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Jan-Hendrik Evertse

Publications and source records attributed to Jan-Hendrik Evertse.

At least 19 recordsLinked to original sources

Asymptotic formulas for sums of elements from a multiplicative group

Let $K$ be a number field, $k\geq 2$ an integer, $(K^*)^k$ the $k$-fold direct product of $K^*$ with coordinatewise multiplication, and $Γ$ a finitely generated subgroup of rank $r$ of $(K^*)^k$. Further, let $H(α)$ denote the absolute exponential height of an algebraic number $α$. Fix non-zero elements $a_1,\ldots , a_k\in K$. We give asymptotic formulas for the number of $\mathbf{x}=(x_1,\ldots , x_k)\inΓ$ with $H(a_1x_1+\cdots +a_kx_k)\leq X$ as $X\to\infty$ such that no non-empty subsum of $a_1x_1+\cdots +a_kx_k$ vanishes. By the same method of proof, we obtain an asymptotic formula as $X\to\infty$ for the number of non-negative integers $n$ with $H(u_n)\leq X$, where $\{ u_n\}$ is a linear recurrence sequence.

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Effective reduction theory of integral polynomials of given non-zero discriminant and its applications

We give a survey on the general effective reduction theory of integral polynomials and its applications. We concentrate on results providing the finiteness for the number of `$\mathbb{Z}$-equivalence classes' and `$GL_2(\mathbb{Z})$-equivalence classes' of polynomials of given discriminant. We present the effective finiteness results of Lagrange from 1773 and Hermite from 1848, 1851 for quadratic resp. cubic polynomials. Then we formulate the general ineffective finiteness result of Birch and Merriman from 1972, the general effective finiteness theorems of Győry from 1973, obtained independently, and of Evertse and Győry from 1991, and a result of Hermite from 1857 not discussed in the literature before 2023. We briefly outline our effective proofs which depend on Győry's effective results on unit equations, whose proofs involve Baker's effective theory of logarithmic forms. Then we focus on our joint paper with Bhargava, Remete and Swaminathan from 2023, where Hermite's finiteness result from 1857 involving `Hermite equivalence classes' is compared with the above-mentioned modern results involving $\mathbb{Z}$-equivalence and $GL_2(\mathbb{Z})$-equivalence, and where it is confirmed that Hermite's result from 1857 is much weaker than the modern results mentioned. The results of Győry from 1973 and Evertse and Győry from 1991 together established a general effective reduction theory of integral polynomials with given non-zero discriminant, which has significant consequences and applications, including Győry's effective finiteness theorems from the 1970's on monogenic orders and number fields. We give an overview of these in our paper. We also give an overview of bounds on the number of times a given order is monogenic or rationally monogenic. In the Appendix we discuss related topics not strictly belonging to the reduction theory of integral polynomials.

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Orders with few rational monogenizations

For an algebraic number $α$ of degree $n$, let $\mathcal{M}_α$ be the $\mathbb{Z}$-module generated by $1,α,\ldots ,α^{n-1}$; then $\mathbb{Z}_α:=\{ξ\in\mathbb{Q} (α):\, ξ\mathcal{M}_α\subseteq\mathcal{M}_α\}$ is the ring of scalars of $\mathcal{M}_α$. We call an order of the shape $\mathbb{Z}_α$ \emph{rationally monogenic}. If $α$ is an algebraic integer, then $\mathbb{Z}_α=\mathbb{Z}[α]$ is monogenic. Rationally monogenic orders are special types of invariant orders of binary forms, which have been studied intensively. If $α,β$ are two $\text{GL}_2(\mathbb{Z})$-equivalent algebraic numbers, i.e., $β=(aα+b)/(cα+d)$ for some $\big(\begin{smallmatrix}a&b\\c&d\end{smallmatrix}\big)\in\text{GL}_2(\mathbb{Z})$, then $\mathbb{Z}_α=\mathbb{Z}_β$. Given an order $\mathcal{O}$ of a number field, we call a $\text{GL}_2(\mathbb{Z})$-equivalence class of $α$ with $\mathbb{Z}_α=\mathcal{O}$ a \emph{rational monogenization} of $\mathcal{O}$. We prove the following. If $K$ is a quartic number field, then $K$ has only finitely many orders with more than two rational monogenizations. This is best possible. Further, if $K$ is a number field of degree $\geq 5$, the Galois group of whose normal closure is $5$-transitive, then $K$ has only finitely many orders with more than one rational monogenization. The proof uses finiteness results for unit equations, which in turn were derived from Schmidt's Subspace Theorem. We generalize the above results to rationally monogenic orders over rings of $S$-integers of number fields. Our results extend work of Bérczes, Győry and the author from 2013 on multiply monogenic orders.

