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Jeffrey Dalton

Publications and source records attributed to Jeffrey Dalton.

At least 19 recordsLinked to original sources

GRILLBot In Practice: Lessons and Tradeoffs Deploying Large Language Models for Adaptable Conversational Task Assistants

We tackle the challenge of building real-world multimodal assistants for complex real-world tasks. We describe the practicalities and challenges of developing and deploying GRILLBot, a leading (first and second prize winning in 2022 and 2023) system deployed in the Alexa Prize TaskBot Challenge. Building on our Open Assistant Toolkit (OAT) framework, we propose a hybrid architecture that leverages Large Language Models (LLMs) and specialised models tuned for specific subtasks requiring very low latency. OAT allows us to define when, how and which LLMs should be used in a structured and deployable manner. For knowledge-grounded question answering and live task adaptations, we show that LLM reasoning abilities over task context and world knowledge outweigh latency concerns. For dialogue state management, we implement a code generation approach and show that specialised smaller models have 84% effectiveness with 100x lower latency. Overall, we provide insights and discuss tradeoffs for deploying both traditional models and LLMs to users in complex real-world multimodal environments in the Alexa TaskBot challenge. These experiences will continue to evolve as LLMs become more capable and efficient -- fundamentally reshaping OAT and future assistant architectures.

cs.IR

Open Assistant Toolkit -- version 2

We present the second version of the Open Assistant Toolkit (OAT-v2), an open-source task-oriented conversational system for composing generative neural models. OAT-v2 is a scalable and flexible assistant platform supporting multiple domains and modalities of user interaction. It splits processing a user utterance into modular system components, including submodules such as action code generation, multimodal content retrieval, and knowledge-augmented response generation. Developed over multiple years of the Alexa TaskBot challenge, OAT-v2 is a proven system that enables scalable and robust experimentation in experimental and real-world deployment. OAT-v2 provides open models and software for research and commercial applications to enable the future of multimodal virtual assistants across diverse applications and types of rich interaction.

cs.IR

Adaptive Latent Entity Expansion for Document Retrieval

Despite considerable progress in neural relevance ranking techniques, search engines still struggle to process complex queries effectively - both in terms of precision and recall. Sparse and dense Pseudo-Relevance Feedback (PRF) approaches have the potential to overcome limitations in recall, but are only effective with high precision in the top ranks. In this work, we tackle the problem of search over complex queries using three complementary techniques. First, we demonstrate that applying a strong neural re-ranker before sparse or dense PRF can improve the retrieval effectiveness by 5-8%. This improvement in PRF effectiveness can be attributed directly to improving the precision of the feedback set. Second, we propose an enhanced expansion model, Latent Entity Expansion (LEE), which applies fine-grained word and entity-based relevance modelling incorporating localized features. Specifically, we find that by including both words and entities for expansion achieve a further 2-8% improvement in NDCG. Our analysis also demonstrated that LEE is largely robust to its parameters across datasets and performs well on entity-centric queries. And third, we include an 'adaptive' component in the retrieval process, which iteratively refines the re-ranking pool during scoring using the expansion model and avoids re-ranking additional documents. We find that this combination of techniques achieves the best NDCG, MAP and R@1000 results on the TREC Robust 2004 and CODEC document datasets, demonstrating a significant advancement in expansion effectiveness.

cs.IR

Controllable Chest X-Ray Report Generation from Longitudinal Representations

Radiology reports are detailed text descriptions of the content of medical scans. Each report describes the presence/absence and location of relevant clinical findings, commonly including comparison with prior exams of the same patient to describe how they evolved. Radiology reporting is a time-consuming process, and scan results are often subject to delays. One strategy to speed up reporting is to integrate automated reporting systems, however clinical deployment requires high accuracy and interpretability. Previous approaches to automated radiology reporting generally do not provide the prior study as input, precluding comparison which is required for clinical accuracy in some types of scans, and offer only unreliable methods of interpretability. Therefore, leveraging an existing visual input format of anatomical tokens, we introduce two novel aspects: (1) longitudinal representation learning -- we input the prior scan as an additional input, proposing a method to align, concatenate and fuse the current and prior visual information into a joint longitudinal representation which can be provided to the multimodal report generation model; (2) sentence-anatomy dropout -- a training strategy for controllability in which the report generator model is trained to predict only sentences from the original report which correspond to the subset of anatomical regions given as input. We show through in-depth experiments on the MIMIC-CXR dataset how the proposed approach achieves state-of-the-art results while enabling anatomy-wise controllable report generation.

