arXiv subjects

I. A. Nechaev

Publications and source records attributed to I. A. Nechaev.

At least 19 recordsLinked to original sources

arXiv2026

Plasmon manipulation by exchange magnetic field in two-dimensional spin-orbit coupled electronic systems: A higher-order relativistic k.p study

A higher-order relativistic k.p model is developed to describe plasmon excitations in two-dimensional (2D) electronic systems with spin-orbit coupling (SOC) and magnetic-exchange interactions. Derived entirely from ab initio band structure, the model allows for a non-Rashba spin-momentum locking and enables a direct coupling of the exchange field to the real spin of electrons. Using the BiTeI trilayer (hexagonal C3v symmetry) and the Si-terminated surface state of TbRh2Si2 (cubic C4v symmetry) as prototypes, we show that the exchange field induces strong, symmetry-dependent modifications of the band structure and plasmon dispersion. In BiTeI, it breaks the sixfold symmetry and leads to anisotropic, nonreciprocal plasmon modes, while in TbRh2Si2 it suppresses the characteristic triple spin winding and alters the plasmon damping. The results reveal that the interplay between SOC and exchange magnetism enables magnetic control of collective charge excitations in 2D spin-orbit systems beyond the Rashba paradigm.

cond-mat.other↗

arXiv2021

Spatial aspects of spin polarization of structurally split surface states in thin films with magnetic exchange and spin-orbit interaction

A theoretical study is presented of the effect of an in-plane magnetic exchange field on the band structure of centrosymmetric films of noble metals and topological insulators. Based on an ab initio relativistic $\mathbf{k}\cdot\mathbf{p}$ theory, a minimal effective model is developed that describes two coupled copies of a Rashba or Dirac electronic system residing at the opposite surfaces of the film. The coupling leads to a structural gap at $\barΓ$ and causes an exotic redistribution of the spin density in the film when the exchange field is introduced. We apply the model to a nineteen-layer Au(111) film and to a five-quintuple-layer Sb$_2$Te$_3$ film. We demonstrate that at each film surface the exchange field induces spectrum distortions similar to those known for Rashba or Dirac surface states with an important difference due to the coupling: At some energies, one branch of the state loses its counterpart with the oppositely directed group velocity. This suggests that a large-angle electron scattering between the film surfaces through the interior of the film is dominant or even the only possible for such energies. The spin-density redistribution accompanying the loss of the counterpart favors this scattering channel.

cond-mat.mtrl-sci↗

arXiv2020

Variety of scenarios of the magnetic exchange response in topological insulators

We present an ab initio relativistic k.p theory of the effect of magnetic exchange field on the band structure in the gap region of bulk crystals and thin films of three-dimensional layered topological insulators. For the field perpendicular to the layers (along $z$), we reveal novel unconventional scenarios of the response of the band-gap edges to the magnetization. The modification of the valence and conduction states is considered in terms of their $Γ$-point spin $s^z$ and total angular momentum $J^z$ on the atomic sites where the states are localized. The actual scenario depends on whether $s^z$ and $J^z$ have the same or opposite sign. In particular, the opposite sign for the valence state and the same sign for the conduction state give rise to an unconventional response in Bi$_2$Te$_3$ -- both in the bulk crystal and in ultra-thin films, which fundamentally distinguishes this topological insulator from Bi$_2$Se$_3$, where both states have the same sign. To gain a deeper insight into different scenarios in insulators with both inverted and non-inverted zero-field band structure, a minimal four-band third-order k.p model is constructed from first principles. Within this model, we analyze the field-induced band structure of the insulators and identify Weyl nodes that appear in a magnetic phase and behave differently depending on the scenario. We characterize the topology of the modified band structure by the Chern number $\mathcal{C}$ and find the unconventional response to be accompanied by a large Chern number $\mathcal{C}=\pm3$.

cond-mat.mes-hall↗

arXiv2020

Ab initio k.p theory of spin-momentum locking: Application to topological surface states

Based on ab initio relativistic ${\mathbf k}\cdot{\mathbf p}$ theory, we derive an effective two-band model for surface states of three-dimensional topological insulators up to seventh order in $\mathbf{k}$. It provides a comprehensive description of the surface spin structure characterized by a non-orthogonality between momentum and spin. We show that the oscillation of the non-orthogonality with the polar angle of $\mathbf{k}$ with a $π/3$ periodicity can be seen as due to effective six-fold symmetric spin-orbit magnetic fields with a quintuple and septuple winding of the field vectors per single rotation of $\mathbf{k}$. Owing to the dominant effect of the classical Rashba field, there remains a single-winding helical spin structure but with a periodic few-degree deviation from the orthogonal locking between momentum and spin.

