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James Bailey

Publications and source records attributed to James Bailey.

At least 19 recordsLinked to original sources

Towards Multi-Value Alignment via Value Localization in LLMs

Aligning large language models (LLMs) with multiple, potentially conflicting human values remains challenging, as existing multi-objective alignment methods often require costly fine-tuning and provide limited insight into the internal mechanisms underlying value-related behaviors. In this work, we investigate multi-value alignment from a mechanistic interpretability perspective by identifying value-sensitive attention heads (value heads) in LLMs. Using a probing-based value localization framework, we discover sparse sets of attention heads associated with diverse dimensions, spanning both human values (e.g., harmlessness, honesty) and stylistic preferences (e.g., coherence, complexity). Analyses across multiple LLM families reveal functional specialization and structured interactions among value heads, including conflicts between certain values. Targeted head ablations further induce substantial, value-specific behavioral changes, providing causal evidence of their functional importance. Building on these findings, we propose an inference-time activation steering strategy that enables controllable alignment with individual values or combinations of values without updating the underlying model parameters, supported by theoretical analysis. Experiments across multiple value alignment benchmarks demonstrate effective single- and multi-value control while largely preserving non-target model performance. Our findings connect mechanistic interpretability with flexible multi-value alignment, offering a foundation for more interpretable and pluralistic LLM behavior. The code is available at https://github.com/sihuo-design/ValueHeads.

cs.AI↗

Tempo-Zero: Recursive Self-Play in Executable Worlds for Video Reasoning

Video reasoning requires understanding how events unfold over time, yet videos with accurate temporal annotations are expensive to collect. Self-play offers an alternative by letting a model generate and solve its own tasks without manual annotation. However, existing video self-play methods train on fixed sets of recorded videos, so they cannot alter the underlying event dynamics and rely on noisy pseudo-labels derived from the model's own outputs, such as majority voting, that risk reinforcing shared model errors. To overcome these limitations, we introduce Tempo-Zero, a self-improvement framework that closes a loop of executable environments, execution-verified self-play, and environment evolution, where executing a program renders a video with the ground-truth option and interval of every question. A single policy plays both Questioner and Solver, proposing questions and answering them with timestamped evidence lines, and is trained on execution-grounded rewards instead of model consensus. The Solver's performance steers a curriculum over tasks and difficulty levels, and the policy selects rule changes that enrich the event dynamics of later rounds. Despite being trained solely on simple programs, without supervised fine-tuning or external video data which prior methods typically require, Tempo-Zero outperforms the base models and recent self-play baselines on average across twelve real-world video benchmarks at different model scales, with particularly strong gains on temporal grounding tasks. Project page: https://alchemist-jo.github.io/tempo-zero/

cs.CV↗

RAIL: Rethinking Auditory Intelligence in Large Audio-Language Models with a CHC-Grounded Benchmark

Humans process rich auditory environments through various cognitive capabilities such as audio perception, audio reasoning and memory. Despite recent progress in large audio-language models (LALMs), current evaluation remains largely task- or domain-centric, focusing on end performance while ignoring underlying auditory cognitive behaviors. This gap between how auditory cognition is understood in humans and how it is evaluated in LALMs hinders the interpretation of model behaviour in underlying capabilities and limits alignment with human auditory objectives. We introduce RAIL, a human-centric benchmark grounded in the Cattell--Horn--Carroll (CHC) framework, which formalises auditory cognition into five core capabilities, and develops them into structured evaluation tasks with principled data curation and human-aligned evaluation protocols. Evaluating 26 LALMs reveals strong performance in knowledge-related tasks but weak auditory perception and memory, reflecting reliance on language-based pretraining. Limited reasoning under auditory settings further suggests a mismatch between existing training paradigms and human-like auditory reasoning, as well as over-reasoning at the cost of efficiency. Six LALMs exceed human performance in general, while auditory processing all lags behind human. Overall, RAIL establishes a new framework for human-aligned evaluation of auditory intelligence.

cs.SD↗

Latent Video Prediction for World Modeling: An Evaluation Uncovering Intriguing Favorable Evidence

