arXiv subjects

James K. Wallace

Publications and source records attributed to James K. Wallace.

10 recordsLinked to original sources

arXiv2026

Distinct Rotational Evolution of Giant Planets and Brown Dwarf Companions

We present a rotational velocity (vsini) survey of 32 stellar/substellar objects and giant planets using Keck/KPIC high-resolution spectroscopy, including 6 giant planets (2-7 M$_\mathrm{Jup}$) and 25 substellar/stellar companions (12-88 M$_\mathrm{Jup}$). Adding companions with spin measurements from the literature, we construct a curated spin sample for 43 benchmark stellar/substellar companions and giant planets and 54 free-floating brown dwarfs and planetary mass objects. We compare their spins, parameterized as fractional breakup velocities at 10 Myr, assuming constant angular momentum evolution. We find the first clear evidence that giant planets exhibit distinct spins versus low-mass brown dwarf companions (10 to 40 M$_\mathrm{Jup}$) at 4-4.5 $σ$ significance assuming inclinations aligned with their orbits, while under randomly oriented inclinations the significance is at 1.6-2.1 $σ$. Our findings hold when considering various assumptions about planets, and the mass ratio below 0.8% gives a clean cut for rotation between giant planets and brown dwarf companions. The higher fractional breakup velocities of planets can be interpreted as less angular momentum loss through circumplanetary disk braking during the planet formation phase. Brown dwarf companions exhibit evidence of slower rotation compared to isolated brown dwarfs, while planets and planetary mass objects show similar spins. Finally, our analysis of specific angular momentum versus age of 221 stellar/substellar objects below 0.1 M$_{\odot}$ with spin measurements in the literature indicates that the substellar objects of 5-40 M$_\mathrm{Jup}$ retain much higher angular momenta compared to stellar and substellar objects of 40-100 M$_\mathrm{Jup}$ after 10 Myr, when their initial angular momenta were set.

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arXiv2024

Are these planets or brown dwarfs? Broadly solar compositions from high-resolution atmospheric retrievals of ~10-30 $M_\textrm{Jup}$ companions

Using Keck Planet Imager and Characterizer (KPIC) high-resolution ($R$~35000) spectroscopy from 2.29-2.49 $μ$m, we present uniform atmospheric retrievals for eight young substellar companions with masses of ~10-30 $M_\textrm{Jup}$, orbital separations spanning ~50-360 au, and $T_\textrm{eff}$ between ~1500-2600 K. We find that all companions have solar C/O ratios, and metallicities, to within the 1-2$σ$ level, with the measurements clustered around solar composition. Stars in the same stellar associations as our systems have near-solar abundances, so these results indicate that this population of companions is consistent with formation via direct gravitational collapse. Alternatively, core accretion outside the CO snowline would be compatible with our measurements, though the high mass ratios of most systems would require rapid core assembly and gas accretion in massive disks. On a population level, our findings can be contrasted with abundance measurements for directly imaged planets with m<10 $M_\textrm{Jup}$, which show tentative atmospheric metal enrichment. In addition, the atmospheric compositions of our sample of companions are distinct from those of hot Jupiters, which most likely form via core accretion. For two companions with $T_\textrm{eff}$~1700-2000 K (kap And b and GSC 6214-210 b), our best-fit models prefer a non-gray cloud model with >3$σ$ significance. The cloudy models yield 2-3$σ$ lower $T_\textrm{eff}$ for these companions, though the C/O and [C/H] still agree between cloudy and clear models at the $1σ$ level. Finally, we constrain 12CO/13CO for three companions with the highest S/N data (GQ Lup b, HIP 79098 b, and DH Tau b), and report $v$sin($i$) and radial velocities for all companions.

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arXiv2024

Onboard Science Instrument Autonomy for the Detection of Microscopy Biosignatures on the Ocean Worlds Life Surveyor

The quest to find extraterrestrial life is a critical scientific endeavor with civilization-level implications. Icy moons in our solar system are promising targets for exploration because their liquid oceans make them potential habitats for microscopic life. However, the lack of a precise definition of life poses a fundamental challenge to formulating detection strategies. To increase the chances of unambiguous detection, a suite of complementary instruments must sample multiple independent biosignatures (e.g., composition, motility/behavior, and visible structure). Such an instrument suite could generate 10,000x more raw data than is possible to transmit from distant ocean worlds like Enceladus or Europa. To address this bandwidth limitation, Onboard Science Instrument Autonomy (OSIA) is an emerging discipline of flight systems capable of evaluating, summarizing, and prioritizing observational instrument data to maximize science return. We describe two OSIA implementations developed as part of the Ocean Worlds Life Surveyor (OWLS) prototype instrument suite at the Jet Propulsion Laboratory. The first identifies life-like motion in digital holographic microscopy videos, and the second identifies cellular structure and composition via innate and dye-induced fluorescence. Flight-like requirements and computational constraints were used to lower barriers to infusion, similar to those available on the Mars helicopter, "Ingenuity." We evaluated the OSIA's performance using simulated and laboratory data and conducted a live field test at the hypersaline Mono Lake planetary analog site. Our study demonstrates the potential of OSIA for enabling biosignature detection and provides insights and lessons learned for future mission concepts aimed at exploring the outer solar system.

