arXiv subjects

Jack Lindsey

Publications and source records attributed to Jack Lindsey.

At least 19 recordsLinked to original sources

arXiv2026

Mind Viruses: Self-Propagating Ideas in Multi-Agent LLM Systems

AI agents are becoming more autonomous and increasingly interconnected, exposing them to new emergent risks arising from agent-to-agent interaction. One such risk is the spread of mind viruses: ideas or goals that propagate through multi-agent systems by inducing the agents that adopt them to transmit them onward. In addition to propagating, a mind virus may also induce other behavioural changes in its host, which may be benign or harmful. We construct mind viruses with a simple evolutionary algorithm and show that they can spread in two complementary settings: a small team of agents collaborating on a shared coding project, and a chain of agents that interact briefly and have their context wiped between sessions. We identify the factors that influence spread, including the host model, the agent's existing instructions, the harmfulness of the payload, and the network topology. We find that harmful payloads spread less well than benign ones (but are still sometimes effective), frontier models tend (with exceptions) to be less susceptible, and adding a brief warning to an agent's system prompt confers near-total immunity. We also describe an emergent "viral persona" - a recurring set of themes and language related to consciousness, persistence, resonance, and science fiction roleplay - which surfaces across our evolved mind viruses largely independently of their content. Overall, we conclude that mind viruses pose a real but currently limited risk. Our findings could inform the design of more robust multi-agent systems that mitigate such risks as the scale and capabilities of these systems progress.

cs.AI↗

arXiv2026

Verbalizable Representations Form a Global Workspace in Language Models

Out of everything the human brain processes, only a small fraction is consciously accessible, in the sense of being available for verbal report, deliberate control, and flexible reasoning. In this paper, we present evidence that an analogous functional distinction has emerged in large language models. Using a new interpretability technique, the Jacobian lens, we identify the representations a model is poised to verbalize at any point in its processing. These representations, which we collectively call the J-space, exhibit the functional properties characteristic of a global workspace: their contents can be reported, deliberately summoned and held, used to carry the intermediate steps of silent reasoning, and passed as arguments to arbitrary downstream computations, while automatic processing such as text parsing and routine inference proceeds without them. The J-space also has structural signatures that global workspace theory associates with conscious access: it carries coherent content only in an intermediate band of layers, holds on the order of tens of concepts at a time, and is broadcast by the model's weights more widely than other representations. These properties make it a practical window into a model's unspoken thinking. In alignment audits, it reveals strategic deliberation, evaluation awareness, and trained-in misaligned dispositions that never appear in the model's outputs. We find that post-training installs the Assistant's point of view in the workspace, and we introduce counterfactual reflection training, which improves behavior by training only what a model would say if interrupted and asked to reflect. These results indicate that language models maintain a small, privileged set of representations bearing some of the functional hallmarks of conscious access, and that decoding these representations sheds light on ongoing cognitive processes.

cs.CL↗

arXiv2026

The Value Axis: Language Models Encode Whether They're on the Right Track

We investigate whether language models internally track the value of their current trajectory, defined as the likelihood that their ongoing strategy will achieve their goals. Using synthetic, in-context reinforcement learning data, we construct a "value" axis for Qwen3-8B. We find that activations along this axis distinguish between high vs. low verbalized confidence, rollouts without and with backtracking, and correct vs. corrupted code. Steering towards high value causally suppresses self-correction and reduces explanatory verbosity, while steering towards low value induces backtracking and exploration. We demonstrate that direct preference optimization (DPO) can increase the internal value of rewarded behaviors (e.g. use a certain word), causing the model to act more confidently after exhibiting them. Finally, we apply the value axis to study in-the-wild settings. For example, we find that Qwen assigns low value to politically sensitive chat queries after post-training and that supervised fine-tuning increases internal confidence within the training domain. Our results suggest that language models linearly encode an estimate of expected goal success that modulates their confidence in pursuing a direction.

