this work, we bridge this gap by systematizing LLM rerouting threats based on the adversary's objectives (i.e., cost escalation, quality hijacking, and safety bypass) and knowledge. Based on the threat taxonomy, we conduct a measurement study of real-world LLM routing systems against existing LLM rerouting attacks. The results reveal that existing routing systems are vulnerable to rerouting attacks, especially in the cost escalation scenario. We then characterize existing rerouting attacks using interpretability techniques, revealing that they exploit router decision boundaries through confounder gadgets that prepend queries to force misrouting. To mitigate these risks, we introduce RerouteGuard, a flexible and scalable guardrail framework for LLM rerouting. RerouteGuard filters adversarial rerouting prompts via dynamic embedding-based detection and adaptive thresholding. Extensive evaluations in three attack settings and four benchmarks demonstrate that RerouteGuard achieves over 99% detection accuracy against state-of-the-art rerouting attacks, while maintaining negligible impact on legitimate queries. The experimental results indicate that RerouteGuard offers a principled and practical solution for safeguarding multi-model AI systems against adversarial rerouting.

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Interpretable LLM Guardrails via Sparse Representation Steering

Large language models (LLMs) exhibit impressive capabilities in generation tasks but are prone to producing harmful, misleading, or biased content, posing significant ethical and safety concerns. To mitigate such risks, representation engineering, which steer model behavior toward desired attributes by injecting carefully designed steering vectors into LLM's representations at inference time, has emerged as a promising alternative to fine-tuning approaches. However, due to the semantically entangled nature of LLM's representation, existing representation engineering methods still suffer from several limitations: limited fine-grained controllability, content quality degradation, and conflict in multi-attribute control. To overcome these challenges, we propose Sparse Representation Steering (SRS), a novel framework that achieves fine-grained and interpretable control over LLM behavior by first disentangling internal activations into a sparse, semantically meaningful representation space, and then selectively steering relevant dimensions. Specifically, SRS leverages a pretrained Sparse Autoencoder (SAE) to transform dense, entangled activation patterns into a sparse monosemantic feature space. To identify relevant features, SRS contrasts sparse activations from positive and negative prompt pairs and measures their bidirectional KL divergence to locate dimensions most associated with the target attribute. We conduct comprehensive experiments on Gemma-2 series model across three alignment dimensions, i.e., safety, fairness, and truthfulness, to evaluate the effectiveness of SRS. Results show that SRS consistently outperforms existing steering methods, which achieves significantly improved controllability across both single and multiple attribute settings, while preserving high linguistic quality and general ability.

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JailbreakLens: Interpreting Jailbreak Mechanism in the Lens of Representation and Circuit

Despite the outstanding performance of Large language Models (LLMs) in diverse tasks, they are vulnerable to jailbreak attacks, wherein adversarial prompts are crafted to bypass their security mechanisms and elicit unexpected responses. Although jailbreak attacks are prevalent, the understanding of their underlying mechanisms remains limited. Recent studies have explained typical jailbreaking behavior (e.g., the degree to which the model refuses to respond) of LLMs by analyzing representation shifts in their latent space caused by jailbreak prompts or identifying key neurons that contribute to the success of jailbreak attacks. However, these studies neither explore diverse jailbreak patterns nor provide a fine-grained explanation from the failure of circuit to the changes of representational, leaving significant gaps in uncovering the jailbreak mechanism. In this paper, we propose JailbreakLens, an interpretation framework that analyzes jailbreak mechanisms from both representation (which reveals how jailbreaks alter the model's harmfulness perception) and circuit perspectives~(which uncovers the causes of these deceptions by identifying key circuits contributing to the vulnerability), tracking their evolution throughout the entire response generation process. We then conduct an in-depth evaluation of jailbreak behavior on five mainstream LLMs under seven jailbreak strategies. Our evaluation reveals that jailbreak prompts amplify components that reinforce affirmative responses while suppressing those that produce refusal. This manipulation shifts model representations toward safe clusters to deceive the LLM, leading it to provide detailed responses instead of refusals. Notably, we find a strong and consistent correlation between representation deception and activation shift of key circuits across diverse jailbreak methods and multiple LLMs.

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PT-Mark: Invisible Watermarking for Text-to-image Diffusion Models via Semantic-aware Pivotal Tuning

Watermarking for diffusion images has drawn considerable attention due to the widespread use of text-to-image diffusion models and the increasing need for their copyright protection. Recently, advanced watermarking techniques, such as Tree Ring, integrate watermarks by embedding traceable patterns (e.g., Rings) into the latent distribution during the diffusion process. Such methods disrupt the original semantics of the generated images due to the inevitable distribution shift caused by the watermarks, thereby limiting their practicality, particularly in digital art creation. In this work, we present Semantic-aware Pivotal Tuning Watermarks (PT-Mark), a novel invisible watermarking method that preserves both the semantics of diffusion images and the traceability of the watermark. PT-Mark preserves the original semantics of the watermarked image by gradually aligning the generation trajectory with the original (pivotal) trajectory while maintaining the traceable watermarks during whole diffusion denoising process. To achieve this, we first compute the salient regions of the watermark at each diffusion denoising step as a spatial prior to identify areas that can be aligned without disrupting the watermark pattern. Guided by the region, we then introduce an additional pivotal tuning branch that optimizes the text embedding to align the semantics while preserving the watermarks. Extensive evaluations demonstrate that PT-Mark can preserve the original semantics of the diffusion images while integrating robust watermarks. It achieves a 10% improvement in the performance of semantic preservation (i.e., SSIM, PSNR, and LPIPS) compared to state-of-the-art watermarking methods, while also showing comparable robustness against real-world perturbations and four times greater efficiency.

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RedAgent: Red Teaming Large Language Models with Context-aware Autonomous Language Agent

Recently, advanced Large Language Models (LLMs) such as GPT-4 have been integrated into many real-world applications like Code Copilot. These applications have significantly expanded the attack surface of LLMs, exposing them to a variety of threats. Among them, jailbreak attacks that induce toxic responses through jailbreak prompts have raised critical safety concerns. To identify these threats, a growing number of red teaming approaches simulate potential adversarial scenarios by crafting jailbreak prompts to test the target LLM. However, existing red teaming methods do not consider the unique vulnerabilities of LLM in different scenarios, making it difficult to adjust the jailbreak prompts to find context-specific vulnerabilities. Meanwhile, these methods are limited to refining jailbreak templates using a few mutation operations, lacking the automation and scalability to adapt to different scenarios. To enable context-aware and efficient red teaming, we abstract and model existing attacks into a coherent concept called "jailbreak strategy" and propose a multi-agent LLM system named RedAgent that leverages these strategies to generate context-aware jailbreak prompts. By self-reflecting on contextual feedback in an additional memory buffer, RedAgent continuously learns how to leverage these strategies to achieve effective jailbreaks in specific contexts. Extensive experiments demonstrate that our system can jailbreak most black-box LLMs in just five queries, improving the efficiency of existing red teaming methods by two times. Additionally, RedAgent can jailbreak customized LLM applications more efficiently. By generating context-aware jailbreak prompts towards applications on GPTs, we discover 60 severe vulnerabilities of these real-world applications with only two queries per vulnerability. We have reported all found issues and communicated with OpenAI and Meta for bug fixes.

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