arXiv subjects

James T. Kwok

Publications and source records attributed to James T. Kwok.

At least 19 recordsLinked to original sources

arXiv2026

SPARD: Defending Harmful Fine-Tuning Attack via Safety Projection with Relevance-Diversity Data Selection

Fine-tuning large language models often undermines their safety alignment, a problem further amplified by harmful fine-tuning attacks in which adversarial data removes safeguards and induces unsafe behaviors. We propose SPARD, a defense framework that integrates Safety-Projected Alternating optimization with Relevance-Diversity aware data selection. SPARD employs SPAG, which optimizes alternatively between utility updates and explicit safety projections with a set of safe data to enforce safety constraints. To curate safe data, we introduce a Relevance-Diversity Determinantal Point Process to select compact safe data, balancing task relevance and safety coverage. Experiments on GSM8K and OpenBookQA under four harmful fine-tuning attacks demonstrate that SPARD consistently achieves the lowest average attack success rates, substantially outperforming state-of-the-art defense methods, while maintaining high task accuracy. Code is available at https://github.com/shuhao02/SPARD.

cs.LG↗

arXiv2026

RxEval: A Prescription-Level Benchmark for Evaluating LLM Medication Recommendation

Inpatient medication recommendation requires clinicians to repeatedly select specific medications, doses, and routes as a patient's condition evolves. Existing benchmarks formulate this task as admission-level prediction over coarse drug codes with multi-hot diagnostic and procedure code inputs, failing to capture the per-timepoint, information-rich nature of real prescribing. We propose RxEval, a prescription-level benchmark that evaluates LLM prescribing capability by multiple-choice questions: each question presents a detailed patient profile and time-ordered clinical trajectory, requiring selection of specific medication-dose-route triples from real prescriptions and patient-specific distractors generated via reasoning-chain perturbation. RxEval comprises 1,547 questions spanning 584 patients, 18 diagnostic categories, and 969 unique medications. Evaluation of 16 LLMs shows that RxEval is both challenging and discriminative: F1 ranges from 45.18 to 77.10 across models, and the best Exact Match is only 46.10%. Error analysis reveals that even frontier models may overlook stated patient information and fail to derive clinical conclusions.

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arXiv2026

Reasoning-Aligned Perception Decoupling for Scalable Multi-modal Reasoning

Recent breakthroughs in reasoning language models have significantly advanced text-based reasoning. On the other hand, Multi-modal Large Language Models (MLLMs) still lag behind, hindered by their outdated internal LLMs. Upgrading these LLMs is often prohibitively expensive, as it requires costly vision-language alignment retraining. To address this issue, we introduce Perception-Reasoning Decoupling, which modularizes the MLLM's reasoning component and makes it easily replaceable. This approach redefines the MLLM's role to convert multi-modal inputs into detailed textual outputs that can be processed by any powerful, external, text-only LLM reasoners. To align the MLLM's perceptual output with the final reasoning task, we propose a novel reinforcement learning algorithm called Visual Perception Optimization (VPO). VPO rewards the MLLM based on the correctness of answers generated by the external reasoner to produce faithful and query-relevant captions. Together, this decoupling pipeline and VPO form our Reasoning-Aligned PerceptIon Decoupling (RAPID) approach. Empirical results show that RAPID achieves significant performance gains on multi-modal reasoning benchmarks. Crucially, RAPID enables a novel inference-time scaling paradigm: Once trained with VPO, the MLLM can be paired with any state-of-the-art LLM reasoner for consistent performance improvement without retraining.