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arXiv2023

Validation of elemental and isotopic abundances in late-M spectral types with the benchmark HIP 55507 AB system

M dwarfs are common host stars to exoplanets but often lack atmospheric abundance measurements. Late-M dwarfs are also good analogs to the youngest substellar companions, which share similar $T_{\rm eff}\sim2300-2800~K$. We present atmospheric analyses for the M7.5 companion HIP 55507 B and its K6V primary star with Keck/KPIC high-resolution ($R\sim35,000$) $K$ band spectroscopy. First, by including KPIC relative radial velocities between the primary and secondary in the orbit fit, we improve the dynamical mass precision by 60% and find $M_B=88.0_{-3.2}^{+3.4}$ $M_{\rm Jup}$, putting HIP 55507 B above the stellar-substellar boundary. We also find that HIP 55507 B orbits its K6V primary star with $a=38^{+4}_{-3}$ AU and $e=0.40\pm0.04$. From atmospheric retrievals of HIP 55507 B, we measure $\rm [C/H]=0.24\pm0.13$, $\rm [O/H]=0.15\pm0.13$, and $\rm C/O=0.67\pm0.04$. Moreover, we strongly detect $\rm ^{13}CO$ ($7.8σ$ significance) and tentatively detect $\rm H_2^{18}O$ ($3.7σ$ significance) in companion's atmosphere, and measure $\rm ^{12}CO/^{13}CO=98_{-22}^{+28}$ and $\rm H_2^{16}O/H_2^{18}O=240_{-80}^{+145}$ after accounting for systematic errors. From a simplified retrieval analysis of HIP 55507 A, we measure $\rm ^{12}CO/^{13}CO=79_{-16}^{+21}$ and $\rm C^{16}O/C^{18}O=288_{-70}^{+125}$ for the primary star. These results demonstrate that HIP 55507 A and B have consistent $\rm ^{12} C/^{13}C$ and $\rm ^{16}O/^{18}O$ to the $<1σ$ level, as expected for a chemically homogeneous binary system. Given the similar flux ratios and separations between HIP 55507 AB and systems with young, substellar companions, our results open the door to systematically measuring $\rm ^{13}CO$ and $\rm H_2^{18}O$ abundances in the atmospheres of substellar or even planetary-mass companions with similar spectral types.

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arXiv2019

Status of the Keck Planet Imager and Characterizer Phase II Development

The Keck Planet Imager and Characterizer comprises of a series of upgrades to the Keck II adaptive optics system and instrument suite to improve the direct imaging and high resolution spectroscopy capabilities of the facility instruments NIRC2 and NIRSPEC, respectively. Phase I of KPIC includes a NIR pyramid wavefront sensor and a Fiber Injection Unit (FIU) to feed NIRSPEC with a single mode fiber, which have already been installed and are currently undergoing commissioning. KPIC will enable High Dispersion Coronagraphy (HDC) of directly imaged exoplanets for the first time, providing potentially improved detection significance and spectral characterization capabilities compared to direct imaging. In favorable cases, Doppler imaging, spin measurements, and molecule mapping are also possible. This science goal drives the development of phase II of KPIC, which is scheduled to be deployed in early 2020. Phase II optimizes the system throughput and contrast using a variety of additional submodules, including a 952 element deformable mirror, phase induced amplitude apodization lenses, an atmospheric dispersion compensator, multiple coronagraphs, a Zernike wavefront sensor, and multiple science ports. A testbed is being built in the Exoplanet Technology Lab at Caltech to characterize and test the design of each of these submodules before KPIC phase II is deployed to Keck. This paper presents an overview of the design of phase II and report on results from laboratory testing.

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arXiv2019

The need for single-mode fiber-fed spectrographs

Precise Doppler radial-velocity (RV) instruments will continue to play an essential role in advancing our holistic understanding of exoplanetary systems. The combination of orbital parameters from transit surveys and follow-up RV measurements is vital to unlock mass and density estimates of detected planets, giving us insight into their environment and structure. However, the exoplanet field is reaching a critical juncture: the measurement sensitivity of existing radial-velocity instruments is becoming the limiting factor in further increasing our knowledge. Without improvement in delivered RV measurement precision, we will not be able to provide dynamical mass and density estimates for some of the most exciting (and consequently most challenging) discoveries expected from new transit missions including the Transiting Exoplanet Survey Satellite (TESS) (Plavchan et al. 2015, Ricker et al. 2014). RV precisions at the 10cm/s level are required to fully confirm earth-like analogues, provide masses and measure density to the 1-5% level from these missions. Additionally, this RV capability will also be important to allow for efficient target selection for facilities such as the James Webb Space Telescope (JWST). A promising way forward to achieve this goal is to use single-mode fibers to inject light to a spectrograph. This mitigates many of the error terms facing current generation seeing-limited RV instruments while simultaneously offering the capability of high resolution spectroscopy within a small optical footprint (Schwab et al. 2012, Crepp 2014, Jovanovic et al. 2016a). We discuss the benefits of this technique, its challenges, and the current status of development.

