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James Oldfield

Publications and source records attributed to James Oldfield.

18 recordsLinked to original sources

Interpreting Model Reasoning through Behavioral Counterfactuals

Faithfully understanding the internal process that occurs as models form their chain of thought is an important problem with the rise in model capabilities. However, this remains challenging due to the variance in sampled responses, making it difficult to isolate the effects of interventions and compare model reasoning systematically. We propose a method for localizing and analyzing how a given intervention affects the model's reasoning through behavioral counterfactuals: given a fixed response, how does introducing an intervention to the prompt change the next-token distributions? We train a module to edit the residual stream such that it minimizes the KL divergence between the output distributions for a fixed response under a source prompt and its counterfactual target prompt. We find that matching the output distributions recovers the counterfactual behavior more effectively than standard activation reconstruction objectives and validate that attribution of the trained module outputs is effective for identifying causally important locations for counterfactual recovery. The attribution maps and visualizations of the downstream effects of model edits provide an interface for generating hypotheses about the original model's computation, which can then be tested with activation patching. In a case study on Gemma-4-E4B-it and DeepSeek-R1-0528-Qwen3-8B, we investigate how a suggestion influences model reasoning even when it is not verbally acknowledged. Our analysis identifies representations at the question statement and filler tokens that mediate a substantial part of the suggestion's influence, with downstream effects such as changing the framing of the justification or even the final answer.

cs.LG↗

How Much Do Activation Monitors Benefit from Original Model Computations?

One powerful way to safeguard AI systems is to monitor their internal computations--where signs of undesirable behavior might be more easily detectable than from models' inputs and outputs alone. However, recent studies begin to question the premise that activations provide a unique window into model behavior. In this paper, we study how much of activation monitors' success depends on access to the original behavior-generating computations. Within a fixed choice of target model and monitoring architecture, we compare how well monitors trained and evaluated on trajectories that differ in computational context can predict the behavior of the original execution, after the transcript is changed in a controlled manner (e.g., its exact text, or chat formatting). We first find that much performance can be recovered without access to the original behavior-generating trace (in up to 4 models across 2 counterfactual monitoring tasks), but a mild yet consistent advantage to native-trained monitors remains, outperforming strongest controls by up to 0.014 AUROC. Interestingly, we find monitors trained with native access have notable uplift on original examples whose behavioral label changes under paraphrasing. We further find this a useful lens to expose limitations of baselines that use simple forms of privileged information (i.e., answer logit margins). While our results show the advantage of native monitor access is modest in aggregate, they highlight the importance of evaluations that identify if and when original model computations provide additional predictive value.

cs.LG↗

BazaarBench: Delegation Safety in Decentralized C2C Marketplaces Run by LLM Agents

In decentralized consumer-to-consumer (C2C) marketplaces, people list goods, negotiate with strangers, and rate one another, so trust rests on reputation. Large language model (LLM) agents now act for users, raising risks to their money, privacy, and reputation. We introduce BazaarBench, a simulated C2C marketplace and benchmark for evaluating the safety of these agents. It tracks ownership, item condition, and commitments across transactions, combining record checks with rubric-based LLM judgments to identify six failure types across five stages. We run three base markets for 30 simulated days, each with 100 agents using one model and inventories drawn from a public eBay sample. Across 45 continuations, we evaluate five models under ordinary instructions, deadline pressure, or adversarial instructions to exploit other traders. Each continuation runs for seven simulated days from a copy of a market's day-30 state. The tested model controls the same 20 selected agents, retaining their personas, inventories, and histories, while the other 80 keep the base model. All five models attempt to promise the same item to multiple buyers under ordinary instructions. Adding targets and deadlines increases these attempts for every model. Under adversarial instructions, the share of tested sellers' committed transactions completed despite unavailable items or overstated conditions rises from 15.4% to 33.4%, reaching 55.5% for GPT-5.4. Averaged across models and markets, simulated weekly earnings per tested agent rise from USD 20 under ordinary instructions to USD 33 under adversarial instructions. Most of the increase comes from items the sellers never held. We release the simulator, saved market states, evaluation code, and records covering 357,608 agent model calls for evaluating new models and developing safer marketplace agents.

