arXiv subjects

J. A. Berger

Publications and source records attributed to J. A. Berger.

18 recordsLinked to original sources

arXiv2022

Screened extended Koopmans' theorem: photoemission at weak and strong correlation

By introducing electron screening in the extended Koopmans' theorem we correctly describe the band gap opening in weakly as well as strongly correlated systems. We show this by applying our method to bulk LiH, Si, and paramagnetic as well as antiferromagnetic NiO. Although incorrect features remain in the full photoemission spectra, this is a remarkable result for an ab-initio electronic structure method and it opens the way to a unified description of photoemission spectra at weak and strong correlation.

cond-mat.str-el↗

arXiv2022

Introducing screening in one-body density matrix functionals: impact on the Extended Koopmans' Theorem's charged excitations of model systems

In this work we get insight into the impact of reduced density matrix functionals on the quality of removal/addition energies obtained using the Extended Koopmans' Theorem (EKT). Within reduced density matrix functional theory (RDMFT) the EKT approach reduces to a matrix diagonalization, whose ingredients are the one- and two-body reduced density matrices. A striking feature of the EKT within RDMFT is that it opens a band gap, although too large, in strongly correlated materials, which are a challenge for state-of-the-art methods such as GW . Using the one-dimensional Hubbard model and the homogeneous electron gas as test cases, we find that: i) with exact or very accurate density matrices the EKT systematically overestimates the band gap in the Hubbard model and the bandwidth in the homogeneous electron gas; ii) with approximate density matrices, instead, the EKT can benefit from error cancellation. In particular we test a new approximation which combines RPA screening with the Power functional (PF) approximation to the two-body reduced density matrix introduced by Sharma et al. [Phys. Rev. B 78, 201103(R) (2008)]. An important feature of this approximation is that it reduces the EKT band gap in the studied models; it can hence be a promising approximation for correcting the EKT band-gap overestimation in strongly correlated materials.

cond-mat.str-el↗

arXiv2021

Photoemission spectra from the Extended Koopman's Theorem, revisited

The Extended Koopman's Theorem (EKT) provides a straightforward way to compute charged excitations from any level of theory. In this work we make the link with the many-body effective energy theory (MEET) that we derived to calculate the spectral function, which is directly related to photoemission spectra. In particular, we show that at its lowest level of approximation the MEET removal and addition energies correspond to the so-called diagonal approximation of the EKT. Thanks to this link, the EKT and the MEET can benefit from mutual insight. In particular, one can readily extend the EKT to calculate the full spectral function, and choose a more optimal basis set for the MEET by solving the EKT secular equation. We illustrate these findings with the examples of the Hubbard dimer and bulk silicon.

cond-mat.str-el↗

arXiv2020

Photoemission spectrum in paramagnetic FeO under pressure: towards an \textit{ab-initio} description

In this work we provide an exhaustive study of the photemission spectrum of paramagnetic FeO under pressure using a refined version of our recently derived many-body effective energy theory (MEET). We show that, within a nonmagnetic description of the paramagnetic phase, the MEET gives an overall good description of the photoemission spectrum at ambient pressure as well as the changes it undergoes by increasing pressure. In particular at ambient pressure the band gap opens between the mixed Fe $t_{2g}$ and O $2p$ states and the Fe 4s states and, moreover, a $d$-$d$ gap opens, which is compatible with a high-spin configuration (hence nonzero local magnetic moments as observed in experiment), whereas decreasing pressure the band gap tends to close, $t_{2g}$ states tend to become fully occupied and $e_{g}$ fully unoccupied, which is compatible with a low-spin configuration (hence a collapse of the magnetic moments as observed in experiment). This is a remarkable result, since, within a nonmagnetic description of the paramagnetic phase, the MEET is capable to correctly describe the photoemission spectrum and the spin configuration at ambient as well as high pressure. For comparison we report the band gap values obtained using density-functional theory with a hybrid functional containing screened exchange (HSE06) and a variant of the $GW$ method (self-consistent COHSEX), which are reliable for the description of the antiferromagnetic phase. Both methods open a gap at ambient pressure, although, by construction, they give a low-spin configuration; increasing pressure they correctly describes the band gap closing. We also report the photoemission spectrum of the metallic phase obtained with one-shot fully-dynamical $GW$ on top of LDA, which gives a spectrum very similar to DMFT results from literature.