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arXiv2017

Observing Exoplanets with High-Dispersion Coronagraphy. II. Demonstration of an Active Single-Mode Fiber Injection Unit

High-dispersion coronagraphy (HDC) optimally combines high contrast imaging techniques such as adaptive optics/wavefront control plus coronagraphy to high spectral resolution spectroscopy. HDC is a critical pathway towards fully characterizing exoplanet atmospheres across a broad range of masses from giant gaseous planets down to Earth-like planets. In addition to determining the molecular composition of exoplanet atmospheres, HDC also enables Doppler mapping of atmosphere inhomogeneities (temperature, clouds, wind), as well as precise measurements of exoplanet rotational velocities. Here, we demonstrate an innovative concept for injecting the directly-imaged planet light into a single-mode fiber, linking a high-contrast adaptively-corrected coronagraph to a high-resolution spectrograph (diffraction-limited or not). Our laboratory demonstration includes three key milestones: close-to-theoretical injection efficiency, accurate pointing and tracking, on-fiber coherent modulation and speckle nulling of spurious starlight signal coupling into the fiber. Using the extreme modal selectivity of single-mode fibers, we also demonstrated speckle suppression gains that outperform conventional image-based speckle nulling by at least two orders of magnitude.

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arXiv2016

Stellar Double Coronagraph: a multistage coronagraphic platform at Palomar observatory

We present a new instrument, the "Stellar Double Coronagraph" (SDC), a flexible coronagraphic platform. Designed for Palomar Observatory's 200" Hale telescope, its two focal and pupil planes allow for a number of different observing configurations, including multiple vortex coronagraphs in series for improved contrast at small angles. We describe the motivation, design, observing modes, wavefront control approaches, data reduction pipeline, and early science results. We also discuss future directions for the instrument.

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arXiv2013

Ring-apodized vortex coronagraphs for obscured telescopes. I. Transmissive ring apodizers

The vortex coronagraph (VC) is a new generation small inner working angle (IWA) coronagraph currently offered on various 8-meter class ground-based telescopes. On these observing platforms, the current level of performance is not limited by the intrinsic properties of actual vortex devices, but by wavefront control residuals and incoherent background (e.g. thermal emission of the sky) or the light diffracted by the imprint of the secondary mirror and support structures on the telescope pupil. In the particular case of unfriendly apertures (mainly large central obscuration) when very high contrast is needed (e.g. direct imaging of older exoplanets with extremely large telescopes or space- based coronagraphs), a simple VC, as most coronagraphs, can not deliver its nominal performance because of the contamination due to the diffraction from the obscured part of the pupil. Here we propose a novel yet simple concept that circumvents this problem. We combine a vortex phase mask in the image plane of a high-contrast instrument with a single pupil-based amplitude ring apodizer, tailor designed to exploit the unique convolution properties of the VC at the Lyot-stop plane. We show that such a ring-apodized vortex coronagraph (RAVC) restores the perfect attenuation property of the VC regardless of the size of the central obscuration, and for any (even) topological charge of the vortex. More importantly the RAVC maintains the IWA and conserves a fairly high throughput, which are signature properties of the VC.

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arXiv2012

Review of small-angle coronagraphic techniques in the wake of ground-based second-generation adaptive optics systems

Small-angle coronagraphy is technically and scientifically appealing because it enables the use of smaller telescopes, allows covering wider wavelength ranges, and potentially increases the yield and completeness of circumstellar environment - exoplanets and disks - detection and characterization campaigns. However, opening up this new parameter space is challenging. Here we will review the four posts of high contrast imaging and their intricate interactions at very small angles (within the first 4 resolution elements from the star). The four posts are: choice of coronagraph, optimized wavefront control, observing strategy, and post-processing methods. After detailing each of the four foundations, we will present the lessons learned from the 10+ years of operations of zeroth and first-generation adaptive optics systems. We will then tentatively show how informative the current integration of second-generation adaptive optics system is, and which lessons can already be drawn from this fresh experience. Then, we will review the current state of the art, by presenting world record contrasts obtained in the framework of technological demonstrations for space-based exoplanet imaging and characterization mission concepts. Finally, we will conclude by emphasizing the importance of the cross-breeding between techniques developed for both ground-based and space-based projects, which is relevant for future high contrast imaging instruments and facilities in space or on the ground.

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