arXiv subjects

J. Andrew Zhang

Publications and source records attributed to J. Andrew Zhang.

90 records · Page 5Linked to original sources

arXiv2021

Accurate Frequency Estimation with Fewer DFT Interpolations based on Padé Approximation

Frequency estimation is a fundamental problem in many areas. The well-known A&M and its variant estimators have established an estimation framework by iteratively interpolating the discrete Fourier transform (DFT) coefficients. In general, those estimators require two DFT interpolations per iteration, have uneven initial estimation performance against frequencies, and are incompetent for small sample numbers due to low-order approximations involved. Exploiting the iterative estimation framework of A&M, we unprecedentedly introduce the Padé approximation to frequency estimation, unveil some features about the updating function used for refining the estimation in each iteration, and develop a simple closed-form solution to solving the residual estimation error. Extensive simulation results are provided, validating the superiority of the new estimator over the state-the-art estimators in wide ranges of key parameters.

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arXiv2021

A Low-Complexity Method for FFT-based OFDM Sensing

OFDM sensing is gaining increasing popularity in wideband radar applications as well as in joint communication and radar/radio sensing (JCAS). As JCAS will potentially be integrated into future mobile networks where OFDM is crucial, OFDM sensing is envisioned to be ubiquitously deployed. A fast Fourier transform (FFT) based OFDM sensing (FOS) method was proposed a decade ago and has been regarded as a de facto standard given its simplicity. In this article, we introduce an easy trick -- a pre-processing on target echo -- to further reduce the computational complexity of FOS without degrading key sensing performance. Underlying the trick is a newly disclosed feature of the target echo in OFDM sensing which, to the best of our knowledge, has not been effectively exploited yet.

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arXiv2021

An Overview of Signal Processing Techniques for Joint Communication and Radar Sensing

Joint communication and radar sensing (JCR) represents an emerging research field aiming to integrate the above two functionalities into a single system, sharing a majority of hardware and signal processing modules and, in a typical case, sharing a single transmitted signal. It is recognised as a key approach in significantly improving spectrum efficiency, reducing device size, cost and power consumption, and improving performance thanks to potential close cooperation of the two functions. Advanced signal processing techniques are critical for making the integration efficient, from transmission signal design to receiver processing. This paper provides a comprehensive overview of JCR systems from the signal processing perspective, with a focus on state-of-the-art. A balanced coverage on both transmitter and receiver is provided for three types of JCR systems, communication-centric, radar-centric, and joint design and optimization.

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arXiv2021

Joint Estimation of Multipath Angles and Delays for Millimeter-Wave Cylindrical Arrays with Hybrid Front-ends

Accurate channel parameter estimation is challenging for wideband millimeter-wave (mmWave) large-scale hybrid arrays, due to beam squint and much fewer radio frequency (RF) chains than antennas. This paper presents a novel joint delay and angle estimation approach for wideband mmWave fully-connected hybrid uniform cylindrical arrays. We first design a new hybrid beamformer to reduce the dimension of received signals on the horizontal plane by exploiting the convergence of the Bessel function, and to reduce the active beams in the vertical direction through preselection. The important recurrence relationship of the received signals needed for subspace-based angle and delay estimation is preserved, even with substantially fewer RF chains than antennas. Then, linear interpolation is generalized to reconstruct the received signals of the hybrid beamformer, so that the signals can be coherently combined across the whole band to suppress the beam squint. As a result, efficient subspace-based algorithm algorithms can be developed to estimate the angles and delays of multipath components. The estimated delays and angles are further matched and correctly associated with different paths in the presence of non-negligible noises, by putting forth perturbation operations. Simulations show that the proposed approach can approach the Cramér-Rao lower bound (CRLB) of the estimation with a significantly lower computational complexity than existing techniques.

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arXiv2020

Low-Complexity Frequency Domain Equalization over Fast Fading Channels

Wireless communications over fast fading channels are challenging, requiring either frequent channel tracking or complicated signaling schemes such as orthogonal time frequency space (OTFS) modulation. In this paper, we propose low-complexity frequency domain equalizations to combat fast fading, based on novel discrete delay-time and frequency-Doppler channel models. Exploiting the circular stripe diagonal nature of the frequency-Doppler channel matrix, we introduce low-complexity frequency domain minimum mean square error (MMSE) equalization for OTFS systems with fully resolvable Doppler spreads. We also demonstrate that the proposed MMSE equalization is applicable to conventional orthogonal frequency division multiplexing (OFDM) and single carrier frequency domain equalization (SC-FDE) systems with short signal frames and partially resolvable Doppler spreads. After generalizing the input-output data symbol relationship, we analyze the equalization performance via channel matrix eigenvalue decomposition and derive a closed-form expression for the theoretical bit-error-rate. Simulation results for OTFS, OFDM, and SC-FDE modulations verify that the proposed low-complexity frequency domain equalization methods can effectively exploit the time diversity over fast fading channels. Even with partially resolvable Doppler spread, the conventional SC-FDE can achieve performance close to OTFS, especially in fast fading channels with a dominating line-of-sight path.

