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Ilia Shumailov

Publications and source records attributed to Ilia Shumailov.

At least 55 records · Page 3Linked to original sources

SEA: Shareable and Explainable Attribution for Query-based Black-box Attacks

Machine Learning (ML) systems are vulnerable to adversarial examples, particularly those from query-based black-box attacks. Despite various efforts to detect and prevent such attacks, ML systems are still at risk, demanding a more comprehensive approach to security that includes logging, analyzing, and sharing evidence. While traditional security benefits from well-established practices of forensics and threat intelligence sharing, ML security has yet to find a way to profile its attackers and share information about them. In response, this paper introduces SEA, a novel ML security system to characterize black-box attacks on ML systems for forensic purposes and to facilitate human-explainable intelligence sharing. SEA leverages Hidden Markov Models to attribute the observed query sequence to known attacks. It thus understands the attack's progression rather than focusing solely on the final adversarial examples. Our evaluations reveal that SEA is effective at attack attribution, even on the second incident, and is robust to adaptive strategies designed to evade forensic analysis. SEA's explanations of the attack's behavior allow us even to fingerprint specific minor bugs in widely used attack libraries. For example, we discover that the SignOPT and Square attacks in ART v1.14 send over 50% duplicated queries. We thoroughly evaluate SEA on a variety of settings and demonstrate that it can recognize the same attack with more than 90% Top-1 and 95% Top-3 accuracy. Finally, we demonstrate how SEA generalizes to other domains like text classification.

cs.LG↗

Trusted Machine Learning Models Unlock Private Inference for Problems Currently Infeasible with Cryptography

We often interact with untrusted parties. Prioritization of privacy can limit the effectiveness of these interactions, as achieving certain goals necessitates sharing private data. Traditionally, addressing this challenge has involved either seeking trusted intermediaries or constructing cryptographic protocols that restrict how much data is revealed, such as multi-party computations or zero-knowledge proofs. While significant advances have been made in scaling cryptographic approaches, they remain limited in terms of the size and complexity of applications they can be used for. In this paper, we argue that capable machine learning models can fulfill the role of a trusted third party, thus enabling secure computations for applications that were previously infeasible. In particular, we describe Trusted Capable Model Environments (TCMEs) as an alternative approach for scaling secure computation, where capable machine learning model(s) interact under input/output constraints, with explicit information flow control and explicit statelessness. This approach aims to achieve a balance between privacy and computational efficiency, enabling private inference where classical cryptographic solutions are currently infeasible. We describe a number of use cases that are enabled by TCME, and show that even some simple classic cryptographic problems can already be solved with TCME. Finally, we outline current limitations and discuss the path forward in implementing them.

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Breach By A Thousand Leaks: Unsafe Information Leakage in `Safe' AI Responses

Vulnerability of Frontier language models to misuse and jailbreaks has prompted the development of safety measures like filters and alignment training in an effort to ensure safety through robustness to adversarially crafted prompts. We assert that robustness is fundamentally insufficient for ensuring safety goals, and current defenses and evaluation methods fail to account for risks of dual-intent queries and their composition for malicious goals. To quantify these risks, we introduce a new safety evaluation framework based on impermissible information leakage of model outputs and demonstrate how our proposed question-decomposition attack can extract dangerous knowledge from a censored LLM more effectively than traditional jailbreaking. Underlying our proposed evaluation method is a novel information-theoretic threat model of inferential adversaries, distinguished from security adversaries, such as jailbreaks, in that success is measured by inferring impermissible knowledge from victim outputs as opposed to forcing explicitly impermissible outputs from the victim. Through our information-theoretic framework, we show that to ensure safety against inferential adversaries, defense mechanisms must ensure information censorship, bounding the leakage of impermissible information. However, we prove that such defenses inevitably incur a safety-utility trade-off.