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Hermite equivalence of polynomials

In this paper, we resurrect a long-forgotten notion of equivalence for univariate polynomials with integral coefficients introduced by Hermite in the 1850s. We show that the Hermite equivalence class of a polynomial has a very natural interpretation in terms of the invariant ring and invariant ideal associated with the polynomial. We apply this interpretation to shed light on the relationship between Hermite equivalence and more familiar notions of polynomial equivalence, such as ${\rm GL}_2(\mathbb{Z})$- and $\mathbb{Z}$-equivalence. Specifically, we prove that ${\rm GL}_2(\mathbb{Z})$-equivalent polynomials are Hermite equivalent and, for polynomials of degree $2$ or $3$, the converse is also true. On the other hand, for every $n\geq 4$, we give infinite collections of examples of polynomials $f,g\in \mathbb{Z}[X]$ of degree $n$ that are Hermite equivalent but not ${\rm GL}_2(\mathbb{Z})$-equivalent.

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Number systems over general orders

Let $\mathcal{O}$ be an order, that is a commutative ring with $1$ whose additive structure is a free $\mathbb{Z}$-module of finite rank. A generalized number system (GNS for short) over $\mathcal{O}$ is a pair $(p,\mathcal{D} )$ where $p\in\mathcal{O}[x]$ is monic with constant term $p(0)$ not a zero divisor of $\mathcal{O}$, and where $\mathcal{D}$ is a complete residue system modulo $p(0)$ in $\mathcal{O}$ containing $0$. We say that $(p,\mathcal{D})$ is a GNS over $\mathcal{O}$ with the finiteness property if all elements of $\mathcal{O}[x]/(p)$ have a representative in $\mathcal{D}[x]$ (the polynomials with coefficients in $\mathcal{D}$). Our purpose is to extend several of the results from a previous paper of Pethő and Thuswaldner, where GNS over orders of number fields were considered. We prove that it is algorithmically decidable whether or not for a given order $\mathcal{O}$ and GNS $(p,\mathcal{D})$ over $\mathcal{O}$, the pair $(p,\mathcal{D})$ admits the finiteness property. This is closely related to work of Vince on matrix number systems. Let $\mathcal{F}$ be a fundamental domain for $\mathcal{O} \!\otimes_{\mathbb{Z}}\! \mathbb{R}/\mathcal{O}$ and $p\in \mathcal{O}[X]$ a monic polynomial. For $α\in\mathcal{O}$, define $p_α(x):=p(x+α)$ and $\mathcal{D}_{\mathcal{F} ,p(α)}:= p(α)\mathcal{F}\cap\mathcal{O}$. Under mild conditions we show that the pairs $(p_α,\mathcal{D}_{\mathcal{F},p(α)}\,)$ are GNS over $\mathcal{O}$ with finiteness property provided $α\in\mathcal{O}$ in some sense approximates a sufficiently large positive rational integer. In the opposite direction we prove under different conditions that $(p_{-m},\mathcal{D}_{\mathcal{F} ,p(-m)}\,)$ does not have the finiteness property for each large enough positive rational integer $m$.

