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Insup Lee

Publications and source records attributed to Insup Lee.

At least 73 records · Page 4Linked to original sources

A Framework for Checkpointing and Recovery of Hierarchical Cyber-Physical Systems

This paper tackles the problem of making complex resource-constrained cyber-physical systems (CPS) resilient to sensor anomalies. In particular, we present a framework for checkpointing and roll-forward recovery of state-estimates in nonlinear, hierarchical CPS with anomalous sensor data. We introduce three checkpointing paradigms for ensuring different levels of checkpointing consistency across the hierarchy. Our framework has algorithms implementing the consistent paradigm to perform accurate recovery in a time-efficient manner while managing the tradeoff with system resources and handling the interplay between diverse anomaly detection systems across the hierarchy. Further in this work, we detail bounds on the recovered state-estimate error, maximum tolerable anomaly duration and the accuracy-resource gap that results from the aforementioned tradeoff. We explore use-cases for our framework and evaluate it on a case study of a simulated ground robot to show that it scales to multiple hierarchies and performs better than an extended Kalman filter (EKF) that does not incorporate a checkpointing procedure during sensor anomalies. We conclude the work with a discussion on extending the proposed framework to distributed systems.

eess.SY↗

Confidence Composition for Monitors of Verification Assumptions

Closed-loop verification of cyber-physical systems with neural network controllers offers strong safety guarantees under certain assumptions. It is, however, difficult to determine whether these guarantees apply at run time because verification assumptions may be violated. To predict safety violations in a verified system, we propose a three-step confidence composition (CoCo) framework for monitoring verification assumptions. First, we represent the sufficient condition for verified safety with a propositional logical formula over assumptions. Second, we build calibrated confidence monitors that evaluate the probability that each assumption holds. Third, we obtain the confidence in the verification guarantees by composing the assumption monitors using a composition function suitable for the logical formula. Our CoCo framework provides theoretical bounds on the calibration and conservatism of compositional monitors. Two case studies show that compositional monitors are calibrated better than their constituents and successfully predict safety violations.

cs.LO↗

Real-Time Detectors for Digital and Physical Adversarial Inputs to Perception Systems

Deep neural network (DNN) models have proven to be vulnerable to adversarial digital and physical attacks. In this paper, we propose a novel attack- and dataset-agnostic and real-time detector for both types of adversarial inputs to DNN-based perception systems. In particular, the proposed detector relies on the observation that adversarial images are sensitive to certain label-invariant transformations. Specifically, to determine if an image has been adversarially manipulated, the proposed detector checks if the output of the target classifier on a given input image changes significantly after feeding it a transformed version of the image under investigation. Moreover, we show that the proposed detector is computationally-light both at runtime and design-time which makes it suitable for real-time applications that may also involve large-scale image domains. To highlight this, we demonstrate the efficiency of the proposed detector on ImageNet, a task that is computationally challenging for the majority of relevant defenses, and on physically attacked traffic signs that may be encountered in real-time autonomy applications. Finally, we propose the first adversarial dataset, called AdvNet that includes both clean and physical traffic sign images. Our extensive comparative experiments on the MNIST, CIFAR10, ImageNet, and AdvNet datasets show that VisionGuard outperforms existing defenses in terms of scalability and detection performance. We have also evaluated the proposed detector on field test data obtained on a moving vehicle equipped with a perception-based DNN being under attack.

cs.CV↗

Towards PAC Multi-Object Detection and Tracking

Accurately detecting and tracking multi-objects is important for safety-critical applications such as autonomous navigation. However, it remains challenging to provide guarantees on the performance of state-of-the-art techniques based on deep learning. We consider a strategy known as conformal prediction, which predicts sets of labels instead of a single label; in the classification and regression settings, these algorithms can guarantee that the true label lies within the prediction set with high probability. Building on these ideas, we propose multi-object detection and tracking algorithms that come with probably approximately correct (PAC) guarantees. They do so by constructing both a prediction set around each object detection as well as around the set of edge transitions; given an object, the detection prediction set contains its true bounding box with high probability, and the edge prediction set contains its true transition across frames with high probability. We empirically demonstrate that our method can detect and track objects with PAC guarantees on the COCO and MOT-17 datasets.

