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James Qin

Publications and source records attributed to James Qin.

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Residual-Evasive Attacks on ADMM in Distributed Optimization

This paper presents two attack strategies designed to evade detection in ADMM-based systems by preventing significant changes to the residual during the attacked iteration. While many detection algorithms focus on identifying false data injection through residual changes, we show that our attacks remain undetected by keeping the residual largely unchanged. The first strategy uses a random starting point combined with Gram-Schmidt orthogonalization to ensure stealth, with potential for refinement by enhancing the orthogonal component to increase system disruption. The second strategy builds on the first, targeting financial gains by manipulating reactive power and pushing the system to its upper voltage limit, exploiting operational constraints. The effectiveness of the proposed attack-resilient mechanism is demonstrated through case studies on the IEEE 14-bus system. A comparison of the two strategies, along with commonly used naive attacks, reveals trade-offs between simplicity, detectability, and effectiveness, providing insights into ADMM system vulnerabilities. These findings underscore the need for more robust monitoring algorithms to protect against advanced attack strategies.

cs.CR

Multilingual and Fully Non-Autoregressive ASR with Large Language Model Fusion: A Comprehensive Study

In the era of large models, the autoregressive nature of decoding often results in latency serving as a significant bottleneck. We propose a non-autoregressive LM-fused ASR system that effectively leverages the parallelization capabilities of accelerator hardware. Our approach combines the Universal Speech Model (USM) and the PaLM 2 language model in per-segment scoring mode, achieving an average relative WER improvement across all languages of 10.8% on FLEURS and 3.6% on YouTube captioning. Furthermore, our comprehensive ablation study analyzes key parameters such as LLM size, context length, vocabulary size, fusion methodology. For instance, we explore the impact of LLM size ranging from 128M to 340B parameters on ASR performance. This study provides valuable insights into the factors influencing the effectiveness of practical large-scale LM-fused speech recognition systems.

cs.CL

Massive End-to-end Models for Short Search Queries

In this work, we investigate two popular end-to-end automatic speech recognition (ASR) models, namely Connectionist Temporal Classification (CTC) and RNN-Transducer (RNN-T), for offline recognition of voice search queries, with up to 2B model parameters. The encoders of our models use the neural architecture of Google's universal speech model (USM), with additional funnel pooling layers to significantly reduce the frame rate and speed up training and inference. We perform extensive studies on vocabulary size, time reduction strategy, and its generalization performance on long-form test sets. Despite the speculation that, as the model size increases, CTC can be as good as RNN-T which builds label dependency into the prediction, we observe that a 900M RNN-T clearly outperforms a 1.8B CTC and is more tolerant to severe time reduction, although the WER gap can be largely removed by LM shallow fusion.

eess.AS

AudioPaLM: A Large Language Model That Can Speak and Listen

We introduce AudioPaLM, a large language model for speech understanding and generation. AudioPaLM fuses text-based and speech-based language models, PaLM-2 [Anil et al., 2023] and AudioLM [Borsos et al., 2022], into a unified multimodal architecture that can process and generate text and speech with applications including speech recognition and speech-to-speech translation. AudioPaLM inherits the capability to preserve paralinguistic information such as speaker identity and intonation from AudioLM and the linguistic knowledge present only in text large language models such as PaLM-2. We demonstrate that initializing AudioPaLM with the weights of a text-only large language model improves speech processing, successfully leveraging the larger quantity of text training data used in pretraining to assist with the speech tasks. The resulting model significantly outperforms existing systems for speech translation tasks and has the ability to perform zero-shot speech-to-text translation for many languages for which input/target language combinations were not seen in training. AudioPaLM also demonstrates features of audio language models, such as transferring a voice across languages based on a short spoken prompt. We release examples of our method at https://google-research.github.io/seanet/audiopalm/examples

cs.CL

Efficient Adapters for Giant Speech Models

Large pre-trained speech models are widely used as the de-facto paradigm, especially in scenarios when there is a limited amount of labeled data available. However, finetuning all parameters from the self-supervised learned model can be computationally expensive, and becomes infeasiable as the size of the model and the number of downstream tasks scales. In this paper, we propose a novel approach called Two Parallel Adapter (TPA) that is inserted into the conformer-based model pre-trained model instead. TPA is based on systematic studies of the residual adapter, a popular approach for finetuning a subset of parameters. We evaluate TPA on various public benchmarks and experiment results demonstrates its superior performance, which is close to the full finetuning on different datasets and speech tasks. These results show that TPA is an effective and efficient approach for serving large pre-trained speech models. Ablation studies show that TPA can also be pruned, especially for lower blocks.

