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Igor R. Klebanov

Publications and source records attributed to Igor R. Klebanov.

At least 37 records · Page 2Linked to original sources

RG Limit Cycles and Unconventional Fixed Points in Perturbative QFT

We study quantum field theories with sextic interactions in $3-ε$ dimensions, where the scalar fields $ϕ^{ab}$ form irreducible representations under the $O(N)^2$ or $O(N)$ global symmetry group. We calculate the beta functions up to four-loop order and find the Renormalization Group fixed points. In an example of large $N$ equivalence, the parent $O(N)^2$ theory and its anti-symmetric projection exhibit identical large $N$ beta functions which possess real fixed points. However, for projection to the symmetric traceless representation of $O(N)$, the large $N$ equivalence is violated by the appearance of an additional double-trace operator not inherited from the parent theory. Among the large $N$ fixed points of this daughter theory we find complex CFTs. The symmetric traceless $O(N)$ model also exhibits very interesting phenomena when it is analytically continued to small non-integer values of $N$. Here we find unconventional fixed points, which we call "spooky." They are located at real values of the coupling constants $g^i$, but two eigenvalues of the Jacobian matrix $\partial β^i/\partial g^j$ are complex. When these complex conjugate eigenvalues cross the imaginary axis, a Hopf bifurcation occurs, giving rise to RG limit cycles. This crossing occurs for $N_{\rm crit} \approx 4.475$, and for a small range of $N$ above this value we find RG flows which lead to limit cycles.

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Many Body Scars as a Group Invariant Sector of Hilbert Space

We present a class of Hamiltonians $H$ for which a sector of the Hilbert space invariant under a Lie group $G$, which is not a symmetry of $H$, possesses the essential properties of many-body scar states. These include the absence of thermalization and the "revivals" of special initial states in time evolution. Some of the scar states found in earlier work may be viewed as special cases of our construction. A particular class of examples concerns interacting spin-1/2 fermions on a lattice consisting of $N$ sites (it includes deformations of the Fermi-Hubbard model as special cases), and we show that it contains two families of $N+1$ scar states. One of these families, which was found in recent literature, is comprised of the well-known $η$-pairing states. We find another family of scar states which is $U(N)$ invariant. Both families and most of the group-invariant scar states produced by our construction in general, give rise to the off-diagonal long range order which survives at high temperatures and is insensitive to the details of the dynamics. Such states could be used for reliable quantum information processing because the information is stored non-locally, and thus cannot be easily erased by local perturbations. In contrast, other scar states we find are product states which could be easily prepared experimentally. The dimension of scar subspace is directly controlled by the choice of group $G$ and can be made exponentially large.

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Spontaneous Breaking of $U(1)$ Symmetry in Coupled Complex SYK Models

As shown in [1], two copies of the large $N$ Majorana SYK model can produce spontaneous breaking of a $Z_2$ symmetry when they are coupled by appropriate quartic terms. In this paper we similarly study two copies of the complex SYK model coupled by a quartic term preserving the $U(1) \times U(1)$ symmetry. We also present a tensor counterpart of this coupled model. When the coefficient $α$ of the quartic term lies in a certain range, the coupled large $N$ theory is nearly conformal. We calculate the scaling dimensions of fermion bilinear operators as functions of $α$. We show that the operator $c_{1i}^\dagger c_{2i}$, which is charged under the axial $U(1)$ symmetry, acquires a complex dimension outside of the line of fixed points. We derive the large $N$ Dyson-Schwinger equations and show that, outside the fixed line, this $U(1)$ symmetry is spontaneously broken at low temperatures because this operator acquires an expectation value. We support these findings by exact diagonalizations extrapolated to large $N$.