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arXiv2020

Waveform Optimization with Multiple Performance Metrics for Broadband Joint Communication and Radar Sensing

Joint communication and radar sensing (JCAS) integrates communication and radar/radio sensing into one system, sharing one transmitted signal. In this paper, we investigate JCAS waveform optimization underlying communication signals, where a base station detects radar targets and communicates with mobile users simultaneously. We first develop individual novel waveform optimization problems for communications and sensing, respectively. For communications, we propose a novel lower bound of sum rate by integrating multi-user interference and effective channel gain into one metric that simplifies the optimization of the sum rate. For radar sensing, we consider optimizing one of two metrics, the mutual information or the Cramer-Rao bound. Then, we formulate the JCAS problem by optimizing the communication metric under different constraints of the radar metric, and we obtain both closed-form solutions and iterative solutions to the non-convex JCAS optimization problem. Numerical results are provided and verify the proposed optimization solutions.

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arXiv2020

Uplink Sensing in Perceptive Mobile Networks with Asynchronous Transceivers

Perceptive mobile network (PMN) is a recently proposed next-generation network that integrates radar sensing into communication. One major challenge for realizing sensing in PMNs is how to deal with spatially-separated asynchronous transceivers. The asynchrony between sensing receiver and transmitter will cause both timing offsets (TOs) and carrier frequency offsets (CFOs) and lead to degraded sensing accuracy in both ranging and velocity measurements. In this paper, we propose an uplink sensing scheme for PMNs with asynchronous transceivers, targeting at resolving the sensing ambiguity and improving the sensing accuracy. We first adopt a cross-antenna cross-correlation (CACC) operation to remove the sensing ambiguity associated with both TOs and CFOs. Without sensing ambiguity, both actual propagation delay and actual Doppler frequency of multiple targets can be obtained using CACC outputs. To exploit the redundancy of the CACC outputs and reduce the complexity, we then propose a novel mirrored-MUSIC algorithm, which halves the number of unknown parameters to be estimated, for obtaining actual values of delays and Doppler frequencies. Finally, we propose a high-resolution angles-of-arrival (AoAs) estimation algorithm, which jointly processes all measurements from spatial, temporal, and frequency domains. The proposed AoAs estimation algorithm can achieve significantly higher estimation accuracy than that of using samples from the spatial domain only. We also derive the theoretical mean-square-error of the proposed algorithms. Numerical results are provided and validate the effectiveness of the proposed scheme.

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arXiv2020

Frequency-Hopping MIMO Radar-Based Communications: An Overview

Enabled by the advancement in radio frequency technologies, the convergence of radar and communication systems becomes increasingly promising and is envisioned as a key feature of future 6G networks. Recently, the frequency-hopping (FH) MIMO radar is introduced to underlay dual-function radar-communication (DFRC) systems. Superior to many previous radar-centric DFRC designs, the symbol rate of FH-MIMO radar-based DFRC (FH-MIMO DFRC) can exceed the radar pulse repetition frequency. However, many practical issues, particularly those regarding effective data communications, are unexplored/unsolved. To promote the awareness and general understanding of the novel DFRC, this article is devoted to providing a timely introduction of FH-MIMO DFRC. We comprehensively review many essential aspects of the novel DFRC: channel/signal models, signaling strategies, modulation/demodulation processing and channel estimation methods, to name a few. We also highlight major remaining issues in FH-MIMO DFRC and suggest potential solutions to shed light on future research works.

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arXiv2020

Integrating Secure and High-Speed Communications into Frequency Hopping MIMO Radar

Dual-function radar-communication (DFRC) based on frequency hopping (FH) MIMO radar (FH-MIMO DFRC) achieves symbol rate much higher than radar pulse repetition frequency. Such DFRC, however, is prone to eavesdropping due to the spatially uniform illumination of FH-MIMO radar. How to enhance the physical layer security of FH-MIMO DFRC is vital yet unsolved. In this paper, we reveal the potential of using permutations of hopping frequencies to achieve secure and high-speed FH-MIMO DFRC. Detecting permutations at a communication user is challenging due to the dependence on spatial angle. We propose a series of baseband waveform processing methods which address the challenge specifically for the legitimate user (Bob) and meanwhile scrambles constellations almost omnidirectionally. We discover a deterministic sign rule from the signals processed by the proposed methods. Based on the rule, we develop accurate algorithms for information decoding at Bob. Confirmed by simulation, our design achieves substantially high physical layer security for FH-MIMO DFRC, improves decoding performance compared with existing designs and reduces mutual interference among radar targets.