eess.AS

Google USM: Scaling Automatic Speech Recognition Beyond 100 Languages

We introduce the Universal Speech Model (USM), a single large model that performs automatic speech recognition (ASR) across 100+ languages. This is achieved by pre-training the encoder of the model on a large unlabeled multilingual dataset of 12 million (M) hours spanning over 300 languages, and fine-tuning on a smaller labeled dataset. We use multilingual pre-training with random-projection quantization and speech-text modality matching to achieve state-of-the-art performance on downstream multilingual ASR and speech-to-text translation tasks. We also demonstrate that despite using a labeled training set 1/7-th the size of that used for the Whisper model, our model exhibits comparable or better performance on both in-domain and out-of-domain speech recognition tasks across many languages.

cs.CL

BigSSL: Exploring the Frontier of Large-Scale Semi-Supervised Learning for Automatic Speech Recognition

We summarize the results of a host of efforts using giant automatic speech recognition (ASR) models pre-trained using large, diverse unlabeled datasets containing approximately a million hours of audio. We find that the combination of pre-training, self-training and scaling up model size greatly increases data efficiency, even for extremely large tasks with tens of thousands of hours of labeled data. In particular, on an ASR task with 34k hours of labeled data, by fine-tuning an 8 billion parameter pre-trained Conformer model we can match state-of-the-art (SoTA) performance with only 3% of the training data and significantly improve SoTA with the full training set. We also report on the universal benefits gained from using big pre-trained and self-trained models for a large set of downstream tasks that cover a wide range of speech domains and span multiple orders of magnitudes of dataset sizes, including obtaining SoTA performance on many public benchmarks. In addition, we utilize the learned representation of pre-trained networks to achieve SoTA results on non-ASR tasks.

eess.AS

Pushing the Limits of Semi-Supervised Learning for Automatic Speech Recognition

We employ a combination of recent developments in semi-supervised learning for automatic speech recognition to obtain state-of-the-art results on LibriSpeech utilizing the unlabeled audio of the Libri-Light dataset. More precisely, we carry out noisy student training with SpecAugment using giant Conformer models pre-trained using wav2vec 2.0 pre-training. By doing so, we are able to achieve word-error-rates (WERs) 1.4%/2.6% on the LibriSpeech test/test-other sets against the current state-of-the-art WERs 1.7%/3.3%.

eess.AS

Self-supervised Learning with Random-projection Quantizer for Speech Recognition

We present a simple and effective self-supervised learning approach for speech recognition. The approach learns a model to predict the masked speech signals, in the form of discrete labels generated with a random-projection quantizer. In particular the quantizer projects speech inputs with a randomly initialized matrix, and does a nearest-neighbor lookup in a randomly-initialized codebook. Neither the matrix nor the codebook is updated during self-supervised learning. Since the random-projection quantizer is not trained and is separated from the speech recognition model, the design makes the approach flexible and is compatible with universal speech recognition architecture. On LibriSpeech our approach achieves similar word-error-rates as previous work using self-supervised learning with non-streaming models, and provides lower word-error-rates and latency than wav2vec 2.0 and w2v-BERT with streaming models. On multilingual tasks the approach also provides significant improvement over wav2vec 2.0 and w2v-BERT.

cs.CL

Vector-quantized Image Modeling with Improved VQGAN

Pretraining language models with next-token prediction on massive text corpora has delivered phenomenal zero-shot, few-shot, transfer learning and multi-tasking capabilities on both generative and discriminative language tasks. Motivated by this success, we explore a Vector-quantized Image Modeling (VIM) approach that involves pretraining a Transformer to predict rasterized image tokens autoregressively. The discrete image tokens are encoded from a learned Vision-Transformer-based VQGAN (ViT-VQGAN). We first propose multiple improvements over vanilla VQGAN from architecture to codebook learning, yielding better efficiency and reconstruction fidelity. The improved ViT-VQGAN further improves vector-quantized image modeling tasks, including unconditional, class-conditioned image generation and unsupervised representation learning. When trained on ImageNet at \(256\times256\) resolution, we achieve Inception Score (IS) of 175.1 and Fr'echet Inception Distance (FID) of 4.17, a dramatic improvement over the vanilla VQGAN, which obtains 70.6 and 17.04 for IS and FID, respectively. Based on ViT-VQGAN and unsupervised pretraining, we further evaluate the pretrained Transformer by averaging intermediate features, similar to Image GPT (iGPT). This ImageNet-pretrained VIM-L significantly beats iGPT-L on linear-probe accuracy from 60.3% to 73.2% for a similar model size. VIM-L also outperforms iGPT-XL which is trained with extra web image data and larger model size.

