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Jeffrey G. Andrews

Publications and source records attributed to Jeffrey G. Andrews.

At least 181 records · Page 10Linked to original sources

Multi-Antenna Communication in Ad Hoc Networks: Achieving MIMO Gains with SIMO Transmission

The benefit of multi-antenna receivers is investigated in wireless ad hoc networks, and the main finding is that network throughput can be made to scale linearly with the number of receive antennas nR even if each transmitting node uses only a single antenna. This is in contrast to a large body of prior work in single-user, multiuser, and ad hoc wireless networks that have shown linear scaling is achievable when multiple receive and transmit antennas (i.e., MIMO transmission) are employed, but that throughput increases logarithmically or sublinearly with nR when only a single transmit antenna (i.e., SIMO transmission) is used. The linear gain is achieved by using the receive degrees of freedom to simultaneously suppress interference and increase the power of the desired signal, and exploiting the subsequent performance benefit to increase the density of simultaneous transmissions instead of the transmission rate. This result is proven in the transmission capacity framework, which presumes single-hop transmissions in the presence of randomly located interferers, but it is also illustrated that the result holds under several relaxations of the model, including imperfect channel knowledge, multihop transmission, and regular networks (i.e., interferers are deterministically located on grids).

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Random Access Transport Capacity

We develop a new metric for quantifying end-to-end throughput in multihop wireless networks, which we term random access transport capacity, since the interference model presumes uncoordinated transmissions. The metric quantifies the average maximum rate of successful end-to-end transmissions, multiplied by the communication distance, and normalized by the network area. We show that a simple upper bound on this quantity is computable in closed-form in terms of key network parameters when the number of retransmissions is not restricted and the hops are assumed to be equally spaced on a line between the source and destination. We also derive the optimum number of hops and optimal per hop success probability and show that our result follows the well-known square root scaling law while providing exact expressions for the preconstants as well. Numerical results demonstrate that the upper bound is accurate for the purpose of determining the optimal hop count and success (or outage) probability.

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Adaptive Spatial Intercell Interference Cancellation in Multicell Wireless Networks

Downlink spatial intercell interference cancellation (ICIC) is considered for mitigating other-cell interference using multiple transmit antennas. A principle question we explore is whether it is better to do ICIC or simply standard single-cell beamforming. We explore this question analytically and show that beamforming is preferred for all users when the edge SNR (signal-to-noise ratio) is low ($<0$ dB), and ICIC is preferred when the edge SNR is high ($>10$ dB), for example in an urban setting. At medium SNR, a proposed adaptive strategy, where multiple base stations jointly select transmission strategies based on the user location, outperforms both while requiring a lower feedback rate than the pure ICIC approach. The employed metric is sum rate, which is normally a dubious metric for cellular systems, but surprisingly we show that even with this reward function the adaptive strategy also improves fairness. When the channel information is provided by limited feedback, the impact of the induced quantization error is also investigated. It is shown that ICIC with well-designed feedback strategies still provides significant throughput gain.

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Power Control in Two-Tier Femtocell Networks

In a two tier cellular network -- comprised of a central macrocell underlaid with shorter range femtocell hotspots -- cross-tier interference limits overall capacity with universal frequency reuse. To quantify near-far effects with universal frequency reuse, this paper derives a fundamental relation providing the largest feasible cellular Signal-to-Interference-Plus-Noise Ratio (SINR), given any set of feasible femtocell SINRs. We provide a link budget analysis which enables simple and accurate performance insights in a two-tier network. A distributed utility-based SINR adaptation at femtocells is proposed in order to alleviate cross-tier interference at the macrocell from cochannel femtocells. The Foschini-Miljanic (FM) algorithm is a special case of the adaptation. Each femtocell maximizes their individual utility consisting of a SINR based reward less an incurred cost (interference to the macrocell). Numerical results show greater than 30% improvement in mean femtocell SINRs relative to FM. In the event that cross-tier interference prevents a cellular user from obtaining its SINR target, an algorithm is proposed that reduces transmission powers of the strongest femtocell interferers. The algorithm ensures that a cellular user achieves its SINR target even with 100 femtocells/cell-site, and requires a worst case SINR reduction of only 16% at femtocells. These results motivate design of power control schemes requiring minimal network overhead in two-tier networks with shared spectrum.

