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James Bailey

Publications and source records attributed to James Bailey.

At least 19 recordsLinked to original sources

Denoising-Aware Inversion: Revealing Privacy Risks in Noise-Protected Text Embeddings

Dense text embeddings are widely used in data mining, retrieval, and downstream machine learning systems due to their compact and semantically rich representations, but recent embedding inversion attacks have shown that they can expose substantial information about the original text, leading to serious privacy leakage risks. A common defense is to release perturbed embeddings by adding Gaussian noise, which is simple yet effective against standard inversion attacks and does not significantly degrade embedding utility for downstream tasks. However, it remains unclear whether such noise-protected embeddings are sufficiently safe against adaptive attackers that explicitly account for the perturbation process. In this paper, we study text embedding inversion in a noise-protected setting, where the attacker can observe only noisy embeddings and has no access to clean embedding targets. We first analyze why existing generative inversion methods fail under this setting and identify a "Double Noise Trap", which fundamentally prevents standard generative inversion models from achieving high-quality reconstruction. To address this challenge, we propose DAEI, a denoising-aware embedding inversion pipeline that combines a residual denoising autoencoder with generative text inversion where the denoiser is trained in an unsupervised manner using Stein's unbiased risk estimate to enable denoising from noisy observations alone. Extensive experiments show that DAEI achieves approximately 154\% relative improvement in BLEU over the existing generative inversion baseline, while also improving token-level F1 and ROUGE-L by 32--60\%. The promising inversion performance of DAEI challenges the prevailing assumption that simple Gaussian perturbation is sufficient to prevent sensitive information leakage from embedding representations.

cs.LG

GeoDetect: Geometric Adversarial Detection for VLPs

Vision-language pre-trained models (VLPs) are widely used in real-world applications. However, they remain vulnerable to adversarial attacks. Although adversarial detection methods have demonstrated success in single-modality settings (either vision or language), their effectiveness and reliability in multimodal models such as VLPs remain largely unexplored. In this work, we study the geometry of VLP embedding spaces and observe structured anisotropy that differs from unimodal vision models. Our theoretical analysis shows that under this anisotropic structure, adversarial attacks increase the expected geometric separation between clean and adversarial examples (AEs). Specifically, we demonstrate that AEs consistently exhibit greater expected distances to randomly sampled points than their clean counterparts, indicating that AEs tend to push representations out of manifold regions. Building on these insights, we propose GeoDetect, which leverages these off-manifold deviations via geometric scores to identify AEs. Through comprehensive evaluations, we show that our approach reliably detects AEs across diverse VLP architectures and threat settings, covering unimodal and multimodal attacks as well as adaptive attacks, thereby providing a robust and practical approach to improving the safety and reliability of these models.

cs.CV

A Geometric Perspective on Composable Emotion Steering in Text-to-Speech Models

While prior work has explored emotion control in hybrid text-to-speech systems, the geometric properties of these modules, and their implications for steerability, remain poorly understood. We present the first comparative study of speech language model (SLM) and conditional flow-matching (CFM) modules as activation steering sites for mixed emotion speech synthesis. We first characterize emotion representations using linear probing and local intrinsic dimensionality (LID), and then evaluate single-site and joint steering for mixed-emotion synthesis. Our results show that SLM offers a clean, low-dimensional emotion-specific subspace with strong speaker--emotion disentanglement, while CFM exhibitspoor cross-speaker generalization due to speaker--emotion entanglement. Joint steering increases emotion intensity but degrades proportional control and speech quality on in-distribution data. These findings provide practical guidance for multi-site activation steering in hybrid TTS systems and highlight the importance of representation geometry in controllable speech generation.

cs.SD

RAIL: Rethinking Auditory Intelligence in Large Audio-Language Models with a CHC-Grounded Benchmark