cond-mat.mes-hall↗

arXiv2020

Observation of a cubic Rashba effect in the surface spin structure of rare-earth ternary materials

Spin-orbit interaction and structure inversion asymmetry in combination with magnetic ordering is a promising route to novel materials with highly mobile spin-polarized carriers at the surface. Spin-resolved measurements of the photoemission current from the Si-terminated surface of the antiferromagnet TbRh2Si2 and their analysis within an ab initio one-step theory unveil an unusual triple winding of the electron spin along the fourfold-symmetric constant energy contours of the surface states. A two-band k.p model is presented that yields the triple winding as a cubic Rashba effect. The curious in-plane spin-momentum locking is remarkably robust and remains intact across a paramagnetic-antiferromagnetic transition in spite of spin-orbit interaction on Rh atoms being considerably weaker than the out-of-plane exchange field due to the Tb 4f moments.

cond-mat.mes-hall↗

arXiv2018

Controlling surface charge and spin density oscillations by Dirac plasmon interaction in thin topological insulators

We study the selective excitation at infrared and THz frequencies of optical and acoustic plasmonic modes supported by thin topological insulators. These modes are characterized by effective net charge or net spin density, respectively, and we study their excitation by combining many-body and electromagnetic calculations. We first show that non-locality can significantly modify the plasmonic response: it changes the energy of propagating plasmons up to tens of percent. We then discuss how, by changing the distance between a dipolar source and a semi-infinite 10 nm thin film, it is possible to control the excitation of acoustic and optical propagating plasmons, which can propagate over a distance of several plasmonic wavelengths. Furthermore, we consider 10 nm thin TI nanodisks and study the excitation of acoustic and optical localized plasmon modes by a point dipole source and plane wave illumination, respectively. The resonant plasmonic modes appear at frequencies that strongly depends on the size of the disk, and that can be potentially tuned by applying electrostatic gating to modify the Fermi Energy of the conductive 2-dimensional layer that forms at the interfaces of the TI. We observe a spectral shift from ~29 $μ$m to ~34 $μ$m by changing the Fermi Energy from 250meV to 350meV. Last, the electromagnetic energy of these plasmonics modes can be confined to very small regions, of effective volume ~(120 nm)^3 for the smaller disk considered, much less than the free-space wavelength cubed $λ$^3 ~(35000 nm)^3. The strong confinement is desirable for achieving very efficient coupling with nearby systems. Our detailed study thus shows that thin topological insulators are a promising system to control both the spin and charge oscillations associated with the plasmonic resonances, with possible applications to fast, compact and electrically-controlled spintronics devices.

cond-mat.mes-hall↗

arXiv2017

Spin Filtering via Resonant Reflection of Relativistic Surface States

A microscopic approach is developed to scattering of surface states from a non-magnetic linear defect at a surface with strong spin-orbit interaction. Spin-selective reflection resonances in scattering of Rashba-split surface states by an atomic stripe are theoretically discovered in a proof-of-principle calculation for a model crystal potential. Spin-filtering properties of such linear defects are analyzed within an envelope-function formalism for a perturbed surface based on the Rashba Hamiltonian. The continuous Rashba model is found to be in full accord with the microscopic theory, which reveals the essential physics behind the scattering resonance. The spin-dependent reflection suggests a novel mechanism to manipulate spins on the nanoscale.

cond-mat.mes-hall↗

arXiv2017

2D and 3D topological phases in BiTe$X$ compounds

Recently, it was shown that quantum spin Hall insulator (QSHI) phase with a gap wide enough for practical applications can be realized in the ultra thin films constructed from two inversely stacked structural elements of trivial band insulator BiTeI. Here, we study the edge states in the free-standing Bi$_2$Te$_2$I$_2$ sextuple layer (SL) and the electronic structure of the Bi$_2$Te$_2$I$_2$ SL on the natural BiTeI substrate. We show that the topological properties of the Bi$_2$Te$_2$I$_2$ SL on this substrate keep $\mathbb Z_2$ invariant. We also demonstrate that ultra thin centrosymmetric films constructed in the similar manner but from related material BiTeBr are trivial band insulators up to five-SL film thickness. In contrast to Bi$_2$Te$_2$I$_2$ for which the stacking of nontrivial SLs in 3D limit gives a strong topological insulator (TI) phase, strong TI is realized in 3D Bi$_2$Te$_2$Br$_2$ in spite of the SL is trivial. For the last material of the BiTe$X$ ($X$=I,Br,Cl) series, BiTeCl, both 2D and 3D centrosymmetric phases are characterized by topologically trivial band structure.