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Coverage in Multi-Antenna Two-Tier Networks

In two-tier networks -- comprising a conventional cellular network overlaid with shorter range hotspots (e.g. femtocells, distributed antennas, or wired relays) -- with universal frequency reuse, the near-far effect from cross-tier interference creates dead spots where reliable coverage cannot be guaranteed to users in either tier. Equipping the macrocell and femtocells with multiple antennas enhances robustness against the near-far problem. This work derives the maximum number of simultaneously transmitting multiple antenna femtocells meeting a per-tier outage probability constraint. Coverage dead zones are presented wherein cross-tier interference bottlenecks cellular and hotspot coverage. Two operating regimes are shown namely 1) a cellular-limited regime in which femtocell users experience unacceptable cross-tier interference and 2) a hotspot-limited regime wherein both femtocell users and cellular users are limited by hotspot interference. Our analysis accounts for the per-tier transmit powers, the number of transmit antennas (single antenna transmission being a special case) and terrestrial propagation such as the Rayleigh fading and the path loss exponents. Single-user (SU) multiple antenna transmission at each tier is shown to provide significantly superior coverage and spatial reuse relative to multiuser (MU) transmission. We propose a decentralized carrier-sensing approach to regulate femtocell transmission powers based on their location. Considering a worst-case cell-edge location, simulations using typical path loss scenarios show that our interference management strategy provides reliable cellular coverage with about 60 femtocells per cellsite.

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Network Coding with Two-Way Relaying: Achievable Rate Regions and Diversity-Multiplexing Tradeoffs

This paper addresses the fundamental characteristics of information exchange via multihop network coding over two-way relaying in a wireless ad hoc network. The end-to-end rate regions achieved by time-division multihop (TDMH), MAC-layer network coding (MLNC) and PHY-layer network coding (PLNC) are first characterized. It is shown that MLNC does not always achieve better rates than TDMH, time sharing between TDMH and MLNC is able to achieve a larger rate region, and PLNC dominates the rate regions achieved by TDMH and MLNC. An opportunistic scheduling algorithm for MLNC and PLNC is then proposed to stabilize the two-way relaying system for Poisson arrivals whenever the rate pair is within the Shannon rate regions of MLNC and PLNC. To understand the two-way transmission limits of multihop network coding, the sum-rate optimization with or without certain traffic pattern and the end-to-end diversity-multiplexing tradeoffs (DMTs) of two-way transmission over multiple relay nodes are also analyzed.

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Uplink Capacity and Interference Avoidance for Two-Tier Femtocell Networks

Two-tier femtocell networks-- comprising a conventional macrocellular network plus embedded femtocell hotspots-- offer an economically viable solution to achieving high cellular user capacity and improved coverage. With universal frequency reuse and DS-CDMA transmission however, the ensuing cross-tier cochannel interference (CCI) causes unacceptable outage probability. This paper develops an uplink capacity analysis and interference avoidance strategy in such a two-tier CDMA network. We evaluate a network-wide area spectral efficiency metric called the \emph{operating contour (OC)} defined as the feasible combinations of the average number of active macrocell users and femtocell base stations (BS) per cell-site that satisfy a target outage constraint. The capacity analysis provides an accurate characterization of the uplink outage probability, accounting for power control, path-loss and shadowing effects. Considering worst case CCI at a corner femtocell, results reveal that interference avoidance through a time-hopped CDMA physical layer and sectorized antennas allows about a 7x higher femtocell density, relative to a split spectrum two-tier network with omnidirectional femtocell antennas. A femtocell exclusion region and a tier selection based handoff policy offers modest improvements in the OCs. These results provide guidelines for the design of robust shared spectrum two-tier networks.

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Capacity Scaling of SDMA in Wireless Ad Hoc Networks

We consider an ad hoc network in which each multi-antenna transmitter sends independent streams to multiple receivers in a Poisson field of interferers. We provide the outage probability and transmission capacity scaling laws, aiming at investigating the fundamental limits of Space Division Multiple Access (SDMA). We first show that super linear capacity scaling with the number of receive/transmit antennas can be achieved using dirty paper coding. Nevertheless, the potential benefits of multi-stream, multi-antenna communications fall off quickly if linear precoding is employed, leading to sublinear capacity growth in the case of single-antenna receivers. A key finding is that receive antenna array processing is of vital importance in SDMA ad hoc networks, as a means to cancel the increased residual interference and boost the signal power through diversity.