Self-supervised video models are increasingly framed as world models, yet they are still evaluated almost entirely on clean video and reported as a final task score, obscuring how their representations behave under the degraded and ambiguous conditions a deployed world model must handle. We present the first systematic study of this component, analyzing four matched-capacity frontier self-supervised learning models that are strong candidates for world-model encoders -- V-JEPA 2.1, V-JEPA 2, VideoPrism, and VideoMAEv2 -- across five robustness axes relevant to their deployment as video world models: feature discriminability, corruption robustness, fine-grained discrimination, occlusion robustness, and sensitivity to temporal direction. We run the study on Something-Something-v2 and repeat every axis that ports on the egocentric EGTEA Gaze+, where the model ordering is unchanged. Our results reveal a distinct and consistent profile for latent-prediction models across all five axes. They degrade more gracefully under pixel corruption, preserve usable class structure rather than mere geometric stability under occlusion, capture fine-grained physical contact cues without reconstructing pixels, and uniquely encode the arrow of time. We finally test whether these representation-level differences matter for downstream world modeling, pairing each frozen encoder with an identical action-conditioned predictor and planner in a simulated manipulation environment. Only latent prediction yields near-complete task success, remains effective under degraded observations, and transfers to a manipulation task for which the predictor was never trained. Our results provide concrete new evidence that latent prediction is a promising foundation for robust world modeling.

cs.CV↗

MEND: Label-Free Detection, Localisation, and Correction of Latent Hallucination in World Models

World Models are appearing as the next major frontier in computer vision. However, their robustness is currently largely unexplored. We identify the phenomenon of hallucination in latent World Models: given a state and an action, the predicted next latent can decode to a scene that never occurs. Because the prediction is statistically ordinary and is fed back autoregressively by the model, the error is both silent and compounding. We study whether such latent hallucination can be detected, localised, and corrected at inference time, on a frozen self-supervised world model in the absence of ground-truth error labels. We introduce Masked Empirical-Bayes Neural Denoising (MEND), a single conditional score network trained by denoising score matching on real transitions, whose score field serves three roles: its magnitude detects hallucination, its per-token field localises it to specific image patches, and it defines an inference-time correction direction. On two navigation environments MEND detects hallucination with an AUROC of up to 0.80 without using actions, exceeding a single-Gaussian density baseline while also localising the error (per-token AUPRC up to 0.87) and correcting it, all from one score field. Our correction reliably reduces single-step latent error and improves predictions. We identify that a part of the error is tangent to the data manifold, hence, we focus on detection and localisation while highlighting promises of the correction.

cs.CV↗

LAYERSCOPE: A Layerwise Characterization of Video and Multimodal Learned Representations

We propose LAYERSCOPE, a label-free, layerwise framework that aims to characterize a model's learned representations in video and multimodal settings. Evaluating downstream performance using representations from final or intermediate layers typically requires large amounts of labeled data, repeated task-specific evaluations, and substantial computation. To address these limitations, LAYERSCOPE uses local, global, distributional, and correspondence-based geometric metrics to compare layerwise representation structure within and across models without requiring task-specific labels. We evaluate seven architecturally diverse models across video and multimodal classification, clustering, and text-to-video retrieval tasks from MVEB/MVEB+. We find that intermediate-layer representations can outperform final-layer and model-default outputs. We also find that no single geometric metric consistently predicts downstream performance, but note that distinct layerwise geometric signatures emerge across model families. LID shows task-dependent relationships with performance, while RankMe provides the strongest measure for classification and clustering, but is not a universal layer selector. We also find that pairing-aware metrics explain retrieval better than distributional distances alone. LAYERSCOPE therefore offers a framework for comparing representations across models and layers, enabling a more systematic evaluation in video and multimodal settings.

cs.LG↗

Denoising-Aware Inversion: Revealing Privacy Risks in Noise-Protected Text Embeddings

Dense text embeddings are widely used in data mining, retrieval, and downstream machine learning systems due to their compact and semantically rich representations, but recent embedding inversion attacks have shown that they can expose substantial information about the original text, leading to serious privacy leakage risks. A common defense is to release perturbed embeddings by adding Gaussian noise, which is simple yet effective against standard inversion attacks and does not significantly degrade embedding utility for downstream tasks. However, it remains unclear whether such noise-protected embeddings are sufficiently safe against adaptive attackers that explicitly account for the perturbation process. In this paper, we study text embedding inversion in a noise-protected setting, where the attacker can observe only noisy embeddings and has no access to clean embedding targets. We first analyze why existing generative inversion methods fail under this setting and identify a "Double Noise Trap", which fundamentally prevents standard generative inversion models from achieving high-quality reconstruction. To address this challenge, we propose DAEI, a denoising-aware embedding inversion pipeline that combines a residual denoising autoencoder with generative text inversion where the denoiser is trained in an unsupervised manner using Stein's unbiased risk estimate to enable denoising from noisy observations alone. Extensive experiments show that DAEI achieves approximately 154\% relative improvement in BLEU over the existing generative inversion baseline, while also improving token-level F1 and ROUGE-L by 32--60\%. The promising inversion performance of DAEI challenges the prevailing assumption that simple Gaussian perturbation is sufficient to prevent sensitive information leakage from embedding representations.