cs.CV↗

arXiv2026

Multi-Order Wavelet Derivative Transform for Deep Time Series Forecasting

In deep time series forecasting, the Fourier Transform (FT) is extensively employed for frequency representation learning. However, it often struggles in capturing multi-scale, time-sensitive patterns. Although the Wavelet Transform (WT) can capture these patterns through frequency decomposition, its coefficients are insensitive to change points in time series, leading to suboptimal modeling. To mitigate these limitations, we introduce the multi-order Wavelet Derivative Transform (WDT) grounded in the WT, enabling the extraction of time-aware patterns spanning both the overall trend and subtle fluctuations. Compared with the standard FT and WT, which model the raw series, the WDT operates on the derivative of the series, selectively magnifying rate-of-change cues and exposing abrupt regime shifts that are particularly informative for time series modeling. Practically, we embed the WDT into a multi-branch framework named WaveTS, which decomposes the input series into multi-scale time-frequency coefficients, refines them via linear layers, and reconstructs them into the time domain via the inverse WDT. Extensive experiments on ten benchmark datasets demonstrate that WaveTS achieves state-of-the-art forecasting accuracy while retaining high computational efficiency.

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arXiv2025

Dual-Balancing for Multi-Task Learning

Multi-task learning aims to learn multiple related tasks simultaneously and has achieved great success in various fields. However, the disparity in loss and gradient scales among tasks often leads to performance compromises, and the balancing of tasks remains a significant challenge. In this paper, we propose Dual-Balancing Multi-Task Learning (DB-MTL) to achieve task balancing from both the loss and gradient perspectives. Specifically, DB-MTL achieves loss-scale balancing by performing logarithm transformation on each task loss, and rescales gradient magnitudes by normalizing all task gradients to comparable magnitudes using the maximum gradient norm. Extensive experiments on a number of benchmark datasets demonstrate that DB-MTL consistently performs better than the current state-of-the-art.

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arXiv2025

Analytical Survey of Learning with Low-Resource Data: From Analysis to Investigation

Learning with high-resource data has demonstrated substantial success in artificial intelligence (AI); however, the costs associated with data annotation and model training remain significant. A fundamental objective of AI research is to achieve robust generalization with limited-resource data. This survey employs agnostic active sampling theory within the Probably Approximately Correct (PAC) framework to analyze the generalization error and label complexity associated with learning from low-resource data in both model-agnostic supervised and unsupervised settings. Based on this analysis, we investigate a suite of optimization strategies tailored for low-resource data learning, including gradient-informed optimization, meta-iteration optimization, geometry-aware optimization, and LLMs-powered optimization. Furthermore, we provide a comprehensive overview of multiple learning paradigms that can benefit from low-resource data, including domain transfer, reinforcement feedback, and hierarchical structure modeling. Finally, we conclude our analysis and investigation by summarizing the key findings and highlighting their implications for learning with low-resource data.

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arXiv2025

Harnessing Adaptive Topology Representations for Zero-Shot Graph Question Answering

Large Multimodal Models (LMMs) have shown generalized zero-shot capabilities in diverse domain question-answering (QA) tasks, including graph QA that involves complex graph topologies. However, most current approaches use only a single type of graph representation, namely Topology Representation Form (TRF), such as prompt-unified text descriptions or style-fixed visual styles. Those "one-size-fits-all" approaches fail to consider the specific preferences of different models or tasks, often leading to incorrect or overly long responses. To address this, we first analyze the characteristics and weaknesses of existing TRFs, and then design a set of TRFs, denoted by $F_{ZS}$, tailored to zero-shot graph QA. We then introduce a new metric, Graph Response Efficiency (GRE), which measures the balance between the performance and the brevity in graph QA. Built on these, we develop the DynamicTRF framework, which aims to improve both the accuracy and conciseness of graph QA. To be specific, DynamicTRF first creates a TRF Preference (TRFP) dataset that ranks TRFs based on their GRE scores, to probe the question-specific TRF preferences. Then it trains a TRF router on the TRFP dataset, to adaptively assign the best TRF from $F_{ZS}$ for each question during the inference. Extensive experiments across 7 in-domain algorithmic graph QA tasks and 2 out-of-domain downstream tasks show that DynamicTRF significantly enhances the zero-shot graph QA of LMMs in terms of accuracy

cs.CL↗

arXiv2025

Gradient-Based Multi-Objective Deep Learning: Algorithms, Theories, Applications, and Beyond

