arXiv subjects

Ivan Bazarov

Publications and source records attributed to Ivan Bazarov.

At least 19 recordsLinked to original sources

arXiv2025

Experimental Reconstruction of Source 4D Phase Space Without Prior Knowledge of Transfer Matrix

We experimentally demonstrate a method for reconstructing the transverse 4D phase space of an electron beam at the time of emission from downstream diagnostics of the 4D phase space. This method does not rely on detailed knowledge of the beamline transport, besides assuming that linearity and symplecticity are satisfied. We apply this method to measure the transverse position and momentum phase space of electrons emitted from a spatially-structured alkali-antimonide cathode. This method can uncover local correlations between emission location and momentum spread. We formulate this method analytically and investigate resolution limits.

physics.acc-ph↗

arXiv2025

A Comparison-Relationship-Surrogate Evolutionary Algorithm for Multi-Objective Optimization

Evolutionary algorithms often struggle to find well converged (e.g small inverted generational distance on test problems) solutions to multi-objective optimization problems on a limited budget of function evaluations (here, a few hundred). The family of surrogate-assisted evolutionary algorithms (SAEAs) offers a potential solution to this shortcoming through the use of data driven models which augment evaluations of the objective functions. A surrogate model which has shown promise in single-objective optimization is to predict the "comparison relationship" between pairs of solutions (i.e. who's objective function is smaller). In this paper, we investigate the performance of this model on multi-objective optimization problems. First, we propose a new algorithm "CRSEA" which uses the comparison-relationship model. Numerical experiments are then performed with the DTLZ and WFG test suites plus a real-world problem from the field of accelerator physics. We find that CRSEA finds better converged solutions than the tested SAEAs on many of the medium-scale, biobjective problems chosen from the WFG suite suggesting the comparison-relationship surrogate as a promising tool for improving the efficiency of multi-objective optimization algorithms.

cs.NE↗

arXiv2023

Experimental characterization of photoemission from plasmonic nanogroove arrays

Metal photocathodes are an important source of high-brightness electron beams, ubiquitous in the operation of both large-scale accelerators and table-top microscopes. When the surface of a metal is nano-engineered with patterns on the order of the optical wavelength, it can lead to the excitation and confinement of surface plasmon polariton waves which drive nonlinear photoemission. In this work, we aim to evaluate gold plasmonic nanogrooves as a concept for producing bright electron beams for accelerators via nonlinear photoemission. We do this by first comparing their optical properties to numerical calculations from first principles to confirm our ability to fabricate these nanoscale structures. Their nonlinear photoemission yield is found by measuring emitted photocurrent as the intensity of their driving laser is varied. Finally, the mean transverse energy of this electron source is found using the solenoid scan technique. Our data demonstrate the ability of these cathodes to provide a tenfold enhancement in the efficiency of photoemission over flat metals driven with a linear process. We find that these cathodes are robust and capable of reaching sustained average currents over 100 nA at optical intensities larger than 2 GW/cm$^2$ with no degradation of performance. The emittance of the generated beam is found to be highly asymmetric, a fact we can explain with calculations involving the also asymmetric roughness of the patterned surface. These results demonstrate the use of nano-engineered surfaces as enhanced photocathodes, providing a robust, air-stable source of high average current electron beams with great potential for industrial and scientific applications.

physics.acc-ph↗

arXiv2022

Operation of Cs-Sb-O activated GaAs in a high voltage DC electron gun at high average current

Negative Electron Affinity (NEA) activated GaAs photocathodes are the most popular option for generating a high current (> 1 mA) spin-polarized electron beam. Despite its popularity, a short operational lifetime is the main drawback of this material. Recent works have shown that the lifetime can be improved by using a robust Cs-Sb-O NEA layer with minimal adverse effects. In this work, we operate GaAs photocathodes with this new activation method in a high voltage environment to extract a high current. We observed spectral dependence on the lifetime improvement. In particular, we saw a 45% increase in the lifetime at 780 nm for Cs-Sb-O activated GaAs compared to Cs-O activated GaAs.

physics.acc-ph↗

arXiv2021

Monte Carlo Modeling of Spin-polarized Photoemission from p-doped GaAs Activated to Negative Electron Affinity