cs.CV

LaMDA: Language Models for Dialog Applications

We present LaMDA: Language Models for Dialog Applications. LaMDA is a family of Transformer-based neural language models specialized for dialog, which have up to 137B parameters and are pre-trained on 1.56T words of public dialog data and web text. While model scaling alone can improve quality, it shows less improvements on safety and factual grounding. We demonstrate that fine-tuning with annotated data and enabling the model to consult external knowledge sources can lead to significant improvements towards the two key challenges of safety and factual grounding. The first challenge, safety, involves ensuring that the model's responses are consistent with a set of human values, such as preventing harmful suggestions and unfair bias. We quantify safety using a metric based on an illustrative set of human values, and we find that filtering candidate responses using a LaMDA classifier fine-tuned with a small amount of crowdworker-annotated data offers a promising approach to improving model safety. The second challenge, factual grounding, involves enabling the model to consult external knowledge sources, such as an information retrieval system, a language translator, and a calculator. We quantify factuality using a groundedness metric, and we find that our approach enables the model to generate responses grounded in known sources, rather than responses that merely sound plausible. Finally, we explore the use of LaMDA in the domains of education and content recommendations, and analyze their helpfulness and role consistency.

cs.CL

W2v-BERT: Combining Contrastive Learning and Masked Language Modeling for Self-Supervised Speech Pre-Training

Motivated by the success of masked language modeling~(MLM) in pre-training natural language processing models, we propose w2v-BERT that explores MLM for self-supervised speech representation learning. w2v-BERT is a framework that combines contrastive learning and MLM, where the former trains the model to discretize input continuous speech signals into a finite set of discriminative speech tokens, and the latter trains the model to learn contextualized speech representations via solving a masked prediction task consuming the discretized tokens. In contrast to existing MLM-based speech pre-training frameworks such as HuBERT, which relies on an iterative re-clustering and re-training process, or vq-wav2vec, which concatenates two separately trained modules, w2v-BERT can be optimized in an end-to-end fashion by solving the two self-supervised tasks~(the contrastive task and MLM) simultaneously. Our experiments show that w2v-BERT achieves competitive results compared to current state-of-the-art pre-trained models on the LibriSpeech benchmarks when using the Libri-Light~60k corpus as the unsupervised data. In particular, when compared to published models such as conformer-based wav2vec~2.0 and HuBERT, our model shows~5\% to~10\% relative WER reduction on the test-clean and test-other subsets. When applied to the Google's Voice Search traffic dataset, w2v-BERT outperforms our internal conformer-based wav2vec~2.0 by more than~30\% relatively.

cs.LG

Scaling End-to-End Models for Large-Scale Multilingual ASR

Building ASR models across many languages is a challenging multi-task learning problem due to large variations and heavily unbalanced data. Existing work has shown positive transfer from high resource to low resource languages. However, degradations on high resource languages are commonly observed due to interference from the heterogeneous multilingual data and reduction in per-language capacity. We conduct a capacity study on a 15-language task, with the amount of data per language varying from 7.6K to 53.5K hours. We adopt GShard [1] to efficiently scale up to 10B parameters. Empirically, we find that (1) scaling the number of model parameters is an effective way to solve the capacity bottleneck - our 500M-param model already outperforms monolingual baselines and scaling it to 1B and 10B brought further quality gains; (2) larger models are not only more data efficient, but also more efficient in terms of training cost as measured in TPU days - the 1B-param model reaches the same accuracy at 34% of training time as the 500M-param model; (3) given a fixed capacity budget, adding depth works better than width and large encoders do better than large decoders; (4) with continuous training, they can be adapted to new languages and domains.