Many modern deep learning applications require balancing multiple objectives that are often conflicting. Examples include multi-task learning, fairness-aware learning, and the alignment of Large Language Models (LLMs). This leads to multi-objective deep learning, which tries to find optimal trade-offs or Pareto-optimal solutions by adapting mathematical principles from the field of Multi-Objective Optimization (MOO). However, directly applying gradient-based MOO techniques to deep neural networks presents unique challenges, including high computational costs, optimization instability, and the difficulty of effectively incorporating user preferences. This paper provides a comprehensive survey of gradient-based techniques for multi-objective deep learning. We systematically categorize existing algorithms based on their outputs: (i) methods that find a single, well-balanced solution, (ii) methods that generate a finite set of diverse Pareto-optimal solutions, and (iii) methods that learn a continuous Pareto set of solutions. In addition to this taxonomy, the survey covers theoretical analyses, key applications, practical resources, and highlights open challenges and promising directions for future research. A comprehensive list of multi-objective deep learning algorithms is available at https://github.com/Baijiong-Lin/Awesome-Multi-Objective-Deep-Learning.

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arXiv2025

DynamicMind: A Tri-Mode Thinking System for Large Language Models

Modern large language models (LLMs) often struggle to dynamically adapt their reasoning depth to varying task complexities, leading to suboptimal performance or inefficient resource utilization. To address this, we introduce DynamicMind, a novel tri-mode thinking system. DynamicMind empowers LLMs to autonomously select between Fast, Normal, and Slow thinking modes for zero-shot question answering (ZSQA) tasks through cognitive-inspired prompt engineering. Our framework's core innovations include: (1) expanding the established dual-process framework of fast and slow thinking into a tri-mode thinking system involving a normal thinking mode to preserve the intrinsic capabilities of LLM; (2) proposing the Thinking Density metric, which aligns computational resource allocation with problem complexity; and (3) developing the Thinking Mode Capacity (TMC) dataset and a lightweight Mind Router to predict the optimal thinking mode. Extensive experiments across diverse mathematical, commonsense, and scientific QA benchmarks demonstrate that DynamicMind achieves superior ZSQA capabilities while establishing an effective trade-off between performance and computational efficiency.

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arXiv2025

Mixture of insighTful Experts (MoTE): The Synergy of Thought Chains and Expert Mixtures in Self-Alignment

As the capabilities of large language models (LLMs) continue to expand, aligning these models with human values remains a significant challenge. Recent studies show that reasoning abilities contribute significantly to model safety, while integrating Mixture-of-Experts (MoE) architectures can further enhance alignment. In this work, we address a fundamental question: How to effectively incorporate reasoning abilities and MoE architectures into self-alignment process in LLMs? We propose Mixture of insighTful Experts (MoTE), a novel framework that synergistically combines reasoning chains and expert mixtures to improve self-alignments. From a data perspective, MoTE employs a structured reasoning chain comprising four key stages: Question Analysis, Answer Guidance, Safe Answer, and Safety Checking. This approach enhances safety through multi-step reasoning and proves effective even for smaller and less powerful LLMs (e.g., 7B models). From an architectural perspective, MoTE adopts a multi-LoRA framework with step-level routing, where each expert is dedicated to a specific reasoning step. This design eliminates the need for balance losses, ensures stable training, and supports adaptive inference lengths. Experimental results demonstrate that MoTE significantly improves model safety, jailbreak resistance, and over-refusal capabilities, achieving performance comparable to OpenAI's state-of-the-art o1 model.

cs.CL↗

arXiv2025

Corrupted but Not Broken: Understanding and Mitigating the Negative Impacts of Corrupted Data in Visual Instruction Tuning