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Stealing User Prompts from Mixture of Experts

Mixture-of-Experts (MoE) models improve the efficiency and scalability of dense language models by routing each token to a small number of experts in each layer. In this paper, we show how an adversary that can arrange for their queries to appear in the same batch of examples as a victim's queries can exploit Expert-Choice-Routing to fully disclose a victim's prompt. We successfully demonstrate the effectiveness of this attack on a two-layer Mixtral model, exploiting the tie-handling behavior of the torch.topk CUDA implementation. Our results show that we can extract the entire prompt using $O({VM}^2)$ queries (with vocabulary size $V$ and prompt length $M$) or 100 queries on average per token in the setting we consider. This is the first attack to exploit architectural flaws for the purpose of extracting user prompts, introducing a new class of LLM vulnerabilities.

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Measuring memorization in RLHF for code completion

Reinforcement learning with human feedback (RLHF) has become the dominant method to align large models to user preferences. Unlike fine-tuning, for which there are many studies regarding training data memorization, it is not clear how memorization is affected by or introduced in the RLHF alignment process. Understanding this relationship is important as real user data may be collected and used to align large models; if user data is memorized during RLHF and later regurgitated, this could raise privacy concerns. In addition to RLHF, other methods such as Direct Preference Optimization (DPO) and $Ψ$PO have gained popularity for learning directly from human preferences, removing the need for optimizing intermediary reward models with reinforcement learning. In this work, we analyze how training data memorization can surface and propagate through each phase of RLHF and direct preference learning. We focus our study on code completion models, as code completion is one of the most popular use cases for large language models. We find that RLHF significantly decreases the chance that data used for reward modeling and reinforcement learning is memorized in comparison to directly fine-tuning on this data, but that examples already memorized during the fine-tuning stage of RLHF, will, in the majority of cases, remain memorized after RLHF. In contrast, we find that aligning by learning directly from human preference data via a special case of $Ψ$PO, Identity Preference Optimization (IPO), increases the likelihood that training data is regurgitated compared to RLHF. Our work suggests that RLHF, as opposed to direct preference learning, is a safer way to mitigate the risk of regurgitating sensitive preference data when aligning large language models. We find our conclusions are robust across multiple code completion datasets, tasks, and model scales.

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Operationalizing Contextual Integrity in Privacy-Conscious Assistants

Advanced AI assistants combine frontier LLMs and tool access to autonomously perform complex tasks on behalf of users. While the helpfulness of such assistants can increase dramatically with access to user information including emails and documents, this raises privacy concerns about assistants sharing inappropriate information with third parties without user supervision. To steer information-sharing assistants to behave in accordance with privacy expectations, we propose to operationalize contextual integrity (CI), a framework that equates privacy with the appropriate flow of information in a given context. In particular, we design and evaluate a number of strategies to steer assistants' information-sharing actions to be CI compliant. Our evaluation is based on a novel form filling benchmark composed of human annotations of common webform applications, and it reveals that prompting frontier LLMs to perform CI-based reasoning yields strong results.

cs.AI↗

Gradients Look Alike: Sensitivity is Often Overestimated in DP-SGD

Differentially private stochastic gradient descent (DP-SGD) is the canonical approach to private deep learning. While the current privacy analysis of DP-SGD is known to be tight in some settings, several empirical results suggest that models trained on common benchmark datasets leak significantly less privacy for many datapoints. Yet, despite past attempts, a rigorous explanation for why this is the case has not been reached. Is it because there exist tighter privacy upper bounds when restricted to these dataset settings, or are our attacks not strong enough for certain datapoints? In this paper, we provide the first per-instance (i.e., ``data-dependent") DP analysis of DP-SGD. Our analysis captures the intuition that points with similar neighbors in the dataset enjoy better data-dependent privacy than outliers. Formally, this is done by modifying the per-step privacy analysis of DP-SGD to introduce a dependence on the distribution of model updates computed from a training dataset. We further develop a new composition theorem to effectively use this new per-step analysis to reason about an entire training run. Put all together, our evaluation shows that this novel DP-SGD analysis allows us to now formally show that DP-SGD leaks significantly less privacy for many datapoints (when trained on common benchmarks) than the current data-independent guarantee. This implies privacy attacks will necessarily fail against many datapoints if the adversary does not have sufficient control over the possible training datasets.

