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Jeffrey G. Andrews

Publications and source records attributed to Jeffrey G. Andrews.

At least 73 records · Page 4Linked to original sources

Grip-Aware Analog mmWave Beam Codebook Adaptation for 5G Mobile Handsets

This paper studies the effect of the user hand grip on the design of beamforming codebooks for 5G millimeter-wave (mmWave) mobile handsets. The high-frequency structure simulator (HFSS) is used to characterize the radiation fields for fourteen possible handgrip profiles based on experiments we conducted. The loss from hand blockage on the antenna gains can be up to 20-25 dB, which implies that the possible hand grip profiles need to be taken into account while designing beam codebooks. Specifically, we consider three different codebook adaption schemes: a grip-aware scheme, where perfect knowledge of the hand grip is available; a semi-aware scheme, where just the application (voice call, messaging, etc.) and the orientation of the mobile handset is known; and a grip-agnostic scheme, where the codebook ignores hand blockage. Our results show that the ideal grip-aware scheme can provide more than 50% gain in terms of the spherical coverage over the agnostic scheme, depending on the grip and orientation. Encouragingly, the more practical semi-aware scheme we propose provides performance approaching the fully grip-aware scheme. Overall, we demonstrate that 5G mmWave handsets are different from pre-5G handsets: the user grip needs to be explicitly factored into the codebook design.

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Massive MIMO Channel Estimation with an Untrained Deep Neural Network

This paper proposes a deep learning-based channel estimation method for multi-cell interference-limited massive MIMO systems, in which base stations equipped with a large number of antennas serve multiple single-antenna users. The proposed estimator employs a specially designed deep neural network (DNN) to first denoise the received signal, followed by a conventional least-squares (LS) estimation. We analytically prove that our LS-type deep channel estimator can approach minimum mean square error (MMSE) estimator performance for high-dimensional signals, while avoiding MMSE's requirement for complex channel inversions and knowledge of the channel covariance matrix. This analytical result, while asymptotic, is observed in simulations to be operational for just 64 antennas and 64 subcarriers per OFDM symbol. The proposed method also does not require any training and utilizes several orders of magnitude fewer parameters than conventional DNNs. The proposed deep channel estimator is also robust to pilot contamination and can even completely eliminate it under certain conditions.

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Online Antenna Tuning in Heterogeneous Cellular Networks with Deep Reinforcement Learning

We aim to jointly optimize antenna tilt angle, and vertical and horizontal half-power beamwidths of the macrocells in a heterogeneous cellular network (HetNet). The interactions between the cells, most notably due to their coupled interference render this optimization prohibitively complex. Utilizing a single agent reinforcement learning (RL) algorithm for this optimization becomes quite suboptimum despite its scalability, whereas multi-agent RL algorithms yield better solutions at the expense of scalability. Hence, we propose a compromise algorithm between these two. Specifically, a multi-agent mean field RL algorithm is first utilized in the offline phase so as to transfer information as features for the second (online) phase single agent RL algorithm, which employs a deep neural network to learn users locations. This two-step approach is a practical solution for real deployments, which should automatically adapt to environmental changes in the network. Our results illustrate that the proposed algorithm approaches the performance of the multi-agent RL, which requires millions of trials, with hundreds of online trials, assuming relatively low environmental dynamics, and performs much better than a single agent RL. Furthermore, the proposed algorithm is compact and implementable, and empirically appears to provide a performance guarantee regardless of the amount of environmental dynamics.

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One-Bit OFDM Receivers via Deep Learning

This paper develops novel deep learning-based architectures and design methodologies for an orthogonal frequency division multiplexing (OFDM) receiver under the constraint of one-bit complex quantization. Single bit quantization greatly reduces complexity and power consumption, but makes accurate channel estimation and data detection difficult. This is particularly true for multicarrier waveforms, which have high peak-to-average ratio in the time domain and fragile subcarrier orthogonality in the frequency domain. The severe distortion for one-bit quantization typically results in an error floor even at moderately low signal-to-noise-ratio (SNR) such as 5 dB. For channel estimation (using pilots), we design a novel generative supervised deep neural network (DNN) that can be trained with a reasonable number of pilots. After channel estimation, a neural network-based receiver -- specifically, an autoencoder -- jointly learns a precoder and decoder for data symbol detection. Since quantization prevents end-to-end training, we propose a two-step sequential training policy for this model. With synthetic data, our deep learning-based channel estimation can outperform least squares (LS) channel estimation for unquantized (full-resolution) OFDM at average SNRs up to 14 dB. For data detection, our proposed design achieves lower bit error rate (BER) in fading than unquantized OFDM at average SNRs up to 10 dB.