cs.CV↗

PAC Prediction Sets Under Covariate Shift

An important challenge facing modern machine learning is how to rigorously quantify the uncertainty of model predictions. Conveying uncertainty is especially important when there are changes to the underlying data distribution that might invalidate the predictive model. Yet, most existing uncertainty quantification algorithms break down in the presence of such shifts. We propose a novel approach that addresses this challenge by constructing \emph{probably approximately correct (PAC)} prediction sets in the presence of covariate shift. Our approach focuses on the setting where there is a covariate shift from the source distribution (where we have labeled training examples) to the target distribution (for which we want to quantify uncertainty). Our algorithm assumes given importance weights that encode how the probabilities of the training examples change under the covariate shift. In practice, importance weights typically need to be estimated; thus, we extend our algorithm to the setting where we are given confidence intervals for the importance weights. We demonstrate the effectiveness of our approach on covariate shifts based on DomainNet and ImageNet. Our algorithm satisfies the PAC constraint, and gives prediction sets with the smallest average normalized size among approaches that always satisfy the PAC constraint.

cs.LG↗

Monotonic Safety for Scalable and Data-Efficient Probabilistic Safety Analysis

Autonomous systems with machine learning-based perception can exhibit unpredictable behaviors that are difficult to quantify, let alone verify. Such behaviors are convenient to capture in probabilistic models, but probabilistic model checking of such models is difficult to scale -- largely due to the non-determinism added to models as a prerequisite for provable conservatism. Statistical model checking (SMC) has been proposed to address the scalability issue. However it requires large amounts of data to account for the aforementioned non-determinism, which in turn limits its scalability. This work introduces a general technique for reduction of non-determinism based on assumptions of "monotonic safety'", which define a partial order between system states in terms of their probabilities of being safe. We exploit these assumptions to remove non-determinism from controller/plant models to drastically speed up probabilistic model checking and statistical model checking while providing provably conservative estimates as long as the safety is indeed monotonic. Our experiments demonstrate model-checking speed-ups of an order of magnitude while maintaining acceptable accuracy and require much less data for accurate estimates when running SMC -- even when monotonic safety does not perfectly hold and provable conservatism is not achieved.

cs.LO↗

iDECODe: In-distribution Equivariance for Conformal Out-of-distribution Detection

Machine learning methods such as deep neural networks (DNNs), despite their success across different domains, are known to often generate incorrect predictions with high confidence on inputs outside their training distribution. The deployment of DNNs in safety-critical domains requires detection of out-of-distribution (OOD) data so that DNNs can abstain from making predictions on those. A number of methods have been recently developed for OOD detection, but there is still room for improvement. We propose the new method iDECODe, leveraging in-distribution equivariance for conformal OOD detection. It relies on a novel base non-conformity measure and a new aggregation method, used in the inductive conformal anomaly detection framework, thereby guaranteeing a bounded false detection rate. We demonstrate the efficacy of iDECODe by experiments on image and audio datasets, obtaining state-of-the-art results. We also show that iDECODe can detect adversarial examples.

cs.LG↗

Confidence Calibration with Bounded Error Using Transformations

As machine learning techniques become widely adopted in new domains, especially in safety-critical systems such as autonomous vehicles, it is crucial to provide accurate output uncertainty estimation. As a result, many approaches have been proposed to calibrate neural networks to accurately estimate the likelihood of misclassification. However, while these methods achieve low calibration error, there is space for further improvement, especially in large-dimensional settings such as ImageNet. In this paper, we introduce a calibration algorithm, named Hoki, that works by applying random transformations to the neural network logits. We provide a sufficient condition for perfect calibration based on the number of label prediction changes observed after applying the transformations. We perform experiments on multiple datasets and show that the proposed approach generally outperforms state-of-the-art calibration algorithms across multiple datasets and models, especially on the challenging ImageNet dataset. Finally, Hoki is scalable as well, as it requires comparable execution time to that of temperature scaling.