cs.CV

Finding-Aware Anatomical Tokens for Chest X-Ray Automated Reporting

The task of radiology reporting comprises describing and interpreting the medical findings in radiographic images, including description of their location and appearance. Automated approaches to radiology reporting require the image to be encoded into a suitable token representation for input to the language model. Previous methods commonly use convolutional neural networks to encode an image into a series of image-level feature map representations. However, the generated reports often exhibit realistic style but imperfect accuracy. Inspired by recent works for image captioning in the general domain in which each visual token corresponds to an object detected in an image, we investigate whether using local tokens corresponding to anatomical structures can improve the quality of the generated reports. We introduce a novel adaptation of Faster R-CNN in which finding detection is performed for the candidate bounding boxes extracted during anatomical structure localisation. We use the resulting bounding box feature representations as our set of finding-aware anatomical tokens. This encourages the extracted anatomical tokens to be informative about the findings they contain (required for the final task of radiology reporting). Evaluating on the MIMIC-CXR dataset of chest X-Ray images, we show that task-aware anatomical tokens give state-of-the-art performance when integrated into an automated reporting pipeline, yielding generated reports with improved clinical accuracy.

cs.CV

GRM: Generative Relevance Modeling Using Relevance-Aware Sample Estimation for Document Retrieval

Recent studies show that Generative Relevance Feedback (GRF), using text generated by Large Language Models (LLMs), can enhance the effectiveness of query expansion. However, LLMs can generate irrelevant information that harms retrieval effectiveness. To address this, we propose Generative Relevance Modeling (GRM) that uses Relevance-Aware Sample Estimation (RASE) for more accurate weighting of expansion terms. Specifically, we identify similar real documents for each generated document and use a neural re-ranker to estimate their relevance. Experiments on three standard document ranking benchmarks show that GRM improves MAP by 6-9% and R@1k by 2-4%, surpassing previous methods.

cs.IR

Generative and Pseudo-Relevant Feedback for Sparse, Dense and Learned Sparse Retrieval

Pseudo-relevance feedback (PRF) is a classical approach to address lexical mismatch by enriching the query using first-pass retrieval. Moreover, recent work on generative-relevance feedback (GRF) shows that query expansion models using text generated from large language models can improve sparse retrieval without depending on first-pass retrieval effectiveness. This work extends GRF to dense and learned sparse retrieval paradigms with experiments over six standard document ranking benchmarks. We find that GRF improves over comparable PRF techniques by around 10% on both precision and recall-oriented measures. Nonetheless, query analysis shows that GRF and PRF have contrasting benefits, with GRF providing external context not present in first-pass retrieval, whereas PRF grounds the query to the information contained within the target corpus. Thus, we propose combining generative and pseudo-relevance feedback ranking signals to achieve the benefits of both feedback classes, which significantly increases recall over PRF methods on 95% of experiments.

cs.IR

Exploiting Simulated User Feedback for Conversational Search: Ranking, Rewriting, and Beyond

This research aims to explore various methods for assessing user feedback in mixed-initiative conversational search (CS) systems. While CS systems enjoy profuse advancements across multiple aspects, recent research fails to successfully incorporate feedback from the users. One of the main reasons for that is the lack of system-user conversational interaction data. To this end, we propose a user simulator-based framework for multi-turn interactions with a variety of mixed-initiative CS systems. Specifically, we develop a user simulator, dubbed ConvSim, that, once initialized with an information need description, is capable of providing feedback to a system's responses, as well as answering potential clarifying questions. Our experiments on a wide variety of state-of-the-art passage retrieval and neural re-ranking models show that effective utilization of user feedback can lead to 16% retrieval performance increase in terms of nDCG@3. Moreover, we observe consistent improvements as the number of feedback rounds increases (35% relative improvement in terms of nDCG@3 after three rounds). This points to a research gap in the development of specific feedback processing modules and opens a potential for significant advancements in CS. To support further research in the topic, we release over 30,000 transcripts of system-simulator interactions based on well-established CS datasets.