The anticorrelation between quantum efficiency (QE) and electron spin polarization (ESP) from a p-doped GaAs activated to negative electron affinity (NEA) is studied in detail using an ensemble Monte Carlo approach. The photoabsorption, momentum and spin relaxation during transport, and tunnelling of electrons through the surface potential barrier are modeled to identify fundamental mechanisms, which limit the efficiency of GaAs spin-polarized electron sources. In particular, we study the response of QE and ESP to various parameters such as the photoexcitation energy, doping density, and electron affinity level. Our modeling results for various transport and emission characteristics are in a good agreement with available experimental data. Our findings show that the behaviour of both QE and ESP at room temperature can be fully explained by the bulk relaxation mechanisms and the time which electrons spend in the material before being emitted.

physics.app-ph↗

arXiv2019

Improved lifetime of a high spin polarization superlattice photocathode

Negative Electron Affinity (NEA) activated surfaces are required to extract highly spin polarized electron beams from GaAs-based photocathodes, but they suffer extreme sensitivity to poor vacuum conditions that results in rapid degradation of quantum efficiency. We report on series of unconventional NEA activations on surfaces of bulk GaAs with Cs, Sb, and O2 using different methods of oxygen exposure for optimizing photocathode performance. One order of magnitude improvement in lifetime with respect to the standard Cs-O2 activation is achieved without significant loss on electron spin polarization and quantum efficiency by codepositing Cs, Sb, and O2. A strained GaAs/GaAsP superlattice sample activated with the codeposition method demonstrated similar enhancement in lifetime near the photoemission threshold while maintaining 90% spin polarization.

physics.app-ph↗

arXiv2018

Opportunities in Machine Learning for Particle Accelerators

Machine learning (ML) is a subfield of artificial intelligence. The term applies broadly to a collection of computational algorithms and techniques that train systems from raw data rather than a priori models. ML techniques are now technologically mature enough to be applied to particle accelerators, and we expect that ML will become an increasingly valuable tool to meet new demands for beam energy, brightness, and stability. The intent of this white paper is to provide a high-level introduction to problems in accelerator science and operation where incorporating ML-based approaches may provide significant benefit. We review ML techniques currently being investigated at particle accelerator facilities, and we place specific emphasis on active research efforts and promising exploratory results. We also identify new applications and discuss their feasibility, along with the required data and infrastructure strategies. We conclude with a set of guidelines and recommendations for laboratory managers and administrators, emphasizing the logistical and technological requirements for successfully adopting this technology. This white paper also serves as a summary of the discussion from a recent workshop held at SLAC on ML for particle accelerators.

physics.acc-ph↗

arXiv2018

Brightness of nonequilibrium photoemission in metallic photocathodes near threshold

The operation of photoemission electron sources with wavelengths near the photoemission threshold has been shown to dramatically decrease the minimum achievable photocathode emittance, but at the cost of significantly reduced quantum efficiency (QE). In this work, we show that for femtosecond laser and electron pulses, the increase in required laser intensities due to the low QE drives the photocathode electronic distribution far from static equilibrium. We adapt an existing dynamic model of the electron occupation under high intensity laser illumination to predict the time-dependent effects of the nonequilibrium electron distribution on the QE, mean transverse energy (MTE), and emission brightness of metal phtocathodes. We find that multiphoton photoemission dramatically alters the MTE as compared to thermal equilibrium models, causing the MTE to no longer be a monotonic function of photon excess energy.

physics.acc-ph↗

arXiv2015

Detection and clearing of trapped ions in the high current Cornell photoinjector

We have recently performed experiments to test the effectiveness of three ion-clearing strategies in the Cornell high intensity photoinjector: DC clearing electrodes, bunch gaps, and beam shaking. The photoinjector reaches a new regime of linac beam parameters where high CW beam currents lead to ion trapping. Therefore ion mitigation strategies must be evaluated for this machine and other similar future high current linacs. We have developed several techniques to directly measure the residual trapped ions. Our two primary indicators of successful clearing are the amount of ion current removed by a DC clearing electrode, and the absence of bremsstrahlung radiation generated by beam-ion interactions. Measurements were taken for an electron beam with an energy of 5 MeV and CW beam currents in the range of 1-20 mA. Several theoretical models have been developed to explain our data. Using them, we are able to estimate the clearing electrode voltage required for maximum ion clearing, the creation and clearing rates of the ions while employing bunch gaps, and the sinusoidal shaking frequency necessary for clearing via beam shaking. In all cases, we achieve a maximum ion clearing of at least 70 percent or higher, and in some cases our data is consistent with full ion clearing.

