SearcharxivSearch

arXiv subjects

Jeff Gore

Publications and source records attributed to Jeff Gore.

At least 19 recordsLinked to original sources

Neural Scaling Universality: If Exponents Are Fixed, Time to Understand Coefficients

Neural scaling laws describe how pre-training loss decays as power laws with training time, model size, and compute. This position paper argues that the exponents of these power laws are fixed by generic mechanisms: a one-third time scaling due to the strong nonlinearity of Softmax, an inverse width scaling due to representational superposition, and an inverse depth scaling due to ensemble averaging of Transformer layers. These mechanisms are robust to a wide range of data structures and architectural details, placing current large language models in a universality class with fixed exponents. The coefficients, however, are expected to be sensitive to data and architecture details, and directly determine practical quantities such as the optimal model shape and the compute-optimal frontier. We therefore argue that understanding the coefficients is the key to near-term performance improvements, and that a closer examination of the current universality class may reveal pathways to better universality classes.

cs.LG

Everything at Every Scale: Scale-Invariant Diffusion with Continuous Super-Resolution

Creating images from noise is image generation; reconstructing fine details from coarse inputs is super-resolution. Despite their practical differences, both can be understood as reversing information loss across scales. We introduce $\textbf{SKILD}$, a $\textbf{S}$cale-invariant $\textbf{K}$-Space $\textbf{I}$mage $\textbf{L}$earning $\textbf{D}$iffusion model that unifies generation and continuous super-resolution within a single unconditional framework. Both natural images and critical physical systems exhibit scale invariance, and we leverage it to design a forward process that attenuates image content from fine to coarse scales while injecting spectrum-matched Gaussian noise, making scale an explicit coordinate of the diffusion dynamics. The same trained reverse process performs generation and continuous super-resolution by varying only the starting timestep: $\textit{no task-specific architecture, no conditioning branch, no classifier-free guidance, no retraining per scale factor}$. Empirically, SKILD reaches FID $2.65$ and Inception Score $9.63$ on unconditional CIFAR-10, performs $2\times$--$8\times$ super-resolution on ImageNet from a single unconditional checkpoint while outperforming conditional models across perceptual metrics, and reconstructs critical Ising models whose connected four-point correlations closely track the ground truth.

cs.CV

Spatiotemporal noise stabilizes unbounded diversity in strongly-competitive communities

Classical ecological models predict that diverse communities should be unstable, presenting a central challenge to explaining the stable biodiversity seen in nature. We revisit this long-standing problem by extending the generalized Lotka-Volterra model to include both spatial structure and environmental fluctuations across space and time. We find that neither space nor environmental noise alone can resolve the tension between diversity and stability, but that together they permit arbitrarily many species to stably coexist in a sufficiently large system, despite strongly disordered competitive interactions. We analytically characterize the noise-induced transition to coexistence, showing that spatiotemporal noise drives power-law abundance fluctuations, leading to an anomalous scaling of moments known empirically as Taylor's law. At the metacommunity level, this manifests as an emergent sublinear self-inhibition that stabilizes diversity and renders the interaction disorder irrelevant in the high-diversity limit. Spatiotemporal noise thus provides a novel resolution to the diversity-stability paradox and a generic mechanism by which complex communities can persist.

q-bio.PE

Inverse Depth Scaling From Most Layers Being Similar

Neural scaling laws relate loss to model size in large language models (LLMs), yet depth and width may contribute to performance differently, requiring more detailed studies. Here, we quantify how depth affects loss via analysis of LLMs and toy residual networks. We find loss scales inversely proportional to depth in LLMs, probably due to functionally similar layers reducing error through ensemble averaging rather than compositional learning or discretizing smooth dynamics. This regime is inefficient yet robust and may arise from the architectural bias of residual networks and target functions incompatible with smooth dynamics. The findings suggest that improving LLM efficiency may require architectural innovations to encourage compositional use of depth.