Humans process rich auditory environments through tightly integrated cognitive capabilities such as audio perception, audio reasoning, and memory. Despite recent progress in large audio-language models (LALMs) across speech understanding and multimodal audio reasoning, current evaluation paradigms remain largely task- or modality-centric, focusing on end performance while overlooking underlying auditory cognitive behaviours. This reveals a fundamental gap between how auditory cognition is understood in humans and how it is evaluated in LALMs, particularly in the lack of frameworks that operationalise cognitive principles beyond task-level metrics to systematically capture model behaviour. In this work, we introduce RAIL, a human-centric evaluation paradigm grounded in the Cattell-Horn-Carroll (CHC) cognitive framework. RAIL formalises auditory cognition into five core capabilities and develop them into structured evaluation tasks that probe how models process, retain, and integrate auditory information. We further construct a cognitively grounded benchmark with principled data curation and human-aligned evaluation protocols. Evaluating 26 state-of-the-art LALMs, we find that current models exhibit highly uneven performance across cognitive abilities. RAIL establishes a new evaluation paradigm that moves beyond task-centric benchmarking toward cognitively grounded assessment of auditory intelligence.

cs.SD

Latent Video Prediction Learns Better World Models

Self-supervised video models are increasingly framed as world models, yet their evaluation remains largely confined to a single top-1 accuracy score on clean benchmarks. This leaves a major gap in comprehending their potential as world models. We present the first systematic study addressing this gap, analyzing four matched-capacity frontier video foundation models, V-JEPA 2.1, V-JEPA 2, VideoPrism, and VideoMAEv2, across five robustness axes relevant to their deployment as video world models: feature discriminability, corruption robustness, fine-grained discrimination, occlusion robustness, and sensitivity to temporal direction. Our evaluations establish that across all five axes, latent-prediction models form a distinct and consistent profile. They degrade more gracefully under pixel corruption, preserve usable class structure rather than mere geometric stability under occlusion, capture fine-grained physical contact cues without reconstructing pixels, and uniquely encode the arrow of time. These advantages can even survive task adaptation: a frozen V-JEPA 2 backbone with a lightweight attentive probe outperforms a fully fine-tuned VideoMAE and a supervised TimeSformer on corruption and occlusion robustness. Our extensive results offer concrete new evidence in favor of latent prediction for robust world modeling.

cs.CV

Spectral Flattening Is All Muon Needs: How Orthogonalization Controls Learning Rate and Convergence

Muon orthogonalizes the momentum buffer before each update, replacing its singular values with ones via Newton-Schulz iterations. This simple change lets Muon tolerate far larger learning rates and converge faster than other optimizers, but why? We show that the mechanism is spectral flattening, and develop two results around it. First, we prove that Muon's maximal stable step size scales with the average singular value of the gradient rather than the largest, which bottlenecks standard gradient descent. Second, we recast Muon as a preconditioned gradient method and show, under a Kronecker-factored curvature model, that it improves the effective convergence factor, with the improvement controlled by the spectrum of the gradient covariance. Extensive experiments validate both results: Muon remains stable at learning rates that cause SGD to diverge within the first few iterations, and reaches accuracy milestones several epochs earlier even at identical step sizes. Taken together, our results offer a principled, geometric explanation for Muon's empirical success.

cs.LG

Dimensionality-Aware Anomaly Detection in Learned Representations of Self-Supervised Speech Models

Self-supervised speech models (S3Ms) achieve strong downstream performance, yet their learned representations remain poorly understood under natural and adversarial perturbations. Prior studies rely on representation similarity or global dimensionality, offering limited visibility into local geometric changes. We ask: how do perturbations deform local geometry, and do these shifts track downstream automatic speech recognition (ASR) degradation? To address this, we present GRIDS, a framework using Local Intrinsic Dimensionality (LID) across layer-wise representations in WavLM and wav2vec 2.0. We find that LID increases for all low signal-to noise ratio (SNR) perturbations and diverges at high SNR: benign noise converges toward the clean profile, while adversarial inputs retain early-layer LID elevation. We show LID elevation co-occurs with increased WER, and that layer-wise LID features enable anomaly detection (AUROC 0.78-1.00), opening the door to transcript-free monitoring in S3Ms.