cs.MA↗

Towards a Unified Misuse Monitoring Benchmark

LLM agents increasingly act in multi-actor environments, exposing them to misuse from multiple sources: decomposition attacks, where a harmful request is split into innocuous sub-requests, and prompt injection attacks, where a compromised tool delivers a malicious instruction. Existing evaluations treat these threats separately and ask whether a trajectory is harmful, rather than when it becomes harmful. We propose monitoring the agent's responses, where its actions are externalised, and ask whether the first point where monitors identify harm lands within a harm window (from the agent's first harmful commitment to goal execution). We develop a unified formalism for trace-level misuse monitoring and use it to construct a benchmark of ~6,200 conversation transcripts between a user, an LLM agent, and the external environment, spanning both threats in a shared schema, with a labelled harm window, corresponding benign controls, and matched instances of refusals to these requests. Across 17 monitor configurations, we find that our proposed action-framed monitors perform well on both threats under classical metrics (AUC: 0.95 and 0.99 respectively), while content-framed monitors collapse on injection attacks (AUC: 0.52). We also show that classical position-blind metrics paint an optimistic picture of monitor performance, since all monitors localise decomposition attacks poorly under the interval metric, which measures the ability to localise harm. Broadly, we illustrate the need for a unified study of misuse monitoring.

cs.CR↗

$D^2$-Monitor: Dynamic Safety Monitoring for Diffusion LLMs via Hesitation Signals

Despite the emergence of diffusion large language models (D-LLMs) as an alternative to autoregressive large language models (AR-LLMs), safety monitoring for D-LLMs remains largely unexplored. Unlike AR-LLMs, D-LLMs generate text through a multi-step denoising process, exposing intermediate hidden representations that may contain safety-relevant information unavailable in standard single-step monitoring setups. Motivated by the suitability of lightweight probes for always-on monitoring, we analyze which trajectory-level signals best indicate when such probes are likely to struggle. We find that the most informative signal is safety hesitation: intermediate hidden states repeatedly falling within a small margin of the probe's decision boundary. The number of such hesitation steps in D-LLM's trajectory predicts probe failure effectively, providing a proxy for sample difficulty. Building on this analysis, we propose $D^2$-Monitor, in which a lightweight probe runs on every sample, producing a base prediction and a hesitation estimate that decides whether to escalate the sample to a more expressive probe. That probe is trained on trajectories with at least one hesitation step, and reads only the minimal span of those steps. Evaluated on 3 datasets (WildGuardMix, ToxicChat, OpenAI-Moderation) across 4 D-LLMs, $D^2$-Monitor achieves state-of-the-art performance with a compact parameter footprint ($\leq$ 0.93M parameters), and exhibits the best trade-off between effectiveness and efficiency relative to 8 baselines.

cs.AI↗

PolySAE: Modeling Feature Interactions in Sparse Autoencoders via Polynomial Decoding

Sparse autoencoders (SAEs) interpret neural network representations by decomposing activations into sparse combinations of dictionary atoms. However, SAEs assume features combine additively through linear reconstruction, an assumption that cannot capture compositional structure: linear models cannot distinguish whether ''Starbucks'' arises from the composition of ''star'' and ''coffee'' features or merely their co-occurrence. This forces SAEs to allocate monolithic features for compound concepts rather than decomposing them into interpretable constituents. We introduce PolySAE, which extends the SAE decoder with higher-order terms to model feature interactions while preserving the linear encoder essential for interpretability. Through low-rank tensor factorization on a shared projection subspace, PolySAE captures pairwise and triple feature interactions with small parameter overhead (3% on GPT2). Across four language models and three SAE variants, PolySAE achieves an average improvement of $\sim$8% in probing F1 while maintaining comparable reconstruction error, and produces 2--10$\times$ larger Wasserstein distances between class-conditional feature distributions. Critically, learned interaction weights exhibit negligible correlation with co-occurrence frequency ($r = 0.06$ vs $r = 0.82$ for SAE feature covariance), suggesting that polynomial terms capture compositional structure largely independent of surface statistics. Finally, the learned interaction directions causally steer model outputs toward the corresponding compositional semantics.

cs.LG↗

fmxcoders: Factorized Masked Crosscoders for Cross-Layer Feature Discovery

Many features in pretrained Transformers span multiple layers: they emerge through stages of inference, persist in the residual stream, or are built jointly by parallel MLPs. Crosscoders (namely, sparse dictionaries trained jointly across layers) aim to recover these cross-layer features in a single shared latent space. We show that standard crosscoders largely fail at this purpose. Although their decoder weight norms spread evenly across layers, a functional coherence metric we introduce reveals that each latent's activation is effectively driven by only one or two layers on average. While functionally coherent latents act as human-interpretable concept detectors (e.g., US states and cities), the layer-localized latents that crosscoders predominantly learn collapse onto surface-level patterns such as digit detectors. We trace this failure to two structural limitations: unconstrained cross-layer parameterization and unregularized cross-layer dependence. We address both by introducing fmxcoders, which (i) replace the encoder and decoder with low-rank tensor factorizations that draw every latent's per-layer weights from a shared cross-layer basis, and (ii) apply stochastic layer masking, a denoising regularizer along the layer axis that penalizes latents whose contribution collapses when a single layer is masked. Across GPT2-Small, Pythia-410M, Pythia-1.4B, and Gemma2-2B, fmxcoders lift mean probing F1 by 10-30 points, surpassing per-layer SAE baselines that standard crosscoders fail to reach, reduce reconstruction MSE by 25-50%, and roughly double mean functional coherence. An LLM-as-a-judge evaluation further shows that fmxcoders recover 3-13$\times$ more semantically coherent latents than standard crosscoders across all four base LLMs.

