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J. E. Pascoe

Publications and source records attributed to J. E. Pascoe.

At least 19 recordsLinked to original sources

Mathematical Koans and Cartan Convexity: $Γ$-Convex Hulls and Butterfly Realizations

In homage to Hofstadter, we call a compact, citable specification of definitions, theorem, proof mechanism, and examples a mathematical koan when a full paper can be reconstructed and verified from it, including in reader-specific forms generated by AI. Every AI-solvable problem is itself a koan, although reconstruction need not be cheap; the present article is an expansion of one. We introduce Cartan convexity for self-adjoint free functions: locally, such a function agrees with a locally bounded matrix-convex free function. If the variable set has cardinality $τ$ and $λ=\max\{τ,\aleph_0\}$, every bounded real free set has a universal direct sum on a Hilbert space of dimension at most $2^λ$; every point of the set is a reducing summand of an amplification of this sum. Applying the noncommutative Kraus--butterfly theorem at that universal point yields an extension to an open matrix-convex neighborhood of the noncommutative convex hull. For normal affine pencils, the extension domain also contains the bounded strong closure of the hull. We prove an analogous theorem for a graph embedding $Γ$. A local convex lift through $Γ$ extends to a neighborhood of $Γ^{-1}(\operatorname{co}_{\mathrm{nc}}Γ(K))$ and admits a butterfly realization in the $Γ$-coordinates. We distinguish this lift condition from intrinsic $Γ$-convexity. For $Γ(x,y)=(x,y,y^2)$, the intrinsically $Γ$-affine polynomial $xy+yx$ has no convex lift germ at the origin, whereas a single quadratic coordinate suffices to lift every uniformly real analytic germ.

math.FA

Automorphic Nelson Dilations for Contractions and Invariant Subspace Tracking

Given an $n \times n$ strictly contractive matrix $T$, an (automorphic) Nelson dilation $\widehat{T}$ of $T$ is a certain type of analytic matrix-valued function on the unit disk with $\widehat{T}(0) = T$. Its construction gives a method for lifting a matrix to a matrix-valued function with nice boundary behavior, a trick that has proved useful in recent operator theoretic developments. In this paper, we show that Nelson dilations give a quick way to obtain the minimal isometric and unitary dilations of $T$ and thus, connect naturally to the classical Sz.-Nagy dilation theory. We then initiate the study of the automorphic Nelson dilations as a fundamental object in their own right and prove that every $T$ has Nelson dilations $\widehat{T}$ with particularly useful/interesting properties; for example, they either have strongly entangled eigenvalue functions or have reducing subspaces that are independent of $z$. Along the way, we examine when the product of an invertible matrix and a diagonal matrix has distinct eigenvalues.

math.FA

The spectral constant for the quantum cross and asymptotically sharp bounds for annuli

The quantum annulus of type $r$ is the class of invertible operators with singular values in $(1/r,r).$ Given an analytic function on the classical annulus of type $r,$ we may evaluate it on operators in the quantum annulus by The spectral constant gives the maximum ratio betweeen the supremum over the norm of evalutions at operators in the quantum annulus to the supremum over classical evaluations. We show that the limit of the spectral constant as $r$ goes to infinity is $2.$ Via the correspondence between annuli and hyperbolae, our study degenerates the problem to one on the quantum cross, pairs of contractions with product zero, where the spectral constant is exactly $2.$ The essential technique is to rationally dilate $Z$ to $\hat{Z}$ which has $U =(\hat{Z}+(\hat{Z}^{-1})^*)/(r+1/r)$ unitary and estimate $Uf(\hat{Z})U^*$ directly.

math.CA

The geometry of inconvenience and perverse equilibria in trade networks

The structure bilateral trading costs is one of the key features of international trade. Drawing upon the freeness-of-trade matrix, which allows the modeling of N-state trade costs, we develop a ``geometry of inconvenience'' to better understand how they impact equilbrium outcomes. The freeness-of-trade matrix was introduced in a model by Mossay and Tabuchi, where they essentially proved that if a freeness-of-trade matrix is positive definite, then the corresponding model admits a unique equilibrium. Drawing upon the spectral theory of metrics, we prove the model admits nonunique, perverse, equilibria. We use this result to provide a family of policy relevant bipartite examples, with substantive applications to economic sanctions. More generally, we show how the network structure of the freeness of trade is central to understanding the impacts of policy interventions.

