arXiv subjects

Insup Lee

Publications and source records attributed to Insup Lee.

At least 37 records · Page 2Linked to original sources

arXiv2025

REGENT: A Retrieval-Augmented Generalist Agent That Can Act In-Context in New Environments

Building generalist agents that can rapidly adapt to new environments is a key challenge for deploying AI in the digital and real worlds. Is scaling current agent architectures the most effective way to build generalist agents? We propose a novel approach to pre-train relatively small policies on relatively small datasets and adapt them to unseen environments via in-context learning, without any finetuning. Our key idea is that retrieval offers a powerful bias for fast adaptation. Indeed, we demonstrate that even a simple retrieval-based 1-nearest neighbor agent offers a surprisingly strong baseline for today's state-of-the-art generalist agents. From this starting point, we construct a semi-parametric agent, REGENT, that trains a transformer-based policy on sequences of queries and retrieved neighbors. REGENT can generalize to unseen robotics and game-playing environments via retrieval augmentation and in-context learning, achieving this with up to 3x fewer parameters and up to an order-of-magnitude fewer pre-training datapoints, significantly outperforming today's state-of-the-art generalist agents. Website: https://kaustubhsridhar.github.io/regent-research

cs.AI↗

arXiv2024

Assessing Modality Bias in Video Question Answering Benchmarks with Multimodal Large Language Models

Multimodal large language models (MLLMs) can simultaneously process visual, textual, and auditory data, capturing insights that complement human analysis. However, existing video question-answering (VidQA) benchmarks and datasets often exhibit a bias toward a single modality, despite the goal of requiring advanced reasoning skills that integrate diverse modalities to answer the queries. In this work, we introduce the modality importance score (MIS) to identify such bias. It is designed to assess which modality embeds the necessary information to answer the question. Additionally, we propose an innovative method using state-of-the-art MLLMs to estimate the modality importance, which can serve as a proxy for human judgments of modality perception. With this MIS, we demonstrate the presence of unimodal bias and the scarcity of genuinely multimodal questions in existing datasets. We further validate the modality importance score with multiple ablation studies to evaluate the performance of MLLMs on permuted feature sets. Our results indicate that current models do not effectively integrate information due to modality imbalance in existing datasets. Our proposed MLLM-derived MIS can guide the curation of modality-balanced datasets that advance multimodal learning and enhance MLLMs' capabilities to understand and utilize synergistic relations across modalities.

cs.LG↗

arXiv2024

Fundus Image-based Visual Acuity Assessment with PAC-Guarantees

Timely detection and treatment are essential for maintaining eye health. Visual acuity (VA), which measures the clarity of vision at a distance, is a crucial metric for managing eye health. Machine learning (ML) techniques have been introduced to assist in VA measurement, potentially alleviating clinicians' workloads. However, the inherent uncertainties in ML models make relying solely on them for VA prediction less than ideal. The VA prediction task involves multiple sources of uncertainty, requiring more robust approaches. A promising method is to build prediction sets or intervals rather than point estimates, offering coverage guarantees through techniques like conformal prediction and Probably Approximately Correct (PAC) prediction sets. Despite the potential, to date, these approaches have not been applied to the VA prediction task.To address this, we propose a method for deriving prediction intervals for estimating visual acuity from fundus images with a PAC guarantee. Our experimental results demonstrate that the PAC guarantees are upheld, with performance comparable to or better than that of two prior works that do not provide such guarantees.

eess.IV↗

arXiv2024

AR-Pro: Counterfactual Explanations for Anomaly Repair with Formal Properties

Anomaly detection is widely used for identifying critical errors and suspicious behaviors, but current methods lack interpretability. We leverage common properties of existing methods and recent advances in generative models to introduce counterfactual explanations for anomaly detection. Given an input, we generate its counterfactual as a diffusion-based repair that shows what a non-anomalous version should have looked like. A key advantage of this approach is that it enables a domain-independent formal specification of explainability desiderata, offering a unified framework for generating and evaluating explanations. We demonstrate the effectiveness of our anomaly explainability framework, AR-Pro, on vision (MVTec, VisA) and time-series (SWaT, WADI, HAI) anomaly datasets. The code used for the experiments is accessible at: https://github.com/xjiae/arpro.