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The $O(N)$ Model in $4<d<6$: Instantons and Complex CFTs

We revisit the scalar $O(N)$ model in the dimension range $4<d<6$ and study the effects caused by its metastability. As shown in previous work, this model formally possesses a fixed point where, perturbatively in the $1/N$ expansion, the operator scaling dimensions are real and above the unitarity bound. Here, we further show that these scaling dimensions do acquire small imaginary parts due to the instanton effects. In $d$ dimensions and for large $N$, we find that they are of order $e^{-N f(d)}$, where, remarkably, the function $f(d)$ equals the sphere free energy of a conformal scalar in $d-2$ dimensions. The non-perturbatively small imaginary parts also appear in other observables, such as the sphere free energy and two and three-point function coefficients, and we present some of their calculations. Therefore, at sufficiently large $N$, the $O(N)$ models in $4<d<6$ may be thought of as complex CFTs. When $N$ is large enough for the imaginary parts to be numerically negligible, the five-dimensional $O(N)$ models may be studied using the techniques of numerical bootstrap.

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Hagedorn Temperature in Large $N$ Majorana Quantum Mechanics

We discuss two types of quantum mechanical models that couple large numbers of Majorana fermions and have orthogonal symmetry groups. In models of vector type, only one of the symmetry groups has a large rank. The large $N$ limit is taken keeping $gN=λ$ fixed, where $g$ multiplies the quartic Hamiltonian. We introduce a simple model with $O(N)\times SO(4)$ symmetry, whose energies are expressed in terms of the quadratic Casimirs of the symmetry groups. This model may be deformed so that the symmetry is $O(N)\times O(2)^2$, and the Hamiltonian reduces to that studied in arXiv:1802.10263. We find analytic expressions for the large $N$ density of states and free energy. In both vector models, the large $N$ density of states varies approximately as $e^{-|E|/λ}$ for a wide range of energies. This gives rise to critical behavior as the temperature approaches the Hagedorn temperature $T_{\rm H} = λ$. In the formal large $N$ limit, the specific heat blows up as $(T_H- T)^{-2}$, which implies that $T_H$ is the limiting temperature. However, at any finite $N$, it is possible to reach arbitrarily large temperatures. Thus, the finite $N$ effects smooth out the Hagedorn transition. We also study models of matrix type, which have two $O(N)$ symmetry groups with large rank. An example is provided by the Majorana matrix model with $O(N)^2\times O(2)$ symmetry, which was studied in arXiv:1802.10263. In contrast with the vector models, the density of states is smooth and nearly Gaussian near the middle of the spectrum.

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Prismatic Large $N$ Models for Bosonic Tensors

We study the $O(N)^3$ symmetric quantum field theory of a bosonic tensor $ϕ^{abc}$ with sextic interactions. Its large $N$ limit is dominated by a positive-definite operator, whose index structure has the topology of a prism. We present a large $N$ solution of the model using Schwinger-Dyson equations to sum the leading diagrams, finding that for $2.81 < d < 3$ and for $d<1.68$ the spectrum of bilinear operators has no complex scaling dimensions. We also develop perturbation theory in $3-ε$ dimensions including eight $O(N)^3$ invariant operators necessary for the renormalizability. For sufficiently large $N$, we find a "prismatic" fixed point of the renormalization group, where all eight coupling constants are real. The large $N$ limit of the resulting $ε$ expansions of various operator dimensions agrees with the Schwinger-Dyson equations. Furthermore, the $ε$ expansion allows us to calculate the $1/N$ corrections to operator dimensions. The prismatic fixed point in $3-ε$ dimensions survives down to $N\approx 53.65$, where it merges with another fixed point and becomes complex. We also discuss the $d=1$ model where our approach gives a slightly negative scaling dimension for $ϕ$, while the spectrum of bilinear operators is free of complex dimensions.

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Majorana Fermion Quantum Mechanics for Higher Rank Tensors

We study quantum mechanical models in which the dynamical degrees of freedom are real fermionic tensors of rank five and higher. They are the non-random counterparts of the Sachdev-Ye-Kitaev (SYK) models where the Hamiltonian couples six or more fermions. For the tensors of rank five, there is a unique $O(N)^5$ symmetric sixth-order Hamiltonian leading to a solvable large $N$ limit dominated by the melonic diagrams. We solve for the complete energy spectrum of this model when $N=2$ and deduce exact expressions for all the eigenvalues. The subset of states which are gauge invariant exhibit degeneracies related to the discrete symmetries of the gauged model. We also study quantum chaos properties of the tensor model and compare them with those of the $q=6$ SYK model. For $q>6$ there is a rapidly growing number of $O(N)^{q-1}$ invariant tensor interactions. We focus on those of them that are maximally single-trace - their stranded diagrams stay connected when any set of $q-3$ colors is erased. We present a general discussion of why the tensor models with maximally single-trace interactions have large $N$ limits dominated by the melonic diagrams. We solve the large $N$ Schwinger-Dyson equations for the higher rank Majorana tensor models and show that they match those of the corresponding SYK models exactly. We also study other gauge invariant operators present in the tensor models.

