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Iain B. Collings

Publications and source records attributed to Iain B. Collings.

33 records · Page 2Linked to original sources

Secrecy Sum-Rates for Multi-User MIMO Regularized Channel Inversion Precoding

In this paper, we propose a linear precoder for the downlink of a multi-user MIMO system with multiple users that potentially act as eavesdroppers. The proposed precoder is based on regularized channel inversion (RCI) with a regularization parameter $α$ and power allocation vector chosen in such a way that the achievable secrecy sum-rate is maximized. We consider the worst-case scenario for the multi-user MIMO system, where the transmitter assumes users cooperate to eavesdrop on other users. We derive the achievable secrecy sum-rate and obtain the closed-form expression for the optimal regularization parameter $α_{\mathrm{LS}}$ of the precoder using large-system analysis. We show that the RCI precoder with $α_{\mathrm{LS}}$ outperforms several other linear precoding schemes, and it achieves a secrecy sum-rate that has same scaling factor as the sum-rate achieved by the optimum RCI precoder without secrecy requirements. We propose a power allocation algorithm to maximize the secrecy sum-rate for fixed $α$. We then extend our algorithm to maximize the secrecy sum-rate by jointly optimizing $α$ and the power allocation vector. The jointly optimized precoder outperforms RCI with $α_{\mathrm{LS}}$ and equal power allocation by up to 20 percent at practical values of the signal-to-noise ratio and for 4 users and 4 transmit antennas.

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Eigen-Direction Alignment Based Physical-Layer Network Coding for MIMO Two-Way Relay Channels

In this paper, we propose a novel communication strategy which incorporates physical-layer network coding (PNC) into multiple-input multiple output (MIMO) two-way relay channels (TWRCs). At the heart of the proposed scheme lies a new key technique referred to as eigen-direction alignment (EDA) precoding. The EDA precoding efficiently aligns the two-user's eigen-modes into the same directions. Based on that, we carry out multi-stream PNC over the aligned eigen-modes. We derive an achievable rate of the proposed EDA-PNC scheme, based on nested lattice codes, over a MIMO TWRC. Asymptotic analysis shows that the proposed EDA-PNC scheme approaches the capacity upper bound as the number of user antennas increases towards infinity. For a finite number of user antennas, we formulate the design criterion of the optimal EDA precoder and present solutions. Numerical results show that there is only a marginal gap between the achievable rate of the proposed EDA-PNC scheme and the capacity upper bound of the MIMO TWRC, in the median-to-large SNR region. We also show that the proposed EDA-PNC scheme significantly outperforms existing amplify-and-forward and decode-and-forward based schemes for MIMO TWRCs.

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Open-Loop Spatial Multiplexing and Diversity Communications in Ad Hoc Networks

This paper investigates the performance of open-loop multi-antenna point-to-point links in ad hoc networks with slotted ALOHA medium access control (MAC). We consider spatial multiplexing transmission with linear maximum ratio combining and zero forcing receivers, as well as orthogonal space time block coded transmission. New closed-form expressions are derived for the outage probability, throughput and transmission capacity. Our results demonstrate that both the best performing scheme and the optimum number of transmit antennas depend on different network parameters, such as the node intensity and the signal-to-interference-and-noise ratio operating value. We then compare the performance to a network consisting of single-antenna devices and an idealized fully centrally coordinated MAC. These results show that multi-antenna schemes with a simple decentralized slotted ALOHA MAC can outperform even idealized single-antenna networks in various practical scenarios.

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Spatial multiplexing with MMSE receivers: Single-stream optimality in ad hoc networks

The performance of spatial multiplexing systems with linear minimum-mean-squared-error receivers is investigated in ad hoc networks. It is shown that single-stream transmission is preferable over multi-stream transmission, due to the weaker interference powers from the strongest interferers remaining after interference-cancelation. This result is obtained by new exact closed-form expressions we derive for the outage probability and transmission capacity.

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Sum Rates, Rate Allocation, and User Scheduling for Multi-User MIMO Vector Perturbation Precoding

This paper considers the multiuser multiple-input multiple-output (MIMO) broadcast channel. We consider the case where the multiple transmit antennas are used to deliver independent data streams to multiple users via vector perturbation. We derive expressions for the sum rate in terms of the average energy of the precoded vector, and use this to derive a high signal-to-noise ratio (SNR) closed-form upper bound, which we show to be tight via simulation. We also propose a modification to vector perturbation where different rates can be allocated to different users. We conclude that for vector perturbation precoding most of the sum rate gains can be achieved by reducing the rate allocation problem to the user selection problem. We then propose a low-complexity user selection algorithm that attempts to maximize the high-SNR sum rate upper bound. Simulations show that the algorithm outperforms other user selection algorithms of similar complexity.