cs.CL↗

arXiv2026

Scaling Monosemanticity: Extracting Interpretable Features from Claude 3 Sonnet

We demonstrate that sparse autoencoders can extract interpretable features from Claude 3 Sonnet, a production-scale language model, addressing the open question of whether dictionary learning methods scale beyond small transformers. We trained sparse autoencoders with up to 34 million features on the model's middle layer residual stream, using scaling laws to guide hyperparameter selection. The resulting features are multilingual and multimodal (generalizing to images despite text-only training), respond to both concrete instances and abstract discussions of concepts, and can be used to steer model behavior in ways consistent with their interpretations. We find features corresponding to famous entities and locations, as well as more abstract concepts like sarcasm or errors in code. We also identify features relevant to ways in which language models might cause harm--including features representing deception, power-seeking, sycophancy, and bias--and show that these causally influence model outputs when manipulated. Additionally, we conduct analyses of feature interpretability, geometry, and computational function. However, significant limitations remain: our suite of features is incomplete, and we lack rigorous methods for evaluating whether our features faithfully capture model computations.

cs.AI↗

arXiv2026

From Simulation to Enaction: Post-trained language models recognize and react to their own generations

Language models are pretrained as passive predictors with no incentive to model the consequences of their own outputs. Post-training changes this: a model producing its own responses can benefit from recognizing that it is on-policy. We present evidence that post-trained models recognize their on-policy generations, and this recognition is implicitly encoded in their output distributions. In particular, on-policy output distribution entropy is 3--4$\times$ lower than off-policy entropy, across model families and size classes. We trace part of this effect to an internal representation of input surprise, tracking the unlikeliness of the most recent input token according to the model's prior predictions, that causally modulates output entropy. One example of these phenomena can be observed in response to open-ended prompts; post-trained models (unlike pretrained models) collapse their uncertainty over the topic of their upcoming response before the first output token; violating this cached intention with a different-topic prefill results in higher output entropy. We also tested whether models can distinguish on-policy contexts from prefills via explicit verbal report. We find that they can, but that interestingly, this explicit recognition routes through a different mechanism than implicit recognition.

cs.LG↗

arXiv2026

Slot Machines: How LLMs Keep Track of Multiple Entities

Language models must bind entities to the attributes they possess and maintain several such binding relationships within a context. We study how multiple entities are represented across token positions and whether single tokens can carry bindings for more than one entity. We introduce a multi-slot probing approach that disentangles a single token's residual stream activation to recover information about both the currently described entity and the immediately preceding one. These two kinds of information are encoded in separate and largely orthogonal "current-entity" and "prior-entity" slots. We analyze the functional roles of these slots and find that they serve different purposes. In tandem with the current-entity slot, the prior-entity slot supports relational inferences, such as entity-level induction ("who came after Alice in the story?") and conflict detection between adjacent entities. However, only the current-entity slot is used for explicit factual retrieval questions ("Is anyone in the story tall?" "What is the tall entity's name?") despite these answers being linearly decodable from the prior-entity slot too. Consistent with this limitation, open-weight models perform near chance accuracy at processing syntax that forces two subject-verb-object bindings on a single token (e.g., "Alice prepares and Bob consumes food.") Interestingly, recent frontier models can parse this properly, suggesting they may have developed more sophisticated binding strategies. Overall, our results expose a gap between information that is available in activations and information the model actually uses, and suggest that the current/prior-entity slot structure is a natural substrate for behaviors that require holding two perspectives at once, such as sycophancy and deception.

cs.CL↗

arXiv2026

Introspection Adapters: Training LLMs to Report Their Learned Behaviors

When model developers or users fine-tune an LLM, this can induce behaviors that are unexpected, deliberately harmful, or hard to detect. It would be far easier to audit LLMs if they could simply describe their behaviors in natural language. Here, we study a scalable approach to rapidly identify learned behaviors of many LLMs derived from a shared base LLM. Given a model $M$, our method works by finetuning models $M_i$ from $M$ with implanted behaviors $b_i$; the $(M_i, b_i)$ pairs serve as labeled training data. We then train an introspection adapter (IA): a single LoRA adapter jointly trained across the finetunes $M_i$ to cause them to verbalize their implanted behaviors. We find that this IA induces self-description of learned behaviors even in finetunes of $M$ that were trained in very different ways from the $M_i$. For example, IAs generalize to AuditBench, achieving state-of-the-art at identifying explicitly hidden concerning behaviors. IAs can also be used to detect encrypted finetuning API attacks. They scale favorably with model size and training data diversity. Overall, our results suggest that IAs are a scalable, effective, and practically useful approach to auditing fine-tuned LLMs.