physics.acc-ph↗

arXiv2015

Cold electron beams from cryo-cooled, alkali antimonide photocathodes

In this letter we report on the generation of cold electron beams using a Cs3Sb photocathode grown by co-deposition of Sb and Cs. By cooling the photocathode to 90 K we demonstrate a significant reduction in the mean transverse energy validating the long standing speculation that the lattice temperature contribution limits the mean transverse energy or thermal emittance near the photoemission threshold, opening new frontiers in generating ultra-bright beams. At 90 K, we achieve a record low thermal emittance of 0.2 $μ$m (rms) per mm of laser spot diameter from an ultrafast (sub-picosecond) photocathode with quantum efficiency greater than $7\times 10^{-5}$ using a visible laser wavelength of 690 nm.

physics.acc-ph↗

arXiv2015

The Cornell-BNL FFAG-ERL Test Accelerator: White Paper

The Cornell-BNL FFAG-ERL Test Accelerator (C$β$) will comprise the first ever Energy Recovery Linac (ERL) based on a Fixed Field Alternating Gradient (FFAG) lattice. In particular, we plan to use a Non Scaling FFAG (NS-FFAG) lattice that is very compact and thus space- and cost- effective, enabling multiple passes of the electron beam in a single recirculation beam line, using the superconducting RF (SRF) linac multiple times. The FFAG-ERL moves the cost optimized linac and recirculation lattice to a dramatically better optimum. The prime accelerator science motivation for C$β$ is proving that the FFAG-ERL concept works. This is an important milestone for the Brookhaven National Laboratory (BNL) plans to build a major Nuclear Physics facility, eRHIC, based on producing 21 GeV electron beams to collide with the RHIC ion beams. A consequence of the C$β$ work would be the availability of significantly better, cost-effective, compact CW high-brightness electron beams for a plethora of scientific investigations and applications, such as X-ray sources, dark-matter and dark-energy searches, and industrial high-power Free-Electron Laser (FEL) applications. C$β$ brings together the resources and expertise of a large DOE National Laboratory, BNL, and a leading research university, Cornell. C$β$ will be built in an existing building at Cornell, for the most part using components that have been developed under previous R&D programs, including a fully commissioned world-leading photoemission electron injector, a large SRF accelerator module, and a high-power beam stop. The only elements that require design and construction from scratch is the FFAG magnet transport lattice. This white paper describes a project that promises to propel high-power, high-brightness electron beam science and applications to an exciting new level.

physics.acc-ph↗

arXiv2015

Demonstration of Cathode Emittance Dominated High Bunch Charge Beams in a DC gun-based Photoinjector

We present the results of transverse emittance and longitudinal current profile measurements of high bunch charge (greater than or equal to 100 pC) beams produced in the DC gun-based Cornell Energy Recovery Linac Photoinjector. In particular, we show that the cathode thermal and core beam emittances dominate the final 95% and core emittance measured at 9-9.5 MeV. Additionally, we demonstrate excellent agreement between optimized 3D space charge simulations and measurement, and show that the quality of the transverse laser distribution limits the optimal simulated and measured emittances. These results, previously thought achievable only with RF guns, demonstrate that DC gun based photoinjectors are capable of delivering beams with sufficient single bunch charge and beam quality suitable for many current and next generation accelerator projects such as Energy Recovery Linacs (ERLs) and Free Electron Lasers (FELs).

physics.acc-ph↗

arXiv2013

Demonstration of Low Emittance in the Cornell Energy Recovery Linac Injector Prototype

We present a detailed study of the six-dimensional phase space of the electron beam produced by the Cornell Energy Recovery Linac Photoinjector, a high-brightness, high repetition rate (1.3 GHz) DC photoemission source designed to drive a hard x-ray energy recovery linac (ERL). A complete simulation model of the injector has been constructed, verified by measurement, and optimized. Both the horizontal and vertical 2D transverse phase spaces, as well as the time-resolved (sliced) horizontal phase space, were simulated and directly measured at the end of the injector for 19 pC and 77 pC bunches at roughly 8 MeV. These bunch charges were chosen because they correspond to 25 mA and 100 mA average current if operating at the full 1.3 GHz repetition rate. The resulting 90% normalized transverse emittances for 19 (77) pC/bunch were 0.23 +/- 0.02 (0.51 +/- 0.04) microns in the horizontal plane, and 0.14 +/- 0.01 (0.29 +/- 0.02) microns in the vertical plane, respectively. These emittances were measured with a corresponding bunch length of 2.1 +/- 0.1 (3.0 +/- 0.2) ps, respectively. In each case the rms momentum spread was determined to be on the order of 1e-3. Excellent overall agreement between measurement and simulation has been demonstrated. Using the emittances and bunch length measured at 19 pC/bunch, we estimate the electron beam quality in a 1.3 GHz, 5 GeV hard x-ray ERL to be at least a factor of 20 times better than that of existing storage rings when the rms energy spread of each device is considered. These results represent a milestone for the field of high-brightness, high-current photoinjectors.

