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J. -B. Bru

Publications and source records attributed to J. -B. Bru.

At least 19 recordsLinked to original sources

Scattering and Pairing by Exchange Interactions

Quantum interactions exchanging different types of particles play a pivotal rôle in quantum many-body theory, but they are not sufficiently investigated from a mathematical perspective. Here, we consider a system made of two fermions and one boson, in order to study the effect of such an off-diagonal interaction term, having in mind the physics of cuprate superconductors. Additionally, our model also includes a generalized Hubbard interaction (i.e., a general local repulsion term for the fermions). Regarding pairing, exponentially localized dressed bound fermion pairs are shown to exist and their effective dispersion relation is studied in detail. Scattering properties of the system are derived for two channels: the unbound and bound pair channels. We give particular attention to the regime of very large on-site (Hubbard) repulsions, because this situation is relevant for cuprate superconductors.

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From Short-Range to Mean-Field Models in Quantum Lattices

Realistic effective interparticle interactions of quantum many-body systems are widely seen as being short-range. However, the rigorous mathematical analysis of this type of model turns out to be extremely difficult, in general, with many important fundamental questions remaining open still nowadays. By contrast, mean-field models come from different approximations or Ansätze, and are thus less realistic, in a sense, but are technically advantageous, by allowing explicit computations while capturing surprisingly well many real physical phenomena. Here, we establish a precise mathematical relation between mean-field and short-range models, by using the long-range limit that is known in the literature as the Kac limit. If both attractive and repulsive long-range forces are present then it turns out that the limit mean-field model is not necessarily what one traditionally guesses. One important innovation of our study, in contrast with previous works on the subject, is the fact that we are able to show the convergence of equilibrium states, i.e., of all correlation functions. This paves the way for studying phase transitions, or at least important fingerprints of them like strong correlations at long distances, for models having interactions whose ranges are finite, but very large. It also sheds a new light on mean-field models. Even on the level of pressures, our results go considerably further than previous ones, by allowing, for instance, a continuum of long-range interaction components, as well as very general short-range Hamiltonians for the "free" part of the model.

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Large Deviations in Weakly Interacting Fermions -- Generating Functions as Gaussian Berezin Integrals and Bounds on Large Pfaffians

We prove that the Gärtner--Ellis generating function of probability distributions associated with KMS states of weakly interacting fermions on the lattice can be written as the limit of logarithms of Gaussian Berezin integrals. The covariances of the Gaussian integrals are shown to have a uniform Pfaffian bound and to be summable in general cases of interest, including systems that are not translation invariant. The Berezin integral representation can thus be used to obtain convergent expansions of the generating function in terms of powers of its parameter. The derivation and analysis of the expansions of logarithms of Berezin integrals are the subject of the second part of the present work. Such technical results are also useful, for instance, in the context of quantum information theory, in the computation of relative entropy densities associated with fermionic Gibbs states, and in the theory of quantum normal fluctuations for weakly interacting fermion systems.

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Weak$^{\ast }$ Hypertopologies with Application to Genericity of Convex Sets

We propose a new class of hypertopologies, called here weak$^{\ast }$ hypertopologies, on the dual space $\mathcal{X}^{\ast }$ of a real or complex topological vector space $\mathcal{X}$. The most well-studied and well-known hypertopology is the one associated with the Hausdorff metric for closed sets in a complete metric space. Therefore, we study in detail its corresponding weak$^{\ast }$ hypertopology, constructed from the Hausdorff distance on the field (i.e. $\mathbb{R}$ or $\mathbb{C}$) of the vector space $\mathcal{X}$ and named here the weak$^{\ast }$-Hausdorff hypertopology. It has not been considered so far and we show that it can have very interesting mathematical connections with other mathematical fields, in particular with mathematical logics. We explicitly demonstrate that weak$^{\ast }$ hypertopologies are very useful and natural structures\ by using again the weak$^{\ast }$-Hausdorff hypertopology in order to study generic convex weak$^{\ast }$-compact sets in great generality. We show that convex weak$^{\ast }$-compact sets have generically weak$^{\ast }$-dense set of extreme points in infinite dimensions. An extension of the well-known Straszewicz theorem to Gateaux-differentiability (non necessarily Banach) spaces is also proven in the scope of this application.