cs.LG

Universal One-third Time Scaling in Learning Peaked Distributions

Training large language models (LLMs) is computationally expensive, partly because the loss exhibits slow power-law convergence whose origin remains debatable. Through systematic analysis of toy models and empirical evaluation of LLMs, we show that this behavior can arise intrinsically from the use of softmax and cross-entropy. When learning peaked probability distributions, e.g., next-token distributions, these components generically yield power-law vanishing losses and gradients, regardless of many microscopic details, creating a fundamental optimization bottleneck. This ultimately leads to power-law time scaling of the loss with a universal exponent of $1/3$. Our results provide a mechanistic explanation for observed neural scaling and suggest new directions for improving LLM training efficiency.

cs.LG

Superposition unifies power-law training dynamics

We investigate the role of feature superposition in the emergence of power-law training dynamics using a teacher-student framework. We first derive an analytic theory for training without superposition, establishing that the power-law training exponent depends on both the input data statistics and channel importance. Remarkably, we discover that a superposition bottleneck induces a transition to a universal power-law exponent of $\sim 1$, independent of data and channel statistics. This one over time training with superposition represents an up to tenfold acceleration compared to the purely sequential learning that takes place in the absence of superposition. Our finding that superposition leads to rapid training with a data-independent power law exponent may have important implications for a wide range of neural networks that employ superposition, including production-scale large language models.

cs.LG

The Blessing of Dimensionality in LLM Fine-tuning: A Variance-Curvature Perspective

Weight-perturbation evolution strategies (ES) can fine-tune billion-parameter language models with surprisingly small populations (e.g., $N\!\approx\!30$), contradicting classical zeroth-order curse-of-dimensionality intuition. We also observe a second seemingly separate phenomenon: under fixed hyperparameters, the stochastic fine-tuning reward often rises, peaks, and then degrades in both ES and GRPO. We argue that both effects reflect a shared geometric property of fine-tuning landscapes: they are low-dimensional in curvature. A small set of high-curvature dimensions dominates improvement, producing (i) heterogeneous time scales that yield rise-then-decay under fixed stochasticity, as captured by a minimal quadratic stochastic-ascent model, and (ii) degenerate improving updates, where many random perturbations share similar components along these directions. Using ES as a geometric probe on fine-tuning reward landscapes of GSM8K, ARC-C, and WinoGrande across Qwen2.5-Instruct models (0.5B--7B), we show that reward-improving perturbations remain empirically accessible with small populations across scales. Together, these results reconcile ES scalability with non-monotonic training dynamics and suggest that high-dimensional fine-tuning may admit a broader class of viable optimization methods than worst-case theory implies.

cs.LG

Estimating the Empowerment of Language Model Agents

As language model (LM) agents become increasingly capable and adopted in real-world applications, there is a growing need for scalable evaluation frameworks beyond costly, manually designed benchmarks. We propose information-theoretic evaluation based on empowerment, an information-theoretic measure of an agent's influence on future states through its actions. To handle the unique challenges of text-based environments, we introduce EELMA (Estimating Empowerment of Language Model Agents), an algorithm for approximating effective empowerment from multi-turn text interactions. We demonstrate EELMA on textual games and realistic web and tool-use environments, showing that empowerment strongly correlates with average task performance. We further analyze how empowerment varies across models, environment complexity, and agent configurations, and show that high-empowerment states and actions often mark pivotal moments for general capabilities. These results establish empowerment as a goal-agnostic metric that complements task-success measures for LM-agent evaluation.

cs.AI

Neural Thermodynamic Laws for Large Language Model Training

Beyond neural scaling laws, little is known about the laws underlying large language models (LLMs). We introduce Neural Thermodynamic Laws (NTL) -- a new framework that offers fresh insights into LLM training dynamics. On the theoretical side, we demonstrate that key thermodynamic quantities (e.g., temperature, entropy, heat capacity, thermal conduction) and classical thermodynamic principles (e.g., the three laws of thermodynamics and the equipartition theorem) naturally emerge under river-valley loss landscape assumptions. On the practical side, this scientific perspective yields intuitive guidelines for designing learning rate schedules.