Visual Instruction Tuning (VIT) aims to enhance Multimodal Large Language Models (MLLMs), yet its effectiveness is often compromised by corrupted datasets with issues such as hallucinated content, incorrect responses, and poor OCR quality. Previous approaches to address these challenges have focused on refining datasets through high-quality data collection or rule-based filtering that can be costly or limited in scope. In this paper, we conduct a systematic investigation into the impact of corrupted data on MLLMs and discover that, although corrupted data degrade model performance, such adverse effects are largely reversible, and MLLMs are {\bf corrupted but not broken}. Specifically, we find that disabling a small subset of parameters can almost fully restore performance. Moreover, corrupted MLLMs inherently possess the capability to differentiate between clean and corrupted samples, facilitating dataset cleaning without external intervention. Building on these insights, we introduce a corruption-robust training paradigm that significantly surpasses existing strategies for mitigating the effects of corrupted data.

cs.CV↗

arXiv2025

EMOVA: Empowering Language Models to See, Hear and Speak with Vivid Emotions

GPT-4o, an omni-modal model that enables vocal conversations with diverse emotions and tones, marks a milestone for omni-modal foundation models. However, empowering Large Language Models to perceive and generate images, texts, and speeches end-to-end with publicly available data remains challenging for the open-source community. Existing vision-language models rely on external tools for speech processing, while speech-language models still suffer from limited or totally without vision-understanding capabilities. To address this gap, we propose the EMOVA (EMotionally Omni-present Voice Assistant), to enable Large Language Models with end-to-end speech abilities while maintaining the leading vision-language performance. With a semantic-acoustic disentangled speech tokenizer, we surprisingly notice that omni-modal alignment can further enhance vision-language and speech abilities compared with the bi-modal aligned counterparts. Moreover, a lightweight style module is introduced for the flexible speech style controls including emotions and pitches. For the first time, EMOVA achieves state-of-the-art performance on both the vision-language and speech benchmarks, and meanwhile, supporting omni-modal spoken dialogue with vivid emotions.

cs.CV↗

arXiv2024

GITA: Graph to Visual and Textual Integration for Vision-Language Graph Reasoning

Large Language Models (LLMs) are increasingly used for various tasks with graph structures. Though LLMs can process graph information in a textual format, they overlook the rich vision modality, which is an intuitive way for humans to comprehend structural information and conduct general graph reasoning. The potential benefits and capabilities of representing graph structures as visual images (i.e., $\textit{visual graph}$) are still unexplored. To fill the gap, we innovatively propose an end-to-end framework, called $\textbf{G}$raph to v$\textbf{I}$sual and $\textbf{T}$extual Integr$\textbf{A}$tion (GITA), which firstly incorporates visual graphs into general graph reasoning. Besides, we establish $\textbf{G}$raph-based $\textbf{V}$ision-$\textbf{L}$anguage $\textbf{Q}$uestion $\textbf{A}$nswering (GVLQA) dataset from existing graph data, which is the first vision-language dataset for general graph reasoning purposes. Extensive experiments on the GVLQA dataset and five real-world datasets show that GITA outperforms mainstream LLMs in terms of general graph reasoning capabilities. Moreover, We highlight the effectiveness of the layout augmentation on visual graphs and pretraining on the GVLQA dataset.

cs.CL↗

arXiv2024

Eyes Closed, Safety On: Protecting Multimodal LLMs via Image-to-Text Transformation

Multimodal large language models (MLLMs) have shown impressive reasoning abilities. However, they are also more vulnerable to jailbreak attacks than their LLM predecessors. Although still capable of detecting the unsafe responses, we observe that safety mechanisms of the pre-aligned LLMs in MLLMs can be easily bypassed with the introduction of image features. To construct robust MLLMs, we propose ECSO (Eyes Closed, Safety On), a novel training-free protecting approach that exploits the inherent safety awareness of MLLMs, and generates safer responses via adaptively transforming unsafe images into texts to activate the intrinsic safety mechanism of pre-aligned LLMs in MLLMs. Experiments on five state-of-the-art (SoTA) MLLMs demonstrate that ECSO enhances model safety significantly (e.g.,, 37.6% improvement on the MM-SafetyBench (SD+OCR) and 71.3% on VLSafe with LLaVA-1.5-7B), while consistently maintaining utility results on common MLLM benchmarks. Furthermore, we show that ECSO can be used as a data engine to generate supervised-finetuning (SFT) data for MLLM alignment without extra human intervention.