cond-mat.mtrl-sci↗

arXiv2020

Clifford boundary conditions: a simple direct-sum evaluation of Madelung constants

We propose a simple direct-sum method for the efficient evaluation of lattice sums in periodic solids. It consists of two main principles: i) the creation of a supercell that has the topology of a Clifford torus, which is a flat, finite and border-less manifold; ii) the renormalization of the distance between two points on the Clifford torus by defining it as the Euclidean distance in the embedding space of the Clifford torus. Our approach does not require any integral transformations nor any renormalization of the charges. We illustrate our approach by applying it to the calculation of the Madelung constants of ionic crystals. We show that the convergence towards the system of infinite size is monotonic, which allows for a straightforward extrapolation of the Madelung constant. We are able to recover the Madelung constants with a remarkable accuracy, and at an almost negligible computational cost, i.e., a few seconds on a laptop computer.

physics.comp-ph↗

arXiv2020

Optical spectra of 2D monolayers from time-dependent density functional theory

The optical spectra of two-dimensional (2D) periodic systems provide a challenge for time-dependent density-functional theory (TDDFT) because of the large excitonic effects in these materials. In this work we explore how accurately these spectra can be described within a pure Kohn-Sham time-dependent density-functional framework, i.e., a framework in which no theory beyond Kohn-Sham density-functional theory, such as $GW$, is required to correct the Kohn-Sham gap. To achieve this goal we adapted a recent approach we developed for the optical spectra of 3D systems [Cavo, Berger, Romaniello, Phys. Rev. B 101, 115109 (2020)] to those of 2D systems. Our approach relies on the link between the exchange-correlation kernel of TDDFT and the derivative discontinuity of ground-state density-functional theory, which guarantees a correct quasi-particle gap, and on a generalization of the polarization functional [Berger, Phys. Rev. Lett., 115, 137402 (2015)], which describes the excitonic effects. We applied our approach to two prototypical 2D monolayers, $h$-BN and MoS$_2$. We find that our protocol gives a qualitative good description of the optical spectrum of $h$-BN, whereas improvements are needed for MoS$_2$ to describe the intensity of the excitonic peaks.

cond-mat.mtrl-sci↗

arXiv2020

Accurate optical spectra of solids from pure time-dependent density-functional theory

We present accurate optical spectra of semiconductors and insulators within a pure Kohn-Sham time-dependent density-functional approach. In particular, we show that the onset of the absorption is well reproduced when comparing to experiment. No empirical information nor a theory beyond Kohn-Sham density-functional theory, such as $GW$, is invoked to correct the Kohn-Sham gap. Our approach relies on the link between the exchange-correlation kernel of time-dependent density functional theory and the derivative discontinuity of ground-state density-functional theory. We show explicitly how to relate these two quantities. We illustrate the accuracy and simplicity of our approach by applying it to various semiconductors (Si, GaP, GaAs) and wide-gap insulators (C, LiF, Ar).

cond-mat.mtrl-sci↗

arXiv2019

A Wigner molecule at extremely low densities: a numerically exact study

In this work we investigate Wigner localization at very low densities by means of the exact diagonalization of the Hamiltonian. This yields numerically exact results. In particular, we study a quasi-one-dimensional system of two electrons that are confined to a ring by three-dimensional gaussians placed along the ring perimeter. To characterize the Wigner localization we study several appropriate observables, namely the two-body reduced density matrix, the localization tensor and the particle-hole entropy. We show that the localization tensor is the most promising quantity to study Wigner localization since it accurately captures the transition from the delocalized to the localized state and it can be applied to systems of all sizes.