cs.LG↗

GeoDetect: Geometric Adversarial Detection for VLPs

Vision-language pre-trained models (VLPs) are widely used in real-world applications. However, they remain vulnerable to adversarial attacks. Although adversarial detection methods have demonstrated success in single-modality settings (either vision or language), their effectiveness and reliability in multimodal models such as VLPs remain largely unexplored. In this work, we study the geometry of VLP embedding spaces and observe structured anisotropy that differs from unimodal vision models. Our theoretical analysis shows that under this anisotropic structure, adversarial attacks increase the expected geometric separation between clean and adversarial examples (AEs). Specifically, we demonstrate that AEs consistently exhibit greater expected distances to randomly sampled points than their clean counterparts, indicating that AEs tend to push representations out of manifold regions. Building on these insights, we propose GeoDetect, which leverages these off-manifold deviations via geometric scores to identify AEs. Through comprehensive evaluations, we show that our approach reliably detects AEs across diverse VLP architectures and threat settings, covering unimodal and multimodal attacks as well as adaptive attacks, thereby providing a robust and practical approach to improving the safety and reliability of these models.

cs.CV↗

A Geometric Perspective on Composable Emotion Steering in Text-to-Speech Models

While prior work has explored emotion control in hybrid text-to-speech systems, the geometric properties of these modules, and their implications for steerability, remain poorly understood. We present the first comparative study of speech language model (SLM) and conditional flow-matching (CFM) modules as activation steering sites for mixed emotion speech synthesis. We first characterize emotion representations using linear probing and local intrinsic dimensionality (LID), and then evaluate single-site and joint steering for mixed-emotion synthesis. Our results show that SLM offers a clean, low-dimensional emotion-specific subspace with strong speaker--emotion disentanglement, while CFM exhibitspoor cross-speaker generalization due to speaker--emotion entanglement. Joint steering increases emotion intensity but degrades proportional control and speech quality on in-distribution data. These findings provide practical guidance for multi-site activation steering in hybrid TTS systems and highlight the importance of representation geometry in controllable speech generation.

cs.SD↗

CoCoEmo: Composable and Controllable Human-Like Emotional TTS via Activation Steering

Emotional expression in human speech is nuanced and compositional, often involving multiple, sometimes conflicting, affective cues that may diverge from linguistic content. In contrast, most expressive text-to-speech systems enforce a single utterance-level emotion, collapsing affective diversity and suppressing mixed or text-emotion-misaligned expression. While activation steering via latent direction vectors offers a promising solution, it remains unclear whether emotion representations are linearly steerable in TTS, where steering should be applied within hybrid TTS architectures, and how such complex emotion behaviors should be evaluated. This paper presents the first systematic analysis of activation steering for emotional control in hybrid TTS models, introducing a quantitative, controllable steering framework, and multi-rater evaluation protocols that enable composable mixed-emotion synthesis and reliable text-emotion mismatch synthesis. Our results demonstrate, for the first time, that emotional prosody and expressive variability are primarily synthesized by the TTS language module instead of the flow-matching module, and also provide a lightweight steering approach for generating natural, human-like emotional speech.

cs.SD↗

Local Intrinsic Dimensionality of Ground Motion Data for Early Detection of Catastrophic Slope Failure

Local Intrinsic Dimensionality (LID) has shown strong potential for anomaly detection in high-dimensional data, including landslide failure detection in granular media, where early and accurate identification of failure zones is crucial for effective geohazard mitigation. However, this task is still challenging due to the spatial correlations and temporal dynamics that are inherently present in surface displacement data. To address this gap, we propose a novel unsupervised framework called spatiotemporal LID (st-LID) that generalizes the LID for robust failure detection in landslide monitoring networks. Our approach introduces three key innovations: (1) Kinematic enhancement, incorporating velocity into the LID computation to capture instantaneous deformation rates and short-term temporal dynamics; (2) Bayesian spatial fusion, which aggregates LID values across spatial neighborhoods via Bayesian estimation, to embed spatial correlations and account for localized noise; and (3) Temporal modeling (t-LID), a new variant that characterizes long-term dynamics of displacement data, providing a robust temporal representation of displacement behavior. By unifying these components, st-LID identifies complex, multi-stage failure zones often overlooked by existing methods. Extensive experiments show that st-LID consistently outperforms state-of-the-art unsupervised baselines in detection precision and lead-time, providing a robust foundation for landslide early warning systems and targeted risk intervention to enhance community resilience and preparedness strategies.