cs.LG

Superposition Yields Robust Neural Scaling

The success of today's large language models (LLMs) depends on the observation that larger models perform better. However, the origin of this neural scaling law, that loss decreases as a power law with model size, remains unclear. We propose that representation superposition, meaning that LLMs represent more features than they have dimensions, can be a key contributor to loss and cause neural scaling. Based on Anthropic's toy model, we use weight decay to control the degree of superposition, allowing us to systematically study how loss scales with model size. When superposition is weak, the loss follows a power law only if data feature frequencies are power-law distributed. In contrast, under strong superposition, the loss generically scales inversely with model dimension across a broad class of frequency distributions, due to geometric overlaps between representation vectors. We confirmed that open-sourced LLMs operate in the strong superposition regime and have loss scaling inversely with model dimension, and that the Chinchilla scaling laws are also consistent with this behavior. Our results identify representation superposition as a central driver of neural scaling laws, providing insights into questions like when neural scaling laws can be improved and when they will break down.

cs.LG

FOCUS: First Order Concentrated Updating Scheme

Large language models (LLMs) demonstrate remarkable performance, and improving their pre-training process appears to be key to enhancing their capabilities further. Based on the documented success of Adam, learning rate decay, and weight decay, we hypothesize that the pre-training loss landscape features a narrowing valley structure. Through experiments with synthetic loss functions, we discover that when gradient query noise is high relative to the valley's sharpness, Adam's performance falls behind that of Signum because Adam reduces the effective step size too drastically. This observation led us to develop FOCUS, an optimizer that enhances Signum by incorporating attraction toward moving averaged parameters, allowing it to handle noise better while maintaining larger step sizes. In training GPT-2, FOCUS proves to be more stable than Signum and faster than Adam. These results suggest that gradient noise may be an underappreciated limiting factor in LLM training, and FOCUS offers promising solutions.

cs.LG

Physics of Skill Learning

We aim to understand physics of skill learning, i.e., how skills are learned in neural networks during training. We start by observing the Domino effect, i.e., skills are learned sequentially, and notably, some skills kick off learning right after others complete learning, similar to the sequential fall of domino cards. To understand the Domino effect and relevant behaviors of skill learning, we take physicists' approach of abstraction and simplification. We propose three models with varying complexities -- the Geometry model, the Resource model, and the Domino model, trading between reality and simplicity. The Domino effect can be reproduced in the Geometry model, whose resource interpretation inspires the Resource model, which can be further simplified to the Domino model. These models present different levels of abstraction and simplification; each is useful to study some aspects of skill learning. The Geometry model provides interesting insights into neural scaling laws and optimizers; the Resource model sheds light on the learning dynamics of compositional tasks; the Domino model reveals the benefits of modularity. These models are not only conceptually interesting -- e.g., we show how Chinchilla scaling laws can emerge from the Geometry model, but also are useful in practice by inspiring algorithmic development -- e.g., we show how simple algorithmic changes, motivated by these toy models, can speed up the training of deep learning models.

cs.LG

Emergence and Effectiveness of Task Vectors in In-Context Learning: An Encoder Decoder Perspective

Autoregressive transformers exhibit adaptive learning through in-context learning (ICL), which begs the question of how. Prior works have shown that transformers represent the ICL tasks as vectors in their representations. In this paper, we leverage the encoding-decoding framework to study how transformers form task vectors during pretraining and how their task encoding quality predicts ICL task performance. On synthetic ICL tasks, we analyze the training dynamics of a small transformer and report the coupled emergence of task encoding and decoding. As the model learns to encode different latent tasks (e.g., "Finding the first noun in a sentence.") into distinct, separable representations, it concurrently builds conditional decoding algorithms and improves its ICL performance. We validate this phenomenon across pretrained models of varying scales (Gemma-2 2B/9B/27B, Llama-3.1 8B/70B) and over the course of pretraining in OLMo-7B. Further, we demonstrate that the quality of task encoding inferred from representations predicts ICL performance, and that, surprisingly, finetuning the earlier layers can improve the task encoding and performance more than finetuning the latter layers. Our empirical insights shed light into better understanding the success and failure modes of large language models via their representations.

cs.CL

A Resource Model For Neural Scaling Law

Neural scaling laws characterize how model performance improves as the model size scales up. Inspired by empirical observations, we introduce a resource model of neural scaling. A task is usually composite hence can be decomposed into many subtasks, which compete for resources (measured by the number of neurons allocated to subtasks). On toy problems, we empirically find that: (1) The loss of a subtask is inversely proportional to its allocated neurons. (2) When multiple subtasks are present in a composite task, the resources acquired by each subtask uniformly grow as models get larger, keeping the ratios of acquired resources constants. We hypothesize these findings to be generally true and build a model to predict neural scaling laws for general composite tasks, which successfully replicates the neural scaling law of Chinchilla models reported in arXiv:2203.15556. We believe that the notion of resource used in this paper will be a useful tool for characterizing and diagnosing neural networks.