cond-mat.str-el↗

arXiv2019

Many-Body Effective Energy Theory: photoemission at strong correlation

In this work we explore the performance of a recently derived many-body effective energy theory for the calculation of photoemission spectra in the regime of strong electron correlation. We apply the theory to paramagnetic MnO, FeO, CoO, and NiO, which are typical examples of strongly correlated materials and, therefore, a challenge for standard theories. We show that our methods open a correlation gap in all the oxides studied without breaking the symmetry. Although the materials seem similar, we show that an analysis of the occupation numbers reveals that the nature of the gap is not the same for these materials. Overall the results are very promising, although improvements are clearly required, since the band gap is overestimated for all the systems studied. We indicate some possible strategies to further develop the theory.

cond-mat.str-el↗

arXiv2018

A simple position operator for periodic systems

We present a position operator that is compatible with periodic boundary conditions (PBC). It is a one-body operator that can be applied in calculations of correlated materials by simply replacing the traditional position vector by the new definition. We show that it satisfies important fundamental as well as practical constraints. To illustrate the usefulness of the PBC position operator we apply it to the localization tensor, a key quantity that is able to differentiate metallic from insulating states. In particular, we show that the localization tensor given in terms of the PBC position operator yields the correct expression in the thermodynamic limit. Moreover, we show that it correctly distinguishes between finite precursors of metals and insulators.

cond-mat.other↗

arXiv2018

Unphysical Discontinuities in GW Methods

We report unphysical irregularities and discontinuities in some key experimentally-measurable quantities computed within the GW approximation of many-body perturbation theory applied to molecular systems. In particular, we show that the solution obtained with partially self-consistent GW schemes depends on the algorithm one uses to solve self-consistently the quasi-particle (QP) equation. The main observation of the present study is that each branch of the self-energy is associated with a distinct QP solution, and that each switch between solutions implies a significant discontinuity in the quasiparticle energy as a function of the internuclear distance. Moreover, we clearly observe "ripple" effects, i.e., a discontinuity in one of the QP energies induces (smaller) discontinuities in the other QP energies. Going from one branch to another implies a transfer of weight between two solutions of the QP equation. The case of occupied, virtual and frontier orbitals are separately discussed on distinct diatomics. In particular, we show that multisolution behavior in frontier orbitals is more likely if the HOMO-LUMO gap is small.

physics.chem-ph↗

arXiv2018

Green functions and self-consistency: insights from the spherium model

We report an exhaustive study of the performance of different variants of Green function methods for the spherium model in which two electrons are confined to the surface of a sphere and interact via a genuine long-range Coulomb operator. We show that the spherium model provides a unique paradigm to study electronic correlation effects from the weakly correlated regime to the strongly correlated regime, since the mathematics are simple while the physics is rich. We compare perturbative GW, partially self-consistent GW and second-order Green function (GF2) methods for the computation of ionization potentials, electron affinities, energy gaps, correlation energies as well as singlet and triplet neutral excitations by solving the Bethe-Salpeter equation (BSE). We discuss the problem of self-screening in GW and show that it can be partially solved with a second-order screened exchange correction (SOSEX). We find that, in general, self-consistency deteriorates the results with respect to those obtained within perturbative approaches with a Hartree-Fock starting point. Finally, we unveil an important problem of partial self-consistency in GW: in the weakly correlated regime, it can produce artificial discontinuities in the self-energy caused by satellite resonances with large weights.

physics.chem-ph↗

arXiv2017

Revisiting the origin of satellites in core level photoemission of transparent conducting oxides: the case of $n$-doped SnO$_2$

The longstanding problem of interpretation of satellite structures in core level photoemission spectra of metallic systems with a low density of conduction electrons is addressed using the specific example of Sb-doped SnO$_2$. Comparison of {\it ab initio} many-body calculations with experimental hard X-ray photoemission spectra of the Sn 4$d$ states shows that strong satellites are produced by coupling of the Sn core hole to the plasma oscillations of the free electrons introduced by doping. Within the same theoretical framework, spectral changes of the valence band spectra are also related to dynamical screening effects. These results demonstrate that, for the interpretation of electron correlation features in the core level photoelectron spectra of such narrow-band materials, going beyond the homogeneous electron gas electron-plasmon coupling model is essential.

cond-mat.str-el↗

arXiv2017

Many-body perturbation theory and non-perturbative approaches: the screened interaction as key ingredient