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Entanglement of Classical and Quantum Short-Range Dynamics in Mean-Field Systems

The relationship between classical and quantum mechanics is usually understood via the limit $\hbar \rightarrow 0$. This is the underlying idea behind the quantization of classical objects. The apparent incompatibility of general relativity with quantum mechanics and quantum field theory has challenged for many decades this basic idea. We recently showed the emergence of classical dynamics for very general quantum lattice systems with mean-field interactions, without (complete) supression of its quantum features, in the infinite volume limit. This leads to a theoretical framework in which the classical and quantum worlds are entangled. Such an entanglement is noteworthy and is a consequence of the highly non-local character of mean-field interactions. Therefore, this phenomenon should not be restricted to systems with mean-field interactions only, but should also appear in presence of interactions that are sufficiently long-range, yielding effective, classical background fields, in the spirit of the Higgs mechanism of quantum field theory. In order to present the result in a less abstract way than in its original version, here we apply it to a concrete, physically relevant, example and discuss, by this means, various important aspects of our general approach. The model we consider is not exactly solvable and the particular results obtained are new.

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On the Equivalence of the KMS Condition and the Variational Principle for Quantum Lattice Systems with Mean-Field Interactions

We extend Araki's well-known results on the equivalence of the KMS condition and the variational principle for equilibrium states of quantum lattice systems with short-range interactions, to a large class of models possibly containing mean-field interactions (representing an extreme form of long-range interactions). This result is reminiscent of van Hemmen's work on equilibrium states for mean-field models. The extension was made possible by our recent outcomes on states minimizing the free energy density of mean-field models on the lattice, as well as on the infinite volume dynamics for such models.

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Classical Dynamics from Self-Consistency Equations in Quantum Mechanics -- Extended Version

During the last three decades, P. Bóna has developed a non-linear generalization of quantum mechanics, based on symplectic structures for normal states and offering a general setting which is convenient to study the emergence of macroscopic classical dynamics from microscopic quantum processes. We propose here a new mathematical approach to Bona's one, with much brother domain of applicability. It highlights the central role of self-consistency. This leads to a mathematical framework in which the classical and quantum worlds are naturally entangled. We build a Poisson bracket for the polynomial functions on the hermitian weak$^{\ast }$ continuous functionals on any $C^{\ast }$-algebra. This is reminiscent of a well-known construction for finite-dimensional Lie algebras. We then restrict this Poisson bracket to states of this $C^{\ast }$-algebra, by taking quotients with respect to Poisson ideals. This leads to densely defined symmetric derivations on the commutative $C^{\ast }$-algebras of real-valued functions on the set of states. Up to a closure, these are proven to generate $C_{0}$-groups of contractions. As a matter of fact, in general commutative $C^{\ast }$-algebras, even the closableness of unbounded symmetric derivations is a non-trivial issue. Some new mathematical concepts are introduced, which are possibly interesting by themselves: the convex weak $^{\ast }$ Gâteaux derivative, state-dependent $C^{\ast }$-dynamical systems and the weak$^{\ast }$-Hausdorff hypertopology, a new hypertopology used to prove, among other things, that convex weak$^{\ast }$-compact sets generically have weak$^{\ast }$-dense extreme boundary in infinite dimension. Our recent results on macroscopic dynamical properties of lattice-fermion and quantum-spin systems with long-range, or mean-field, interactions corroborate the relevance of the general approach we present here.

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Classical Dynamics Generated by Long-Range Interactions for Lattice Fermions and Quantum Spins

We study the macroscopic dynamical properties of fermion and quantum-spin systems with long-range, or mean-field, interactions. The results obtained are far beyond previous ones and require the development of a mathematical framework to accommodate the macroscopic long-range dynamics, which corresponds to an intricate combination of classical and short-range quantum dynamics. In this paper we focus on the classical part of the long-range, or mean-field, macroscopic dynamics, but we already introduce the full framework. The quantum part of the macroscopic dynamics is studied in a subsequent paper. We show that the classical part of the macroscopic dynamics results from self-consistency equations within the (quantum) state space. As is usual, the classical dynamics is driven by Liouville's equation.

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Quantum Dynamics Generated by Long-Range Interactions for Lattice Fermions and Quantum Spins

We study the macroscopic dynamics of fermion and quantum-spin systems with long-range, or mean-field, interactions, which turns out to be equivalent to an intricate combination of classical and short-range quantum dynamics. In this paper we focus on the \emph{quantum} part of the long-range macroscopic dynamics. The classical part is studied in a companion paper. Altogether, the results obtained are far beyond previous ones and required the development of a suitable mathematical framework. The entanglement of classical and quantum worlds is noteworthy, opening new theoretical perspectives, and is shown here to be a consequence of the highly non-local character of long-range, or mean-field, interactions.