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Deep Learning-Based Channel Estimation for High-Dimensional Signals

We propose a novel deep learning-based channel estimation technique for high-dimensional communication signals that does not require any training. Our method is broadly applicable to channel estimation for multicarrier signals with any number of antennas, and has low enough complexity to be used in a mobile station. The proposed deep channel estimator can outperform LS estimation with nearly the same complexity, and approach MMSE estimation performance to within 1 dB without knowing the second order statistics. The only complexity increase with respect to LS estimator lies in fitting the parameters of a deep neural network (DNN) periodically on the order of the channel coherence time. We empirically show that the main benefit of this method accrues from the ability of this specially designed DNN to exploit correlations in the time-frequency grid. The proposed estimator can also reduce the number of pilot tones needed in an OFDM time-frequency grid, e.g. in an LTE scenario by 98% (68%) when the channel coherence time interval is 73ms (4.5ms).

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Reinforcement Learning for Self-Organization and Power Control of Two-Tier Heterogeneous Networks

Self-organizing networks (SONs) can help manage the severe interference in dense heterogeneous networks (HetNets). Given their need to automatically configure power and other settings, machine learning is a promising tool for data-driven decision making in SONs. In this paper, a HetNet is modeled as a dense two-tier network with conventional macrocells overlaid with denser small cells (e.g. femto or pico cells). First, a distributed framework based on multi-agent Markov decision process is proposed that models the power optimization problem in the network. Second, we present a systematic approach for designing a reward function based on the optimization problem. Third, we introduce Q-learning based distributed power allocation algorithm (Q-DPA) as a self-organizing mechanism that enables ongoing transmit power adaptation as new small cells are added to the network. Further, the sample complexity of the Q-DPA algorithm to achieve $ε$-optimality with high probability is provided. We demonstrate, at density of several thousands femtocells per km$^2$, the required quality of service of a macrocell user can be maintained via the proper selection of independent or cooperative learning and appropriate Markov state models.

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Unified Analysis of HetNets using Poisson Cluster Process under Max-Power Association

Owing to its flexibility in modeling real-world spatial configurations of users and base stations (BSs), the Poisson cluster process (PCP) has recently emerged as an appealing way to model and analyze heterogeneous cellular networks (HetNets). Despite its undisputed relevance to HetNets -- corroborated by the models used in industry -- the PCP's use in performance analysis has been limited. This is primarily because of the lack of analytical tools to characterize performance metrics such as the coverage probability of a user connected to the strongest BS. In this paper, we develop an analytical framework for the evaluation of the coverage probability, or equivalently the complementary cumulative density function (CCDF) of signal-to-interference-and-noise-ratio (SINR), of a typical user in a K-tier HetNet under a max power-based association strategy, where the BS locations of each tier follow either a Poisson point process (PPP) or a PCP. The key enabling step involves conditioning on the parent PPPs of all the PCPs which allows us to express the coverage probability as a product of sum-product and probability generating functionals (PGFLs) of the parent PPPs. In addition to several useful insights, our analysis provides a rigorous way to study the impact of the cluster size on the SINR distribution, which was not possible using existing PPP-based models.

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Max-Min Rates in Self-backhauled Millimeter Wave Cellular Networks

This paper considers the following question for viable wide-area millimeter wave cellular networks. What is the maximum extended coverage area of a single fiber site using multi-hop relaying, while achieving a minimum target per user data rate? We formulate an optimization problem to maximize the minimum end-to-end per user data rate, and exploit unique features of millimeter wave deployments to yield a tractable solution. The mesh network is modeled as a $k-$ring urban-canyon type deployment, where $k$ is the number of hops back to the fiber site. The total number of relays per fiber site grows as $k^2$. We consider both integrated access-backhaul (IAB) and orthogonal access-backhaul (OAB) resource allocation strategies, as well as both half and full duplex base stations (BSs). With a few validated simplifications, our results are given as simple closed-form expressions that are easy to evaluate even for large networks. Several design guidelines are provided, including on the choice of routing and scheduling strategy, the maximum allowable self-interference in full duplex relays and role of dual connectivity to reduce load imbalance across BSs. For example, we show that for certain load conditions there is very little gain to IAB (as considered for 5G) as opposed to tunable OAB (using separate spectrum for access and backhaul links); the latter being significantly simpler to implement.

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Outage of Periodic Downlink Wireless Networks with Hard Deadlines

We consider a downlink periodic wireless communications system where multiple access points (APs) cooperatively transmit packets to a number of devices, e.g. actuators in an industrial control system. Each period consists of two phases: an uplink training phase and a downlink data transmission phase. Each actuator must successfully receive its unique packet within a single transmission phase, else an outage is declared. Such an outage can be caused by two events: a transmission error due to transmission at a rate that the channel cannot actually support or time overflow, where the downlink data phase is too short given the channel conditions to successfully communicate all the packets. We determine closed-form expressions for the probability of time overflow when there are just two field devices, as well as the probability of transmission error for an arbitrary number of devices. Also, we provide upper and lower bounds on the time overflow probability for an arbitrary number of devices. We propose a novel variable-rate transmission method that eliminates time overflow. Detailed system-level simulations are used to identify system design guidelines, such as the optimal amount of uplink training time, as well as for benchmarking the proposed system design versus non-cooperative cellular, cooperative fixed-rate, and cooperative relaying.