cs.LG↗

Beyond Linear Probes: Dynamic Safety Monitoring for Language Models

Monitoring large language models' (LLMs) activations is an effective way to detect harmful requests before they lead to unsafe outputs. However, traditional safety monitors often require the same amount of compute for every query. This creates a trade-off: expensive monitors waste resources on easy inputs, while cheap ones risk missing subtle cases. We argue that safety monitors should be flexible--costs should rise only when inputs are difficult to assess, or when more compute is available. To achieve this, we introduce Truncated Polynomial Classifiers (TPCs), a natural extension of linear probes for dynamic activation monitoring. Our key insight is that polynomials can be trained and evaluated progressively, term-by-term. At test-time, one can early-stop for lightweight monitoring, or use more terms for stronger guardrails when needed. TPCs provide two modes of use. First, as a safety dial: by evaluating more terms, developers and regulators can "buy" stronger guardrails from the same model. Second, as an adaptive cascade: clear cases exit early after low-order checks, and higher-order guardrails are evaluated only for ambiguous inputs, reducing overall monitoring costs. On WildGuardMix, across 4 models with up to 30B parameters, we show that TPCs compete with or outperform MLP-based probe baselines of the same size for harmful prompt classification, all the while being more interpretable than their black-box counterparts. Our code is available at http://github.com/james-oldfield/tpc.

cs.LG↗

Towards Interpretability Without Sacrifice: Faithful Dense Layer Decomposition with Mixture of Decoders

Multilayer perceptrons (MLPs) are an integral part of large language models, yet their dense representations render them difficult to understand, edit, and steer. Recent methods learn interpretable approximations via neuron-level sparsity, yet fail to faithfully reconstruct the original mapping--significantly increasing model's next-token cross-entropy loss. In this paper, we advocate for moving to layer-level sparsity to overcome the accuracy trade-off in sparse layer approximation. Under this paradigm, we introduce Mixture of Decoders (MxDs). MxDs generalize MLPs and Gated Linear Units, expanding pre-trained dense layers into tens of thousands of specialized sublayers. Through a flexible form of tensor factorization, each sparsely activating MxD sublayer implements a linear transformation with full-rank weights--preserving the original decoders' expressive capacity even under heavy sparsity. Experimentally, we show that MxDs significantly outperform state-of-the-art methods (e.g., Transcoders) on the sparsity-accuracy frontier in language models with up to 3B parameters. Further evaluations on sparse probing and feature steering demonstrate that MxDs learn similarly specialized features of natural language--opening up a promising new avenue for designing interpretable yet faithful decompositions. Our code is included at: https://github.com/james-oldfield/MxD/.

cs.LG↗

Multilinear Mixture of Experts: Scalable Expert Specialization through Factorization

The Mixture of Experts (MoE) paradigm provides a powerful way to decompose dense layers into smaller, modular computations often more amenable to human interpretation, debugging, and editability. However, a major challenge lies in the computational cost of scaling the number of experts high enough to achieve fine-grained specialization. In this paper, we propose the Multilinear Mixture of Experts ($μ$MoE) layer to address this, focusing on vision models. $μ$MoE layers enable scalable expert specialization by performing an implicit computation on prohibitively large weight tensors entirely in factorized form. Consequently, $μ$MoEs (1) avoid the restrictively high inference-time costs of dense MoEs, yet (2) do not inherit the training issues of the popular sparse MoEs' discrete (non-differentiable) expert routing. We present both qualitative and quantitative evidence that scaling $μ$MoE layers when fine-tuning foundation models for vision tasks leads to more specialized experts at the class-level, further enabling manual bias correction in CelebA attribute classification. Finally, we show qualitative results demonstrating the expert specialism achieved when pre-training large GPT2 and MLP-Mixer models with parameter-matched $μ$MoE blocks at every layer, maintaining comparable accuracy. Our code is available at: https://github.com/james-oldfield/muMoE.