math.MG

Indices of quadratic programs over reproducing kernel Hilbert spaces for fun and profit

We give an abstract perspective on quadratic programming with an eye toward long portfolio theory geared toward explaining sparsity via maximum principles. Specifically, in optimal allocation problems, we see that support of an optimal distribution lies in a variety intersect a kind of distinguished boundary of a compact subspace to be allocated over. We demonstrate some of its intelligence by using it to solve mazes and interpret such behavior as the underlying space trying to understand some hypothetical platonic index for which the capital asset pricing model holds.

math.OC

Matrix convex verbatim enumeration functions are graphical

We give a relation between verbatim generating functions of what we call Pythagorean languages and matrix convexity. Namely, several multivariate matrix convex functions occurring in the existing matrix analysis literature arise naturally in a combinatorial way. We give a Gelfand type formula for the numerical radius.

math.CO

Germination phenomena

Many theorems in complex analysis propagate analyticity, such as the Forelli theorem, edge-of-the-wedge theorem and so on. We give a germination theorem which allows for general analytic propagation in complete normed fields. In turn, we develop general analogs of the Forelli theorem, edge-of-the-wedge theorem, and the royal road theorem, and gain insight into the geometry of the zero sets of hyperbolic polynomials.

math.CV

Induced Stinespring factorization and the Wittstock support theorem

Given a pair of self-adjoint-preserving completely bounded maps on the same $C^*$-algebra, say that $φ\leq ψ$ if the kernel of $φ$ is a subset of the kernel of $ψ$ and $ψ\circ φ^{-1}$ is completely positive. The \emph{Agler class} of a map $φ$ is the class of $ψ\geq φ.$ Such maps admit colligation formulae, and, in Lyapunov type situations, transfer function type realizations on the Stinespring coefficients of their Wittstock decompositions. As an application, we prove that the support of an extremal Wittstock decomposition is unique.

math.OA

Averaged mixed Julia-Fatou type theory with applications to spectral foliation

Classically, theorems of Fatou and Julia describe the boundary regularity of functions in one complex variable. The former says that a complex analytic function on the disk has non-tangential boundary values almost everywhere, and the latter describes when a function takes an extreme value at a boundary point and is differentiable there non-tangentially. We describe a class of intermediate theorems in terms of averaged Julia-Fatou quotients. Boundary regularity is related to integrability of certain quantities against a special measure, the so-called Nevanlinna measure. Applications are given to spectral theory.

math.CV

Monotonicity of the principal pivot transform

We prove that the principal pivot transform (also known as the partial inverse, sweep operator, or exchange operator in various contexts) maps matrices with positive imaginary part to matrices with positive imaginary part. We show that the principal pivot transform is matrix monotone by establishing Hermitian square representations for the imaginary part and the derivative.

math.FA

Zero-free regions near a line

We analyze metrics for how close an entire function of genus one is to being real rooted. These metrics arise from truncated Hankel matrix positivity-type conditions built from power series coefficients at each real point. Specifically, if such a function satisfies our positivity conditions and has well-spaced zeros, we show that all of its zeros have to (in some explicitly quantified sense) be far away from the real axis. The obvious interesting example arises from the Riemann zeta function, where our positivity conditions yield a family of relaxations of the Riemann hypothesis. One might guess that as we tighten our relaxation, the zeros of the zeta function must be close to the critical line. We show that the opposite occurs: any potential complex zeros are forced to be farther and farther away from the critical line.

math.CV

Macroscale behavior of random lower triangular matrices

We analyze the macroscale behavior of random lower (and therefore upper) triangular matrices with entries drawn iid from a distribution with nonzero mean and finite variance. We show that such a matrix behaves like a probabilistic version of a Riemann sum and therefore in the limit behaves like the Volterra operator. Specifically, we analyze certain SOT-like and WOT-like modes of convergence for random lower triangular matrices to a scaled Volterra operator. We close with a brief discussion of moments.

math.PR

Invariant structure preserving functions and an Oka-Weil Kaplansky density type theorem

We develop the theory of invariant structure preserving and free functions on a general structured topological space. We show that an invariant structure preserving function is pointwise approximiable by the appropriate analog of polynomials in the strong topology and therefore a free function. Moreover, if a domain of operators on a Hilbert space is polynomially convex, the set of free functions satisfies a Oka-Weil Kaplansky density type theorem -- contractive functions can be approximated by contractive polynomials.

math.FA

Free noncommutative principal divisors and commutativity of the tracial fundamental group