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Symmetry Breaking in Coupled SYK or Tensor Models

We study a large $N$ tensor model with $O(N)^3$ symmetry containing two flavors of Majorana fermions, $ψ_1^{abc}$ and $ψ_2^{abc}$. We also study its random counterpart consisting of two coupled Sachdev-Ye-Kitaev models, each one containing $N_{\rm SYK}$ Majorana fermions. In these models we assume tetrahedral quartic Hamiltonians which depend on a real coupling parameter $α$. We find a duality relation between two Hamiltonians with different values of $α$, which allows us to restrict the model to the range of $-1\leq α\leq 1/3$. The scaling dimension of the fermion number operator $Q=iψ_1^{abc} ψ_2^{abc}$ is complex and of the form $1/2 +i f(α)$ in the range $-1\leq α<0$, indicating an instability of the conformal phase. Using Schwinger-Dyson equations to solve for the Green functions, we show that in the true low-temperature phase this operator acquires an expectation value. This demonstrates the breaking of an anti-unitary particle-hole symmetry and other discrete symmetries. We also calculate spectra of the coupled SYK models for values of $N_{\rm SYK}$ where exact diagonalizations are possible. For negative $α$ we find a gap separating the two lowest energy states from the rest of the spectrum; this leads to exponential decay of the zero-temperature correlation functions. For $N_{\rm SYK}$ divisible by $4$, the two lowest states have a small splitting. They become degenerate in the large $N_{\rm SYK}$ limit, as expected from the spontaneous breaking of a $\mathbb{Z}_2$ symmetry.

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Spectrum of Majorana Quantum Mechanics with $O(4)^3$ Symmetry

We study the quantum mechanics of 3-index Majorana fermions $ψ^{abc}$ governed by a quartic Hamiltonian with $O(N)^3$ symmetry. Similarly to the Sachdev-Ye-Kitaev model, this tensor model has a solvable large $N$ limit dominated by the melonic diagrams. For $N=4$ the total number of states is $2^{32}$, but they naturally break up into distinct sectors according to the charges under the $U(1)\times U(1)$ Cartan subgroup of one of the $O(4)$ groups. The biggest sector has vanishing charges and contains over $165$ million states. Using a Lanczos algorithm, we determine the spectrum of the low-lying states in this and other sectors. We find that the absolute ground state is non-degenerate. If the $SO(4)^3$ symmetry is gauged, it is known from earlier work that the model has $36$ states and a residual discrete symmetry. We study the discrete symmetry group in detail; it gives rise to degeneracies of some of the gauge singlet energies. We find all the gauge singlet energies numerically and use the results to propose exact analytic expressions for them.

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TASI Lectures on Large $N$ Tensor Models

The first part of these lecture notes is mostly devoted to a comparative discussion of the three basic large $N$ limits, which apply to fields which are vectors, matrices, or tensors of rank three and higher. After a brief review of some physical applications of large $N$ limits, we present a few solvable examples in zero space-time dimension. Using models with fields in the fundamental representation of $O(N)$, $O(N)^2$, or $O(N)^3$ symmetry, we compare their combinatorial properties and highlight a competition between the snail and melon diagrams. We exhibit the different methods used for solving the vector, matrix, and tensor large $N$ limits. In the latter example we review how the dominance of melonic diagrams follows when a special "tetrahedral" interaction is introduced. The second part of the lectures is mostly about the fermionic quantum mechanical tensor models, whose large $N$ limits are similar to that in the Sachdev-Ye-Kitaev (SYK) model. The minimal Majorana model with $O(N)^3$ symmetry and the tetrahedral Hamiltonian is reviewed in some detail; it is the closest tensor counterpart of the SYK model. Also reviewed are generalizations to complex fermionic tensors, including a model with $SU(N)^2\times O(N)\times U(1)$ symmetry, which is a tensor counterpart of the complex SYK model. The bosonic large $N$ tensor models, which are formally tractable in continuous spacetime dimension, are reviewed briefly at the end.