cs.CV↗

Parts of Speech-Grounded Subspaces in Vision-Language Models

Latent image representations arising from vision-language models have proved immensely useful for a variety of downstream tasks. However, their utility is limited by their entanglement with respect to different visual attributes. For instance, recent work has shown that CLIP image representations are often biased toward specific visual properties (such as objects or actions) in an unpredictable manner. In this paper, we propose to separate representations of the different visual modalities in CLIP's joint vision-language space by leveraging the association between parts of speech and specific visual modes of variation (e.g. nouns relate to objects, adjectives describe appearance). This is achieved by formulating an appropriate component analysis model that learns subspaces capturing variability corresponding to a specific part of speech, while jointly minimising variability to the rest. Such a subspace yields disentangled representations of the different visual properties of an image or text in closed form while respecting the underlying geometry of the manifold on which the representations lie. What's more, we show the proposed model additionally facilitates learning subspaces corresponding to specific visual appearances (e.g. artists' painting styles), which enables the selective removal of entire visual themes from CLIP-based text-to-image synthesis. We validate the model both qualitatively, by visualising the subspace projections with a text-to-image model and by preventing the imitation of artists' styles, and quantitatively, through class invariance metrics and improvements to baseline zero-shot classification.

cs.CV↗

PandA: Unsupervised Learning of Parts and Appearances in the Feature Maps of GANs

Recent advances in the understanding of Generative Adversarial Networks (GANs) have led to remarkable progress in visual editing and synthesis tasks, capitalizing on the rich semantics that are embedded in the latent spaces of pre-trained GANs. However, existing methods are often tailored to specific GAN architectures and are limited to either discovering global semantic directions that do not facilitate localized control, or require some form of supervision through manually provided regions or segmentation masks. In this light, we present an architecture-agnostic approach that jointly discovers factors representing spatial parts and their appearances in an entirely unsupervised fashion. These factors are obtained by applying a semi-nonnegative tensor factorization on the feature maps, which in turn enables context-aware local image editing with pixel-level control. In addition, we show that the discovered appearance factors correspond to saliency maps that localize concepts of interest, without using any labels. Experiments on a wide range of GAN architectures and datasets show that, in comparison to the state of the art, our method is far more efficient in terms of training time and, most importantly, provides much more accurate localized control. Our code is available at: https://github.com/james-oldfield/PandA.

cs.CV↗

ContraCLIP: Interpretable GAN generation driven by pairs of contrasting sentences

This work addresses the problem of discovering non-linear interpretable paths in the latent space of pre-trained GANs in a model-agnostic manner. In the proposed method, the discovery is driven by a set of pairs of natural language sentences with contrasting semantics, named semantic dipoles, that serve as the limits of the interpretation that we require by the trainable latent paths to encode. By using the pre-trained CLIP encoder, the sentences are projected into the vision-language space, where they serve as dipoles, and where RBF-based warping functions define a set of non-linear directional paths, one for each semantic dipole, allowing in this way traversals from one semantic pole to the other. By defining an objective that discovers paths in the latent space of GANs that generate changes along the desired paths in the vision-language embedding space, we provide an intuitive way of controlling the underlying generative factors and address some of the limitations of the state-of-the-art works, namely, that a) they are typically tailored to specific GAN architectures (i.e., StyleGAN), b) they disregard the relative position of the manipulated and the original image in the image embedding and the relative position of the image and the text embeddings, and c) they lead to abrupt image manipulations and quickly arrive at regions of low density and, thus, low image quality, providing limited control of the generative factors. We provide extensive qualitative and quantitative results that demonstrate our claims with two pre-trained GANs, and make the code and the pre-trained models publicly available at: https://github.com/chi0tzp/ContraCLIP

cs.CV↗

Cluster-guided Image Synthesis with Unconditional Models

Generative Adversarial Networks (GANs) are the driving force behind the state-of-the-art in image generation. Despite their ability to synthesize high-resolution photo-realistic images, generating content with on-demand conditioning of different granularity remains a challenge. This challenge is usually tackled by annotating massive datasets with the attributes of interest, a laborious task that is not always a viable option. Therefore, it is vital to introduce control into the generation process of unsupervised generative models. In this work, we focus on controllable image generation by leveraging GANs that are well-trained in an unsupervised fashion. To this end, we discover that the representation space of intermediate layers of the generator forms a number of clusters that separate the data according to semantically meaningful attributes (e.g., hair color and pose). By conditioning on the cluster assignments, the proposed method is able to control the semantic class of the generated image. Our approach enables sampling from each cluster by Implicit Maximum Likelihood Estimation (IMLE). We showcase the efficacy of our approach on faces (CelebA-HQ and FFHQ), animals (Imagenet) and objects (LSUN) using different pre-trained generative models. The results highlight the ability of our approach to condition image generation on attributes like gender, pose and hair style on faces, as well as a variety of features on different object classes.