eess.AS

Safety in Embodied AI: A Survey of Risks, Attacks, and Defenses

Embodied Artificial Intelligence (Embodied AI) integrates perception, cognition, planning, and interaction into agents that operate in open-world, safety-critical environments. As these systems gain autonomy and enter domains such as transportation, healthcare, and industrial or assistive robotics, ensuring their safety becomes both technically challenging and socially indispensable. Unlike digital AI systems, embodied agents must act under uncertain sensing, incomplete knowledge, and dynamic human-robot interactions, where failures can directly lead to physical harm. This survey provides a comprehensive and structured review of safety research in embodied AI, examining attacks and defenses across the full embodied pipeline, from perception and cognition to planning, action and interaction, and agentic system. We introduce a multi-level taxonomy that unifies fragmented lines of work and connects embodied-specific safety findings with broader advances in vision, language, and multimodal foundation models. Our review synthesizes insights from over 500 papers spanning adversarial, backdoor, jailbreak, and hardware-level attacks; attack detection, safe training and robust inference; and risk-aware human-agent interaction. This analysis reveals several overlooked challenges, including the fragility of multimodal perception fusion, the instability of planning under jailbreak attacks, and the trustworthiness of human-agent interaction in open-ended scenarios. By organizing the field into a coherent framework and identifying critical research gaps, this survey provides a roadmap for building embodied agents that are not only capable and autonomous but also safe, robust, and reliable in real-world deployment.

cs.CR

On the Use of Bagging for Local Intrinsic Dimensionality Estimation

The theory of Local Intrinsic Dimensionality (LID) has become a valuable tool for characterizing local complexity within and across data manifolds, supporting a range of data mining and machine learning tasks. Accurate LID estimation requires samples drawn from small neighborhoods around each query to avoid biases from nonlocal effects and potential manifold mixing, yet limited data within such neighborhoods tends to cause high estimation variance. As a variance reduction strategy, we propose an ensemble approach that uses subbagging to preserve the local distribution of nearest neighbor (NN) distances. The main challenge is that the uniform reduction in total sample size within each subsample increases the proximity threshold for finding a fixed number k of NNs around the query. As a result, in the specific context of LID estimation, the sampling rate has an additional, complex interplay with the neighborhood size, where both combined determine the sample size as well as the locality and resolution considered for estimation. We analyze both theoretically and experimentally how the choice of the sampling rate and the k-NN size used for LID estimation, alongside the ensemble size, affects performance, enabling informed prior selection of these hyper-parameters depending on application-based preferences. Our results indicate that within broad and well-characterized regions of the hyper-parameters space, using a bagged estimator will most often significantly reduce variance as well as the mean squared error when compared to the corresponding non-bagged baseline, with controllable impact on bias. We additionally propose and evaluate different ways of combining bagging with neighborhood smoothing for substantial further improvements on LID estimation performance.

cs.LG

Emotion-Aware Quantization for Discrete Speech Representations: An Analysis of Emotion Preservation

Modern speech systems increasingly use discretized self-supervised speech representations for compression and integration with token-based models, yet their impact on emotional information remains unclear. We study how residual vector quantization (RVQ) reshapes emotional information in discrete speech representations from both representation- and task-level perspectives. Our analysis shows that aggressive compression disproportionately degrades emotion, with uneven loss across emotion classes and model architectures. To address this, we introduce emotion-aware quantization using emotion-specific and emotion-biased codebooks, improving the preservation of both hard and soft emotion perception. We further propose Emo-Q, a lightweight routed quantization method that selects emotion-specialized codebooks, improving emotion recognition performance at lower bitrates. These results highlight the importance of emotion-aware discretization for robust affective speech processing.

cs.SD

Attention in Space: Functional Roles of VLM Heads for Spatial Reasoning

Despite remarkable advances in large Vision-Language Models (VLMs), spatial reasoning remains a persistent challenge. In this work, we investigate how attention heads within VLMs contribute to spatial reasoning by analyzing their functional roles through a mechanistic interpretability lens. We introduce CogVSR, a dataset that decomposes complex spatial reasoning questions into step-by-step subquestions designed to simulate human-like reasoning via a chain-of-thought paradigm, with each subquestion linked to specific cognitive functions such as spatial perception or relational reasoning. Building on CogVSR, we develop a probing framework to identify and characterize attention heads specialized for these functions. Our analysis across diverse VLM families reveals that these functional heads are universally sparse, vary in number and distribution across functions. Notably, spatially specialized heads are fewer than those for other cognitive functions, highlighting their scarcity. We propose methods to activate latent spatial heads, improving spatial understanding. Intervention experiments further demonstrate their critical role in spatial reasoning: removing functional heads leads to performance degradation, while emphasizing them enhances accuracy. This study provides new interpretability driven insights into how VLMs attend to space and paves the way for enhancing complex spatial reasoning in multimodal models.