cs.LG↗

Improving Neural Network Robustness via Persistency of Excitation

Improving adversarial robustness of neural networks remains a major challenge. Fundamentally, training a neural network via gradient descent is a parameter estimation problem. In adaptive control, maintaining persistency of excitation (PoE) is integral to ensuring convergence of parameter estimates in dynamical systems to their true values. We show that parameter estimation with gradient descent can be modeled as a sampling of an adaptive linear time-varying continuous system. Leveraging this model, and with inspiration from Model-Reference Adaptive Control (MRAC), we prove a sufficient condition to constrain gradient descent updates to reference persistently excited trajectories converging to the true parameters. The sufficient condition is achieved when the learning rate is less than the inverse of the Lipschitz constant of the gradient of loss function. We provide an efficient technique for estimating the corresponding Lipschitz constant in practice using extreme value theory. Our experimental results in both standard and adversarial training illustrate that networks trained with the PoE-motivated learning rate schedule have similar clean accuracy but are significantly more robust to adversarial attacks than models trained using current state-of-the-art heuristics.

stat.ML↗

Detecting OODs as datapoints with High Uncertainty

Deep neural networks (DNNs) are known to produce incorrect predictions with very high confidence on out-of-distribution inputs (OODs). This limitation is one of the key challenges in the adoption of DNNs in high-assurance systems such as autonomous driving, air traffic management, and medical diagnosis. This challenge has received significant attention recently, and several techniques have been developed to detect inputs where the model's prediction cannot be trusted. These techniques detect OODs as datapoints with either high epistemic uncertainty or high aleatoric uncertainty. We demonstrate the difference in the detection ability of these techniques and propose an ensemble approach for detection of OODs as datapoints with high uncertainty (epistemic or aleatoric). We perform experiments on vision datasets with multiple DNN architectures, achieving state-of-the-art results in most cases.

cs.LG↗

ModelGuard: Runtime Validation of Lipschitz-continuous Models

This paper presents ModelGuard, a sampling-based approach to runtime model validation for Lipschitz-continuous models. Although techniques exist for the validation of many classes of models the majority of these methods cannot be applied to the whole of Lipschitz-continuous models, which includes neural network models. Additionally, existing techniques generally consider only white-box models. By taking a sampling-based approach, we can address black-box models, represented only by an input-output relationship and a Lipschitz constant. We show that by randomly sampling from a parameter space and evaluating the model, it is possible to guarantee the correctness of traces labeled consistent and provide a confidence on the correctness of traces labeled inconsistent. We evaluate the applicability and scalability of ModelGuard in three case studies, including a physical platform.

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Are all outliers alike? On Understanding the Diversity of Outliers for Detecting OODs

Deep neural networks (DNNs) are known to produce incorrect predictions with very high confidence on out-of-distribution (OOD) inputs. This limitation is one of the key challenges in the adoption of deep learning models in high-assurance systems such as autonomous driving, air traffic management, and medical diagnosis. This challenge has received significant attention recently, and several techniques have been developed to detect inputs where the model's prediction cannot be trusted. These techniques use different statistical, geometric, or topological signatures. This paper presents a taxonomy of OOD outlier inputs based on their source and nature of uncertainty. We demonstrate how different existing detection approaches fail to detect certain types of outliers. We utilize these insights to develop a novel integrated detection approach that uses multiple attributes corresponding to different types of outliers. Our results include experiments on CIFAR10, SVHN and MNIST as in-distribution data and Imagenet, LSUN, SVHN (for CIFAR10), CIFAR10 (for SVHN), KMNIST, and F-MNIST as OOD data across different DNN architectures such as ResNet34, WideResNet, DenseNet, and LeNet5.

cs.LG↗

PAC Confidence Predictions for Deep Neural Network Classifiers

A key challenge for deploying deep neural networks (DNNs) in safety critical settings is the need to provide rigorous ways to quantify their uncertainty. In this paper, we propose a novel algorithm for constructing predicted classification confidences for DNNs that comes with provable correctness guarantees. Our approach uses Clopper-Pearson confidence intervals for the Binomial distribution in conjunction with the histogram binning approach to calibrated prediction. In addition, we demonstrate how our predicted confidences can be used to enable downstream guarantees in two settings: (i) fast DNN inference, where we demonstrate how to compose a fast but inaccurate DNN with an accurate but slow DNN in a rigorous way to improve performance without sacrificing accuracy, and (ii) safe planning, where we guarantee safety when using a DNN to predict whether a given action is safe based on visual observations. In our experiments, we demonstrate that our approach can be used to provide guarantees for state-of-the-art DNNs.

