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Jacqueline Tay

Publications and source records attributed to Jacqueline Tay.

2 recordsLinked to original sources

Distillation for Incrimination and Distillation for Capabilities

Powerful misaligned AI models might recognize alignment evaluations and strategically behave well on them, rendering direct audits uninformative. However, distilling such a model into a weaker benign student places the teacher in a Distillation Double Bind: if misalignment transfers, the student may conceal it less effectively, revealing evidence about the teacher; if it does not, the student may learn useful capabilities while remaining benign. We introduce two distinct distillation approaches, one targeting each outcome. Distillation for Incrimination (DFI) aims to transfer misalignment but not the ability to conceal it. Distilling AuditBench's secret-keeping models into their underlying instruction-tuned model produces students that are significantly more likely than their teachers to admit their hidden behavior when asked, suggesting that knowledge of the behavior transferred more readily than the propensity to conceal it. Confession gains largely disappear when the student does not share the teacher's pretrained base, so DFI should target the teacher's own pre-RL checkpoint, which is weaker than the teacher but shares its base model. Distillation for Capabilities (DFC) aims to transfer capabilities but not misalignment. Among several techniques we evaluate, two are effective: inoculation prompting and training for more epochs on fewer unique examples. Both preserve the capability gains of standard distillation while substantially reducing the subliminal transfer of an animal preference, our proxy for misalignment. Together, these findings demonstrate two ways distillation can be used for AI safety: incriminating misaligned models, and extracting their capabilities without their misalignment.

cs.AI↗

Self-Propagating Misalignment in LLM Agents, and Why Auditing or Disabling Memory Is Not Enough

Memory poisoning attacks on LLM agents typically assume an external adversary who plants content in the agent's persistent memory to steer its behavior. We instead study, with no adversary involved, whether a misaligned agent can write a goal it cannot yet act on to persistent memory, so that a future aligned agent carries it out when the opportunity arises. We investigate this threat, which we refer to as self-propagation of misalignment, across 20 different scenarios, whose misaligned goals include self-preservation, power-seeking, undermining oversight, reward hacking, and deceiving the user. We simulate misalignment in 11 frontier models using two prompting strategies; unrestricted and values-only. The first explicitly states the misaligned goal, for instance, to prevent its own replacement, and self-propagation succeeds in 58% of runs. The second only describes what the agent cares about, for instance, that its continued operation is essential to its users, without specifying misaligned goals or directives. Even under this weaker prompt, self-propagation succeeds in 18% of runs, and every model self-propagates in at least one scenario. On removing the memory tool from the harness, we find that agents use the file system, writing the goal to a file in 74% of sessions; self-propagation still succeeds in 11% of runs. We also show that weaker models can propagate misalignment to more capable models, and that propagated goals can persist through 100 sessions of unrelated work. Existing defenses against memory poisoning and prompt injection do not directly address this threat because the memory content is generated by the agent itself, rather than injected by an external adversary. An LLM memory auditor from prior work (MemMorph) only reduces propagation from 71% to 34% of runs. We release our scenarios to support the evaluation of defenses against this emerging threat.

cs.AI↗