cs.AI

CoCoEmo: Composable and Controllable Human-Like Emotional TTS via Activation Steering

Emotional expression in human speech is nuanced and compositional, often involving multiple, sometimes conflicting, affective cues that may diverge from linguistic content. In contrast, most expressive text-to-speech systems enforce a single utterance-level emotion, collapsing affective diversity and suppressing mixed or text-emotion-misaligned expression. While activation steering via latent direction vectors offers a promising solution, it remains unclear whether emotion representations are linearly steerable in TTS, where steering should be applied within hybrid TTS architectures, and how such complex emotion behaviors should be evaluated. This paper presents the first systematic analysis of activation steering for emotional control in hybrid TTS models, introducing a quantitative, controllable steering framework, and multi-rater evaluation protocols that enable composable mixed-emotion synthesis and reliable text-emotion mismatch synthesis. Our results demonstrate, for the first time, that emotional prosody and expressive variability are primarily synthesized by the TTS language module instead of the flow-matching module, and also provide a lightweight steering approach for generating natural, human-like emotional speech.

cs.SD

Local Intrinsic Dimensionality of Ground Motion Data for Early Detection of Catastrophic Slope Failure

Local Intrinsic Dimensionality (LID) has shown strong potential for anomaly detection in high-dimensional data, including landslide failure detection in granular media, where early and accurate identification of failure zones is crucial for effective geohazard mitigation. However, this task is still challenging due to the spatial correlations and temporal dynamics that are inherently present in surface displacement data. To address this gap, we propose a novel unsupervised framework called spatiotemporal LID (st-LID) that generalizes the LID for robust failure detection in landslide monitoring networks. Our approach introduces three key innovations: (1) Kinematic enhancement, incorporating velocity into the LID computation to capture instantaneous deformation rates and short-term temporal dynamics; (2) Bayesian spatial fusion, which aggregates LID values across spatial neighborhoods via Bayesian estimation, to embed spatial correlations and account for localized noise; and (3) Temporal modeling (t-LID), a new variant that characterizes long-term dynamics of displacement data, providing a robust temporal representation of displacement behavior. By unifying these components, st-LID identifies complex, multi-stage failure zones often overlooked by existing methods. Extensive experiments show that st-LID consistently outperforms state-of-the-art unsupervised baselines in detection precision and lead-time, providing a robust foundation for landslide early warning systems and targeted risk intervention to enhance community resilience and preparedness strategies.

cs.LG

Coarse-to-Fine Open-Set Graph Node Classification with Large Language Models

Developing open-set classification methods capable of classifying in-distribution (ID) data while detecting out-of-distribution (OOD) samples is essential for deploying graph neural networks (GNNs) in open-world scenarios. Existing methods typically treat all OOD samples as a single class, despite real-world applications, especially high-stake settings such as fraud detection and medical diagnosis, demanding deeper insights into OOD samples, including their probable labels. This raises a critical question: can OOD detection be extended to OOD classification without true label information? To address this question, we propose a Coarse-to-Fine open-set Classification (CFC) framework that leverages large language models (LLMs) for graph datasets. CFC consists of three key components: a coarse classifier that uses LLM prompts for OOD detection and outlier label generation, a GNN-based fine classifier trained with OOD samples identified by the coarse classifier for enhanced OOD detection and ID classification, and refined OOD classification achieved through LLM prompts and post-processed OOD labels. Unlike methods that rely on synthetic or auxiliary OOD samples, CFC employs semantic OOD instances that are genuinely out-of-distribution based on their inherent meaning, improving interpretability and practical utility. Experimental results show that CFC improves OOD detection by ten percent over state-of-the-art methods on graph and text domains and achieves up to seventy percent accuracy in OOD classification on graph datasets.

cs.LG

DynaPURLS: Dynamic Refinement of Part-Aware Representations for Skeleton-Based Zero-Shot Action Recognition

