arXiv subjects

Jakob Hoydis

Publications and source records attributed to Jakob Hoydis.

At least 37 records · Page 2Linked to original sources

arXiv2022

Mixed-Timescale Deep-Unfolding for Joint Channel Estimation and Hybrid Beamforming

In massive multiple-input multiple-output (MIMO) systems, hybrid analog-digital beamforming is an essential technique for exploiting the potential array gain without using a dedicated radio frequency chain for each antenna. However, due to the large number of antennas, the conventional channel estimation and hybrid beamforming algorithms generally require high computational complexity and signaling overhead. In this work, we propose an end-to-end deep-unfolding neural network (NN) joint channel estimation and hybrid beamforming (JCEHB) algorithm to maximize the system sum rate in time-division duplex (TDD) massive MIMO. Specifically, the recursive least-squares (RLS) algorithm and stochastic successive convex approximation (SSCA) algorithm are unfolded for channel estimation and hybrid beamforming, respectively. In order to reduce the signaling overhead, we consider a mixed-timescale hybrid beamforming scheme, where the analog beamforming matrices are optimized based on the channel state information (CSI) statistics offline, while the digital beamforming matrices are designed at each time slot based on the estimated low-dimensional equivalent CSI matrices. We jointly train the analog beamformers together with the trainable parameters of the RLS and SSCA induced deep-unfolding NNs based on the CSI statistics offline. During data transmission, we estimate the low-dimensional equivalent CSI by the RLS induced deep-unfolding NN and update the digital beamformers. In addition, we propose a mixed-timescale deep-unfolding NN where the analog beamformers are optimized online, and extend the framework to frequency-division duplex (FDD) systems where channel feedback is considered. Simulation results show that the proposed algorithm can significantly outperform conventional algorithms with reduced computational complexity and signaling overhead.

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arXiv2022

Waveform Learning for Next-Generation Wireless Communication Systems

We propose a learning-based method for the joint design of a transmit and receive filter, the constellation geometry and associated bit labeling, as well as a neural network (NN)-based detector. The method maximizes an achievable information rate, while simultaneously satisfying constraints on the adjacent channel leakage ratio (ACLR) and peak-to-average power ratio (PAPR). This allows control of the tradeoff between spectral containment, peak power, and communication rate. Evaluation on an additive white Gaussian noise (AWGN) channel shows significant reduction of ACLR and PAPR compared to a conventional baseline relying on quadrature amplitude modulation (QAM) and root-raised-cosine (RRC), without significant loss of information rate. When considering a 3rd Generation Partnership Project (3GPP) multipath channel, the learned waveform and neural receiver enable competitive or higher rates than an orthogonal frequency division multiplexing (OFDM) baseline, while reducing the ACLR by 10 dB and the PAPR by 2 dB. The proposed method incurs no additional complexity on the transmitter side and might be an attractive tool for waveform design of beyond-5G systems.

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arXiv2022

Waveform Learning for Reduced Out-of-Band Emissions Under a Nonlinear Power Amplifier

Machine learning (ML) has shown great promise in optimizing various aspects of the physical layer processing in wireless communication systems. In this paper, we use ML to learn jointly the transmit waveform and the frequency-domain receiver. In particular, we consider a scenario where the transmitter power amplifier is operating in a nonlinear manner, and ML is used to optimize the waveform to minimize the out-of-band emissions. The system also learns a constellation shape that facilitates pilotless detection by the simultaneously learned receiver. The simulation results show that such an end-to-end optimized system can communicate data more accurately and with less out-of-band emissions than conventional systems, thereby demonstrating the potential of ML in optimizing the air interface. To the best of our knowledge, there are no prior works considering the power amplifier induced emissions in an end-to-end learned system. These findings pave the way towards an ML-native air interface, which could be one of the building blocks of 6G.

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arXiv2021

Hardware Distortion Correlation Has Negligible Impact on UL Massive MIMO Spectral Efficiency

This paper analyzes how the distortion created by hardware impairments in a multiple-antenna base station affects the uplink spectral efficiency (SE), with focus on Massive MIMO. This distortion is correlated across the antennas, but has been often approximated as uncorrelated to facilitate (tractable) SE analysis. To determine when this approximation is accurate, basic properties of distortion correlation are first uncovered. Then, we separately analyze the distortion correlation caused by third-order non-linearities and by quantization. Finally, we study the SE numerically and show that the distortion correlation can be safely neglected in Massive MIMO when there are sufficiently many users. Under i.i.d. Rayleigh fading and equal signal-to-noise ratios (SNRs), this occurs for more than five transmitting users. Other channel models and SNR variations have only minor impact on the accuracy. We also demonstrate the importance of taking the distortion characteristics into account in the receive combining.