cs.IR

Generative Relevance Feedback with Large Language Models

Current query expansion models use pseudo-relevance feedback to improve first-pass retrieval effectiveness; however, this fails when the initial results are not relevant. Instead of building a language model from retrieved results, we propose Generative Relevance Feedback (GRF) that builds probabilistic feedback models from long-form text generated from Large Language Models. We study the effective methods for generating text by varying the zero-shot generation subtasks: queries, entities, facts, news articles, documents, and essays. We evaluate GRF on document retrieval benchmarks covering a diverse set of queries and document collections, and the results show that GRF methods significantly outperform previous PRF methods. Specifically, we improve MAP between 5-19% and NDCG@10 17-24% compared to RM3 expansion, and achieve the best R@1k effectiveness on all datasets compared to state-of-the-art sparse, dense, and expansion models.

cs.IR

Generate, Transform, Answer: Question Specific Tool Synthesis for Tabular Data

Tabular question answering (TQA) presents a challenging setting for neural systems by requiring joint reasoning of natural language with large amounts of semi-structured data. Unlike humans who use programmatic tools like filters to transform data before processing, language models in TQA process tables directly, resulting in information loss as table size increases. In this paper we propose ToolWriter to generate query specific programs and detect when to apply them to transform tables and align them with the TQA model's capabilities. Focusing ToolWriter to generate row-filtering tools improves the state-of-the-art for WikiTableQuestions and WikiSQL with the most performance gained on long tables. By investigating headroom, our work highlights the broader potential for programmatic tools combined with neural components to manipulate large amounts of structured data.

cs.LG

Induced Natural Language Rationales and Interleaved Markup Tokens Enable Extrapolation in Large Language Models

The ability to extrapolate, i.e., to make predictions on sequences that are longer than those presented as training examples, is a challenging problem for current deep learning models. Recent work shows that this limitation persists in state-of-the-art Transformer-based models. Most solutions to this problem use specific architectures or training methods that do not generalize to other tasks. We demonstrate that large language models can succeed in extrapolation without modifying their architecture or training procedure. Our experimental results show that generating step-by-step rationales and introducing marker tokens are both required for effective extrapolation. First, we induce a language model to produce step-by-step rationales before outputting the answer to effectively communicate the task to the model. However, as sequences become longer, we find that current models struggle to keep track of token positions. To address this issue, we interleave output tokens with markup tokens that act as explicit positional and counting symbols. Our findings show how these two complementary approaches enable remarkable sequence extrapolation and highlight a limitation of current architectures to effectively generalize without explicit surface form guidance. Code available at https://github.com/MirelleB/induced-rationales-markup-tokens

cs.CL

DocuT5: Seq2seq SQL Generation with Table Documentation

Current SQL generators based on pre-trained language models struggle to answer complex questions requiring domain context or understanding fine-grained table structure. Humans would deal with these unknowns by reasoning over the documentation of the tables. Based on this hypothesis, we propose DocuT5, which uses off-the-shelf language model architecture and injects knowledge from external `documentation' to improve domain generalization. We perform experiments on the Spider family of datasets that contain complex questions that are cross-domain and multi-table. Specifically, we develop a new text-to-SQL failure taxonomy and find that 19.6% of errors are due to foreign key mistakes, and 49.2% are due to a lack of domain knowledge. We proposed DocuT5, a method that captures knowledge from (1) table structure context of foreign keys and (2) domain knowledge through contextualizing tables and columns. Both types of knowledge improve over state-of-the-art T5 with constrained decoding on Spider, and domain knowledge produces state-of-the-art comparable effectiveness on Spider-DK and Spider-SYN datasets.

cs.CL

Query-Specific Knowledge Graphs for Complex Finance Topics

Across the financial domain, researchers answer complex questions by extensively "searching" for relevant information to generate long-form reports. This workshop paper discusses automating the construction of query-specific document and entity knowledge graphs (KGs) for complex research topics. We focus on the CODEC dataset, where domain experts (1) create challenging questions, (2) construct long natural language narratives, and (3) iteratively search and assess the relevance of documents and entities. For the construction of query-specific KGs, we show that state-of-the-art ranking systems have headroom for improvement, with specific failings due to a lack of context or explicit knowledge representation. We demonstrate that entity and document relevance are positively correlated, and that entity-based query feedback improves document ranking effectiveness. Furthermore, we construct query-specific KGs using retrieval and evaluate using CODEC's "ground-truth graphs", showing the precision and recall trade-offs. Lastly, we point to future work, including adaptive KG retrieval algorithms and GNN-based weighting methods, while highlighting key challenges such as high-quality data, information extraction recall, and the size and sparsity of complex topic graphs.

cs.IR

GRILLBot: An Assistant for Real-World Tasks with Neural Semantic Parsing and Graph-Based Representations