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Mahler's work on Diophantine equations and subsequent developments

We discuss Mahler's work on Diophantine approximation and its applications to Diophantine equations, in particular Thue-Mahler equations, S-unit equations and S-integral points on elliptic curves, and go into later developments concerning the number of solutions to Thue-Mahler equations and effective finiteness results for Thue-Mahler equations. For the latter we need estimates for p-adic logarithmic forms, which may be viewed as an outgrowth of Mahler's work on the p-adic Gel'fond-Schneider theorem. We also go briefly into decomposable form equations, these are certain higher dimensional generalizations of Thue-Mahler equations.

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Mahler's work on the geometry of numbers

Mahler has written many papers on the geometry of numbers. Arguably, his most influential achievements in this area are his compactness theorem for lattices, his work on star bodies and their critical lattices, and his estimates for the successive minima of reciprocal convex bodies and compound convex bodies. We give a, by far not complete, overview of Mahler's work on these topics and their impact.

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S-parts of values of univariate polynomials, binary forms and decomposable forms at integral points

Let $S$ be a finite set of primes. The $S$-part $[m]_S$ of a non-zero integer $m$ is the largest positive divisor of $m$ that is composed of primes from $S$. In 2013, Gross and Vincent proved that if $f(X)$ is a polynomial with integer coefficients and with at least two roots in the complex numbers, then for every integer $x$ at which $f(x)$ is non-zero, we have (*) $[f(x)]_S\leq c\cdot |f(x)|^d$, where $c$ and $d$ are effectively computable and $d<1$. Their proof uses Baker-type estimates for linear forms in complex logarithms of algebraic numbers. As an easy application of the $p$-adic Thue-Siegel-Roth theorem we show that if $f(X)$ has degree $n\geq 2$ and no multiple roots, then an inequality such as (*) holds for all $d>1/n$, provided we do not require effectivity of $c$. Further, we show that such an inequality does not hold anymore with $d=1/n$ and sufficiently small $c$. In addition we prove a density result, giving for every $ε>0$ an asymptotic estimate with the right order of magnitude for the number of integers $x$ with absolute value at most $B$ such that $f(x)$ has $S$-part at least $|f(x)|^ε$. The result of Gross and Vincent, as well as the other results mentioned above, are generalized to values of binary forms and decomposable forms at integral points. Our main tools are Baker type estimates for linear forms in complex and $p$-adic logarithms, the $p$-adic Subspace Theorem of Schmidt and Schlickewei, and a recent general lattice point counting result of Barroero and Widmer.

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$S$-parts of terms of integer linear recurrence sequences

Let $S = \{q_1, \ldots , q_s\}$ be a finite, non-empty set of distinct prime numbers. For a non-zero integer $m$, write $m = q_1^{r_1} \ldots q_s^{r_s} M$, where $r_1, \ldots , r_s$ are non-negative integers and $M$ is an integer relatively prime to $q_1 \ldots q_s$. We define the $S$-part $[m]_S$ of $m$ by $[m]_S := q_1^{r_1} \ldots q_s^{r_s}$. Let $(u_n)_{n \ge 0}$ be a linear recurrence sequence of integers. Under certain necessary conditions, we establish that for every $\varepsilon > 0$, there exists an integer $n_0$ such that $[u_n]_S\leq |u_n|^{\varepsilon}$ holds for $n > n_0$. Our proof is ineffective in the sense that it does not give an explicit value for $n_0$. Under various assumptions on $(u_n)_{n \ge 0}$, we also give effective, but weaker, upper bounds for $[u_n]_S$ of the form $|u_n|^{1 -c}$, where $c$ is positive and depends only on $(u_n)_{n \ge 0}$ and $S$.