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arXiv2021

Towards Joint Learning of Optimal MAC Signaling and Wireless Channel Access

Communication protocols are the languages used by network nodes. Before a user equipment (UE) can exchange data with a base station (BS), it must first negotiate the conditions and parameters for that transmission. This negotiation is supported by signaling messages at all layers of the protocol stack. Each year, the mobile communications industry defines and standardizes these messages, which are designed by humans during lengthy technical (and often political) debates. Following this standardization effort, the development phase begins, wherein the industry interprets and implements the resulting standards. But is this massive development undertaking the only way to implement a given protocol? We address the question of whether radios can learn a pre-given target protocol as an intermediate step towards evolving their own. Furthermore, we train cellular radios to emerge a channel access policy that performs optimally under the constraints of the target protocol. We show that multi-agent reinforcement learning (MARL) and learning-to-communicate (L2C) techniques achieve this goal with gains over expert systems. Finally, we provide insight into the transferability of these results to scenarios never seen during training.

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arXiv2021

Two-Timescale End-to-End Learning for Channel Acquisition and Hybrid Precoding

In this paper, we propose an end-to-end deep learning-based joint transceiver design algorithm for millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems, which consists of deep neural network (DNN)-aided pilot training, channel feedback, and hybrid analog-digital (HAD) precoding. Specifically, we develop a DNN architecture that maps the received pilots into feedback bits at the receiver, and then further maps the feedback bits into the hybrid precoder at the transmitter. To reduce the signaling overhead and channel state information (CSI) mismatch caused by the transmission delay, a two-timescale DNN composed of a long-term DNN and a short-term DNN is developed. The analog precoders are designed by the long-term DNN based on the CSI statistics and updated once in a frame consisting of a number of time slots. In contrast, the digital precoders are optimized by the short-term DNN at each time slot based on the estimated low-dimensional equivalent CSI matrices. A two-timescale training method is also developed for the proposed DNN with a binary layer. We then analyze the generalization ability and signaling overhead for the proposed DNN based algorithm. Simulation results show that our proposed technique significantly outperforms conventional schemes in terms of bit-error rate performance with reduced signaling overhead and shorter pilot sequences.

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arXiv2021

Learning OFDM Waveforms with PAPR and ACLR Constraints

An attractive research direction for future communication systems is the design of new waveforms that can both support high throughputs and present advantageous signal characteristics. Although most modern systems use orthogonal frequency-division multiplexing (OFDM) for its efficient equalization, this waveform suffers from multiple limitations such as a high adjacent channel leakage ratio (ACLR) and high peak-to-average power ratio (PAPR). In this paper, we propose a learning-based method to design OFDM-based waveforms that satisfy selected constraints while maximizing an achievable information rate. To that aim, we model the transmitter and the receiver as convolutional neural networks (CNNs) that respectively implement a high-dimensional modulation scheme and perform the detection of the transmitted bits. This leads to an optimization problem that is solved using the augmented Lagrangian method. Evaluation results show that the end-to-end system is able to satisfy target PAPR and ACLR constraints and allows significant throughput gains compared to a tone reservation (TR) baseline. An additional advantage is that no dedicated pilots are needed.

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arXiv2021

Improving Channel Charting using a Split Triplet Loss and an Inertial Regularizer

Channel charting is an emerging technology that enables self-supervised pseudo-localization of user equipments by performing dimensionality reduction on large channel-state information (CSI) databases that are passively collected at infrastructure base stations or access points. In this paper, we introduce a new dimensionality reduction method specifically designed for channel charting using a novel split triplet loss, which utilizes physical information available during the CSI acquisition process. In addition, we propose a novel regularizer that exploits the physical concept of inertia, which significantly improves the quality of the learned channel charts. We provide an experimental verification of our methods using synthetic and real-world measured CSI datasets, and we demonstrate that our methods are able to outperform the state-of-the-art in channel charting based on the triplet loss.