cs.CL

A Better and Faster End-to-End Model for Streaming ASR

End-to-end (E2E) models have shown to outperform state-of-the-art conventional models for streaming speech recognition [1] across many dimensions, including quality (as measured by word error rate (WER)) and endpointer latency [2]. However, the model still tends to delay the predictions towards the end and thus has much higher partial latency compared to a conventional ASR model. To address this issue, we look at encouraging the E2E model to emit words early, through an algorithm called FastEmit [3]. Naturally, improving on latency results in a quality degradation. To address this, we explore replacing the LSTM layers in the encoder of our E2E model with Conformer layers [4], which has shown good improvements for ASR. Secondly, we also explore running a 2nd-pass beam search to improve quality. In order to ensure the 2nd-pass completes quickly, we explore non-causal Conformer layers that feed into the same 1st-pass RNN-T decoder, an algorithm called Cascaded Encoders [5]. Overall, we find that the Conformer RNN-T with Cascaded Encoders offers a better quality and latency tradeoff for streaming ASR.

eess.AS

Parallel Rescoring with Transformer for Streaming On-Device Speech Recognition

Recent advances of end-to-end models have outperformed conventional models through employing a two-pass model. The two-pass model provides better speed-quality trade-offs for on-device speech recognition, where a 1st-pass model generates hypotheses in a streaming fashion, and a 2nd-pass model re-scores the hypotheses with full audio sequence context. The 2nd-pass model plays a key role in the quality improvement of the end-to-end model to surpass the conventional model. One main challenge of the two-pass model is the computation latency introduced by the 2nd-pass model. Specifically, the original design of the two-pass model uses LSTMs for the 2nd-pass model, which are subject to long latency as they are constrained by the recurrent nature and have to run inference sequentially. In this work we explore replacing the LSTM layers in the 2nd-pass rescorer with Transformer layers, which can process the entire hypothesis sequences in parallel and can therefore utilize the on-device computation resources more efficiently. Compared with an LSTM-based baseline, our proposed Transformer rescorer achieves more than 50% latency reduction with quality improvement.

eess.AS

ContextNet: Improving Convolutional Neural Networks for Automatic Speech Recognition with Global Context

Convolutional neural networks (CNN) have shown promising results for end-to-end speech recognition, albeit still behind other state-of-the-art methods in performance. In this paper, we study how to bridge this gap and go beyond with a novel CNN-RNN-transducer architecture, which we call ContextNet. ContextNet features a fully convolutional encoder that incorporates global context information into convolution layers by adding squeeze-and-excitation modules. In addition, we propose a simple scaling method that scales the widths of ContextNet that achieves good trade-off between computation and accuracy. We demonstrate that on the widely used LibriSpeech benchmark, ContextNet achieves a word error rate (WER) of 2.1%/4.6% without external language model (LM), 1.9%/4.1% with LM and 2.9%/7.0% with only 10M parameters on the clean/noisy LibriSpeech test sets. This compares to the previous best published system of 2.0%/4.6% with LM and 3.9%/11.3% with 20M parameters. The superiority of the proposed ContextNet model is also verified on a much larger internal dataset.

eess.AS

Conformer: Convolution-augmented Transformer for Speech Recognition

Recently Transformer and Convolution neural network (CNN) based models have shown promising results in Automatic Speech Recognition (ASR), outperforming Recurrent neural networks (RNNs). Transformer models are good at capturing content-based global interactions, while CNNs exploit local features effectively. In this work, we achieve the best of both worlds by studying how to combine convolution neural networks and transformers to model both local and global dependencies of an audio sequence in a parameter-efficient way. To this regard, we propose the convolution-augmented transformer for speech recognition, named Conformer. Conformer significantly outperforms the previous Transformer and CNN based models achieving state-of-the-art accuracies. On the widely used LibriSpeech benchmark, our model achieves WER of 2.1%/4.3% without using a language model and 1.9%/3.9% with an external language model on test/testother. We also observe competitive performance of 2.7%/6.3% with a small model of only 10M parameters.

eess.AS

Lingvo: a Modular and Scalable Framework for Sequence-to-Sequence Modeling

Lingvo is a Tensorflow framework offering a complete solution for collaborative deep learning research, with a particular focus towards sequence-to-sequence models. Lingvo models are composed of modular building blocks that are flexible and easily extensible, and experiment configurations are centralized and highly customizable. Distributed training and quantized inference are supported directly within the framework, and it contains existing implementations of a large number of utilities, helper functions, and the newest research ideas. Lingvo has been used in collaboration by dozens of researchers in more than 20 papers over the last two years. This document outlines the underlying design of Lingvo and serves as an introduction to the various pieces of the framework, while also offering examples of advanced features that showcase the capabilities of the framework.

cs.LG