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Spectra of Eigenstates in Fermionic Tensor Quantum Mechanics

We study the $O(N_1)\times O(N_2)\times O(N_3)$ symmetric quantum mechanics of 3-index Majorana fermions. When the ranks $N_i$ are all equal, this model has a large $N$ limit which is dominated by the melonic Feynman diagrams. We derive an integral formula which computes the number of $SO(N_1)\times SO(N_2)\times SO(N_3)$ invariant states for any set of $N_i$. For equal ranks the number of singlets is non-vanishing only when $N$ is even, and it exhibits rapid growth: it jumps from $36$ in the $O(4)^3$ model to $595354780$ in the $O(6)^3$ model. We derive bounds on the values of energy, which show that they scale at most as $N^3$ in the large $N$ limit, in agreement with expectations. We also show that the splitting between the lowest singlet and non-singlet states is of order $1/N$. For $N_3=1$ the tensor model reduces to $O(N_1)\times O(N_2)$ fermionic matrix quantum mechanics, and we find a simple expression for the Hamiltonian in terms of the quadratic Casimir operators of the symmetry group. A similar expression is derived for the complex matrix model with $SU(N_1)\times SU(N_2)\times U(1)$ symmetry. Finally, we study the $N_3=2$ case of the tensor model, which gives a more intricate complex matrix model whose symmetry is only $O(N_1)\times O(N_2)\times U(1)$. All energies are again integers in appropriate units, and we derive a concise formula for the spectrum. The fermionic matrix models we studied possess standard 't Hooft large $N$ limits where the ground state energies are of order $N^2$, while the energy gaps are of order $1$.

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Spectra of Operators in Large $N$ Tensor Models

We study the operators in the large $N$ tensor models, focusing mostly on the fermionic quantum mechanics with $O(N)^3$ symmetry which may be either global or gauged. In the model with global symmetry we study the spectra of bilinear operators, which are in either the symmetric traceless or the antisymmetric representation of one of the $O(N)$ groups. In the symmetric traceless case, the spectrum of scaling dimensions is the same as in the SYK model with real fermions; it includes the $h=2$ zero-mode. For the operators anti-symmetric in the two indices, the scaling dimensions are the same as in the additional sector found in the complex tensor and SYK models; the lowest $h=0$ eigenvalue corresponds to the conserved $O(N)$ charges. A class of singlet operators may be constructed from contracted combinations of $m$ symmetric traceless or antisymmetric two-particle operators. Their two-point functions receive contributions from $m$ melonic ladders. Such multiple ladders are a new phenomenon in the tensor model, which does not seem to be present in the SYK model. The more typical $2k$-particle operators do not receive any ladder corrections and have quantized large $N$ scaling dimensions $k/2$. We construct pictorial representations of various singlet operators with low $k$. For larger $k$ we use available techniques to count the operators and show that their number grows as $2^k k!$. As a consequence, the theory has a Hagedorn phase transition at the temperature which approaches zero in the large $N$ limit. We also study the large $N$ spectrum of low-lying operators in the Gurau-Witten model, which has $O(N)^6$ symmetry. We argue that it corresponds to one of the generalized SYK models constructed by Gross and Rosenhaus. Our paper also includes studies of the invariants in large $N$ tensor integrals with various symmetries.