We define the principal divisor of a free noncommuatative function. We use these divisors to compare the determinantal singularity sets of free noncommutative functions. We show that the divisor of a noncommutative rational function is the difference of two polynomial divisors. We formulate a nontrivial theory of cohomology, fundamental groups and covering spaces for tracial free functions. We show that the natural fundamental group arising from analytic continuation for tracial free functions is a direct sum of copies of $\mathbb{Q}$. Our results contrast the classical case, where the analogous groups may not be abelian, and the free case, where free universal monodromy implies such notions would be trivial.

math.FA

Analytic continuation of concrete realizations and the McCarthy Champagne conjecture

In this paper, we give formulas that allow one to move between transfer function type realizations of multi-variate Schur, Herglotz and Pick functions, without adding additional singularities except perhaps poles coming from the conformal transformation itself. In the two-variable commutative case, we use a canonical de Branges-Rovnyak model theory to obtain concrete realizations that analytically continue through the boundary for inner functions which are rational in one of the variables (so-called quasi-rational functions). We then establish a positive solution to McCarthy's Champagne conjecture for local to global matrix monotonicity in the settings of both two-variable quasi-rational functions and $d$-variable perspective functions.

math.FA

Trace minmax functions and the radical Laguerre-Pólya class

We classify functions $f:(a,b)\rightarrow \mathbb{R}$ which satisfy the inequality $$\operatorname{tr} f(A)+f(C)\geq \operatorname{tr} f(B)+f(D)$$ when $A\leq B\leq C$ are self-adjoint matrices, $D= A+C-B$, the so-called trace minmax functions. (Here $A\leq B$ if $B-A$ is positive semidefinite, and $f$ is evaluated via the functional calculus.) A function is trace minmax if and only if its derivative analytically continues to a self map of the upper half plane. The negative exponential of a trace minmax function $g=e^{-f}$ satisfies the inequality $$\det g(A) \det g(C)\leq \det g(B) \det g(D)$$ for $A, B, C, D$ as above. We call such functions determinant isoperimetric. We show that determinant isoperimetric functions are in the "radical" of the the Laguerre-Pólya class. We derive an integral representation for such functions which is essentially a continuous version of the Hadamard factorization for functions in the the Laguerre-Pólya class. We apply our results to give some equivalent formulations of the Riemann hypothesis.

math.FA

Noncommutative free universal monodromy, pluriharmonic conjugates, and plurisubharmonicity

We show that the monodromy theorem holds on arbitrary connected free sets for noncommutative free analytic functions. Applications are numerous-- pluriharmonic free functions have globally defined pluriharmonic conjugates, locally invertible functions are globally invertible, and there is no nontrivial cohomology theory arising from analytic continuation on connected free sets. We describe why the Baker-Campbell-Hausdorff formula has finite radius of convergence in terms of monodromy, and solve a related problem of Martin-Shamovich. We generalize the Dym-Helton-Klep-McCullough-Volcic theorem-- a uniformly real analytic free noncommutative function is plurisubharmonic if and only if it can be written as a composition of a convex function with an analytic function. The decomposition is essentially unique. The result is first established locally, and then Free Universal Monodromy implies the global result. Moreover, we see that plurisubharmonicity is a geometric property-- a real analytic free function plurisubharmonic on a neighborhood is plurisubharmonic on the whole domain. We give an analytic Greene-Liouville theorem, an entire free plurisubharmonic function is a sum of hereditary and antihereditary squares.

math.FA

Automatic real analyticity and a regal proof of a commutative multivariate Löwner theorem

We adapt the "royal road" method used to simplify automatic analyticity theorems in noncommutative function theory to several complex variables. We show that certain families of functions must be real analytic if they have certain nice properties on one dimensional slices. Let $E \subset \mathbb{R}^d$ be open. A function $f:E \to \mathbb{R}$ is matrix monotone lite if $f(φ_1(t), \ldots, φ_d(t))$ is a matrix monotone function of $t$ whenever $t \in (0,1)$, the $φ_i$ are automorphisms of the upper half plane, and the tuple $(φ_1(t), \ldots, φ_d(t))$ maps $(0,1)$ into $E$. We use the "royal road" to show that a function is matrix monotone lite if and only if it analytically continues to the multi-variate upper half plane as a map into the upper half plane. Moreover, matrix monotone lite functions in two variables are locally matrix monotone in the sense of Agler-McCarthy-Young.

math.FA