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arXiv2021

The Emergence of Wireless MAC Protocols with Multi-Agent Reinforcement Learning

In this paper, we propose a new framework, exploiting the multi-agent deep deterministic policy gradient (MADDPG) algorithm, to enable a base station (BS) and user equipment (UE) to come up with a medium access control (MAC) protocol in a multiple access scenario. In this framework, the BS and UEs are reinforcement learning (RL) agents that need to learn to cooperate in order to deliver data. The network nodes can exchange control messages to collaborate and deliver data across the network, but without any prior agreement on the meaning of the control messages. In such a framework, the agents have to learn not only the channel access policy, but also the signaling policy. The collaboration between agents is shown to be important, by comparing the proposed algorithm to ablated versions where either the communication between agents or the central critic is removed. The comparison with a contention-free baseline shows that our framework achieves a superior performance in terms of goodput and can effectively be used to learn a new protocol.

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arXiv2021

End-to-end Learning for OFDM: From Neural Receivers to Pilotless Communication

Previous studies have demonstrated that end-to-end learning enables significant shaping gains over additive white Gaussian noise (AWGN) channels. However, its benefits have not yet been quantified over realistic wireless channel models. This work aims to fill this gap by exploring the gains of end-to-end learning over a frequency- and time-selective fading channel using orthogonal frequency division multiplexing (OFDM). With imperfect channel knowledge at the receiver, the shaping gains observed on AWGN channels vanish. Nonetheless, we identify two other sources of performance improvements. The first comes from a neural network (NN)-based receiver operating over a large number of subcarriers and OFDM symbols which allows to significantly reduce the number of orthogonal pilots without loss of bit error rate (BER). The second comes from entirely eliminating orthognal pilots by jointly learning a neural receiver together with either superimposed pilots (SIPs), linearly combined with conventional quadrature amplitude modulation (QAM), or an optimized constellation geometry. The learned geometry works for a wide range of signal-to-noise ratios (SNRs), Doppler and delay spreads, has zero mean and does hence not contain any form of superimposed pilots. Both schemes achieve the same BER as the pilot-based baseline with around 7% higher throughput. Thus, we believe that a jointly learned transmitter and receiver are a very interesting component for beyond-5G communication systems which could remove the need and associated control overhead for demodulation reference signals (DMRSs).

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arXiv2021

End-to-end Waveform Learning Through Joint Optimization of Pulse and Constellation Shaping

As communication systems are foreseen to enable new services such as joint communication and sensing and utilize parts of the sub-THz spectrum, the design of novel waveforms that can support these emerging applications becomes increasingly challenging. We present in this work an end-to-end learning approach to design waveforms through joint learning of pulse shaping and constellation geometry, together with a neural network (NN)-based receiver. Optimization is performed to maximize an achievable information rate, while satisfying constraints on out-of-band emission and power envelope. Our results show that the proposed approach enables up to orders of magnitude smaller adjacent channel leakage ratios (ACLRs) with peak-to-average power ratios (PAPRs) competitive with traditional filters, without significant loss of information rate on an additive white Gaussian noise (AWGN) channel, and no additional complexity at the transmitter.

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arXiv2021

End-to-End Learning of OFDM Waveforms with PAPR and ACLR Constraints

Orthogonal frequency-division multiplexing (OFDM) is widely used in modern wireless networks thanks to its efficient handling of multipath environment. However, it suffers from a poor peak-to-average power ratio (PAPR) which requires a large power backoff, degrading the power amplifier (PA) efficiency. In this work, we propose to use a neural network (NN) at the transmitter to learn a high-dimensional modulation scheme allowing to control the PAPR and adjacent channel leakage ratio (ACLR). On the receiver side, a NN-based receiver is implemented to carry out demapping of the transmitted bits. The two NNs operate on top of OFDM, and are jointly optimized in and end-to-end manner using a training algorithm that enforces constraints on the PAPR and ACLR. Simulation results show that the learned waveforms enable higher information rates than a tone reservation baseline, while satisfying predefined PAPR and ACLR targets.

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arXiv2021

Machine Learning-enhanced Receive Processing for MU-MIMO OFDM Systems

Machine learning (ML) can be used in various ways to improve multi-user multiple-input multiple-output (MU-MIMO) receive processing. Typical approaches either augment a single processing step, such as symbol detection, or replace multiple steps jointly by a single neural network (NN). These techniques demonstrate promising results but often assume perfect channel state information (CSI) or fail to satisfy the interpretability and scalability constraints imposed by practical systems. In this paper, we propose a new strategy which preserves the benefits of a conventional receiver, but enhances specific parts with ML components. The key idea is to exploit the orthogonal frequency-division multiplexing (OFDM) signal structure to improve both the demapping and the computation of the channel estimation error statistics. Evaluation results show that the proposed ML-enhanced receiver beats practical baselines on all considered scenarios, with significant gains at high speeds.