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Macroscopic Dynamics of the Strong-Coupling BCS-Hubbard Model

The aim of the current paper is to illustrate, in a simple example, our recent, very general, rigorous results [Bru J.-B., de Siqueira Pedra W., J. Math. Anal. Appl. (2020), doi.org: 10.1016/j.jmaa.2020.124434 and 10.1016/j.jmaa.2020.124517] on the dynamical properties of fermions and quantum-spin systems with long-range, or mean-field, interactions, in infinite volume. We consider here the strong-coupling BCS-Hubbard model, because this example is very pedagogical and, at the same time, physically relevant for it highlights the impact of the (screened) Coulomb repulsion on ($s$-wave) superconductivity.

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Quantum Fluctuations and Large Deviation Principle for Microscopic Currents of Free Fermions in Disordered Media

We contribute an extension of large-deviation results obtained in [N.J.B. Aza, J.-B. Bru, W. de Siqueira Pedra, A. Ratsimanetrimanana, J. Math. Pures Appl. 125 (2019) 209] on conductivity theory at atomic scale of free lattice fermions in disordered media. Disorder is modeled by (i) a random external potential, like in the celebrated Anderson model, and (ii) a nearest-neighbor hopping term with random complex-valued amplitudes. In accordance with experimental observations, via the large deviation formalism, our previous paper showed in this case that quantum uncertainty of microscopic electric current densities around their (classical) macroscopic value is suppressed, exponentially fast with respect to the volume of the region of the lattice where an external electric field is applied. Here, the quantum fluctuations of linear response currents are shown to exist in the thermodynamic limit and we mathematically prove that they are related to the rate function of the large deviation principle associated with current densities. We also demonstrate that, in general, they do not vanish (in the thermodynamic limit) and the quantum uncertainty around the macroscopic current density disappears exponentially fast with an exponential rate proportional to the squared deviation of the current from its macroscopic value and the inverse current fluctuation, with respect to growing space (volume) scales.

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Non-cooperative Equilibria of Fermi Systems With Long Range Interactions

We define a Banach space $\mathcal{M}_{1}$ of models for fermions or quantum spins in the lattice with long range interactions and explicit the structure of (generalized) equilibrium states for any $\mathfrak{m}\in \mathcal{M}_{1}$. In particular, we give a first answer to an old open problem in mathematical physics - first addressed by Ginibre in 1968 within a different context - about the validity of the so-called Bogoliubov approximation on the level of states. Depending on the model $\mathfrak{m}\in \mathcal{M}_{1}$, our method provides a systematic way to study all its correlation functions and can thus be used to analyze the physics of long range interactions. Furthermore, we show that the thermodynamics of long range models $\mathfrak{m}\in \mathcal{M}_{1}$ is governed by the non-cooperative equilibria of a zero-sum game, called here the thermodynamic game.

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Accuracy of Classical Conductivity Theory at Atomic Scales for Free Fermions in Disordered Media

The growing need for smaller electronic components has recently sparked the interest in the breakdown of the classical conductivity theory near the atomic scale, at which quantum effects should dominate. In 2012, experimental measurements of electric resistance of nanowires in Si doped with phosphorus atoms demonstrate that quantum effects on charge transport almost disappear for nanowires of lengths larger than a few nanometers, even at very low temperature (4.2K). We mathematically prove, for non-interacting lattice fermions with disorder, that quantum uncertainty of microscopic electric current density around their (classical) macroscopic values is suppressed, exponentially fast with respect to the volume of the region of the lattice where an external electric field is applied. This is in accordance with the above experimental observation. Disorder is modeled by a random external potential along with random, complex-valued, hopping amplitudes. The celebrated tight-binding Anderson model is one particular example of the general case considered here. Our mathematical analysis is based on Combes-Thomas estimates, the Akcoglu-Krengel ergodic theorem, and the large deviation formalism, in particular the Gärtner-Ellis theorem.

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Decay of Complex-time Determinantal and Pfaffian\ Correlation Functionals in Lattices

We supplement the determinantal and Pfaffian bounds of Sims and Warzel (Commun Math Phys 347:903--931, 2016) for many-body localization of quasi-free fermions, by considering the high dimensional case and complex-time correlations. Our proof uses the analyticity of correlation functions via the Hadamard three-line theorem. We show that the dynamical localization for the one-particle system yields the dynamical localization for the many-point fermionic correlation functions, with respect to the Hausdorff distance in the determinantal case. In Sims and Warzel (2016), a stronger notion of decay for many-particle configurations was used but only at dimension one and for real times. Considering determinantal and Pfaffian correlation functionals for complex times is important in the study of weakly interacting fermions.