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Achievable Sum Rate of MIMO MMSE Recievers: A General Analytic Framework

This paper investigates the achievable sum rate of multiple-input multiple-output (MIMO) wireless systems employing linear minimum mean-squared error (MMSE) receivers. We present a new analytic framework which unveils an interesting connection between the achievable sum rate with MMSE receivers and the ergodic mutual information achieved with optimal receivers. This simple but powerful result enables the vast prior literature on ergodic MIMO mutual information to be directly applied to the analysis of MMSE receivers. The framework is particularized to various Rayleigh and Rician channel scenarios to yield new exact closed-form expressions for the achievable sum rate, as well as simplified expressions in the asymptotic regimes of high and low signal to noise ratios. These expressions lead to the discovery of key insights into the performance of MIMO MMSE receivers under practical channel conditions.

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Maximum Sum-Rate of MIMO Multiuser Scheduling with Linear Receivers

We analyze scheduling algorithms for multiuser communication systems with users having multiple antennas and linear receivers. When there is no feedback of channel information, we consider a common round robin scheduling algorithm, and derive new exact and high signal-to-noise ratio (SNR) maximum sum-rate results for the maximum ratio combining (MRC) and minimum mean squared error (MMSE) receivers. We also present new analysis of MRC, zero forcing (ZF) and MMSE receivers in the low SNR regime. When there are limited feedback capabilities in the system, we consider a common practical scheduling scheme based on signal-to-interference-and-noise ratio (SINR) feedback at the transmitter. We derive new accurate approximations for the maximum sum-rate, for the cases of MRC, ZF and MMSE receivers. We also derive maximum sum-rate scaling laws, which reveal that the maximum sum-rate of all three linear receivers converge to the same value for a large number of users, but at different rates.

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On the Mutual Information Distribution of OFDM-Based Spatial Multiplexing: Exact Variance and Outage Approximation

This paper considers the distribution of the mutual information of frequency-selective spatially-uncorrelated Rayleigh fading MIMO channels. Results are presented for OFDM-based spatial multiplexing. New exact closed-form expressions are derived for the variance of the mutual information. In contrast to previous results, our new expressions apply for systems with both arbitrary numbers of antennas and arbitrary-length channels. Simplified expressions are also presented for high and low SNR regimes. The analytical variance results are used to provide accurate analytical approximations for the distribution of the mutual information and the outage capacity.

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GLRT-Optimal Noncoherent Lattice Decoding

This paper presents new low-complexity lattice-decoding algorithms for noncoherent block detection of QAM and PAM signals over complex-valued fading channels. The algorithms are optimal in terms of the generalized likelihood ratio test (GLRT). The computational complexity is polynomial in the block length; making GLRT-optimal noncoherent detection feasible for implementation. We also provide even lower complexity suboptimal algorithms. Simulations show that the suboptimal algorithms have performance indistinguishable from the optimal algorithms. Finally, we consider block based transmission, and propose to use noncoherent detection as an alternative to pilot assisted transmission (PAT). The new technique is shown to outperform PAT.

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Optimal Throughput-Diversity-Delay Tradeoff in MIMO ARQ Block-Fading Channels

In this paper, we consider an automatic-repeat-request (ARQ) retransmission protocol signaling over a block-fading multiple-input, multiple-output (MIMO) channel. Unlike previous work, we allow for multiple fading blocks within each transmission (ARQ round), and we constrain the transmitter to fixed rate codes constructed over complex signal constellations. In particular, we examine the general case of average input-power-constrained constellations as well as the practically important case of finite discrete constellations. This scenario is a suitable model for practical wireless communications systems employing orthogonal frequency division multiplexing techniques over a MIMO ARQ channel. Two cases of fading dynamics are considered, namely short-term static fading where channel fading gains change randomly for each ARQ round, and long-term static fading where channel fading gains remain constant over all ARQ rounds pertaining to a given message. As our main result, we prove that for the block-fading MIMO ARQ channel with discrete input signal constellation satisfying a short-term power constraint, the optimal signal-to-noise ratio (SNR) exponent is given by a modified Singleton bound, relating all the system parameters. To demonstrate the practical significance of the theoretical analysis, we present numerical results showing that practical Singleton-bound-achieving maximum distance separable codes achieve the optimal SNR exponent.