cs.CV↗

arXiv2024

A Survey on Time-Series Pre-Trained Models

Time-Series Mining (TSM) is an important research area since it shows great potential in practical applications. Deep learning models that rely on massive labeled data have been utilized for TSM successfully. However, constructing a large-scale well-labeled dataset is difficult due to data annotation costs. Recently, pre-trained models have gradually attracted attention in the time series domain due to their remarkable performance in computer vision and natural language processing. In this survey, we provide a comprehensive review of Time-Series Pre-Trained Models (TS-PTMs), aiming to guide the understanding, applying, and studying TS-PTMs. Specifically, we first briefly introduce the typical deep learning models employed in TSM. Then, we give an overview of TS-PTMs according to the pre-training techniques. The main categories we explore include supervised, unsupervised, and self-supervised TS-PTMs. Further, extensive experiments involving 27 methods, 434 datasets, and 679 transfer learning scenarios are conducted to analyze the advantages and disadvantages of transfer learning strategies, Transformer-based models, and representative TS-PTMs. Finally, we point out some potential directions of TS-PTMs for future work.

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arXiv2024

RouterDC: Query-Based Router by Dual Contrastive Learning for Assembling Large Language Models

Recent works show that assembling multiple off-the-shelf large language models (LLMs) can harness their complementary abilities. To achieve this, routing is a promising method, which learns a router to select the most suitable LLM for each query. However, existing routing models are ineffective when multiple LLMs perform well for a query. To address this problem, in this paper, we propose a method called query-based Router by Dual Contrastive learning (RouterDC). The RouterDC model consists of an encoder and LLM embeddings, and we propose two contrastive learning losses to train the RouterDC model. Experimental results show that RouterDC is effective in assembling LLMs and largely outperforms individual top-performing LLMs as well as existing routing methods on both in-distribution (+2.76\%) and out-of-distribution (+1.90\%) tasks. Source code is available at https://github.com/shuhao02/RouterDC.

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arXiv2024

Efficient Pareto Manifold Learning with Low-Rank Structure

Multi-task learning, which optimizes performance across multiple tasks, is inherently a multi-objective optimization problem. Various algorithms are developed to provide discrete trade-off solutions on the Pareto front. Recently, continuous Pareto front approximations using a linear combination of base networks have emerged as a compelling strategy. However, it suffers from scalability issues when the number of tasks is large. To address this issue, we propose a novel approach that integrates a main network with several low-rank matrices to efficiently learn the Pareto manifold. It significantly reduces the number of parameters and facilitates the extraction of shared features. We also introduce orthogonal regularization to further bolster performance. Extensive experimental results demonstrate that the proposed approach outperforms state-of-the-art baselines, especially on datasets with a large number of tasks.

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arXiv2024

Learning Scalable Model Soup on a Single GPU: An Efficient Subspace Training Strategy

Pre-training followed by fine-tuning is widely adopted among practitioners. The performance can be improved by "model soups"~\cite{wortsman2022model} via exploring various hyperparameter configurations.The Learned-Soup, a variant of model soups, significantly improves the performance but suffers from substantial memory and time costs due to the requirements of (i) having to load all fine-tuned models simultaneously, and (ii) a large computational graph encompassing all fine-tuned models. In this paper, we propose Memory Efficient Hyperplane Learned Soup (MEHL-Soup) to tackle this issue by formulating the learned soup as a hyperplane optimization problem and introducing block coordinate gradient descent to learn the mixing coefficients. At each iteration, MEHL-Soup only needs to load a few fine-tuned models and build a computational graph with one combined model. We further extend MEHL-Soup to MEHL-Soup+ in a layer-wise manner. Experimental results on various ViT models and data sets show that MEHL-Soup(+) outperforms Learned-Soup(+) in terms of test accuracy, and also reduces memory usage by more than $13\times$. Moreover, MEHL-Soup(+) can be run on a single GPU and achieves $9\times$ speed up in soup construction compared with the Learned-Soup. The code is released at https://github.com/nblt/MEHL-Soup.

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