cs.LG↗

arXiv2024

Benchmarking LLM Guardrails in Handling Multilingual Toxicity

With the ubiquity of Large Language Models (LLMs), guardrails have become crucial to detect and defend against toxic content. However, with the increasing pervasiveness of LLMs in multilingual scenarios, their effectiveness in handling multilingual toxic inputs remains unclear. In this work, we introduce a comprehensive multilingual test suite, spanning seven datasets and over ten languages, to benchmark the performance of state-of-the-art guardrails. We also investigates the resilience of guardrails against recent jailbreaking techniques, and assess the impact of in-context safety policies and language resource availability on guardrails' performance. Our findings show that existing guardrails are still ineffective at handling multilingual toxicity and lack robustness against jailbreaking prompts. This work aims to identify the limitations of guardrails and to build a more reliable and trustworthy LLMs in multilingual scenarios.

cs.CL↗

arXiv2024

Credal Bayesian Deep Learning

Uncertainty quantification and robustness to distribution shifts are important goals in machine learning and artificial intelligence. Although Bayesian Neural Networks (BNNs) allow for uncertainty in the predictions to be assessed, different sources of predictive uncertainty cannot be distinguished properly. We present Credal Bayesian Deep Learning (CBDL). Heuristically, CBDL allows to train an (uncountably) infinite ensemble of BNNs, using only finitely many elements. This is possible thanks to prior and likelihood finitely generated credal sets (FGCSs), a concept from the imprecise probability literature. Intuitively, convex combinations of a finite collection of prior-likelihood pairs are able to represent infinitely many such pairs. After training, CBDL outputs a set of posteriors on the parameters of the neural network. At inference time, such posterior set is used to derive a set of predictive distributions that is in turn utilized to distinguish between (predictive) aleatoric and epistemic uncertainties, and to quantify them. The predictive set also produces either (i) a collection of outputs enjoying desirable probabilistic guarantees, or (ii) the single output that is deemed the best, that is, the one having the highest predictive lower probability -- another imprecise-probabilistic concept. CBDL is more robust than single BNNs to prior and likelihood misspecification, and to distribution shift. We show that CBDL is better at quantifying and disentangling different types of (predictive) uncertainties than single BNNs and ensemble of BNNs. In addition, we apply CBDL to two case studies to demonstrate its downstream tasks capabilities: one, for motion prediction in autonomous driving scenarios, and two, to model blood glucose and insulin dynamics for artificial pancreas control. We show that CBDL performs better when compared to an ensemble of BNNs baseline.

cs.LG↗

arXiv2024

Uncertainty in Language Models: Assessment through Rank-Calibration

Language Models (LMs) have shown promising performance in natural language generation. However, as LMs often generate incorrect or hallucinated responses, it is crucial to correctly quantify their uncertainty in responding to given inputs. In addition to verbalized confidence elicited via prompting, many uncertainty measures ($e.g.$, semantic entropy and affinity-graph-based measures) have been proposed. However, these measures can differ greatly, and it is unclear how to compare them, partly because they take values over different ranges ($e.g.$, $[0,\infty)$ or $[0,1]$). In this work, we address this issue by developing a novel and practical framework, termed $Rank$-$Calibration$, to assess uncertainty and confidence measures for LMs. Our key tenet is that higher uncertainty (or lower confidence) should imply lower generation quality, on average. Rank-calibration quantifies deviations from this ideal relationship in a principled manner, without requiring ad hoc binary thresholding of the correctness score ($e.g.$, ROUGE or METEOR). The broad applicability and the granular interpretability of our methods are demonstrated empirically.

cs.CL↗

arXiv2024

Automating Weak Label Generation for Data Programming with Clinicians in the Loop