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UnUnlearning: Unlearning is not sufficient for content regulation in advanced generative AI

Exact unlearning was first introduced as a privacy mechanism that allowed a user to retract their data from machine learning models on request. Shortly after, inexact schemes were proposed to mitigate the impractical costs associated with exact unlearning. More recently unlearning is often discussed as an approach for removal of impermissible knowledge i.e. knowledge that the model should not possess such as unlicensed copyrighted, inaccurate, or malicious information. The promise is that if the model does not have a certain malicious capability, then it cannot be used for the associated malicious purpose. In this paper we revisit the paradigm in which unlearning is used for in Large Language Models (LLMs) and highlight an underlying inconsistency arising from in-context learning. Unlearning can be an effective control mechanism for the training phase, yet it does not prevent the model from performing an impermissible act during inference. We introduce a concept of ununlearning, where unlearned knowledge gets reintroduced in-context, effectively rendering the model capable of behaving as if it knows the forgotten knowledge. As a result, we argue that content filtering for impermissible knowledge will be required and even exact unlearning schemes are not enough for effective content regulation. We discuss feasibility of ununlearning for modern LLMs and examine broader implications.

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Beyond Slow Signs in High-fidelity Model Extraction

Deep neural networks, costly to train and rich in intellectual property value, are increasingly threatened by model extraction attacks that compromise their confidentiality. Previous attacks have succeeded in reverse-engineering model parameters up to a precision of float64 for models trained on random data with at most three hidden layers using cryptanalytical techniques. However, the process was identified to be very time consuming and not feasible for larger and deeper models trained on standard benchmarks. Our study evaluates the feasibility of parameter extraction methods of Carlini et al. [1] further enhanced by Canales-Martínez et al. [2] for models trained on standard benchmarks. We introduce a unified codebase that integrates previous methods and reveal that computational tools can significantly influence performance. We develop further optimisations to the end-to-end attack and improve the efficiency of extracting weight signs by up to 14.8 times compared to former methods through the identification of easier and harder to extract neurons. Contrary to prior assumptions, we identify extraction of weights, not extraction of weight signs, as the critical bottleneck. With our improvements, a 16,721 parameter model with 2 hidden layers trained on MNIST is extracted within only 98 minutes compared to at least 150 minutes previously. Finally, addressing methodological deficiencies observed in previous studies, we propose new ways of robust benchmarking for future model extraction attacks.

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Beyond Labeling Oracles: What does it mean to steal ML models?

Model extraction attacks are designed to steal trained models with only query access, as is often provided through APIs that ML-as-a-Service providers offer. Machine Learning (ML) models are expensive to train, in part because data is hard to obtain, and a primary incentive for model extraction is to acquire a model while incurring less cost than training from scratch. Literature on model extraction commonly claims or presumes that the attacker is able to save on both data acquisition and labeling costs. We thoroughly evaluate this assumption and find that the attacker often does not. This is because current attacks implicitly rely on the adversary being able to sample from the victim model's data distribution. We thoroughly research factors influencing the success of model extraction. We discover that prior knowledge of the attacker, i.e., access to in-distribution data, dominates other factors like the attack policy the adversary follows to choose which queries to make to the victim model API. Our findings urge the community to redefine the adversarial goals of ME attacks as current evaluation methods misinterpret the ME performance.

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Inexact Unlearning Needs More Careful Evaluations to Avoid a False Sense of Privacy