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Universal Bounds for Large Determinants from Non-Commutative Hölder Inequalities in Fermionic Constructive Quantum Field Theory

Efficiently bounding large determinants is an essential step in non-relativistic fermionic constructive quantum field theory to prove the absolute convergence of the perturbation expansion of correlation functions in terms of powers of the strength $u\in \mathbb{R}$ of the interparticle interaction. We provide, for large determinants of fermionic convariances, sharp bounds which hold for all (bounded and unbounded, the latter not being limited to semibounded) one-particle Hamiltonians. We find the smallest universal determinant bound to be exactly $1$. In particular, the convergence of perturbation series at $u=0$ of any fermionic quantum field theory is ensured if the matrix entries, with respect to some fixed orthonormal basis, of the covariance and the interparticle interaction decay sufficiently fast. Our proofs use Hölder inequalities for general non-commutative $L^{p}$-spaces derived by Araki and Masuda.

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Lieb-Robinson Bounds for Multi-Commutators and Applications to Response Theory

We generalize to multi-commutators the usual Lieb-Robinson bounds for commutators. In the spirit of constructive QFT, this is done so as to allow the use of combinatorics of minimally connected graphs (tree expansions) in order to estimate time-dependent multi-commutators for interacting fermions. Lieb-Robinson bounds for multi-commutators are effective mathematical tools to handle analytic aspects of the dynamics of quantum particles with interactions which are non-vanishing in the whole space and possibly time-dependent. To illustrate this, we prove that the bounds for multi-commutators of order three yield existence of fundamental solutions for the corresponding non-autonomous initial value problems for observables of interacting fermions on lattices. We further show how bounds for multi-commutators of an order higher than two can be used to study linear and non-linear responses of interacting fermions to external perturbations. All results also apply to quantum spin systems, with obvious modifications. However, we only explain the fermionic case in detail, in view of applications to microscopic quantum theory of electrical conduction discussed here and because this case is technically more involved.

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From the 2nd Law of Thermodynamics to AC-Conductivity Measures of Interacting Fermions in Disordered Media

We study the dynamics of interacting lattice fermions with random hopping amplitudes and random static potentials, in presence of time-dependent electromagnetic fields. The interparticle interaction is short-range and translation invariant. Electromagnetic fields are compactly supported in time and space. In the limit of infinite space supports (macroscopic limit) of electromagnetic fields, we derive Ohm and Joule's laws in the AC-regime. An important outcome is the extension to interacting fermions of the notion of macroscopic AC-conductivity measures, known so far only for free fermions with disorder. Such excitation measures result from the 2nd law of thermodynamics and turn out to be Lévy measures. As compared to the Drude (Lorentz--Sommerfeld) model, widely used in Physics, the quantum many-body problem studied here predicts a much smaller AC-conductivity at large frequencies. This indicates (in accordance with experimental results) that the relaxation time of the Drude model, seen as an effective parameter for the conductivity, should be highly frequency-dependent. We conclude by proposing an alternative effective description - using Lévy Processes in Fourier space - of the phenomenon of electrical conductivity.

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Macroscopic Conductivity of Free Fermions in Disordered Media

We conclude our analysis of the linear response of charge transport in lattice systems of free fermions subjected to a random potential by deriving general mathematical properties of its conductivity at the macroscopic scale. The present paper belongs to a succession of studies on Ohm and Joule's laws from a thermodynamic viewpoint. We show, in particular, the existence and finiteness of the conductivity measure $μ_{\mathbf{Σ}}$ for macroscopic scales. Then we prove that, similar to the conductivity measure associated to Drude's model, $μ_{\mathbf{Σ}}$ converges in the weak$^{\ast } $-topology to the trivial measure in the case of perfect insulators (strong disorder, complete localization), whereas in the limit of perfect conductors (absence of disorder) it converges to an atomic measure concentrated at frequency $ν=0$. However, the AC--conductivity $μ_{\mathbf{Σ}}|_{\mathbb{R}\backslash \{0\}}$ does not vanish in general: We show that $μ_{\mathbf{Σ}}(\mathbb{R}\backslash \{0\})>0$, at least for large temperatures and a certain regime of small disorder.

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