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arXiv2020

Waveform Design and Accurate Channel Estimation for Frequency-Hopping MIMO Radar-Based Communications

Frequency-hopping (FH) MIMO radar-based dual-function radar communication (FH-MIMO DFRC) enables communication symbol rate to exceed radar pulse repetition frequency, which requires accurate estimations of timing offset and channel parameters. The estimations, however, are challenging due to unknown, fast-changing hopping frequencies and the multiplicative coupling between timing offset and channel parameters. In this paper, we develop accurate methods for a single-antenna communication receiver to estimate timing offset and channel for FH-MIMO DFRC. First, we design a novel FH-MIMO radar waveform, which enables a communication receiver to estimate the hopping frequency sequence (HFS) used by radar, instead of acquiring it from radar. Importantly, the novel waveform incurs no degradation to radar ranging performance. Then, via capturing distinct HFS features, we develop two estimators for timing offset and derive mean squared error lower bound of each estimator. Using the bounds, we design an HFS that renders both estimators applicable. Furthermore, we develop an accurate channel estimation method, reusing the single hop for timing offset estimation. Validated by simulations, the accurate channel estimates attained by the proposed methods enable the communication performance of DFRC to approach that achieved based on perfect timing and ideal knowledge of channel.

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arXiv2020

Tensor-based Multi-dimensional Wideband Channel Estimation for mmWave Hybrid Cylindrical Arrays

Channel estimation is challenging for hybrid millimeter wave (mmWave) large-scale antenna arrays which are promising in 5G/B5G applications. The challenges are associated with angular resolution losses resulting from hybrid front-ends, beam squinting, and susceptibility to the receiver noises. Based on tensor signal processing, this paper presents a novel multi-dimensional approach to channel parameter estimation with large-scale mmWave hybrid uniform circular cylindrical arrays (UCyAs) which are compact in size and immune to mutual coupling but known to suffer from infinite-dimensional array responses and intractability. We design a new resolution-preserving hybrid beamformer and a low-complexity beam squinting suppression method, and reveal the existence of shift-invariance relations in the tensor models of received array signals at the UCyA. Exploiting these relations, we propose a new tensor-based subspace estimation algorithm to suppress the receiver noises in all dimensions (time, frequency, and space). The algorithm can accurately estimate the channel parameters from both coherent and incoherent signals. Corroborated by the Cramér-Rao lower bound (CRLB), simulation results show that the proposed algorithm is able to achieve substantially higher estimation accuracy than existing matrix-based techniques, with a comparable computational complexity.

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arXiv2020

Nested Hybrid Cylindrical Array Design and DoA Estimation for Massive IoT Networks

Reducing cost and power consumption while maintaining high network access capability is a key physical-layer requirement of massive Internet of Things (mIoT) networks. Deploying a hybrid array is a cost- and energy-efficient way to meet the requirement, but would penalize system degree of freedom (DoF) and channel estimation accuracy. This is because signals from multiple antennas are combined by a radio frequency (RF) network of the hybrid array. This paper presents a novel hybrid uniform circular cylindrical array (UCyA) for mIoT networks. We design a nested hybrid beamforming structure based on sparse array techniques and propose the corresponding channel estimation method based on the second-order channel statistics. As a result, only a small number of RF chains are required to preserve the DoF of the UCyA. We also propose a new tensor-based two-dimensional (2-D) direction-of-arrival (DoA) estimation algorithm tailored for the proposed hybrid array. The algorithm suppresses the noise components in all tensor modes and operates on the signal data model directly, hence improving estimation accuracy with an affordable computational complexity. Corroborated by a Cramer-Rao lower bound (CRLB) analysis, simulation results show that the proposed hybrid UCyA array and the DoA estimation algorithm can accurately estimate the 2-D DoAs of a large number of IoT devices.

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arXiv2020

Multibeam Optimization for Joint Communication and Radio Sensing Using Analog Antenna Arrays

Multibeam technology enables the use of two or more subbeams for joint communication and radio sensing, to meet different requirements of beamwidth and pointing directions. Generating and optimizing multibeam subject to the requirements is critical and challenging, particularly for systems using analog arrays. This paper develops optimal solutions to a range of multibeam design problems, where both communication and sensing are considered. We first study the optimal combination of two pre-generated subbeams, and their beamforming vectors, using a combining phase coefficient. Closed-form optimal solutions are derived to the constrained optimization problems, where the received signal powers for communication and the beamforming waveforms are alternatively used as the objective and constraint functions. We also develop global optimization methods which directly find optimal solutions for a single beamforming vector. By converting the original intractable complex NP-hard global optimization problems to real quadratically constrained quadratic programs, near-optimal solutions are obtained using semidefinite relaxation techniques. Extensive simulations validate the effectiveness of the proposed constrained multibeam generation and optimization methods.