The high cost of model training makes it increasingly desirable to develop techniques for unlearning. These techniques seek to remove the influence of a training example without having to retrain the model from scratch. Intuitively, once a model has unlearned, an adversary that interacts with the model should no longer be able to tell whether the unlearned example was included in the model's training set or not. In the privacy literature, this is known as membership inference. In this work, we discuss adaptations of Membership Inference Attacks (MIAs) to the setting of unlearning (leading to their "U-MIA" counterparts). We propose a categorization of existing U-MIAs into "population U-MIAs", where the same attacker is instantiated for all examples, and "per-example U-MIAs", where a dedicated attacker is instantiated for each example. We show that the latter category, wherein the attacker tailors its membership prediction to each example under attack, is significantly stronger. Indeed, our results show that the commonly used U-MIAs in the unlearning literature overestimate the privacy protection afforded by existing unlearning techniques on both vision and language models. Our investigation reveals a large variance in the vulnerability of different examples to per-example U-MIAs. In fact, several unlearning algorithms lead to a reduced vulnerability for some, but not all, examples that we wish to unlearn, at the expense of increasing it for other examples. Notably, we find that the privacy protection for the remaining training examples may worsen as a consequence of unlearning. We also discuss the fundamental difficulty of equally protecting all examples using existing unlearning schemes, due to the different rates at which examples are unlearned. We demonstrate that naive attempts at tailoring unlearning stopping criteria to different examples fail to alleviate these issues.

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The Curse of Recursion: Training on Generated Data Makes Models Forget

Stable Diffusion revolutionised image creation from descriptive text. GPT-2, GPT-3(.5) and GPT-4 demonstrated astonishing performance across a variety of language tasks. ChatGPT introduced such language models to the general public. It is now clear that large language models (LLMs) are here to stay, and will bring about drastic change in the whole ecosystem of online text and images. In this paper we consider what the future might hold. What will happen to GPT-{n} once LLMs contribute much of the language found online? We find that use of model-generated content in training causes irreversible defects in the resulting models, where tails of the original content distribution disappear. We refer to this effect as Model Collapse and show that it can occur in Variational Autoencoders, Gaussian Mixture Models and LLMs. We build theoretical intuition behind the phenomenon and portray its ubiquity amongst all learned generative models. We demonstrate that it has to be taken seriously if we are to sustain the benefits of training from large-scale data scraped from the web. Indeed, the value of data collected about genuine human interactions with systems will be increasingly valuable in the presence of content generated by LLMs in data crawled from the Internet.

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Fairness Feedback Loops: Training on Synthetic Data Amplifies Bias

Model-induced distribution shifts (MIDS) occur as previous model outputs pollute new model training sets over generations of models. This is known as model collapse in the case of generative models, and performative prediction or unfairness feedback loops for supervised models. When a model induces a distribution shift, it also encodes its mistakes, biases, and unfairnesses into the ground truth of its data ecosystem. We introduce a framework that allows us to track multiple MIDS over many generations, finding that they can lead to loss in performance, fairness, and minoritized group representation, even in initially unbiased datasets. Despite these negative consequences, we identify how models might be used for positive, intentional, interventions in their data ecosystems, providing redress for historical discrimination through a framework called algorithmic reparation (AR). We simulate AR interventions by curating representative training batches for stochastic gradient descent to demonstrate how AR can improve upon the unfairnesses of models and data ecosystems subject to other MIDS. Our work takes an important step towards identifying, mitigating, and taking accountability for the unfair feedback loops enabled by the idea that ML systems are inherently neutral and objective.

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ImpNet: Imperceptible and blackbox-undetectable backdoors in compiled neural networks

Early backdoor attacks against machine learning set off an arms race in attack and defence development. Defences have since appeared demonstrating some ability to detect backdoors in models or even remove them. These defences work by inspecting the training data, the model, or the integrity of the training procedure. In this work, we show that backdoors can be added during compilation, circumventing any safeguards in the data preparation and model training stages. The attacker can not only insert existing weight-based backdoors during compilation, but also a new class of weight-independent backdoors, such as ImpNet. These backdoors are impossible to detect during the training or data preparation processes, because they are not yet present. Next, we demonstrate that some backdoors, including ImpNet, can only be reliably detected at the stage where they are inserted and removing them anywhere else presents a significant challenge. We conclude that ML model security requires assurance of provenance along the entire technical pipeline, including the data, model architecture, compiler, and hardware specification.