cond-mat.mtrl-sci↗

arXiv2017

Quantum spin Hall insulators in centrosymmetric thin films composed from topologically trivial BiTeI trilayers

The quantum spin Hall insulators predicted ten years ago and now experimentally observed are instrumental for a breakthrough in nanoelectronics due to non-dissipative spin-polarized electron transport through their edges. For this transport to persist at normal conditions, the insulators should possess a sufficiently large band gap in a stable topological phase. Here, we theoretically show that quantum spin Hall insulators can be realized in ultra-thin films constructed from a trivial band insulator with strong spin-orbit coupling. The thinnest film with an inverted gap large enough for practical applications is a centrosymmetric sextuple layer built out of two inversely stacked non-centrosymmetric BiTeI trilayers. This nontrivial sextuple layer turns out to be the structure element of an artificially designed strong three-dimensional topological insulator Bi$_2$Te$_2$I$_2$. We reveal general principles of how a topological insulator can be composed from the structure elements of the BiTeX family (X=I, Br, Cl), which opens new perspectives towards engineering of topological phases.

cond-mat.mtrl-sci↗

arXiv2016

Adsorption geometry and the interface states: The relaxed and compressed phases of NTCDA/Ag(111)

The theoretical modelling of metal-organic interfaces represents a formidable challenge, especially in consideration of the delicate balance of various interaction mechanisms and the large size of involved molecular species. In the present study, the energies of interface states, which are known to display a high sensitivity to the adsorption geometry and electronic structure of the deposited molecular species, have been used to test the suitability and reliability of current theoretical approaches. Two well-ordered overlayer structures (relaxed and compressed monolayer) of NTCDA on Ag(111) have been investigated using two-photon-photoemission to derive precise interface state energies for these closely related systems. The experimental values are reproduced by our DFT calculations using different treatments of dispersion interactions (optB88, PBE-D3) and basis set approaches (localized numerical atomic orbitals, plane waves) with remarkable accuracy. This underlines the trustworthiness regarding the description of geometric and electronic properties.

cond-mat.mtrl-sci↗

arXiv2016

Relativistic k.p Hamiltonians for centrosymmetric topological insulators from ab initio wave functions

We present a method to microscopically derive a small-size k$\cdot$p Hamiltonian in a Hilbert space spanned by physically chosen ab initio spinor wave functions. Without imposing any complementary symmetry constraints, our formalism equally treats three- and two-dimensional systems and simultaneously yields the Hamiltonian parameters and the true $\mathbb{Z}_2$ topological invariant. We consider bulk crystals and thin films of Bi$_{2}$Se$_{3}$, Bi$_{2}$Te$_{3}$, and Sb$_{2}$Te$_{3}$. It turns out that the effective continuous k$\cdot$p models with open boundary conditions often incorrectly predict the topological character of thin films.

cond-mat.mes-hall↗

arXiv2016

Adsorption geometry and electronic properties of flat-lying monolayers of tetracene on the Ag(111) surface

The geometrical and electronic properties of the monolayer (ML) of tetracene (Tc) molecules on Ag(111) are systematically investigated by means of DFT calculations with the use of localized basis set. The bridge and hollow adsorption positions of the molecule in the commensurate $γ$-Tc/Ag(111) are revealed to be the most stable and equally favorable irrespective to the approximation chosen for the exchange-correlation functional. The binding energy is entirely determined by the long-range dispersive interaction. The former lowest unoccupied orbital remains being unoccupied in the case of $γ$-Tc/Ag(111) as well as in the $α$-phase with increased coverage. The unit cell of the $α$-phase with point-on-line registry was adapted for calculations based on the available experimental data and the computed structures of the $γ$-phase. The calculated position of the Tc/Ag(111) interface state is found to be noticeably dependent on the lattice constant of the substrate, however its energy shift with respect to the Shockley surface state of the unperturbed clean side of the slab is sensitive only to the adsorption distance and in good agreement with the experimentally measured energy shift.