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Throughput Maximization for Delay-Sensitive Random Access Communication

Future 5G cellular networks supporting ultra-reliable, low-latency communications (URLLC) could employ random access communication to reduce the overhead compared to scheduled access techniques used in 4G networks. We consider a wireless communication system where multiple devices transmit payloads of a given fixed size in a random access fashion over shared radio resources to a common receiver. We allow retransmissions and assume Chase combining at the receiver. The radio resources are partitioned in the time and frequency dimensions, and we determine the optimal partition granularity to maximize throughput, subject to given constraints on latency and outage. In the regime of high and low signal-to-noise ratio (SNR), we derive explicit expressions for the granularity and throughput, first using a Shannon capacity approximation and then using finite block length analysis. Numerical results show that the throughput scaling results are applicable over a range of SNRs. The proposed analytical framework can provide insights for resource allocation strategies in general random access systems and in specific 5G use cases for massive URLLC uplink access.

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A Unified Asymptotic Analysis of Area Spectral Efficiency in Ultradense Cellular Networks

This paper studies the asymptotic properties of average area spectral efficiency (ASE) of a downlink cellular network in the limit of very dense base station (BS) and user densities. This asymptotic analysis relies on three assumptions: (1) interference is treated as noise; (2) the BS locations are drawn from a Poisson point process; (3) the path loss function is bounded above satisfying mild regularity conditions. We consider three possible definitions of the average ASE, all of which give units of bits per second per unit bandwidth per unit area. When there is no constraint on the minimum operational signal-to-interference-plus-noise ratio (SINR) and instantaneous full channel state information (CSI) is available at the transmitter, the average ASE is proven to saturate to a constant, which we derive in a closed form. For the other two ASE definitions, wherein either a minimum SINR is enforced or CSI is not available, the average ASE is instead shown to collapse to zero at high BS density. We provide several familiar case studies for the class of considered path loss models, and demonstrate that our results cover most previous models and results on ultradense networks as special cases.

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Correction Factor for Analysis of MIMO Wireless Networks With Highly Directional Beamforming

In this letter, we reconsider a popular simplified received signal power model with single stream beamforming employed by the transmitter and the receiver in the regime when the beams have high gain and narrow beamwidth. We define the correction factor as the ratio of the average actual received signal power divided by the average received signal power using the popular simplified model. We analytically quantify this factor for LOS and NLOS service and interfering links under some assumptions. The analysis along with simulations using a 3GPP compliant new radio (NR) channel model confirm the importance of incorporating the correction factor in coverage analysis of wireless networks that utilize the popular simplified received power model.

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Modeling Infrastructure Sharing in mmWave Networks with Shared Spectrum Licenses

Competing cellular operators aggressively share infrastructure in many major US markets. If operators also were to share spectrum in next-generation millimeter-wave (mmWave) networks, intra-cellular interference will become correlated with inter-cellular interference. We propose a mathematical framework to model a multi-operator mmWave cellular network with co-located base-stations (BSs). We then characterize the signal-to-interference-plus-noise ratio (SINR) distribution for an arbitrary network and derive its coverage probability. To understand how varying the spatial correlation between different networks affects coverage probability, we derive special results for the two-operator scenario, where we construct the operators' individual networks from a single network via probabilistic coupling. For external validation, we devise a method to quantify and estimate spatial correlation from actual base-station deployments. We compare our two-operator model against an actual macro-cell-dominated network and an actual network primarily comprising distributed-antenna-system (DAS) nodes. Using the actual deployment data to set the parameters of our model, we observe that coverage probabilities for the model and actual deployments not only compare very well to each other, but also match nearly perfectly for the case of the DAS-node-dominated deployment. Another interesting observation is that a network that shares spectrum and infrastructure has a lower rate coverage probability than a network of the same number of BSs that shares neither spectrum nor infrastructure, suggesting that the latter is more suitable for low-rate applications.