Large Deep Neural Networks (DNNs) are often data hungry and need high-quality labeled data in copious amounts for learning to converge. This is a challenge in the field of medicine since high quality labeled data is often scarce. Data programming has been the ray of hope in this regard, since it allows us to label unlabeled data using multiple weak labeling functions. Such functions are often supplied by a domain expert. Data-programming can combine multiple weak labeling functions and suggest labels better than simple majority voting over the different functions. However, it is not straightforward to express such weak labeling functions, especially in high-dimensional settings such as images and time-series data. What we propose in this paper is a way to bypass this issue, using distance functions. In high-dimensional spaces, it is easier to find meaningful distance metrics which can generalize across different labeling tasks. We propose an algorithm that queries an expert for labels of a few representative samples of the dataset. These samples are carefully chosen by the algorithm to capture the distribution of the dataset. The labels assigned by the expert on the representative subset induce a labeling on the full dataset, thereby generating weak labels to be used in the data programming pipeline. In our medical time series case study, labeling a subset of 50 to 130 out of 3,265 samples showed 17-28% improvement in accuracy and 13-28% improvement in F1 over the baseline using clinician-defined labeling functions. In our medical image case study, labeling a subset of about 50 to 120 images from 6,293 unlabeled medical images using our approach showed significant improvement over the baseline method, Snuba, with an increase of approximately 5-15% in accuracy and 12-19% in F1 score.

cs.LG↗

arXiv2024

Testing learning-enabled cyber-physical systems with Large-Language Models: A Formal Approach

The integration of machine learning (ML) into cyber-physical systems (CPS) offers significant benefits, including enhanced efficiency, predictive capabilities, real-time responsiveness, and the enabling of autonomous operations. This convergence has accelerated the development and deployment of a range of real-world applications, such as autonomous vehicles, delivery drones, service robots, and telemedicine procedures. However, the software development life cycle (SDLC) for AI-infused CPS diverges significantly from traditional approaches, featuring data and learning as two critical components. Existing verification and validation techniques are often inadequate for these new paradigms. In this study, we pinpoint the main challenges in ensuring formal safety for learningenabled CPS.We begin by examining testing as the most pragmatic method for verification and validation, summarizing the current state-of-the-art methodologies. Recognizing the limitations in current testing approaches to provide formal safety guarantees, we propose a roadmap to transition from foundational probabilistic testing to a more rigorous approach capable of delivering formal assurance.

cs.SE↗

arXiv2024

DC4L: Distribution Shift Recovery via Data-Driven Control for Deep Learning Models

Deep neural networks have repeatedly been shown to be non-robust to the uncertainties of the real world, even to naturally occurring ones. A vast majority of current approaches have focused on data-augmentation methods to expand the range of perturbations that the classifier is exposed to while training. A relatively unexplored avenue that is equally promising involves sanitizing an image as a preprocessing step, depending on the nature of perturbation. In this paper, we propose to use control for learned models to recover from distribution shifts online. Specifically, our method applies a sequence of semantic-preserving transformations to bring the shifted data closer in distribution to the training set, as measured by the Wasserstein distance. Our approach is to 1) formulate the problem of distribution shift recovery as a Markov decision process, which we solve using reinforcement learning, 2) identify a minimum condition on the data for our method to be applied, which we check online using a binary classifier, and 3) employ dimensionality reduction through orthonormal projection to aid in our estimates of the Wasserstein distance. We provide theoretical evidence that orthonormal projection preserves characteristics of the data at the distributional level. We apply our distribution shift recovery approach to the ImageNet-C benchmark for distribution shifts, demonstrating an improvement in average accuracy of up to 14.21% across a variety of state-of-the-art ImageNet classifiers. We further show that our method generalizes to composites of shifts from the ImageNet-C benchmark, achieving improvements in average accuracy of up to 9.81%. Finally, we test our method on CIFAR-100-C and report improvements of up to 8.25%.

cs.LG↗

arXiv2024

On the Calibration of Multilingual Question Answering LLMs

Multilingual pre-trained Large Language Models (LLMs) are incredibly effective at Question Answering (QA), a core task in Natural Language Understanding, achieving high accuracies on several multilingual benchmarks. However, little is known about how well their confidences are calibrated. In this paper, we comprehensively benchmark the calibration of several multilingual LLMs (MLLMs) on a variety of QA tasks. We perform extensive experiments, spanning encoder-only, encoder-decoder, and decoder-only QA models (size varying from 110M to 7B parameters) and diverse languages, including both high- and low-resource ones. We study different dimensions of calibration in in-distribution, out-of-distribution, and cross-lingual transfer settings, and investigate strategies to improve it, including post-hoc methods and regularized fine-tuning. For decoder-only LLMs such as LlaMa2, we additionally find that in-context learning improves confidence calibration on multilingual data. We also conduct several ablation experiments to study the effect of language distances, language corpus size, and model size on calibration, and how multilingual models compare with their monolingual counterparts for diverse tasks and languages. Our experiments suggest that the multilingual QA models are poorly calibrated for languages other than English and incorporating a small set of cheaply translated multilingual samples during fine-tuning/calibration effectively enhances the calibration performance.

