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Huizhen Shu

Publications and source records attributed to Huizhen Shu.

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Steering Vision-Language Models with Joint Sparse Autoencoders

Sparse Autoencoders (SAEs) have shown promise for analyzing language models, but applying them to vision-language models (VLMs) often yields representations that are difficult to use as controllable cross-modal steering directions. We introduce the Joint Sparse Autoencoder (JSAE), which uses an explicit alignment constraint to jointly factorize sequence-pooled vision and language activations into shared, interpretable image/caption-level features. Applied to LLaVA, JSAE recovers cross-modal features for recognizable concepts (e.g., food and animals). Through bidirectional interventions (additive steering and suppression), we observe a layer-dependent asymmetry under our protocol: additive steering peaks at mid-to-late (pre-output) layers and weakens at both ends, whereas suppression scores remain within a comparable range across all probed layers within statistical noise. Experiments on three VLMs, namely LLaVA-v1.6-Mistral-7B, Llama3-LLaVA-8B, and the MoE-based Qwen3-VL-30B, show related layer-localized effects across architectures. Together, these results suggest that explicitly aligned sparse representations support more controllable intervention-based analysis of multimodal features, within an identifiable layer range, than the unconstrained alternatives tested here.

cs.CV

Stop Early, Spend Less: Hidden-State Probes as a Practical Recipe for Streaming Moderation of LLM Outputs

Deploying large language models in user-facing systems requires efficient output safety filtering. Existing approaches typically rely on a separate moderation model applied after generation, which doubles inference cost and only detects violations after generation completes. We observe that the signal needed for moderation is already present in the model hidden states. Based on this, we train lightweight token-level probes that operate directly on internal activations, producing per-token safety scores that can be aggregated for both offline evaluation and online intervention. The probe reuses activations from the generator and requires no additional forward pass, enabling sub millisecond per-token safety checks inside the decoding loop. A probe applied to a single mid layer recovers most decisions of a strong guard model, acting as a low cost surrogate optimized for latency rather than accuracy. In streaming settings, it can halt or modify unsafe outputs before they are fully generated, replacing end of sequence moderation with continuous token level monitoring. Compared to post hoc and streaming guard models, our method achieves orders of magnitude lower compute overhead with minimal latency cost. We also provide a practical deployment recipe, including layer selection, aggregation strategy, probing frequency, and triggering thresholds. Finally, we show that the probe linear component corresponds to a direction in residual space, enabling both detection and activation steering at negligible cost.

cs.LG

LatentGuard: Controllable Latent Steering for Robust Refusal of Attacks and Reliable Response Generation

Achieving robust safety alignment in large language models (LLMs) while preserving their utility remains a fundamental challenge. Existing approaches often struggle to balance comprehensive safety with fine-grained controllability at the representation level. We introduce LATENTGUARD, a novel three-stage framework that combines behavioral alignment with supervised latent space control for interpretable and precise safety steering. Our approach begins by fine-tuning an LLM on rationalized datasets containing both reasoning-enhanced refusal responses to adversarial prompts and reasoning-enhanced normal responses to benign queries, establishing robust behavioral priors across both safety-critical and utility-preserving scenarios. We then train a structured variational autoencoder (VAE) on intermediate MLP activations, supervised by multi-label annotations including attack types, attack methods, and benign indicators. This supervision enables the VAE to learn disentangled latent representations that capture distinct adversarial characteristics while maintaining semantic interpretability. Through targeted manipulation of learned latent dimensions, LATENTGUARD achieves selective refusal behavior, effectively blocking harmful requests while preserving helpfulness for legitimate use cases. Experiments on Qwen3-8B demonstrate significant improvements in both safety controllability and response interpretability without compromising utility. Cross-architecture validation on Mistral-7B confirms the generalizability of our latent steering approach, showing consistent effectiveness across different model families. Our results suggest that structured representation-level intervention offers a promising pathway toward building safer yet practical LLM systems.

cs.AI

The Resurgence of GCG Adversarial Attacks on Large Language Models

Gradient-based adversarial prompting, such as the Greedy Coordinate Gradient (GCG) algorithm, has emerged as a powerful method for jailbreaking large language models (LLMs). In this paper, we present a systematic appraisal of GCG and its annealing-augmented variant, T-GCG, across open-source LLMs of varying scales. Using Qwen2.5-0.5B, LLaMA-3.2-1B, and GPT-OSS-20B, we evaluate attack effectiveness on both safety-oriented prompts (AdvBench) and reasoning-intensive coding prompts. Our study reveals three key findings: (1) attack success rates (ASR) decrease with model size, reflecting the increasing complexity and non-convexity of larger models' loss landscapes; (2) prefix-based heuristics substantially overestimate attack effectiveness compared to GPT-4o semantic judgments, which provide a stricter and more realistic evaluation; and (3) coding-related prompts are significantly more vulnerable than adversarial safety prompts, suggesting that reasoning itself can be exploited as an attack vector. In addition, preliminary results with T-GCG show that simulated annealing can diversify adversarial search and achieve competitive ASR under prefix evaluation, though its benefits under semantic judgment remain limited. Together, these findings highlight the scalability limits of GCG, expose overlooked vulnerabilities in reasoning tasks, and motivate further development of annealing-inspired strategies for more robust adversarial evaluation.

cs.CL

Layer-Wise Perturbations via Sparse Autoencoders for Adversarial Text Generation

With the rapid proliferation of Natural Language Processing (NLP), especially Large Language Models (LLMs), generating adversarial examples to jailbreak LLMs remains a key challenge for understanding model vulnerabilities and improving robustness. In this context, we propose a new black-box attack method that leverages the interpretability of large models. We introduce the Sparse Feature Perturbation Framework (SFPF), a novel approach for adversarial text generation that utilizes sparse autoencoders to identify and manipulate critical features in text. After using the SAE model to reconstruct hidden layer representations, we perform feature clustering on the successfully attacked texts to identify features with higher activations. These highly activated features are then perturbed to generate new adversarial texts. This selective perturbation preserves the malicious intent while amplifying safety signals, thereby increasing their potential to evade existing defenses. Our method enables a new red-teaming strategy that balances adversarial effectiveness with safety alignment. Experimental results demonstrate that adversarial texts generated by SFPF can bypass state-of-the-art defense mechanisms, revealing persistent vulnerabilities in current NLP systems.However, the method's effectiveness varies across prompts and layers, and its generalizability to other architectures and larger models remains to be validated.

cs.CL