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A Lower Bound on the Capacity of Wireless Erasure Networks with Random Node Locations

In this paper, a lower bound on the capacity of wireless ad hoc erasure networks is derived in closed form in the canonical case where $n$ nodes are uniformly and independently distributed in the unit area square. The bound holds almost surely and is asymptotically tight. We assume all nodes have fixed transmit power and hence two nodes should be within a specified distance $r_n$ of each other to overcome noise. In this context, interference determines outages, so we model each transmitter-receiver pair as an erasure channel with a broadcast constraint, i.e. each node can transmit only one signal across all its outgoing links. A lower bound of $Θ(n r_n)$ for the capacity of this class of networks is derived. If the broadcast constraint is relaxed and each node can send distinct signals on distinct outgoing links, we show that the gain is a function of $r_n$ and the link erasure probabilities, and is at most a constant if the link erasure probabilities grow sufficiently large with $n$. Finally, the case where the erasure probabilities are themselves random variables, for example due to randomness in geometry or channels, is analyzed. We prove somewhat surprisingly that in this setting, variability in erasure probabilities increases network capacity.

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Achievable Throughput of Multi-mode Multiuser MIMO with Imperfect CSI Constraints

For the multiple-input multiple-output (MIMO) broadcast channel with imperfect channel state information (CSI), neither the capacity nor the optimal transmission technique have been fully discovered. In this paper, we derive achievable ergodic rates for a MIMO fading broadcast channel when CSI is delayed and quantized. It is shown that we should not support too many users with spatial division multiplexing due to the residual inter-user interference caused by imperfect CSI. Based on the derived achievable rates, we propose a multi-mode transmission strategy to maximize the throughput, which adaptively adjusts the number of active users based on the channel statistics information.

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Mode Switching for MIMO Broadcast Channel Based on Delay and Channel Quantization

Imperfect channel state information degrades the performance of multiple-input multiple-output (MIMO) communications; its effect on single-user (SU) and multi-user (MU) MIMO transmissions are quite different. In particular, MU-MIMO suffers from residual inter-user interference due to imperfect channel state information while SU-MIMO only suffers from a power loss. This paper compares the throughput loss of both SU and MU MIMO on the downlink due to delay and channel quantization. Accurate closed-form approximations are derived for the achievable rates for both SU and MU MIMO. It is shown that SU-MIMO is relatively robust to delayed and quantized channel information, while MU MIMO with zero-forcing precoding loses spatial multiplexing gain with a fixed delay or fixed codebook size. Based on derived achievable rates, a mode switching algorithm is proposed that switches between SU and MU MIMO modes to improve the spectral efficiency, based on the average signal-to-noise ratio (SNR), the normalized Doppler frequency, and the channel quantization codebook size. The operating regions for SU and MU modes with different delays and codebook sizes are determined, which can be used to select the preferred mode. It is shown that the MU mode is active only when the normalized Doppler frequency is very small and the codebook size is large.

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Spectrum Allocation in Two-Tier Networks

Two-tier networks, comprising a conventional cellular network overlaid with shorter range hotspots (e.g. femtocells, distributed antennas, or wired relays), offer an economically viable way to improve cellular system capacity. The capacity-limiting factor in such networks is interference. The cross-tier interference between macrocells and femtocells can suffocate the capacity due to the near-far problem, so in practice hotspots should use a different frequency channel than the potentially nearby high-power macrocell users. Centralized or coordinated frequency planning, which is difficult and inefficient even in conventional cellular networks, is all but impossible in a two-tier network. This paper proposes and analyzes an optimum decentralized spectrum allocation policy for two-tier networks that employ frequency division multiple access (including OFDMA). The proposed allocation is optimal in terms of Area Spectral Efficiency (ASE), and is subjected to a sensible Quality of Service (QoS) requirement, which guarantees that both macrocell and femtocell users attain at least a prescribed data rate. Results show the dependence of this allocation on the QoS requirement, hotspot density and the co-channel interference from the macrocell and surrounding femtocells. Design interpretations of this result are provided.

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Networked MIMO with Clustered Linear Precoding

A clustered base transceiver station (BTS) coordination strategy is proposed for a large cellular MIMO network, which includes full intra-cluster coordination to enhance the sum rate and limited inter-cluster coordination to reduce interference for the cluster edge users. Multi-cell block diagonalization is used to coordinate the transmissions across multiple BTSs in the same cluster. To satisfy per-BTS power constraints, three combined precoder and power allocation algorithms are proposed with different performance and complexity tradeoffs. For inter-cluster coordination, the coordination area is chosen to balance fairness for edge users and the achievable sum rate. It is shown that a small cluster size (about 7 cells) is sufficient to obtain most of the sum rate benefits from clustered coordination while greatly relieving channel feedback requirement. Simulations show that the proposed coordination strategy efficiently reduces interference and provides a considerable sum rate gain for cellular MIMO networks.