cs.LG↗

Safety in Embodied AI: A Survey of Risks, Attacks, and Defenses

Embodied Artificial Intelligence (Embodied AI) integrates perception, cognition, planning, and interaction into agents that operate in open-world, safety-critical environments. As these systems gain autonomy and enter domains such as transportation, healthcare, and industrial or assistive robotics, ensuring their safety becomes both technically challenging and socially indispensable. Unlike digital AI systems, embodied agents must act under uncertain sensing, incomplete knowledge, and dynamic human-robot interactions, where failures can directly lead to physical harm. This survey provides a comprehensive and structured review of safety research in embodied AI, examining attacks and defenses across the full embodied pipeline, from perception and cognition to planning, action and interaction, and agentic system. We introduce a multi-level taxonomy that unifies fragmented lines of work and connects embodied-specific safety findings with broader advances in vision, language, and multimodal foundation models. Our review synthesizes insights from over 500 papers spanning adversarial, backdoor, jailbreak, and hardware-level attacks; attack detection, safe training and robust inference; and risk-aware human-agent interaction. This analysis reveals several overlooked challenges, including the fragility of multimodal perception fusion, the instability of planning under jailbreak attacks, and the trustworthiness of human-agent interaction in open-ended scenarios. By organizing the field into a coherent framework and identifying critical research gaps, this survey provides a roadmap for building embodied agents that are not only capable and autonomous but also safe, robust, and reliable in real-world deployment.

cs.CR↗

DynaPURLS: Dynamic Refinement of Part-Aware Representations for Skeleton-Based Zero-Shot Action Recognition

Zero-shot skeleton-based action recognition (ZS-SAR) is fundamentally constrained by prevailing approaches that rely on aligning skeleton features with static, class-level semantics. This coarse-grained alignment fails to bridge the domain shift between seen and unseen classes, thereby impeding the effective transfer of fine-grained visual knowledge. To address these limitations, we introduce \textbf{DynaPURLS}, a unified framework that establishes robust, multi-scale visual-semantic correspondences and dynamically refines them at inference time to enhance generalization. Our framework leverages a large language model to generate hierarchical textual descriptions that encompass both global movements and local body-part dynamics. Concurrently, an adaptive partitioning module produces fine-grained visual representations by semantically grouping skeleton joints. To fortify this fine-grained alignment against the train-test domain shift, DynaPURLS incorporates a dynamic refinement module. During inference, this module adapts textual features to the incoming visual stream via a lightweight learnable projection. This refinement process is stabilized by a confidence-aware, class-balanced memory bank, which mitigates error propagation from noisy pseudo-labels. Extensive experiments on three large-scale benchmark datasets, including NTU RGB+D 60/120 and PKU-MMD, demonstrate that DynaPURLS significantly outperforms prior art, setting new state-of-the-art records. The source code is made publicly available at https://github.com/Alchemist0754/DynaPURLS

cs.CV↗

Spectral Flattening Is All Muon Needs: How Orthogonalization Controls Learning Rate and Convergence

Muon orthogonalizes the momentum buffer before each update, replacing its singular values with ones via Newton-Schulz iterations. This simple change lets Muon tolerate far larger learning rates and converge faster than other optimizers, but why? We show that the mechanism is spectral flattening, and develop two results around it. First, we prove that Muon's maximal stable step size scales with the average singular value of the gradient rather than the largest, which bottlenecks standard gradient descent. Second, we recast Muon as a preconditioned gradient method and show, under a Kronecker-factored curvature model, that it improves the effective convergence factor, with the improvement controlled by the spectrum of the gradient covariance. Extensive experiments validate both results: Muon remains stable at learning rates that cause SGD to diverge within the first few iterations, and reaches accuracy milestones several epochs earlier even at identical step sizes. Taken together, our results offer a principled, geometric explanation for Muon's empirical success.

cs.LG↗

Dimensionality-Aware Anomaly Detection in Learned Representations of Self-Supervised Speech Models