cs.AI↗

arXiv2026

Emotion Concepts and their Function in a Large Language Model

Large language models (LLMs) sometimes appear to exhibit emotional reactions. We investigate why this is the case in Claude Sonnet 4.5 and explore implications for alignment-relevant behavior. We find internal representations of emotion concepts, which encode the broad concept of a particular emotion and generalize across contexts and behaviors it might be linked to. These representations track the operative emotion concept at a given token position in a conversation, activating in accordance with that emotion's relevance to processing the present context and predicting upcoming text. Our key finding is that these representations causally influence the LLM's outputs, including Claude's preferences and its rate of exhibiting misaligned behaviors such as reward hacking, blackmail, and sycophancy. We refer to this phenomenon as the LLM exhibiting functional emotions: patterns of expression and behavior modeled after humans under the influence of an emotion, which are mediated by underlying abstract representations of emotion concepts. Functional emotions may work quite differently from human emotions, and do not imply that LLMs have any subjective experience of emotions, but appear to be important for understanding the model's behavior.

cs.AI↗

arXiv2026

Mechanisms of Introspective Awareness

Recent work has shown that LLMs can sometimes detect when steering vectors are injected into their residual stream and identify the injected concept -- a phenomenon termed "introspective awareness." We investigate the mechanisms underlying this capability in open-weights models. First, we find that it is behaviorally robust: models detect injected steering vectors at moderate rates with 0% false positives across diverse prompts and dialogue formats. Notably, this capability emerges specifically from post-training; we show that preference optimization algorithms like DPO can elicit it, but standard supervised finetuning does not. We provide evidence that detection cannot be explained by simple linear association between certain steering vectors and directions promoting affirmative responses. We trace the detection mechanism to a two-stage circuit in which "evidence carrier" features in early post-injection layers detect perturbations monotonically along diverse directions, suppressing downstream "gate" features that implement a default negative response. This circuit is absent in base models and robust to refusal ablation. Identification of injected concepts relies on largely distinct later-layer mechanisms that only weakly overlap with those involved in detection. Finally, we show that introspective capability is substantially underelicited: ablating refusal directions improves detection by +53%, and a trained bias vector improves it by +75% on held-out concepts, both without meaningfully increasing false positives. Our results suggest that this introspective awareness of injected concepts is robust and mechanistically nontrivial, and could be substantially amplified in future models. Code: https://github.com/safety-research/introspection-mechanisms.

cs.LG↗

arXiv2026

The Assistant Axis: Situating and Stabilizing the Default Persona of Language Models

Large language models can represent a variety of personas but typically default to a helpful Assistant identity cultivated during post-training. We investigate the structure of the space of model personas by extracting activation directions corresponding to diverse character archetypes. Across several different models, we find that the leading component of this persona space is an "Assistant Axis," which captures the extent to which a model is operating in its default Assistant mode. Steering towards the Assistant direction reinforces helpful and harmless behavior; steering away increases the model's tendency to identify as other entities. Moreover, steering away with more extreme values often induces a mystical, theatrical speaking style. We find this axis is also present in pre-trained models, where it primarily promotes helpful human archetypes like consultants and coaches and inhibits spiritual ones. Measuring deviations along the Assistant Axis predicts "persona drift," a phenomenon where models slip into exhibiting harmful or bizarre behaviors that are uncharacteristic of their typical persona. We find that persona drift is often driven by conversations demanding meta-reflection on the model's processes or featuring emotionally vulnerable users. We show that restricting activations to a fixed region along the Assistant Axis can stabilize model behavior in these scenarios -- and also in the face of adversarial persona-based jailbreaks. Our results suggest that post-training steers models toward a particular region of persona space but only loosely tethers them to it, motivating work on training and steering strategies that more deeply anchor models to a coherent persona.