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On Large $N$ Limit of Symmetric Traceless Tensor Models

For some theories where the degrees of freedom are tensors of rank $3$ or higher, there exist solvable large $N$ limits dominated by the melonic diagrams. Simple examples are provided by models containing one rank-$3$ tensor in the tri-fundamental representation of the $O(N)^3$ symmetry group. When the quartic interaction is assumed to have a special tetrahedral index structure, the coupling constant $g$ must be scaled as $N^{-3/2}$ in the melonic large $N$ limit. In this paper we consider the combinatorics of a large $N$ theory of one fully symmetric and traceless rank-$3$ tensor with the tetrahedral quartic interaction; this model has a single $O(N)$ symmetry group. We explicitly calculate all the vacuum diagrams up to order $g^8$, as well as some diagrams of higher order, and find that in the large $N$ limit where $g^2 N^3$ is held fixed only the melonic diagrams survive. While some non-melonic diagrams are enhanced in the $O(N)$ symmetric theory compared to the $O(N)^3$ one, we have not found any diagrams where this enhancement is strong enough to make them comparable with the melonic ones. Motivated by these results, we conjecture that the model of a real rank-$3$ symmetric traceless tensor possesses a smooth large $N$ limit where $g^2 N^3$ is held fixed and all the contributing diagrams are melonic. A feature of the symmetric traceless tensor models is that some vacuum diagrams containing odd numbers of vertices are suppressed only by $N^{-1/2}$ relative to the melonic graphs.

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Bosonic Tensor Models at Large $N$ and Small $ε$

We study the spectrum of the large $N$ quantum field theory of bosonic rank-$3$ tensors, whose quartic interactions are such that the perturbative expansion is dominated by the melonic diagrams. We use the Schwinger-Dyson equations to determine the scaling dimensions of the bilinear operators of arbitrary spin. Using the fact that the theory is renormalizable in $d=4$, we compare some of these results with the $4-ε$ expansion, finding perfect agreement. This helps elucidate why the dimension of operator $ϕ^{abc}ϕ^{abc}$ is complex for $d<4$: the large $N$ fixed point in $d=4-ε$ has complex values of the couplings for some of the $O(N)^3$ invariant operators. We show that a similar phenomenon holds in the $O(N)^2$ symmetric theory of a matrix field $ϕ^{ab}$, where the double-trace operator has a complex coupling in $4-ε$ dimensions. We also study the spectra of bosonic theories of rank $q-1$ tensors with $ϕ^q$ interactions. In dimensions $d>1.93$ there is a critical value of $q$, above which we have not found any complex scaling dimensions. The critical value is a decreasing function of $d$, and it becomes $6$ in $d\approx 2.97$. This raises a possibility that the large $N$ theory of rank-$5$ tensors with sextic potential has an IR fixed point which is free of perturbative instabilities for $2.97<d<3$. This theory may be studied using renormalized perturbation theory in $d=3-ε$.

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Yukawa CFTs and Emergent Supersymmetry

We study conformal field theories with Yukawa interactions in dimensions between 2 and 4; they provide UV completions of the Nambu-Jona-Lasinio and Gross-Neveu models which have four-fermion interactions. We compute the sphere free energy and certain operator scaling dimensions using dimensional continuation. In the Gross-Neveu CFT with $N$ fermion degrees of freedom we obtain the first few terms in the $4-ε$ expansion using the Gross-Neveu-Yukawa model, and the first few terms in the $2+ε$ expansion using the four-fermion interaction. We then apply Pade approximants to produce estimates in $d=3$. For $N=1$, which corresponds to one 2-component Majorana fermion, it has been suggested that the Yukawa theory flows to a ${\cal N}=1$ supersymmetric CFT. We provide new evidence that the $4-ε$ expansion of the $N=1$ Gross-Neveu-Yukawa model respects the supersymmetry. Our extrapolations to $d=3$ appear to be in good agreement with the available results obtained using the numerical conformal bootstrap. Continuation of this CFT to $d=2$ provides evidence that the Yukawa theory flows to the tri-critical Ising model. We apply a similar approach to calculate the sphere free energy and operator scaling dimensions in the Nambu-Jona-Lasinio-Yukawa model, which has an additional $U(1)$ global symmetry. For $N=2$, which corresponds to one 2-component Dirac fermion, this theory has an emergent supersymmetry with 4 supercharges, and we provide new evidence for this.