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arXiv2021

Machine Learning for MU-MIMO Receive Processing in OFDM Systems

Machine learning (ML) starts to be widely used to enhance the performance of multi-user multiple-input multiple-output (MU-MIMO) receivers. However, it is still unclear if such methods are truly competitive with respect to conventional methods in realistic scenarios and under practical constraints. In addition to enabling accurate signal reconstruction on realistic channel models, MU-MIMO receive algorithms must allow for easy adaptation to a varying number of users without the need for retraining. In contrast to existing work, we propose an ML-enhanced MU-MIMO receiver that builds on top of a conventional linear minimum mean squared error (LMMSE) architecture. It preserves the interpretability and scalability of the LMMSE receiver, while improving its accuracy in two ways. First, convolutional neural networks (CNNs) are used to compute an approximation of the second-order statistics of the channel estimation error which are required for accurate equalization. Second, a CNN-based demapper jointly processes a large number of orthogonal frequency-division multiplexing (OFDM) symbols and subcarriers, which allows it to compute better log likelihood ratios (LLRs) by compensating for channel aging. The resulting architecture can be used in the up- and downlink and is trained in an end-to-end manner, removing the need for hard-to-get perfect channel state information (CSI) during the training phase. Simulation results demonstrate consistent performance improvements over the baseline which are especially pronounced in high mobility scenarios.

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arXiv2021

Unsupervised Learning in Next-Generation Networks: Real-Time Performance Self-Diagnosis

This letter demonstrates the use of unsupervised machine learning to enable performance self-diagnosis of next-generation cellular networks. We propose two simplified applications of unsupervised learning that can enable real-time performance self-diagnosis on edge nodes such as the radio access network intelligent controller (RIC). The first application detects anomalous performance and finds its root cause of faults, configuration, or network procedure failures. The second application uses clustering to learn the relationship between two performance measures. Our proposed applications run in near-constant time complexity, making them, combined with subject-matter expertise validation, suitable real-time RIC applications for network diagnosis.

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arXiv2021

Toward a 6G AI-Native Air Interface

Each generation of cellular communication systems is marked by a defining disruptive technology of its time, such as orthogonal frequency division multiplexing (OFDM) for 4G or Massive multiple-input multiple-output (MIMO) for 5G. Since artificial intelligence (AI) is the defining technology of our time, it is natural to ask what role it could play for 6G. While it is clear that 6G must cater to the needs of large distributed learning systems, it is less certain if AI will play a defining role in the design of 6G itself. The goal of this article is to paint a vision of a new air interface which is partially designed by AI to enable optimized communication schemes for any hardware, radio environment, and application.

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arXiv2021

Bayesian Optimization for Radio Resource Management: Open Loop Power Control

We provide the reader with an accessible yet rigorous introduction to Bayesian optimisation with Gaussian processes (BOGP) for the purpose of solving a wide variety of radio resource management (RRM) problems. We believe that BOGP is a powerful tool that has been somewhat overlooked in RRM research, although it elegantly addresses pressing requirements for fast convergence, safe exploration, and interpretability. BOGP also provides a natural way to exploit prior knowledge during optimization. After explaining the nuts and bolts of BOGP, we delve into more advanced topics, such as the choice of the acquisition function and the optimization of dynamic performance functions. Finally, we put the theory into practice for the RRM problem of uplink open-loop power control (OLPC) in 5G cellular networks, for which BOGP is able to converge to almost optimal solutions in tens of iterations without significant performance drops during exploration.

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arXiv2021

Trimming the Fat from OFDM: Pilot- and CP-less Communication with End-to-end Learning

Orthogonal frequency division multiplexing (OFDM) is one of the dominant waveforms in wireless communication systems due to its efficient implementation. However, it suffers from a loss of spectral efficiency as it requires a cyclic prefix (CP) to mitigate inter-symbol interference (ISI) and pilots to estimate the channel. We propose in this work to address these drawbacks by learning a neural network (NN)-based receiver jointly with a constellation geometry and bit labeling at the transmitter, that allows CP-less and pilotless communication on top of OFDM without a significant loss in bit error rate (BER). Our approach enables at least 18% throughput gains compared to a pilot and CP-based baseline, and at least 4% gains compared to a system that uses a neural receiver with pilots but no CP.

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