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Machine Learning needs Better Randomness Standards: Randomised Smoothing and PRNG-based attacks

Randomness supports many critical functions in the field of machine learning (ML) including optimisation, data selection, privacy, and security. ML systems outsource the task of generating or harvesting randomness to the compiler, the cloud service provider or elsewhere in the toolchain. Yet there is a long history of attackers exploiting poor randomness, or even creating it -- as when the NSA put backdoors in random number generators to break cryptography. In this paper we consider whether attackers can compromise an ML system using only the randomness on which they commonly rely. We focus our effort on Randomised Smoothing, a popular approach to train certifiably robust models, and to certify specific input datapoints of an arbitrary model. We choose Randomised Smoothing since it is used for both security and safety -- to counteract adversarial examples and quantify uncertainty respectively. Under the hood, it relies on sampling Gaussian noise to explore the volume around a data point to certify that a model is not vulnerable to adversarial examples. We demonstrate an entirely novel attack, where an attacker backdoors the supplied randomness to falsely certify either an overestimate or an underestimate of robustness for up to 81 times. We demonstrate that such attacks are possible, that they require very small changes to randomness to succeed, and that they are hard to detect. As an example, we hide an attack in the random number generator and show that the randomness tests suggested by NIST fail to detect it. We advocate updating the NIST guidelines on random number testing to make them more appropriate for safety-critical and security-critical machine-learning applications.

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Architectural Neural Backdoors from First Principles

While previous research backdoored neural networks by changing their parameters, recent work uncovered a more insidious threat: backdoors embedded within the definition of the network's architecture. This involves injecting common architectural components, such as activation functions and pooling layers, to subtly introduce a backdoor behavior that persists even after (full re-)training. However, the full scope and implications of architectural backdoors have remained largely unexplored. Bober-Irizar et al. [2023] introduced the first architectural backdoor; they showed how to create a backdoor for a checkerboard pattern, but never explained how to target an arbitrary trigger pattern of choice. In this work we construct an arbitrary trigger detector which can be used to backdoor an architecture with no human supervision. This leads us to revisit the concept of architecture backdoors and taxonomise them, describing 12 distinct types. To gauge the difficulty of detecting such backdoors, we conducted a user study, revealing that ML developers can only identify suspicious components in common model definitions as backdoors in 37% of cases, while they surprisingly preferred backdoored models in 33% of cases. To contextualize these results, we find that language models outperform humans at the detection of backdoors. Finally, we discuss defenses against architectural backdoors, emphasizing the need for robust and comprehensive strategies to safeguard the integrity of ML systems.

cs.CR↗

Buffer Overflow in Mixture of Experts

Mixture of Experts (MoE) has become a key ingredient for scaling large foundation models while keeping inference costs steady. We show that expert routing strategies that have cross-batch dependencies are vulnerable to attacks. Malicious queries can be sent to a model and can affect a model's output on other benign queries if they are grouped in the same batch. We demonstrate this via a proof-of-concept attack in a toy experimental setting.

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Revisiting Block-based Quantisation: What is Important for Sub-8-bit LLM Inference?

The inference of Large language models (LLMs) requires immense computation and memory resources. To curtail these costs, quantisation has merged as a promising solution, but existing LLM quantisation mainly focuses on 8-bit. In this work, we explore the statistical and learning properties of the LLM layer and attribute the bottleneck of LLM quantisation to numerical scaling offsets. To address this, we adapt block quantisations for LLMs, a family of methods that share scaling factors across packed numbers. Block quantisations efficiently reduce the numerical scaling offsets solely from an arithmetic perspective, without additional treatments in the computational path. Our nearly-lossless quantised 6-bit LLMs achieve a $19\times$ higher arithmetic density and $5\times$ memory density than the float32 baseline, surpassing the prior art 8-bit quantisation by $2.5\times$ in arithmetic density and $1.2\times$ in memory density, without requiring any data calibration or re-training. We also share our insights into sub-8-bit LLM quantisation, including the mismatch between activation and weight distributions, optimal fine-tuning strategies, and a lower quantisation granularity inherent in the statistical properties of LLMs. The latter two tricks enable nearly-lossless 4-bit LLMs on downstream tasks. Our code is open-sourced.

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