Self-supervised speech models (S3Ms) achieve strong downstream performance, yet their learned representations remain poorly understood under natural and adversarial perturbations. Prior studies rely on representation similarity or global dimensionality, offering limited visibility into local geometric changes. We ask: how do perturbations deform local geometry, and do these shifts track downstream automatic speech recognition (ASR) degradation? To address this, we present GRIDS, a framework using Local Intrinsic Dimensionality (LID) across layer-wise representations in WavLM and wav2vec 2.0. We find that LID increases for all low signal-to noise ratio (SNR) perturbations and diverges at high SNR: benign noise converges toward the clean profile, while adversarial inputs retain early-layer LID elevation. We show LID elevation co-occurs with increased WER, and that layer-wise LID features enable anomaly detection (AUROC 0.78-1.00), opening the door to transcript-free monitoring in S3Ms.

eess.AS↗

Safety at Scale: A Comprehensive Survey of Large Model and Agent Safety

The rapid advancement of large models, driven by their exceptional abilities in learning and generalization through large-scale pre-training, has reshaped the landscape of Artificial Intelligence (AI). These models are now foundational to a wide range of applications, including conversational AI, recommendation systems, autonomous driving, content generation, medical diagnostics, and scientific discovery. However, their widespread deployment also exposes them to significant safety risks, raising concerns about robustness, reliability, and ethical implications. This survey provides a systematic review of current safety research on large models, covering Vision Foundation Models (VFMs), Large Language Models (LLMs), Vision-Language Pre-training (VLP) models, Vision-Language Models (VLMs), Diffusion Models (DMs), and large-model-powered Agents. Our contributions are summarized as follows: (1) We present a comprehensive taxonomy of safety threats to these models, including adversarial attacks, data poisoning, backdoor attacks, jailbreak and prompt injection attacks, energy-latency attacks, data and model extraction attacks, and emerging agent-specific threats. (2) We review defense strategies proposed for each type of attacks if available and summarize the commonly used datasets and benchmarks for safety research. (3) Building on this, we identify and discuss the open challenges in large model safety, emphasizing the need for comprehensive safety evaluations, scalable and effective defense mechanisms, and sustainable data practices. More importantly, we highlight the necessity of collective efforts from the research community and international collaboration. Our work can serve as a useful reference for researchers and practitioners, fostering the ongoing development of comprehensive defense systems and platforms to safeguard AI models.

cs.CR↗

On the Use of Bagging for Local Intrinsic Dimensionality Estimation

The theory of Local Intrinsic Dimensionality (LID) has become a valuable tool for characterizing local complexity within and across data manifolds, supporting a range of data mining and machine learning tasks. Accurate LID estimation requires samples drawn from small neighborhoods around each query to avoid biases from nonlocal effects and potential manifold mixing, yet limited data within such neighborhoods tends to cause high estimation variance. As a variance reduction strategy, we propose an ensemble approach that uses subbagging to preserve the local distribution of nearest neighbor (NN) distances. The main challenge is that the uniform reduction in total sample size within each subsample increases the proximity threshold for finding a fixed number k of NNs around the query. As a result, in the specific context of LID estimation, the sampling rate has an additional, complex interplay with the neighborhood size, where both combined determine the sample size as well as the locality and resolution considered for estimation. We analyze both theoretically and experimentally how the choice of the sampling rate and the k-NN size used for LID estimation, alongside the ensemble size, affects performance, enabling informed prior selection of these hyper-parameters depending on application-based preferences. Our results indicate that within broad and well-characterized regions of the hyper-parameters space, using a bagged estimator will most often significantly reduce variance as well as the mean squared error when compared to the corresponding non-bagged baseline, with controllable impact on bias. We additionally propose and evaluate different ways of combining bagging with neighborhood smoothing for substantial further improvements on LID estimation performance.

cs.LG↗

Emotion-Aware Quantization for Discrete Speech Representations: An Analysis of Emotion Preservation

Modern speech systems increasingly use discretized self-supervised speech representations for compression and integration with token-based models, yet their impact on emotional information remains unclear. We study how residual vector quantization (RVQ) reshapes emotional information in discrete speech representations from both representation- and task-level perspectives. Our analysis shows that aggressive compression disproportionately degrades emotion, with uneven loss across emotion classes and model architectures. To address this, we introduce emotion-aware quantization using emotion-specific and emotion-biased codebooks, improving the preservation of both hard and soft emotion perception. We further propose Emo-Q, a lightweight routed quantization method that selects emotion-specialized codebooks, improving emotion recognition performance at lower bitrates. These results highlight the importance of emotion-aware discretization for robust affective speech processing.

cs.SD↗