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On nearly linear recurrence sequences

A nearly linear recurrence sequence (nlrs) is a complex sequence $(a_n)$ with the property that there exist complex numbers $A_0$,$\ldots$, $A_{d-1}$ such that the sequence $\big(a_{n+d}+A_{d-1}a_{n+d-1}+\cdots +A_0a_n\big)_{n=0}^{\infty}$ is bounded. We give an asymptotic Binet-type formula for such sequences. We compare $(a_n)$ with a natural linear recurrence sequence (lrs) $(\tilde{a}_n)$ associated with it and prove under certain assumptions that the difference sequence $(a_n- \tilde{a}_n)$ tends to infinity. We show that several finiteness results for lrs, in particular the Skolem-Mahler-Lech theorem and results on common terms of two lrs, are not valid anymore for nlrs with integer terms. Our main tool in these investigations is an observation that lrs with transcendental terms may have large fluctuations, quite different from lrs with algebraic terms. On the other hand we show under certain hypotheses, that though there may be infinitely many of them, the common terms of two nlrs are very sparse. The proof of this result combines our Binet-type formula with a Baker type estimate for logarithmic forms.

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Effective results for discriminant equations over finitely generated domains

Let $A$ be an integral domain with quotient field $K$ of characteristic $0$ that is finitely generated as a $\mathbb{Z}$-algebra. Denote by $D(F)$ the discriminant of a polynomial $F\in A[X]$. Further, given a finite etale algebra $Ω$, we denote by $D_{Ω/K}(α)$ the discriminant of $α$ over $K$. For non-zero $δ\in A$, we consider equations \[ D(F)=δ\] to be solved in monic polynomials $F\in A[X]$ of given degree $n\geq 2$ having their zeros in a given finite extension field $G$ of $K$, and \[ D_{Ω/K}(α)=δ\,\,\mbox{ in } α\in O, \] where $O$ is an $A$-order of $Ω$, i.e., a subring of the integral closure of $A$ in $Ω$ that contains $A$ as well as a $K$-basis of $Ω$. In our book ``Discriminant Equations in Diophantine Number Theory, which will be published by Cambridge University Press we proved that if $A$ is effectively given in a well-defined sense and integrally closed, then up to natural notions of equivalence the above equations have only finitely many solutions, and that moreover, a full system of representatives for the equivalence classes can be determined effectively. In the present paper, we extend these results to integral domains $A$ that are not necessarily integrally closed.

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Effective results for hyper- and superelliptic equations over number fields

We consider hyper- and superelliptic equations $f(x)=by^m$ with unknowns x,y from the ring of S-integers of a given number field K. Here, f is a polynomial with S-integral coefficients of degree n with non-zero discriminant and b is a non-zero S-integer. Assuming that n>2 if m=2 or n>1 if m>2, we give completely explicit upper bounds for the heights of the solutions x,y in terms of the heights of f and b, the discriminant of K, and the norms of the prime ideals in S. Further, we give a completely explicit bound C such that $f(x)=by^m$ has no solutions in S-integers x,y if m>C, except if y is 0 or a root of unity. We will apply these results in another paper where we consider hyper- and superelliptic equations with unknowns taken from an arbitrary finitely generated integral domain of characteristic 0.

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Effective results for Diophantine equations over finitely generated domains

Let A be an arbitrary integral domain of characteristic 0 which is finitely generated over Z. We consider Thue equations $F(x,y)=b$ with unknowns x,y from A and hyper- and superelliptic equations $f(x)=by^m$ with unknowns from A, where the binary form F and the polynomial f have their coefficients in A, where b is a non-zero element from A, and where m is an integer at least 2. Under the necessary finiteness conditions imposed on F,f,m, we give explicit upper bounds for the sizes of x,y in terms of suitable representations for A,F,f,b Our results imply that the solutions of Thue equations and hyper- and superelliptic equations over arbitrary finitely generated domains can be determined effectively in principle. Further, we generalize a theorem of Schinzel and Tijdeman to the effect, that there is an effectively computable constant C such that $f(x)=by^m$ has no solutions in x,y from A with y not 0 or a root of unity if m>C. In our proofs, we use effective results for Thue equations and hyper- and superelliptic equations over number fields and function fields, some effective commutative algebra, and a specialization argument.