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MIMO Multichannel Beamforming: SER and Outage Using New Eigenvalue Distributions of Complex Noncentral Wishart Matrices

This paper analyzes MIMO systems with multichannel beamforming in Ricean fading. Our results apply to a wide class of multichannel systems which transmit on the eigenmodes of the MIMO channel. We first present new closed-form expressions for the marginal ordered eigenvalue distributions of complex noncentral Wishart matrices. These are used to characterize the statistics of the signal to noise ratio (SNR) on each eigenmode. Based on this, we present exact symbol error rate (SER) expressions. We also derive closed-form expressions for the diversity order, array gain, and outage probability. We show that the global SER performance is dominated by the subchannel corresponding to the minimum channel singular value. We also show that, at low outage levels, the outage probability varies inversely with the Ricean K-factor for cases where transmission is only on the most dominant subchannel (i.e. a singlechannel beamforming system). Numerical results are presented to validate the theoretical analysis.

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Asymptotic SER and Outage Probability of MIMO MRC in Correlated Fading

This letter derives the asymptotic symbol error rate (SER) and outage probability of multiple-input multiple-output (MIMO) maximum ratio combining (MRC) systems. We consider Rayleigh fading channels with both transmit and receive spatial correlation. Our results are based on new asymptotic expressions which we derive for the p.d.f. and c.d.f. of the maximum eigenvalue of positive-definite quadratic forms in complex Gaussian matrices. We prove that spatial correlation does not affect the diversity order, but that it reduces the array gain and hence increases the SER in the high SNR regime.

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Performance Analysis of MIMO-MRC in Double-Correlated Rayleigh Environments

We consider multiple-input multiple-output (MIMO) transmit beamforming systems with maximum ratio combining (MRC) receivers. The operating environment is Rayleigh-fading with both transmit and receive spatial correlation. We present exact expressions for the probability density function (p.d.f.) of the output signal-to-noise ratio (SNR), as well as the system outage probability. The results are based on explicit closed-form expressions which we derive for the p.d.f. and c.d.f. of the maximum eigenvalue of double-correlated complex Wishart matrices. For systems with two antennas at either the transmitter or the receiver, we also derive exact closed-form expressions for the symbol error rate (SER). The new expressions are used to prove that MIMO-MRC achieves the maximum available spatial diversity order, and to demonstrate the effect of spatial correlation. The analysis is validated through comparison with Monte-Carlo simulations.

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Eigenvalue Distributions of Sums and Products of Large Random Matrices via Incremental Matrix Expansions

This paper uses an incremental matrix expansion approach to derive asymptotic eigenvalue distributions (a.e.d.'s) of sums and products of large random matrices. We show that the result can be derived directly as a consequence of two common assumptions, and matches the results obtained from using R- and S-transforms in free probability theory. We also give a direct derivation of the a.e.d. of the sum of certain random matrices which are not free. This is used to determine the asymptotic signal-to-interference-ratio of a multiuser CDMA system with a minimum mean-square error linear receiver.

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Unified Large System Analysis of MMSE and Adaptive Least Squares Receivers for a class of Random Matrix Channels

We present a unified large system analysis of linear receivers for a class of random matrix channels. The technique unifies the analysis of both the minimum-mean-squared-error (MMSE) receiver and the adaptive least-squares (ALS) receiver, and also uses a common approach for both random i.i.d. and random orthogonal precoding. We derive expressions for the asymptotic signal-to-interference-plus-noise (SINR) of the MMSE receiver, and both the transient and steady-state SINR of the ALS receiver, trained using either i.i.d. data sequences or orthogonal training sequences. The results are in terms of key system parameters, and allow for arbitrary distributions of the power of each of the data streams and the eigenvalues of the channel correlation matrix. In the case of the ALS receiver, we allow a diagonal loading constant and an arbitrary data windowing function. For i.i.d. training sequences and no diagonal loading, we give a fundamental relationship between the transient/steady-state SINR of the ALS and the MMSE receivers. We demonstrate that for a particular ratio of receive to transmit dimensions and window shape, all channels which have the same MMSE SINR have an identical transient ALS SINR response. We demonstrate several applications of the results, including an optimization of information throughput with respect to training sequence length in coded block transmission.

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