cs.CL↗

arXiv2024

Recovery from Adversarial Attacks in Cyber-physical Systems: Shallow, Deep and Exploratory Works

Cyber-physical systems (CPS) have experienced rapid growth in recent decades. However, like any other computer-based systems, malicious attacks evolve mutually, driving CPS to undesirable physical states and potentially causing catastrophes. Although the current state-of-the-art is well aware of this issue, the majority of researchers have not focused on CPS recovery, the procedure we defined as restoring a CPS's physical state back to a target condition under adversarial attacks. To call for attention on CPS recovery and identify existing efforts, we have surveyed a total of 30 relevant papers. We identify a major partition of the proposed recovery strategies: shallow recovery vs. deep recovery, where the former does not use a dedicated recovery controller while the latter does. Additionally, we surveyed exploratory research on topics that facilitate recovery. From these publications, we discuss the current state-of-the-art of CPS recovery, with respect to applications, attack type, attack surfaces and system dynamics. Then, we identify untouched sub-domains in this field and suggest possible future directions for researchers.

eess.SY↗

arXiv2024

TRAQ: Trustworthy Retrieval Augmented Question Answering via Conformal Prediction

When applied to open-domain question answering, large language models (LLMs) frequently generate incorrect responses based on made-up facts, which are called $\textit{hallucinations}$. Retrieval augmented generation (RAG) is a promising strategy to avoid hallucinations, but it does not provide guarantees on its correctness. To address this challenge, we propose the Trustworthy Retrieval Augmented Question Answering, or $\textit{TRAQ}$, which provides the first end-to-end statistical correctness guarantee for RAG. TRAQ uses conformal prediction, a statistical technique for constructing prediction sets that are guaranteed to contain the semantically correct response with high probability. Additionally, TRAQ leverages Bayesian optimization to minimize the size of the constructed sets. In an extensive experimental evaluation, we demonstrate that TRAQ provides the desired correctness guarantee while reducing prediction set size by 16.2% on average compared to an ablation. The implementation is available at $\href{https://github.com/shuoli90/TRAQ.git}{TRAQ}$.

cs.CL↗

arXiv2024

Memory-Consistent Neural Networks for Imitation Learning

Imitation learning considerably simplifies policy synthesis compared to alternative approaches by exploiting access to expert demonstrations. For such imitation policies, errors away from the training samples are particularly critical. Even rare slip-ups in the policy action outputs can compound quickly over time, since they lead to unfamiliar future states where the policy is still more likely to err, eventually causing task failures. We revisit simple supervised ``behavior cloning'' for conveniently training the policy from nothing more than pre-recorded demonstrations, but carefully design the model class to counter the compounding error phenomenon. Our ``memory-consistent neural network'' (MCNN) outputs are hard-constrained to stay within clearly specified permissible regions anchored to prototypical ``memory'' training samples. We provide a guaranteed upper bound for the sub-optimality gap induced by MCNN policies. Using MCNNs on 10 imitation learning tasks, with MLP, Transformer, and Diffusion backbones, spanning dexterous robotic manipulation and driving, proprioceptive inputs and visual inputs, and varying sizes and types of demonstration data, we find large and consistent gains in performance, validating that MCNNs are better-suited than vanilla deep neural networks for imitation learning applications. Website: https://sites.google.com/view/mcnn-imitation