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SINR and Throughput of Dense Cellular Networks with Stretched Exponential Path Loss

Distance-based attenuation is a critical aspect of wireless communications. As opposed to the ubiquitous power-law path loss model, this paper proposes a stretched exponential path loss model that is suitable for short-range communication. In this model, the signal power attenuates over a distance $r$ as $e^{-αr^β}$, where $α,β$ are tunable parameters. Using experimental propagation measurements, we show that the proposed model is accurate for short to moderate distances in the range $r \in (5,300)$ meters and so is a suitable model for dense and ultradense networks. We integrate this path loss model into a downlink cellular network with base stations modeled by a Poisson point process, and derive expressions for the coverage probability, potential throughput, and area spectral efficiency. Although the most general result for coverage probability has a double integral, several special cases are given where the coverage probability has a compact or even closed form. We then show that the potential throughput is maximized for a particular BS density and then collapses to zero for high densities, assuming a fixed SINR threshold. We next prove that the area spectral efficiency, which assumes an adaptive SINR threshold, is non-decreasing with the BS density and converges to a constant for high densities.

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Performance of Dynamic and Static TDD in Self-backhauled mmWave Cellular Networks

Initial deployments of millimeter wave (mmWave) cellular networks are likely to be enabled with self-backhauling. In this work, we propose a random spatial model to analyze uplink (UL) and downlink (DL) SINR distribution and mean rates corresponding to different access-backhaul and UL-DL resource allocation schemes in a self-backhauled mmWave cellular network with Poisson point process (PPP) deployment of users and base stations. In particular, we focus on heuristic implementations of static and dynamic time division duplexing (TDD) for access links with synchronized or unsynchronized access-backhaul (SAB or UAB) time splits. We propose PPP approximations to characterize the distribution of the new types of interference encountered with dynamic TDD and UAB. These schemes offer better resource utilization than static TDD and SAB, however potentially higher interference makes their choice non-trivial and the offered gains sensitive to different network parameters, including UL/DL traffic asymmetry, user load per BS or number of slave BSs per master BS. One can harness notable gains from UAB and/or dynamic TDD only if backhaul links are designed to have much larger throughput than the access links.

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A Distributed Auction Policy for User Association in Device-to-Device Caching Networks

We propose a distributed bidding-aided Matern carrier sense multiple access (CSMA) policy for device-to-device (D2D) content distribution. The network is composed of D2D receivers and potential D2D transmitters, i.e., transmitters are turned on or off by the scheduling algorithm. Each D2D receiver determines the value of its request, by bidding on the set of potential transmitters in its communication range. Given a medium access probability, a fraction of the potential transmitters are jointly scheduled, i.e., turned on, determined jointly by the auction policy and the power control scheme. The bidding-aided scheduling algorithm exploits (i) the local demand distribution, (ii) spatial distribution of D2D node locations, and (iii) the cache configurations of the potential transmitters. We contrast the performance of the bidding-aided CSMA policy with other well-known CSMA schemes that do not take into account (i)-(iii), demonstrate that our algorithm achieves a higher spectral efficiency in terms of the number of bits transmitted per unit time per unit bandwidth per user. The gain becomes even more visible under randomized configurations and requests rather than more skewed placement configurations and deterministic demand distributions.

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Spatially Correlated Content Caching for Device-to-Device Communications

We study optimal geographic content placement for device-to-device (D2D) networks in which each file's popularity follows the Zipf distribution. The locations of the D2D users (caches) are modeled by a Poisson point process (PPP) and have limited communication range and finite storage. Inspired by the Matérn hard-core (type II) point process that captures pairwise interactions between nodes, we devise a novel spatially correlated caching strategy called {\em hard-core placement} (HCP) such that the D2D nodes caching the same file are never closer to each other than the {\em exclusion radius}. The exclusion radius plays the role of a substitute for caching probability. We derive and optimize the exclusion radii to maximize the {\em hit probability}, which is the probability that a given D2D node can find a desired file at another node's cache within its communication range. Contrasting it with independent content placement, which is used in most prior work, our HCP strategy often yields a significantly higher cache hit probability. We further demonstrate that the HCP strategy is effective for small cache sizes and a small communication radius, which are likely conditions for D2D.

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An Analytical Framework for Modeling a Spatially Repulsive Cellular Network

We propose a new cellular network model that captures both deterministic and random aspects of base station deployments. Namely, the base station locations are modeled as the superposition of two independent stationary point processes: a random shifted grid with intensity $λ_g$ and a Poisson point process (PPP) with intensity $λ_p$. Grid and PPP deployments are special cases with $λ_p \to 0$ and $λ_g \to 0$, with actual deployments in between these two extremes, as we demonstrate with deployment data. Assuming that each user is associated with the base station that provides the strongest average received signal power, we obtain the probability that a typical user is associated with either a grid or PPP base station. Assuming Rayleigh fading channels, we derive the expression for the coverage probability of the typical user, resulting in the following observations. First, the association and the coverage probability of the typical user are fully characterized as functions of intensity ratio $ρ_λ= λ_p/λ_g$. Second, the user association is biased towards the base stations located on a grid. Finally, the proposed model predicts the coverage probability of the actual deployment with great accuracy.

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