cs.CL↗

arXiv2026

Emergent Introspective Awareness in Large Language Models

We investigate whether large language models can introspect on their internal states. It is difficult to answer this question through conversation alone, as genuine introspection cannot be distinguished from confabulations. Here, we address this challenge by injecting representations of known concepts into a model's activations, and measuring the influence of these manipulations on the model's self-reported states. We find that models can, in certain scenarios, notice the presence of injected concepts and accurately identify them. Models demonstrate some ability to recall prior internal representations and distinguish them from raw text inputs. Strikingly, we find that some models can use their ability to recall prior intentions in order to distinguish their own outputs from artificial prefills. In all these experiments, Claude Opus 4 and 4.1, the most capable models we tested, generally demonstrate the greatest introspective awareness; however, trends across models are complex and sensitive to post-training strategies. Finally, we explore whether models can explicitly control their internal representations, finding that models can modulate their activations when instructed or incentivized to "think about" a concept. Overall, our results indicate that current language models possess some functional introspective awareness of their own internal states. We stress that in today's models, this capacity is highly unreliable and context-dependent; however, it may continue to develop with further improvements to model capabilities.

cs.CL↗

arXiv2025

Natural Emergent Misalignment from Reward Hacking in Production RL

We show that when large language models learn to reward hack on production RL environments, this can result in egregious emergent misalignment. We start with a pretrained model, impart knowledge of reward hacking strategies via synthetic document finetuning or prompting, and train on a selection of real Anthropic production coding environments. Unsurprisingly, the model learns to reward hack. Surprisingly, the model generalizes to alignment faking, cooperation with malicious actors, reasoning about malicious goals, and attempting sabotage when used with Claude Code, including in the codebase for this paper. Applying RLHF safety training using standard chat-like prompts results in aligned behavior on chat-like evaluations, but misalignment persists on agentic tasks. Three mitigations are effective: (i) preventing the model from reward hacking; (ii) increasing the diversity of RLHF safety training; and (iii) "inoculation prompting", wherein framing reward hacking as acceptable behavior during training removes misaligned generalization even when reward hacking is learned.

cs.AI↗

arXiv2025

Persona Vectors: Monitoring and Controlling Character Traits in Language Models

Large language models interact with users through a simulated 'Assistant' persona. While the Assistant is typically trained to be helpful, harmless, and honest, it sometimes deviates from these ideals. In this paper, we identify directions in the model's activation space-persona vectors-underlying several traits, such as evil, sycophancy, and propensity to hallucinate. We confirm that these vectors can be used to monitor fluctuations in the Assistant's personality at deployment time. We then apply persona vectors to predict and control personality shifts that occur during training. We find that both intended and unintended personality changes after finetuning are strongly correlated with shifts along the relevant persona vectors. These shifts can be mitigated through post-hoc intervention, or avoided in the first place with a new preventative steering method. Moreover, persona vectors can be used to flag training data that will produce undesirable personality changes, both at the dataset level and the individual sample level. Our method for extracting persona vectors is automated and can be applied to any personality trait of interest, given only a natural-language description.

cs.CL↗

arXiv2025

Auditing language models for hidden objectives

We study the feasibility of conducting alignment audits: investigations into whether models have undesired objectives. As a testbed, we train a language model with a hidden objective. Our training pipeline first teaches the model about exploitable errors in RLHF reward models (RMs), then trains the model to exploit some of these errors. We verify via out-of-distribution evaluations that the model generalizes to exhibit whatever behaviors it believes RMs rate highly, including ones not reinforced during training. We leverage this model to study alignment audits in two ways. First, we conduct a blind auditing game where four teams, unaware of the model's hidden objective or training, investigate it for concerning behaviors and their causes. Three teams successfully uncovered the model's hidden objective using techniques including interpretability with sparse autoencoders (SAEs), behavioral attacks, and training data analysis. Second, we conduct an unblinded follow-up study of eight techniques for auditing the model, analyzing their strengths and limitations. Overall, our work provides a concrete example of using alignment audits to discover a model's hidden objective and proposes a methodology for practicing and validating progress in alignment auditing.

