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Jeffrey Wang

Publications and source records attributed to Jeffrey Wang.

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Unbiased Derivative Estimation for Stationary Mean of Parameterized Markov chains

We propose a new approach to unbiased estimation of the gradients of the stationary means associated with parametrized families of Markov chains. Our estimators are particularly efficient when the Markov chains have slow mixing rate. Our approach does not require a specific parametrization except for an oracle to evaluate the transition density and its gradient at a given data point without any additional knowledge about the density function itself. It makes our estimator suitable for parametrizations associated with neural networks. The estimator can potentially achieve large improvement in terms of efficiency. Numerical experiments confirm the good performance predicted by the theory.

math.ST

Activation-Free Backbones for Image Recognition: Polynomial Alternatives within MetaFormer-Style Vision Models

Modern vision backbones treat pointwise activations (e.g., ReLU, GELU) and exponential softmax as essential sources of nonlinearity, but we demonstrate they are not required within MetaFormer-style vision backbones. We design activation-free polynomial alternatives for three core primitives (MLPs, convolutions, and attention), where Hadamard products replace standard nonlinearities to yield polynomial functions of the input. These modules integrate seamlessly into existing architectures: instantiated within MetaFormer, a modular framework for vision backbones, our PolyNeXt models match or exceed activation-based counterparts across model scales on ImageNet classification, ADE20K semantic segmentation, and out-of-distribution robustness. We also substantially outperform prior polynomial networks at reduced computational cost, showing that polynomial variants of standard modules beat complex custom architectures.

cs.CV

Persona Features Control Emergent Misalignment

Understanding how language models generalize behaviors from their training to a broader deployment distribution is an important problem in AI safety. Betley et al. discovered that fine-tuning GPT-4o on intentionally insecure code causes "emergent misalignment," where models give stereotypically malicious responses to unrelated prompts. We extend this work, demonstrating emergent misalignment across diverse conditions, including reinforcement learning on reasoning models, fine-tuning on various synthetic datasets, and in models without safety training. To investigate the mechanisms behind this generalized misalignment, we apply a "model diffing" approach using sparse autoencoders to compare internal model representations before and after fine-tuning. This approach reveals several "misaligned persona" features in activation space, including a toxic persona feature which most strongly controls emergent misalignment and can be used to predict whether a model will exhibit such behavior. Additionally, we investigate mitigation strategies, discovering that fine-tuning an emergently misaligned model on just a few hundred benign samples efficiently restores alignment.

cs.LG

Semantic Search Evaluation

We propose a novel method for evaluating the performance of a content search system that measures the semantic match between a query and the results returned by the search system. We introduce a metric called "on-topic rate" to measure the percentage of results that are relevant to the query. To achieve this, we design a pipeline that defines a golden query set, retrieves the top K results for each query, and sends calls to GPT 3.5 with formulated prompts. Our semantic evaluation pipeline helps identify common failure patterns and goals against the metric for relevance improvements.

cs.IR

Challenges and Future Directions of Data-Centric AI Alignment

As AI systems become increasingly capable and influential, ensuring their alignment with human values, preferences, and goals has become a critical research focus. Current alignment methods primarily focus on designing algorithms and loss functions but often underestimate the crucial role of data. This paper advocates for a shift towards data-centric AI alignment, emphasizing the need to enhance the quality and representativeness of data used in aligning AI systems. In this position paper, we highlight key challenges associated with both human-based and AI-based feedback within the data-centric alignment framework. Through qualitative analysis, we identify multiple sources of unreliability in human feedback, as well as problems related to temporal drift, context dependence, and AI-based feedback failing to capture human values due to inherent model limitations. We propose future research directions, including improved feedback collection practices, robust data-cleaning methodologies, and rigorous feedback verification processes. We call for future research into these critical directions to ensure, addressing gaps that persist in understanding and improving data-centric alignment practices.

cs.CL

MoPe: Model Perturbation-based Privacy Attacks on Language Models

Recent work has shown that Large Language Models (LLMs) can unintentionally leak sensitive information present in their training data. In this paper, we present Model Perturbations (MoPe), a new method to identify with high confidence if a given text is in the training data of a pre-trained language model, given white-box access to the models parameters. MoPe adds noise to the model in parameter space and measures the drop in log-likelihood at a given point $x$, a statistic we show approximates the trace of the Hessian matrix with respect to model parameters. Across language models ranging from $70$M to $12$B parameters, we show that MoPe is more effective than existing loss-based attacks and recently proposed perturbation-based methods. We also examine the role of training point order and model size in attack success, and empirically demonstrate that MoPe accurately approximate the trace of the Hessian in practice. Our results show that the loss of a point alone is insufficient to determine extractability -- there are training points we can recover using our method that have average loss. This casts some doubt on prior works that use the loss of a point as evidence of memorization or unlearning.

cs.LG

Improving Clinical Decision Support through Interpretable Machine Learning and Error Handling in Electronic Health Records

The objective of this work is to develop an Electronic Medical Record (EMR) data processing tool that confers clinical context to Machine Learning (ML) algorithms for error handling, bias mitigation and interpretability. We present Trust-MAPS, an algorithm that translates clinical domain knowledge into high-dimensional, mixed-integer programming models that capture physiological and biological constraints on clinical measurements. EMR data is projected onto this constrained space, effectively bringing outliers to fall within a physiologically feasible range. We then compute the distance of each data point from the constrained space modeling healthy physiology to quantify deviation from the norm. These distances, termed "trust-scores," are integrated into the feature space for downstream ML applications. We demonstrate the utility of Trust-MAPS by training a binary classifier for early sepsis prediction on data from the 2019 PhysioNet Computing in Cardiology Challenge, using the XGBoost algorithm and applying SMOTE for overcoming class-imbalance. The Trust-MAPS framework shows desirable behavior in handling potential errors and boosting predictive performance. We achieve an AUROC of 0.91 (0.89, 0.92 : 95% CI) for predicting sepsis 6 hours before onset - a marked 15% improvement over a baseline model trained without Trust-MAPS. Trust-scores emerge as clinically meaningful features that not only boost predictive performance for clinical decision support tasks, but also lend interpretability to ML models. This work is the first to translate clinical domain knowledge into mathematical constraints, model cross-vital dependencies, and identify aberrations in high-dimensional medical data. Our method allows for error handling in EMR, and confers interpretability and superior predictive power to models trained for clinical decision support.

cs.LG

Finding and investigating exact spherical codes

In this paper we present the results of computer searches using a variation of an energy minimization algorithm used by Kottwitz for finding good spherical codes. We prove that exact codes exist by representing the inner products between the vectors as algebraic numbers. For selected interesting cases, we include detailed discussion of the configurations. Of particular interest are the 20-point code in $\mathbb{R}^6$ and the 24-point code in $\mathbb{R}^7$, which are both the union of two cross polytopes in parallel hyperplanes. Finally, we catalogue all of the codes we have found.

math.MG