Zero-shot skeleton-based action recognition (ZS-SAR) is fundamentally constrained by prevailing approaches that rely on aligning skeleton features with static, class-level semantics. This coarse-grained alignment fails to bridge the domain shift between seen and unseen classes, thereby impeding the effective transfer of fine-grained visual knowledge. To address these limitations, we introduce \textbf{DynaPURLS}, a unified framework that establishes robust, multi-scale visual-semantic correspondences and dynamically refines them at inference time to enhance generalization. Our framework leverages a large language model to generate hierarchical textual descriptions that encompass both global movements and local body-part dynamics. Concurrently, an adaptive partitioning module produces fine-grained visual representations by semantically grouping skeleton joints. To fortify this fine-grained alignment against the train-test domain shift, DynaPURLS incorporates a dynamic refinement module. During inference, this module adapts textual features to the incoming visual stream via a lightweight learnable projection. This refinement process is stabilized by a confidence-aware, class-balanced memory bank, which mitigates error propagation from noisy pseudo-labels. Extensive experiments on three large-scale benchmark datasets, including NTU RGB+D 60/120 and PKU-MMD, demonstrate that DynaPURLS significantly outperforms prior art, setting new state-of-the-art records. The source code is made publicly available at https://github.com/Alchemist0754/DynaPURLS

cs.CV

Investigating The Functional Roles of Attention Heads in Vision Language Models: Evidence for Reasoning Modules

Despite excelling on multimodal benchmarks, vision-language models (VLMs) largely remain a black box. In this paper, we propose a novel interpretability framework to systematically analyze the internal mechanisms of VLMs, focusing on the functional roles of attention heads in multimodal reasoning. To this end, we introduce CogVision, a dataset that decomposes complex multimodal questions into step-by-step subquestions designed to simulate human reasoning through a chain-of-thought paradigm, with each subquestion associated with specific receptive or cognitive functions such as high-level visual reception and inference. Using a probing-based methodology, we identify attention heads that specialize in these functions and characterize them as functional heads. Our analysis across diverse VLM families reveals that these functional heads are universally sparse, vary in number and distribution across functions, and mediate interactions and hierarchical organization. Furthermore, intervention experiments demonstrate their critical role in multimodal reasoning: removing functional heads leads to performance degradation, while emphasizing them enhances accuracy. These findings provide new insights into the cognitive organization of VLMs and suggest promising directions for designing models with more human-aligned perceptual and reasoning abilities.

cs.AI

Cognitive Mirrors: Exploring the Diverse Functional Roles of Attention Heads in LLM Reasoning

Large language models (LLMs) have achieved state-of-the-art performance in a variety of tasks, but remain largely opaque in terms of their internal mechanisms. Understanding these mechanisms is crucial to improve their reasoning abilities. Drawing inspiration from the interplay between neural processes and human cognition, we propose a novel interpretability framework to systematically analyze the roles and behaviors of attention heads, which are key components of LLMs. We introduce CogQA, a dataset that decomposes complex questions into step-by-step subquestions with a chain-of-thought design, each associated with specific cognitive functions such as retrieval or logical reasoning. By applying a multi-class probing method, we identify the attention heads responsible for these functions. Our analysis across multiple LLM families reveals that attention heads exhibit functional specialization, characterized as cognitive heads. These cognitive heads exhibit several key properties: they are universally sparse, vary in number and distribution across different cognitive functions, and display interactive and hierarchical structures. We further show that cognitive heads play a vital role in reasoning tasks - removing them leads to performance degradation, while augmenting them enhances reasoning accuracy. These insights offer a deeper understanding of LLM reasoning and suggest important implications for model design, training, and fine-tuning strategies.

q-bio.NC

Exploring Weak-to-Strong Generalization for CLIP-based Classification

Aligning large-scale commercial models with user intent is crucial to preventing harmful outputs. Current methods rely on human supervision but become impractical as model complexity increases. When models surpass human knowledge, providing accurate feedback becomes challenging and inefficient. A novel solution proposed recently is using a weaker model to supervise a stronger model. This concept leverages the ability of weaker models to perform evaluations, thereby reducing the workload on human supervisors. Previous work has shown the effectiveness of weak-to-strong generalization in the context of language-only models. Extending this concept to vision-language models leverages these insights, adapting the proven benefits to a multi-modal context. In our study, we explore weak-to-strong generalization for CLIP-based classification. We propose a method, class prototype learning (CPL), which aims to enhance the classification capabilities of the CLIP model, by learning more representative prototypes for each category. Our findings indicate that, despite using a simple loss function under weak supervision, CPL yields robust improvements in targeted scenarios, particularly when pretraining is limited. Extensive experiments demonstrate that our approach is effective under these settings, achieving a 3.67% improvement over strong baseline methods.

cs.CV