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Uncolored Random Tensors, Melon Diagrams, and the SYK Models

Certain models with rank-$3$ tensor degrees of freedom have been shown by Gurau and collaborators to possess a novel large $N$ limit, where $g^2 N^3$ is held fixed. In this limit the perturbative expansion in the quartic coupling constant, $g$, is dominated by a special class of "melon" diagrams. We study "uncolored" models of this type, which contain a single copy of real rank-$3$ tensor. Its three indexes are distinguishable; therefore, the models possess $O(N)^3$ symmetry with the tensor field transforming in the tri-fundamental representation. Such uncolored models also possess the large $N$ limit dominated by the melon diagrams. The quantum mechanics of a real anti-commuting tensor therefore has a similar large $N$ limit to the model recently introduced by Witten as an implementation of the Sachdev-Ye-Kitaev (SYK) model which does not require disorder. Gauging the $O(N)^3$ symmetry in our quantum mechanical model removes the non-singlet states; therefore, one can search for its well-defined gravity dual. We point out, however, that the model possesses a vast number of gauge-invariant operators involving higher powers of the tensor field, suggesting that the complete gravity dual will be intricate. We also discuss the quantum mechanics of a complex 3-index anti-commuting tensor, which has $U(N)^2\times O(N)$ symmetry and argue that it is equivalent in the large $N$ limit to a version of SYK model with complex fermions. Finally, we discuss similar models of a commuting tensor in dimension $d$. While the quartic interaction is not positive definite, we construct the large $N$ Schwinger-Dyson equation for the two-point function and show that its solution is consistent with conformal invariance. We carry out a perturbative check of this result using the $4-ε$ expansion.

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On $C_{J}$ and $C_{T}$ in Conformal QED

QED with a large number $N$ of massless fermionic degrees of freedom has a conformal phase in a range of space-time dimensions. We use a large $N$ diagrammatic approach to calculate the leading corrections to $C_T$, the coefficient of the two-point function of the stress-energy tensor, and $C_J$, the coefficient of the two-point function of the global symmetry current. We present explicit formulae as a function of $d$ and check them versus the expectations in 2 and $4-ε$ dimensions. Using our results in higher even dimensions we find a concise formula for $C_T$ of the conformal Maxwell theory with higher derivative action $F_{μν} (-\nabla^2)^{\frac{d}{2}-2} F^{μν}$. In $d=3$, QED has a topological symmetry current, and we calculate the correction to its two-point function coefficient, $C^{\textrm{top}}_{J}$. We also show that some RG flows involving QED in $d=3$ obey $C_T^{\rm UV} > C_T^{\rm IR}$ and discuss possible implications of this inequality for the symmetry breaking at small values of $N$.

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The ABC of Higher-Spin AdS/CFT

In recent literature one-loop tests of the higher-spin AdS$_{d+1}$/CFT$_d$ correspondences were carried out. Here we extend these results to a more general set of theories in $d>2$. First, we consider the Type B higher spin theories, which have been conjectured to be dual to CFTs consisting of the singlet sector of $N$ free fermion fields. In addition to the case of $N$ Dirac fermions, we carefully study the projections to Weyl, Majorana, symplectic, and Majorana-Weyl fermions in the dimensions where they exist. Second, we explore theories involving elements of both Type A and Type B theories, which we call Type AB. Their spectrum includes fields of every half-integer spin, and they are expected to be related to the $U(N)/O(N)$ singlet sector of the CFT of $N$ free complex/real scalar and fermionic fields. Finally, we explore the Type C theories, which have been conjectured to be dual to the CFTs of $p$-form gauge fields, where $p=\frac d 2 -1$. In most cases we find that the free energies at $O(N^0)$ either vanish or give contributions proportional to the free-energy of a single free field in the conjectured dual CFT. Interpreting these non-vanishing values as shifts of the bulk coupling constant $G_N\sim 1/(N-k)$, we find the values $k=-1, -1/2, 0, 1/2, 1, 2$. Exceptions to this rule are the Type B and AB theories in odd $d$; for them we find a mismatch between the bulk and boundary free energies that has a simple structure, but does not follow from a simple shift of the bulk coupling constant.

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