cond-mat.mes-hall↗

arXiv2015

Inelastic Decay of Electrons in the Shockley-type Metal-Organic Interface States

We present a theoretical study of lifetimes of interface states (IS) on metal-organic interfaces PTCDA/Ag(111), NTCDA/Ag(111), PFP/Ag(111), and PTCDA/Ag(100), describing and explaining the recent experimental data. By means of unfolding the band structure of one of the interfaces under study onto the Ag(111) Brillouin zone we demonstrate, that the Brillouin zone folding upon organic monolayer deposition plays a minor role in the phase space for electron decay, and hence weakly affects the resulting lifetimes. The presence of the unoccupied molecular states below the IS gives a small contribution to the IS decay rate mostly determined by the change of the phase space of bulk states upon the energy shift of the IS. The calculated lifetimes follow the experimentally observed trends. In particular, we explain the trend of the unusual increase of the IS lifetimes with rising temperature.

cond-mat.mtrl-sci↗

arXiv2014

Spin-helical Dirac states in graphene induced by polar-substrate surfaces with giant spin-orbit interaction: a new platform for spintronics

Spintronics, or spin electronics, is aimed at efficient control and manipulation of spin degrees of freedom in electron systems. To comply with demands of nowaday spintronics, the studies of electron systems hosting giant spin-orbit-split electron states have become one of the most important directions providing us with a basis for desirable spintronics devices. In construction of such devices, it is also tempting to involve graphene, which has attracted great attention because of its unique and remarkable electronic properties and was recognized as a viable replacement for silicon in electronics. In this case, a challenging goal is to make graphene Dirac states spin-polarized. Here, we report on absolutely new promising pathway to create spin-polarized Dirac states based on coupling of graphene and polar-substrate surface states with giant Rashba-type spin-splitting. We demonstrate how the spin-helical Dirac states are formed in graphene deposited on the surface of BiTeCl. This coupling induces spin separation of the originally spin-degenerate graphene states and results in fully helical in-plane spin polarization of the Dirac electrons.

cond-mat.mtrl-sci↗

arXiv2013

The quasiparticle band gap in the topological insulator Bi2Te3

We present a theoretical study of dispersion of states which form the bulk band-gap edges in the three-dimensional topological insulator Bi2Te3. Within density functional theory, we analyze the effect of atomic positions varying within the error range of the available experimental data and approximation chosen for the exchange-correlation functional on the bulk band gap and k-space location of valence- and conduction-band extrema. For each set of the positions with different exchange-correlation functionals, we show how many-body corrections calculated within a one-shot GW approach affect the mentioned characteristics of electronic structure of Bi2Te3. We thus also illustrate to what degree the one-shot GW results are sensitive to the reference one-particle band structure in the case of bismuth telluride. We found that for this topological insulator the GW corrections enlarge the fundamental band gap and for certain atomic positions and reference band structure bring its value in close agreement with experiment.

cond-mat.mtrl-sci↗

arXiv2013

Many-body effects on the Rashba-type spin splitting in bulk bismuth tellurohalides

We report on many-body corrections to one-electron energy spectra of bulk bismuth tellurohalides---materials that exhibit a giant Rashba-type spin splitting of the band-gap edge states. We show that the corrections obtained in the one-shot $GW$ approximation noticeably modify the spin-orbit-induced spin splitting evaluated within density functional theory. We demonstrate that taking into account many-body effects is crucial to interpret the available experimental data.

cond-mat.mtrl-sci↗

arXiv2013

Evidence for a direct band gap in the topological insulator Bi2Se3 from theory and experiment

Using angle-resolved photoelectron spectroscopy and ab-initio GW calculations, we unambiguously show that the widely investigated three-dimensional topological insulator Bi2Se3 has a direct band gap at the Gamma point. Experimentally, this is shown by a three-dimensional band mapping in large fractions of the Brillouin zone. Theoretically, we demonstrate that the valence band maximum is located at the Brillouin center only if many-body effects are included in the calculation. Otherwise, it is found in a high-symmetry mirror plane away from the zone center.

cond-mat.mtrl-sci↗

arXiv2013

Rashba split surface states in BiTeBr

Within density functional theory, we study bulk band structure and surface states of BiTeBr. We consider both ordered and disordered phases which differ in atomic order in the Te-Br sublattice. On the basis of relativistic ab-initio calculations, we show that the ordered BiTeBr is energetically preferable as compared with the disordered one. We demonstrate that both Te- and Br-terminated surfaces of the ordered BiTeBr hold surface states with a giant spin-orbit splitting. The Te-terminated surface-state spin splitting has the Rashba-type behavior with the coupling parameter α_R ~ 2 eVÅ.

cond-mat.mtrl-sci↗