cs.LG↗

arXiv2024

Repairing Learning-Enabled Controllers While Preserving What Works

Learning-enabled controllers have been adopted in various cyber-physical systems (CPS). When a learning-enabled controller fails to accomplish its task from a set of initial states, researchers leverage repair algorithms to fine-tune the controller's parameters. However, existing repair techniques do not preserve previously correct behaviors. Specifically, when modifying the parameters to repair trajectories from a subset of initial states, another subset may be compromised. Therefore, the repair may break previously correct scenarios, introducing new risks that may not be accounted for. Due to this issue, repairing the entire initial state space may be hard or even infeasible. As a response, we formulate the Repair with Preservation (RwP) problem, which calls for preserving the already-correct scenarios during repair. To tackle this problem, we design the Incremental Simulated Annealing Repair (ISAR) algorithm, which leverages simulated annealing on a barriered energy function to safeguard the already-correct initial states while repairing as many additional ones as possible. Moreover, formal verification is utilized to guarantee the repair results. Case studies on an Unmanned Underwater Vehicle (UUV) and OpenAI Gym Mountain Car (MC) show that ISAR not only preserves correct behaviors from previously verified initial state regions, but also repairs 81.4% and 23.5% of broken state spaces in the two benchmarks. Moreover, the average signal temporal logic (STL) robustnesses of the ISAR repaired controllers are larger than those of the controllers repaired using baseline methods.

eess.SY↗

arXiv2024

Conformal Prediction Regions for Time Series using Linear Complementarity Programming

Conformal prediction is a statistical tool for producing prediction regions of machine learning models that are valid with high probability. However, applying conformal prediction to time series data leads to conservative prediction regions. In fact, to obtain prediction regions over $T$ time steps with confidence $1-δ$, {previous works require that each individual prediction region is valid} with confidence $1-δ/T$. We propose an optimization-based method for reducing this conservatism to enable long horizon planning and verification when using learning-enabled time series predictors. Instead of considering prediction errors individually at each time step, we consider a parameterized prediction error over multiple time steps. By optimizing the parameters over an additional dataset, we find prediction regions that are not conservative. We show that this problem can be cast as a mixed integer linear complementarity program (MILCP), which we then relax into a linear complementarity program (LCP). Additionally, we prove that the relaxed LP has the same optimal cost as the original MILCP. Finally, we demonstrate the efficacy of our method on case studies using pedestrian trajectory predictors and F16 fighter jet altitude predictors.

eess.SY↗

arXiv2023

A Skew-Sensitive Evaluation Framework for Imbalanced Data Classification

Class distribution skews in imbalanced datasets may lead to models with prediction bias towards majority classes, making fair assessment of classifiers a challenging task. Metrics such as Balanced Accuracy are commonly used to evaluate a classifier's prediction performance under such scenarios. However, these metrics fall short when classes vary in importance. In this paper, we propose a simple and general-purpose evaluation framework for imbalanced data classification that is sensitive to arbitrary skews in class cardinalities and importances. Experiments with several state-of-the-art classifiers tested on real-world datasets from three different domains show the effectiveness of our framework - not only in evaluating and ranking classifiers, but also training them.

cs.LG↗

arXiv2023

Guaranteed Conformance of Neurosymbolic Models to Natural Constraints

Deep neural networks have emerged as the workhorse for a large section of robotics and control applications, especially as models for dynamical systems. Such data-driven models are in turn used for designing and verifying autonomous systems. They are particularly useful in modeling medical systems where data can be leveraged to individualize treatment. In safety-critical applications, it is important that the data-driven model is conformant to established knowledge from the natural sciences. Such knowledge is often available or can often be distilled into a (possibly black-box) model. For instance, an F1 racing car should conform to Newton's laws (which are encoded within a unicycle model). In this light, we consider the following problem - given a model $M$ and a state transition dataset, we wish to best approximate the system model while being a bounded distance away from $M$. We propose a method to guarantee this conformance. Our first step is to distill the dataset into a few representative samples called memories, using the idea of a growing neural gas. Next, using these memories we partition the state space into disjoint subsets and compute bounds that should be respected by the neural network in each subset. This serves as a symbolic wrapper for guaranteed conformance. We argue theoretically that this only leads to a bounded increase in approximation error; which can be controlled by increasing the number of memories. We experimentally show that on three case studies (Car Model, Drones, and Artificial Pancreas), our constrained neurosymbolic models conform to specified models (each encoding various constraints) with order-of-magnitude improvements compared to the augmented Lagrangian and vanilla training methods. Our code can be found at: https://github.com/kaustubhsridhar/Constrained_Models

cs.LG↗