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arXiv2020

Waveform Optimization for MIMO Joint Communication and Radio Sensing Systems with Training Overhead

In this paper, we study optimal waveform design to maximize mutual information (MI) for a joint communication and (radio) sensing (JCAS, a.k.a., radar-communication) multi-input multi-output (MIMO) downlink system. We consider a typical packet-based signal structure which includes training and data symbols. We first derive the conditional MI for both sensing and communication under correlated channels by considering the training overhead and channel estimation error (CEE). Then, we derive a lower bound for the channel estimation error and optimize the power allocation between the training and data symbols to minimize the CEE. Based on the optimal power allocation, we provide optimal waveform design methods for three scenarios, including maximizing MI for communication only and for sensing only, and maximizing a weighted sum MI for both communication and sensing. We also present extensive simulation results that provide insights on waveform design and validate the effectiveness of the proposed designs.

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arXiv2019

Framework for a Perceptive Mobile Network using Joint Communication and Radar Sensing

In this paper, we develop a framework for a novel perceptive mobile/cellular network that integrates radar sensing function into the mobile communication network. We propose a unified system platform that enables downlink and uplink sensing, sharing the same transmitted signals with communications. We aim to tackle the fundamental sensing parameter estimation problem in perceptive mobile networks, by addressing two key challenges associated with sophisticated mobile signals and rich multipath in mobile networks. To extract sensing parameters from orthogonal frequency division multiple access (OFDMA) and spatial division multiple access (SDMA) communication signals, we propose two approaches to formulate it to problems that can be solved by compressive sensing techniques. Most sensing algorithms have limits on the number of multipath signals for their inputs. To reduce the multipath signals, as well as removing unwanted clutter signals, we propose a background subtraction method based on simple recursive computation, and provide a closed-form expression for performance characterization. The effectiveness of these methods is validated in simulations.

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arXiv2018

Stability Analysis for Switched Systems with Sequence-based Average Dwell Time

This note investigates the stability of both linear and nonlinear switched systems with average dwell time. Two new analysis methods are proposed. Different from existing approaches, the proposed methods take into account the sequence in which the subsystems are switched. Depending on the predecessor or successor subsystems to be considered, sequence-based average preceding dwell time (SBAPDT) and sequence-based average subsequence dwell time (SBASDT) approaches are proposed and discussed for both continuous and discrete time systems. These proposed methods, when considering the switch sequence, have the potential to further reduce the conservativeness of the existing approaches. A comparative numerical example is also given to demonstrate the advantages of the proposed approaches.

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arXiv2018

Multibeam for Joint Communication and Sensing Using Steerable Analog Antenna Arrays

Beamforming has great potential for joint communication and sensing (JCAS), which is becoming a demanding feature on many emerging platforms such as unmanned aerial vehicles and smart cars. Although beamforming has been extensively studied for communication and radar sensing respectively, its application in the joint system is not straightforward due to different beamforming requirements by communication and sensing. In this paper, we propose a novel multibeam framework using steerable analog antenna arrays, which allows seamless integration of communication and sensing. Different to conventional JCAS schemes that support JCAS using a single beam, our framework is based on the key innovation of multibeam technology: providing fixed subbeam for communication and packet-varying scanning subbeam for sensing, simultaneously from a single transmitting array. We provide a system architecture and protocols for the proposed framework, complying well with modern packet communication systems with multicarrier modulation. We also propose low-complexity and effective multibeam design and generation methods, which offer great flexibility in meeting different communication and sensing requirements. We further develop sensing parameter estimation algorithms using conventional digital Fourier transform and 1D compressive sensing techniques, matching well with the multibeam framework. Simulation results are provided and validate the effectiveness of our proposed framework, beamforming design methods and the sensing algorithms.

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arXiv2017

Framework for an Innovative Perceptive Mobile Network Using Joint Communication and Sensing

In this paper, we develop a framework for an innovative perceptive mobile (i.e. cellular) network that integrates sensing with communication, and supports new applications widely in transportation, surveillance and environmental sensing. Three types of sensing methods implemented in the base-stations are proposed, using either uplink or downlink multiuser communication signals. The required changes to system hardware and major technical challenges are briefly discussed. We also demonstrate the feasibility of estimating sensing parameters via developing a compressive sensing based scheme and providing simulation results to validate its effectiveness.

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