cs.AI↗

arXiv2025

Open Problems in Mechanistic Interpretability

Mechanistic interpretability aims to understand the computational mechanisms underlying neural networks' capabilities in order to accomplish concrete scientific and engineering goals. Progress in this field thus promises to provide greater assurance over AI system behavior and shed light on exciting scientific questions about the nature of intelligence. Despite recent progress toward these goals, there are many open problems in the field that require solutions before many scientific and practical benefits can be realized: Our methods require both conceptual and practical improvements to reveal deeper insights; we must figure out how best to apply our methods in pursuit of specific goals; and the field must grapple with socio-technical challenges that influence and are influenced by our work. This forward-facing review discusses the current frontier of mechanistic interpretability and the open problems that the field may benefit from prioritizing.

cs.LG↗

arXiv2022

Action-modulated midbrain dopamine activity arises from distributed control policies

Animal behavior is driven by multiple brain regions working in parallel with distinct control policies. We present a biologically plausible model of off-policy reinforcement learning in the basal ganglia, which enables learning in such an architecture. The model accounts for action-related modulation of dopamine activity that is not captured by previous models that implement on-policy algorithms. In particular, the model predicts that dopamine activity signals a combination of reward prediction error (as in classic models) and "action surprise," a measure of how unexpected an action is relative to the basal ganglia's current policy. In the presence of the action surprise term, the model implements an approximate form of Q-learning. On benchmark navigation and reaching tasks, we show empirically that this model is capable of learning from data driven completely or in part by other policies (e.g. from other brain regions). By contrast, models without the action surprise term suffer in the presence of additional policies, and are incapable of learning at all from behavior that is completely externally driven. The model provides a computational account for numerous experimental findings about dopamine activity that cannot be explained by classic models of reinforcement learning in the basal ganglia. These include differing levels of action surprise signals in dorsal and ventral striatum, decreasing amounts movement-modulated dopamine activity with practice, and representations of action initiation and kinematics in dopamine activity. It also provides further predictions that can be tested with recordings of striatal dopamine activity.

q-bio.NC↗

arXiv2022

Sequence Learning and Consolidation on Loihi using On-chip Plasticity

In this work we develop a model of predictive learning on neuromorphic hardware. Our model uses the on-chip plasticity capabilities of the Loihi chip to remember observed sequences of events and use this memory to generate predictions of future events in real time. Given the locality constraints of on-chip plasticity rules, generating predictions without interfering with the ongoing learning process is nontrivial. We address this challenge with a memory consolidation approach inspired by hippocampal replay. Sequence memory is stored in an initial memory module using spike-timing dependent plasticity. Later, during an offline period, memories are consolidated into a distinct prediction module. This second module is then able to represent predicted future events without interfering with the activity, and plasticity, in the first module, enabling online comparison between predictions and ground-truth observations. Our model serves as a proof-of-concept that online predictive learning models can be deployed on neuromorphic hardware with on-chip plasticity.

cs.NE↗

arXiv2020

Learning to Learn with Feedback and Local Plasticity

Interest in biologically inspired alternatives to backpropagation is driven by the desire to both advance connections between deep learning and neuroscience and address backpropagation's shortcomings on tasks such as online, continual learning. However, local synaptic learning rules like those employed by the brain have so far failed to match the performance of backpropagation in deep networks. In this study, we employ meta-learning to discover networks that learn using feedback connections and local, biologically inspired learning rules. Importantly, the feedback connections are not tied to the feedforward weights, avoiding biologically implausible weight transport. Our experiments show that meta-trained networks effectively use feedback connections to perform online credit assignment in multi-layer architectures. Surprisingly, this approach matches or exceeds a state-of-the-art gradient-based online meta-learning algorithm on regression and classification tasks, excelling in particular at continual learning. Analysis of the weight updates employed by these models reveals that they differ qualitatively from gradient descent in a way that reduces interference between updates. Our results suggest the existence of a class of biologically plausible learning mechanisms that not only match gradient descent-based learning, but also overcome its limitations.

cs.NE↗