cs.LG↗

Improving Classifier Confidence using Lossy Label-Invariant Transformations

Providing reliable model uncertainty estimates is imperative to enabling robust decision making by autonomous agents and humans alike. While recently there have been significant advances in confidence calibration for trained models, examples with poor calibration persist in most calibrated models. Consequently, multiple techniques have been proposed that leverage label-invariant transformations of the input (i.e., an input manifold) to improve worst-case confidence calibration. However, manifold-based confidence calibration techniques generally do not scale and/or require expensive retraining when applied to models with large input spaces (e.g., ImageNet). In this paper, we present the recursive lossy label-invariant calibration (ReCal) technique that leverages label-invariant transformations of the input that induce a loss of discriminatory information to recursively group (and calibrate) inputs - without requiring model retraining. We show that ReCal outperforms other calibration methods on multiple datasets, especially, on large-scale datasets such as ImageNet.

cs.LG↗

Calibrated Prediction with Covariate Shift via Unsupervised Domain Adaptation

Reliable uncertainty estimates are an important tool for helping autonomous agents or human decision makers understand and leverage predictive models. However, existing approaches to estimating uncertainty largely ignore the possibility of covariate shift--i.e., where the real-world data distribution may differ from the training distribution. As a consequence, existing algorithms can overestimate certainty, possibly yielding a false sense of confidence in the predictive model. We propose an algorithm for calibrating predictions that accounts for the possibility of covariate shift, given labeled examples from the training distribution and unlabeled examples from the real-world distribution. Our algorithm uses importance weighting to correct for the shift from the training to the real-world distribution. However, importance weighting relies on the training and real-world distributions to be sufficiently close. Building on ideas from domain adaptation, we additionally learn a feature map that tries to equalize these two distributions. In an empirical evaluation, we show that our proposed approach outperforms existing approaches to calibrated prediction when there is covariate shift.

cs.LG↗

Optimal Virtual Cluster-based Multiprocessor Scheduling

Scheduling of constrained deadline sporadic task systems on multiprocessor platforms is an area which has received much attention in the recent past. It is widely believed that finding an optimal scheduler is hard, and therefore most studies have focused on developing algorithms with good processor utilization bounds. These algorithms can be broadly classified into two categories: partitioned scheduling in which tasks are statically assigned to individual processors, and global scheduling in which each task is allowed to execute on any processor in the platform. In this paper we consider a third, more general, approach called cluster-based scheduling. In this approach each task is statically assigned to a processor cluster, tasks in each cluster are globally scheduled among themselves, and clusters in turn are scheduled on the multiprocessor platform. We develop techniques to support such cluster-based scheduling algorithms, and also consider properties that minimize total processor utilization of individual clusters. In the last part of this paper, we develop new virtual cluster-based scheduling algorithms. For implicit deadline sporadic task systems, we develop an optimal scheduling algorithm that is neither Pfair nor ERfair. We also show that the processor utilization bound of US-EDF{m/(2m-1)} can be improved by using virtual clustering. Since neither partitioned nor global strategies dominate over the other, cluster-based scheduling is a natural direction for research towards achieving improved processor utilization bounds.

cs.OS↗

PAC Confidence Sets for Deep Neural Networks via Calibrated Prediction

We propose an algorithm combining calibrated prediction and generalization bounds from learning theory to construct confidence sets for deep neural networks with PAC guarantees---i.e., the confidence set for a given input contains the true label with high probability. We demonstrate how our approach can be used to construct PAC confidence sets on ResNet for ImageNet, a visual object tracking model, and a dynamics model for the half-cheetah reinforcement learning problem.

cs.LG↗

Case Study: Verifying the Safety of an Autonomous Racing Car with a Neural Network Controller

This paper describes a verification case study on an autonomous racing car with a neural network (NN) controller. Although several verification approaches have been proposed over the last year, they have only been evaluated on low-dimensional systems or systems with constrained environments. To explore the limits of existing approaches, we present a challenging benchmark in which the NN takes raw LiDAR measurements as input and outputs steering for the car. We train a dozen NNs using two reinforcement learning algorithms and show that the state of the art in verification can handle systems with around 40 LiDAR rays, well short of a typical LiDAR scan with 1081 rays. Furthermore, we perform real experiments to investigate the benefits and limitations of verification with respect to the sim2real gap, i.e., the difference between a system's modeled and real performance. We identify cases, similar to the modeled environment, in which verification is strongly correlated with safe behavior. Finally, we illustrate LiDAR fault patterns that can be used to develop robust and safe reinforcement learning algorithms.

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