physics.acc-ph↗

arXiv2013

Fundamental Photoemission Brightness Limit from Disorder Induced Heating

We determine the limit of the lowest achievable photoemitted electron temperature, and therefore the maximum achievable electron brightness, due to heating just after emission into vacuum, applicable to dense relativistic or nonrelativistic photoelectron beams. This heating is due to poorly screened Coulomb interactions equivalent to disorder induced heating seen in ultracold neutral plasmas. We first show that traditional analytic methods of Coulomb collisions fail for the calculation of this strongly coupled heating. Instead, we employ an N-body tree algorithm to compute the universal scaling of the disorder induced heating in fully contained bunches, and show it to agree well with a simple model utilizing the tabulated correlated energy of one component plasmas. We also present simulations for beams undergoing Coulomb explosion at the photocathode, and demonstrate that both the temperature growth and subsequent cooling must be characterized by correlated effects, as well as correlation-frozen dynamics. In either case, the induced temperature is found to be of several meV for typical photoinjector beam densities, a significant fraction of the intrinsic beam temperature of the coldest semiconductor photocathodes. Thus, we expect disorder induced heating to become a major limiting factor in the next generation of photoemission sources delivering dense bunches and employing ultra-cold photoemitters.

physics.acc-ph↗

arXiv2011

Synchrotron radiation representation in phase space

The notion of brightness is efficiently conveyed in geometric optics as density of rays in phase space. Wigner has introduced his famous distribution in quantum mechanics as a quasi-probability density of a quantum system in phase space. Naturally, the same formalism can be used to represent light including all the wave phenomena. It provides a natural framework for radiation propagation and optics matching by transferring the familiar `baggage' of accelerator physics (beta-function, emittance, phase space transforms, etc.) to synchrotron radiation. This paper details many of the properties of the Wigner distribution and provides examples of how its use enables physically insightful description of partially coherent synchrotron radiation in phase space.

physics.acc-ph↗

arXiv2011

Photocathode Behavior During High Current Running in the Cornell ERL Photoinjector

The Cornell University Energy Recovery Linac (ERL) photoinjector has recently demonstrated operation at 20 mA for approximately 8 hours, utilizing a multialkali photocathode deposited on a Si substrate. We describe the recipe for photocathode deposition, and will detail the parameters of the run. Post-run analysis of the photocathode indicates the presence of significant damage to the substrate, perhaps due to ion back-bombardment from the residual beamline gas. While the exact cause of the substrate damage remains unknown, we describe multiple surface characterization techniques (X-ray fluorescence spectroscopy, X-ray diffraction, atomic force and scanning electron microscopy) used to study the interesting morphological and crystallographic features of the photocathode surface after its use for high current beam production. Finally, we present a simple model of crystal damage due to ion back-bombardment, which agrees qualitatively with the distribution of damage on the substrate surface.

physics.acc-ph↗

arXiv2011

Transfer Matrix for combined RF and Solenoid Fields

We present a new method for computing the transverse transfer matrix through superimposed axisymmetric RF and solenoid field maps. The algorithm constructs the transfer matrix directly from one dimensional RF and solenoid field maps without computing numerical derivatives or eigenfunction expansions of the field map data. In addition, this method accurately describes the dynamics of low energy particles starting from a solenoid immersed cathode, allowing the method to be used to simulate transport through both RF and electrostatic guns. Comparison of particle tracking with the transfer matrix and direct integration of the equations of motion through several field set-ups shows excellent agreement between the two methods.

physics.acc-ph↗

arXiv2011

Thermal emittance measurements of a cesium potassium antimonide photocathode

Thermal emittance measurements of a CsK2Sb photocathode at several laser wavelengths are presented. The emittance is obtained with a solenoid scan technique using a high voltage dc photoemission gun. The thermal emittance is 0.56+/-0.03 mm-mrad/mm(rms) at 532 nm wavelength. The results are compared with a simple photoemission model and found to be in a good agreement.

physics.acc-ph↗