cs.LG

Dynamic clustering of passive colloids in dense suspensions of motile bacteria

Mixtures of active and passive particles are predicted to exhibit a variety of nonequilibrium phases. Here we report a dynamic clustering phase in mixtures of colloids and motile bacteria. We show that colloidal clustering results from a balance between bond breaking due to persistent active motion and bond stabilization due to torques that align active particle velocity tangentially to the passive particle surface. Furthermore, dynamic clustering spans a broad regime between diffusivity-based and motility-induced phase separation that subsumes typical bacterial motility parameters.

cond-mat.soft

Slow expanders invade by forming dented fronts in microbial colonies

Most organisms grow in space, whether they are viruses spreading within a host tissue or invasive species colonizing a new continent. Evolution typically selects for higher expansion rates during spatial growth, but it has been suggested that slower expanders can take over under certain conditions. Here, we report an experimental observation of such population dynamics. We demonstrate that the slower mutants win not only when the two types are intermixed at the front but also when they are spatially segregated into sectors. The latter was thought to be impossible because previous studies focused exclusively on the global competitions mediated by expansion velocities but overlooked the local competitions at sector boundaries. We developed a theory of sector geometry that accounts for both local and global competitions and describes all possible sector shapes. In particular, the theory predicted that a slower, but more competitive, mutant forms a dented V-shaped sector as it takes over the expansion front. Such sectors were indeed observed experimentally and their shapes matched up quantitatively with the theory. In simulations, we further explored several mechanism that could provide slow expanders with a local competitive advantage and showed that they are all well-described by our theory. Taken together, our results shed light on previously unexplored outcomes of spatial competition and establish a universal framework to understand evolutionary and ecological dynamics in expanding populations.

q-bio.PE

Dynamics of a producer-parasite ecosystem on the brink of collapse

Ecosystems can undergo sudden shifts to undesirable states, but recent studies with simple single species ecosystems have demonstrated that advance warning can be provided by the slowing down of population dynamics near a tipping point. However, it is not clear how this effect of critical slowing down will manifest in ecosystems with strong interactions between their components. Here we probe the dynamics of an experimental producer parasite ecosystem as it approaches a catastrophic collapse. Surprisingly, the producer population grows in size as the environment deteriorates, highlighting that population size can be a misleading measure of ecosystem stability. By analyzing the oscillatory producer parasite dynamics for over ~100 generations in multiple environmental conditions, we found that the collective ecosystem dynamics slows down as the tipping point is approached. Analysis of the coupled dynamics of interacting populations may therefore be necessary to provide advance warning of collapse in complex communities.

q-bio.PE

The strength of genetic interactions scales weakly with the mutational effects

Genetic interactions pervade every aspect of biology, from evolutionary theory where they determine the accessibility of evolutionary paths, to medicine where they contribute to complex genetic diseases. Until very recently, studies on epistatic interactions have been based on a handful of mutations, providing at best anecdotal evidence about the frequency and the typical strength of genetic interactions. In this study we analyze the publicly available Data Repository of Yeast Genetic INteractions (DRYGIN), which contains the growth rates of over five million double gene knockout mutants. We discuss a geometric definition of epistasis which reveals a simple and surprisingly weak scaling law for the characteristic strength of genetic interactions as a function of the effects of the mutations being combined. We then utilize this scaling to quantify the roughness of naturally occurring fitness landscapes. Finally, we show how the observed roughness differs from what is predicted by Fisher's geometric model of epistasis and discuss its consequences on the evolutionary dynamics. Although epistatic interactions between specific genes remain largely unpredictable, the statistical properties of an ensemble of interactions can display conspicuous regularities and be described by simple mathematical laws. By exploiting the amount of data produced by modern high-throughput techniques it is now possible to thoroughly test the predictions of theoretical models of genetic interactions and to build informed computational models of evolution on realistic fitness landscapes.

q-bio.GN