GRILLBot is the winning system in the 2022 Alexa Prize TaskBot Challenge, moving towards the next generation of multimodal task assistants. It is a voice assistant to guide users through complex real-world tasks in the domains of cooking and home improvement. These are long-running and complex tasks that require flexible adjustment and adaptation. The demo highlights the core aspects, including a novel Neural Decision Parser for contextualized semantic parsing, a new "TaskGraph" state representation that supports conditional execution, knowledge-grounded chit-chat, and automatic enrichment of tasks with images and videos.

cs.CL

VILT: Video Instructions Linking for Complex Tasks

This work addresses challenges in developing conversational assistants that support rich multimodal video interactions to accomplish real-world tasks interactively. We introduce the task of automatically linking instructional videos to task steps as "Video Instructions Linking for Complex Tasks" (VILT). Specifically, we focus on the domain of cooking and empowering users to cook meals interactively with a video-enabled Alexa skill. We create a reusable benchmark with 61 queries from recipe tasks and curate a collection of 2,133 instructional "How-To" cooking videos. Studying VILT with state-of-the-art retrieval methods, we find that dense retrieval with ANCE is the most effective, achieving an NDCG@3 of 0.566 and P@1 of 0.644. We also conduct a user study that measures the effect of incorporating videos in a real-world task setting, where 10 participants perform several cooking tasks with varying multimodal experimental conditions using a state-of-the-art Alexa TaskBot system. The users interacting with manually linked videos said they learned something new 64% of the time, which is a 9% increase compared to the automatically linked videos (55%), indicating that linked video relevance is important for task learning.

cs.IR

CODEC: Complex Document and Entity Collection

CODEC is a document and entity ranking benchmark that focuses on complex research topics. We target essay-style information needs of social science researchers, i.e. "How has the UK's Open Banking Regulation benefited Challenger Banks?". CODEC includes 42 topics developed by researchers and a new focused web corpus with semantic annotations including entity links. This resource includes expert judgments on 17,509 documents and entities (416.9 per topic) from diverse automatic and interactive manual runs. The manual runs include 387 query reformulations, providing data for query performance prediction and automatic rewriting evaluation. CODEC includes analysis of state-of-the-art systems, including dense retrieval and neural re-ranking. The results show the topics are challenging with headroom for document and entity ranking improvement. Query expansion with entity information shows significant gains in document ranking, demonstrating the resource's value for evaluating and improving entity-oriented search. We also show that the manual query reformulations significantly improve document ranking and entity ranking performance. Overall, CODEC provides challenging research topics to support the development and evaluation of entity-centric search methods.

cs.IR

Building and Evaluating Open-Domain Dialogue Corpora with Clarifying Questions

Enabling open-domain dialogue systems to ask clarifying questions when appropriate is an important direction for improving the quality of the system response. Namely, for cases when a user request is not specific enough for a conversation system to provide an answer right away, it is desirable to ask a clarifying question to increase the chances of retrieving a satisfying answer. To address the problem of 'asking clarifying questions in open-domain dialogues': (1) we collect and release a new dataset focused on open-domain single- and multi-turn conversations, (2) we benchmark several state-of-the-art neural baselines, and (3) we propose a pipeline consisting of offline and online steps for evaluating the quality of clarifying questions in various dialogues. These contributions are suitable as a foundation for further research.

cs.CL

CEQE: Contextualized Embeddings for Query Expansion

In this work we leverage recent advances in context-sensitive language models to improve the task of query expansion. Contextualized word representation models, such as ELMo and BERT, are rapidly replacing static embedding models. We propose a new model, Contextualized Embeddings for Query Expansion (CEQE), that utilizes query-focused contextualized embedding vectors. We study the behavior of contextual representations generated for query expansion in ad-hoc document retrieval. We conduct our experiments on probabilistic retrieval models as well as in combination with neural ranking models. We evaluate CEQE on two standard TREC collections: Robust and Deep Learning. We find that CEQE outperforms static embedding-based expansion methods on multiple collections (by up to 18% on Robust and 31% on Deep Learning on average precision) and also improves over proven probabilistic pseudo-relevance feedback (PRF) models. We further find that multiple passes of expansion and reranking result in continued gains in effectiveness with CEQE-based approaches outperforming other approaches. The final model incorporating neural and CEQE-based expansion score achieves gains of up to 5% in P@20 and 2% in AP on Robust over the state-of-the-art transformer-based re-ranking model, Birch.

cs.IR