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Effective results for unit equations over finitely generated domains

Let A be a commutative domain containing Z which is finitely generated as a Z-algebra, and let a,b,c be non-zero elements of A. It follows from work of Siegel, Mahler, Parry and Lang that the equation (*) ax+by=c has only finitely many solutions in elements x,y of the unit group A* of A, but the proof following from their arguments is ineffective. Using linear forms in logarithms estimates of Baker and Coates, in 1979 Győry gave an effective proof of this finiteness result, in the special case that A is the ring of S-integers of an algebraic number field. Some years later, Győry extended this to a restricted class of finitely generated domains A, containing transcendental elements. In the present paper, we give an effective finiteness proof for the number of solutions of (*) for arbitrary domains A finitely generated over Z. In fact, we give an explicit upper bound for the `sizes' of the solutions x,y, in terms of defining parameters for A,a,b,c. In our proof, we use already existing effective finiteness results for two variable S-unit equations over number fields due to Győry and Yu and over function fields due to Mason, as well as an explicit specialization argument.

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Multiply monogenic orders

Let O be an order in an algebraic number field K, i.e., a ring with quotient field K which is contained in the ring of integers of K. The order O is called monogenic, if it is of the shape Z[w], i.e., generated over the rational integers by one element. By a result of Győry (1976), the set of w with Z[w]=O is a union of finitely many equivalence classes, where two elements v,w of O are called equivalent if v+w or v-w is a rational integer. An order O is called k times monogenic if there are at least k different equivalence classes of w with Z[w]=O, and precisely k times monogenic if there are precisely k such equivalence classes. It is known that every quadratic order is precisely one time monogenic, while in number fields of degree larger than 2, there may be non-monogenic orders. In this paper we study orders which are more than one time monogenic. Our first main result is, that in any number field K of degree at least 3 there are only finitely many three times monogenic orders. Next, we define two special types of two times monogenic orders, and show that there are number fields K which have infinitely many orders of these types. Then under certain conditions imposed on the Galois group of the normal closure of K, we prove that K has only finitely many two times monogenic orders which are not of these types. We give some immediate applications to canonical number systems. Further, we prove extensions of our results for domains which are monogenic over a given domain A of characteristic 0 which is finitely generated over Z.

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On the Quantitative Subspace Theorem

In this survey we give an overview of recent developments on the Quantitative Subspace Theorem. In particular, we discuss a new upper bound for the number of subspaces containing the "large" solutions, obtained jointly with Roberto Ferretti, and sketch the proof of the latter. Further, we prove a new gap principle to handle the "small" solutions in the system of inequalities considered in the Subspace Theorem. Finally, we go into the refinement of the Subspace Theorem by Faltings and Wuestholz, which states that the system of inequalities considered has only finitely many solutions outside some effectively determinable proper linear subspace of the ambient solution space. Estimating the number of these solutions is still an open problem. We give some motivation that this problem is very hard.

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A further improvement of the quantitative Subspace Theorem

In 2002, Evertse and Schlickewei obtained a quantitative version of the so-called Absolute Parametric Subspace Theorem. This result deals with a parametrized class of twisted heights. One of the consequences of this result is a quantitative version of the Absolute Subspace Theorem, giving an explicit upper bound for the number of subspaces containing the solutions of the Diophantine inequality under consideration. In the present paper, we further improve Evertse's and Schlickewei's quantitative version of the Absolute Parametric Subspace Theorem, and deduce an improved quantitative version of the Absolute Subspace Theorem. We combine ideas from the proof of Evertse and Schlickewei (which is basically a substantial refinement of Schmidt's proof of his Subspace Theorem from 1972, with ideas from Faltings' and Wuestholz' proof of the Subspace Theorem.

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Approximation of complex algebraic numbers by algebraic numbers of bounded degree

We investigate how well complex algebraic numbers can be approximated by algebraic numbers of degree at most n. We also investigate how well complex algebraic numbers can be approximated by algebraic integers of degree at most n+1. It follows from our investigations that for every positive integer n there are complex algebraic numbers of degree larger than n that are better approximable by algebraic numbers of degree at most n than almost all complex numbers. As it turns out, these numbers are more badly approximable by algebraic integers of degree at most n+1 than almost all complex numbers.

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