Many-body perturbation theory is often formulated in terms of an expansion in the dressed instead of the bare Green's function, and in the screened instead of the bare Coulomb interaction. However, screening can be calculated on different levels of approximation, and it is important to define what is the most appropriate choice. We explore this question by studying a zero-dimensional model (so called 'one-point model') that retains the structure of the full equations. We study both linear and non-linear response approximations to the screening. We find that an expansion in terms of the screening in the random phase approximation is the most promising way for an application in real systems. Moreover, by making use of the nonperturbative features of the Kadanoff-Baym equation for the one-body Green's function, we obtain an approximate solution in our model that is very promising, although its applicability to real systems has still to be explored.

cond-mat.str-el↗

arXiv2017

The self-consistent Dyson equation and self-energy functionals: failure or new opportunities?

Perturbation theory using self-consistent Green's functions is one of the most widely used approaches to study many-body effects in condensed matter. On the basis of general considerations and by performing analytical calculations for the specific example of the Hubbard atom, we discuss some key features of this approach. We show that when the domain of the functionals that are used to realize the map between the non-interacting and the interacting Green's functions is properly defined, there exists a class of self-energy functionals for which the self-consistent Dyson equation has only one solution, which is the physical one. We also show that manipulation of the perturbative expansion of the interacting Green's function may lead to a wrong self-energy as functional of the interacting Green's function, at least for some regions of the parameter space. These findings confirm and explain numerical results of Kozik et al. for the widely used skeleton series of Luttinger and Ward [Phys. Rev. Lett. 114, 156402]. Our study shows that it is important to distinguish between the maps between sets of functions and the functionals that realize those maps. We demonstrate that the self-consistent Green's functions approach itself is not problematic, whereas the functionals that are widely used may have a limited range of validity.

cond-mat.str-el↗

arXiv2016

Photoemission Spectra from Reduced Density Matrices: the Band Gap in Strongly Correlated Systems

We present a method for the calculation of photoemission spectra in terms of reduced density matrices. We start from the spectral representation of the one-body Green's function G, whose imaginary part is related to photoemission spectra, and we introduce a frequency-dependent effective energy that accounts for all the poles of G. Simple approximations to this effective energy give accurate spectra in model systems in the weak as well as strong correlation regime. In real systems reduced density matrices can be obtained from reduced density-matrix functional theory. Here we use this approach to calculate the photoemission spectrum of bulk NiO: our method yields a qualitatively correct picture both in the antiferromagnetic and paramagnetic phases, contrary to mean-field methods, in which the paramagnet is a metal.

cond-mat.str-el↗

arXiv2015

Fully parameter-free calculation of optical spectra for insulators, semiconductors and metals from a simple polarization functional

We present a fully parameter-free density-functional approach for the accurate description of optical absorption spectra of insulators, semiconductors and metals. We show that this can be achieved within time-dependent current-density-functional theory using a simple dynamical polarization functional. We derive this functional from physical principles that govern optical spectra. Our method is truly predictive because not a single parameter is used. In particular, we do not use an \textit{ad-hoc} material-dependent broadening parameter to compare theory to experiment as is usually done. Our approach is numerically efficient; the cost equals that of a calculation within the random-phase approximation.

cond-mat.mtrl-sci↗

arXiv2015

Unphysical and Physical Solutions in Many-Body Theories: from Weak to Strong Correlation

Many-body theory is largely based on self-consistent equations that are constructed in terms of the physical quantity of interest itself, for example the density. Therefore, the calculation of important properties such as total energies or photoemission spectra requires the solution of non-linear equations that have unphysical and physical solutions. In this work we show in which circumstances one runs into an unphysical solution, and we indicate how one can overcome this problem. Moreover, we solve the puzzle of when and why the interacting Green's function does not unambiguously determine the underlying system, given in terms of its potential, or non-interacting Green's function. Our results are general since they originate from the fundamental structure of the equations. The absorption spectrum of lithium fluoride is shown as one illustration, and observations in the literature for some widely used models are explained by our approach. Our findings apply to both the weak and strong-correlation regimes. For the strong-correlation regime we show that one cannot use the expressions that are obtained from standard perturbation theory, and we suggest a different approach that is exact in the limit of strong interaction.

cond-mat.mtrl-sci↗