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Transmission Capacity of Ad Hoc Networks with Spatial Diversity

This paper derives the outage probability and transmission capacity of ad hoc wireless networks with nodes employing multiple antenna diversity techniques, for a general class of signal distributions. This analysis allows system performance to be quantified for fading or non-fading environments. The transmission capacity is given for interference-limited uniformly random networks on the entire plane with path loss exponent $α>2$ in which nodes use: (1) static beamforming through $M$ sectorized antennas, for which the increase in transmission capacity is shown to be $Θ(M^2)$ if the antennas are without sidelobes, but less in the event of a nonzero sidelobe level; (2) dynamic eigen-beamforming (maximal ratio transmission/combining), in which the increase is shown to be $Θ(M^{\frac{2}α})$; (3) various transmit antenna selection and receive antenna selection combining schemes, which give appreciable but rapidly diminishing gains; and (4) orthogonal space-time block coding, for which there is only a small gain due to channel hardening, equivalent to Nakagami-$m$ fading for increasing $m$. It is concluded that in ad hoc networks, static and dynamic beamforming perform best, selection combining performs well but with rapidly diminishing returns with added antennas, and that space-time block coding offers only marginal gains.

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Performance of Orthogonal Beamforming for SDMA with Limited Feedback

On the multi-antenna broadcast channel, the spatial degrees of freedom support simultaneous transmission to multiple users. The optimal multiuser transmission, known as dirty paper coding, is not directly realizable. Moreover, close-to-optimal solutions such as Tomlinson-Harashima precoding are sensitive to CSI inaccuracy. This paper considers a more practical design called per user unitary and rate control (PU2RC), which has been proposed for emerging cellular standards. PU2RC supports multiuser simultaneous transmission, enables limited feedback, and is capable of exploiting multiuser diversity. Its key feature is an orthogonal beamforming (or precoding) constraint, where each user selects a beamformer (or precoder) from a codebook of multiple orthonormal bases. In this paper, the asymptotic throughput scaling laws for PU2RC with a large user pool are derived for different regimes of the signal-to-noise ratio (SNR). In the multiuser-interference-limited regime, the throughput of PU2RC is shown to scale logarithmically with the number of users. In the normal SNR and noise-limited regimes, the throughput is found to scale double logarithmically with the number of users and also linearly with the number of antennas at the base station. In addition, numerical results show that PU2RC achieves higher throughput and is more robust against CSI quantization errors than the popular alternative of zero-forcing beamforming if the number of users is sufficiently large.

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Limited Feedback Beamforming Over Temporally-Correlated Channels

Feedback of quantized channel state information (CSI), called limited feedback, enables transmit beamforming in multiple-input-multiple-output (MIMO) wireless systems with a small amount of overhead. Due to its efficiency, beamforming with limited feedback has been adopted in several wireless communication standards. Prior work on limited feedback commonly adopts the block fading channel model where temporal correlation in wireless channels is neglected. This paper considers temporally-correlated channels and designs single-user transmit beamforming with limited feedback. Analytical results concerning CSI feedback are derived by modeling quantized CSI as a first-order finite-state Markov chain. These results include the source bit rate generated by time-varying quantized CSI, the required bit rate for a CSI feedback channel, and the effect of feedback delay. In particular, based on the theory of Markov chain convergence rate, feedback delay is proved to reduce the throughput gain due to CSI feedback at least exponentially. Furthermore, an algorithm is proposed for CSI feedback compression in time. Combining the results in this work leads to a new method for designing limited feedback beamforming as demonstrated by a design example.

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Fractional Power Control for Decentralized Wireless Networks

We consider a new approach to power control in decentralized wireless networks, termed fractional power control (FPC). Transmission power is chosen as the current channel quality raised to an exponent -s, where s is a constant between 0 and 1. The choices s = 1 and s = 0 correspond to the familiar cases of channel inversion and constant power transmission, respectively. Choosing s in (0,1) allows all intermediate policies between these two extremes to be evaluated, and we see that usually neither extreme is ideal. We derive closed-form approximations for the outage probability relative to a target SINR in a decentralized (ad hoc or unlicensed) network as well as for the resulting transmission capacity, which is the number of users/m^2 that can achieve this SINR on average. Using these approximations, which are quite accurate over typical system parameter values, we prove that using an exponent of 1/2 minimizes the outage probability, meaning that the inverse square root of the channel strength is a sensible transmit power scaling for networks with a relatively low density of interferers. We also show numerically that this choice of s is robust to a wide range of variations in the network parameters. Intuitively, s=1/2 balances between helping disadvantaged users while making sure they do not flood the network with interference.

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