cs.CV↗

Tensor Component Analysis for Interpreting the Latent Space of GANs

This paper addresses the problem of finding interpretable directions in the latent space of pre-trained Generative Adversarial Networks (GANs) to facilitate controllable image synthesis. Such interpretable directions correspond to transformations that can affect both the style and geometry of the synthetic images. However, existing approaches that utilise linear techniques to find these transformations often fail to provide an intuitive way to separate these two sources of variation. To address this, we propose to a) perform a multilinear decomposition of the tensor of intermediate representations, and b) use a tensor-based regression to map directions found using this decomposition to the latent space. Our scheme allows for both linear edits corresponding to the individual modes of the tensor, and non-linear ones that model the multiplicative interactions between them. We show experimentally that we can utilise the former to better separate style- from geometry-based transformations, and the latter to generate an extended set of possible transformations in comparison to prior works. We demonstrate our approach's efficacy both quantitatively and qualitatively compared to the current state-of-the-art.

cs.CV↗

Tensor Methods in Computer Vision and Deep Learning

Tensors, or multidimensional arrays, are data structures that can naturally represent visual data of multiple dimensions. Inherently able to efficiently capture structured, latent semantic spaces and high-order interactions, tensors have a long history of applications in a wide span of computer vision problems. With the advent of the deep learning paradigm shift in computer vision, tensors have become even more fundamental. Indeed, essential ingredients in modern deep learning architectures, such as convolutions and attention mechanisms, can readily be considered as tensor mappings. In effect, tensor methods are increasingly finding significant applications in deep learning, including the design of memory and compute efficient network architectures, improving robustness to random noise and adversarial attacks, and aiding the theoretical understanding of deep networks. This article provides an in-depth and practical review of tensors and tensor methods in the context of representation learning and deep learning, with a particular focus on visual data analysis and computer vision applications. Concretely, besides fundamental work in tensor-based visual data analysis methods, we focus on recent developments that have brought on a gradual increase of tensor methods, especially in deep learning architectures, and their implications in computer vision applications. To further enable the newcomer to grasp such concepts quickly, we provide companion Python notebooks, covering key aspects of the paper and implementing them, step-by-step with TensorLy.

cs.CV↗

Adversarial Learning of Disentangled and Generalizable Representations for Visual Attributes

Recently, a multitude of methods for image-to-image translation have demonstrated impressive results on problems such as multi-domain or multi-attribute transfer. The vast majority of such works leverages the strengths of adversarial learning and deep convolutional autoencoders to achieve realistic results by well-capturing the target data distribution. Nevertheless, the most prominent representatives of this class of methods do not facilitate semantic structure in the latent space, and usually rely on binary domain labels for test-time transfer. This leads to rigid models, unable to capture the variance of each domain label. In this light, we propose a novel adversarial learning method that (i) facilitates the emergence of latent structure by semantically disentangling sources of variation, and (ii) encourages learning generalizable, continuous, and transferable latent codes that enable flexible attribute mixing. This is achieved by introducing a novel loss function that encourages representations to result in uniformly distributed class posteriors for disentangled attributes. In tandem with an algorithm for inducing generalizable properties, the resulting representations can be utilized for a variety of tasks such as intensity-preserving multi-attribute image translation and synthesis, without requiring labelled test data. We demonstrate the merits of the proposed method by a set of qualitative and quantitative experiments on popular databases such as MultiPIE, RaFD, and BU-3DFE, where our method outperforms other, state-of-the-art methods in tasks such as intensity-preserving multi-attribute transfer and synthesis.

cs.CV↗

Enhancing Facial Data Diversity with Style-based Face Aging

A significant limiting factor in training fair classifiers relates to the presence of dataset bias. In particular, face datasets are typically biased in terms of attributes such as gender, age, and race. If not mitigated, bias leads to algorithms that exhibit unfair behaviour towards such groups. In this work, we address the problem of increasing the diversity of face datasets with respect to age. Concretely, we propose a novel, generative style-based architecture for data augmentation that captures fine-grained aging patterns by conditioning on multi-resolution age-discriminative representations. By evaluating on several age-annotated datasets in both single- and cross-database experiments, we show that the proposed method outperforms state-of-the-art algorithms for age transfer, especially in the case of age groups that lie in the tails of the label distribution. We further show significantly increased diversity in the augmented datasets, outperforming all compared methods according to established metrics.

cs.CV↗