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James Henry

Publications and source records attributed to James Henry.

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Geometric Evolution Maps: Extracting Stable Concept Probes from Transformer Residual Streams

A concept probe is only as reliable as the layer it is taken from. Probing at a fixed late layer, or at the peak of a separation curve, ignores a structural feature of how concepts form: the probe direction rotates substantially during assembly and does not settle until after the Concept Allocation Zone (CAZ) in which it forms. We introduce Geometric Evolution Maps (GEMs). A GEM records a concept's directional trajectory across one CAZ segment, takes the settled direction at that segment's final layer, and locates the handoff layer immediately beyond it - the first layer at which that direction can be evaluated outside the window it was estimated on. The handoff layer is derived from the segment boundary, not detected by a rotation criterion. A concept typically occupies several segments; we call that set its atlas. This rotation is substantial and consistent across architectures and concept types - a property of the representation, not an estimation artifact. The extracted direction is causal: ablating it suppresses far more separation than ablating a random direction, though no single site carries the effect alone. Probing after rotation completes is more precise than probing during it; a depth-matched control shows this advantage comes from probing at greater depth, not any privilege specific to the handoff boundary. A small number of structured exceptions are documented rather than left unaccounted for. A concept's atlas - its full set of GEMs, not any single one of them - is therefore the unit this method delivers for downstream use. GEM provides the ablation-targeting methodology used by the CAZ Validation paper in this program.

cs.LG

The Concept Allocation Zone: Tracking How Concepts Form Across Transformer Depth

Concept formation in transformer language models is a depth-extended process, not a single-layer event: a concept becomes separable across one or more contiguous regions of the residual stream - its Concept Allocation Zone (CAZ). A CAZ is not a concept but the depth segment where the model organizes its geometry to make one separable - concepts may share a CAZ, and typically span multiple across depth; the companion GEM paper shows the separating direction continues to rotate within a CAZ before stabilizing past its boundary. We formalize the CAZ through three layer-wise metrics - Separation, Concept Coherence, and Concept Velocity - with automated boundary detection that applies no significance threshold to CAZ membership (every segment is a CAZ; "strong" vs. "gentle" is score, never a binary cut). Empirical validation across 35 models, 8 architectural families, and 7 concepts shows the separation curve S(l) is frequently multimodal, and scored detection surfaces a further category of subtle allocation regions ("gentle CAZes") invisible to standard peak detection. The framework generates seven testable predictions; its contribution is the instrument and the phenomena it surfaces - the scored detector, the three metrics, and the multimodal/gentle-CAZ findings - not the predictions themselves. Released as the open-source rosetta_tools library (v1.3.1).

cs.LG