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Jennifer F. Bobb

Publications and source records attributed to Jennifer F. Bobb.

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Statistical Design of Pragmatic Trials Using Electronic Health Record Data when Outcome Assessments are Uncontrolled and Irregular

Pragmatic trials increasingly define outcomes using real-world data such as electronic health records, where assessments are collected during routine care rather than at fixed timepoints. Consequently, these uncontrolled assessments may be irregular, sparse, and affected by the intervention (intervention-dependent assessments), which can lead to biased treatment effect estimates. We developed a simulation study to inform the statistical approach for trials with uncontrolled assessments, which we applied to the MI-CARE pragmatic trial. Using a pre-trial cohort mimicking eligibility and outcome measurement, we estimated assessment frequency and timing and combined these estimates with assumptions about how the intervention effects might impact assessment. We simulated sparse and intervention-dependent assessments and compared single-measure approaches with longitudinal models using all scores. Under intervention-dependent assessments, we found that naive methods such as using the best score or using a randomly selected score without adjusting for measurement timing produced substantial bias. Models that adjusted flexibly for the follow-up timing estimated time-point specific or time-averaged treatment effects without bias. Simulation results informed the selection of the statistical approach for the MI-CARE trial. Among unbiased methods, the most powerful was a linear mixed model with exponential correlation structure, adjustment for time since baseline, and a time-varying intervention effect to estimate the intervention effect at the end of the intervention window. Future studies can use pre-trial data to conduct a simulation study tailored to the trial's data features to inform the analytic approach. Trials with uncontrolled assessments should consider the potential for intervention-dependent assessments and select an appropriate method to avoid bias.

stat.ME

Increased risk of type I errors for detecting heterogeneity of treatment effects in cluster-randomized trials using mixed-effect models

Evaluating heterogeneity of treatment effects (HTE) across subgroups is common in both randomized trials and observational studies. Although several statistical challenges of HTE analyses including low statistical power and multiple comparisons are widely acknowledged, issues arising for clustered data, including cluster randomized trials (CRTs), have received less attention. Notably, the potential for model misspecification is increased given the complex clustering structure (e.g., due to correlation among individuals within a subgroup and cluster), which could impact inference and type 1 errors. To illicit this issue, we conducted a simulation study to evaluate the performance of common analytic approaches for testing the presence of HTE for continuous, binary, and count outcomes: generalized linear mixed models (GLMM) and generalized estimating equations (GEE) including interaction terms between treatment group and subgroup. We found that standard GLMM analyses that assume a common correlation of participants within clusters can lead to severely elevated type 1 error rates of up to 47.2% compared to the 5% nominal level if the within-cluster correlation varies across subgroups. A flexible GLMM, which allows subgroup-specific within-cluster correlations, achieved the nominal type 1 error rate, as did GEE (though rates were slightly elevated even with as many as 50 clusters). Applying the methods to a real-world CRT using the count outcome utilization of healthcare, we found a large impact of the model specification on inference: the standard GLMM yielded highly significant interaction by sex (P=0.01), whereas the interaction was non-statistically significant under the flexible GLMM and GEE (P=0.64 and 0.93, respectively). We recommend that HTE analyses using GLMM account for within-subgroup correlation to avoid anti-conservative inference.

stat.ME

Evaluating tests for cluster-randomized trials with few clusters under generalized linear mixed models with covariate adjustment: a simulation study

Generalized linear mixed models (GLMM) are commonly used to analyze clustered data, but when the number of clusters is small to moderate, standard statistical tests may produce elevated type I error rates. Small-sample corrections have been proposed for continuous or binary outcomes without covariate adjustment. However, appropriate tests to use for count outcomes or under covariate-adjusted models remains unknown. An important setting in which this issue arises is in cluster-randomized trials (CRTs). Because many CRTs have just a few clusters (e.g., clinics or health systems), covariate adjustment is particularly critical to address potential chance imbalance and/or low power (e.g., adjustment following stratified randomization or for the baseline value of the outcome). We conducted simulations to evaluate GLMM-based tests of the treatment effect that account for the small (10) or moderate (20) number of clusters under a parallel-group CRT setting across scenarios of covariate adjustment (including adjustment for one or more person-level or cluster-level covariates) for both binary and count outcomes. We find that when the intraclass correlation is non-negligible ($\geq 0.01$) and the number of covariates is small ($\leq 2$), likelihood ratio tests with a between-within denominator degree of freedom have type I error rates close to the nominal level. When the number of covariates is moderate ($\geq 5$), across our simulation scenarios, the relative performance of the tests varied considerably and no method performed uniformly well. Therefore, we recommend adjusting for no more than a few covariates and using likelihood ratio tests with a between-within denominator degree of freedom.

stat.ME

Accounting for spatial confounding in epidemiological studies with individual-level exposures: An exposure-penalized spline approach

In the presence of unmeasured spatial confounding, spatial models may actually increase (rather than decrease) bias, leading to uncertainty as to how they should be applied in practice. We evaluated spatial modeling approaches through simulation and application to a big data electronic health record study. Whereas the risk of bias was high for purely spatial exposures (e.g., built environment), we found very limited potential for increased bias for individual-level exposures that cluster spatially (e.g., smoking status). We also proposed a novel exposure-penalized spline approach that selects the degree of spatial smoothing to explain spatial variability in the exposure. This approach appeared promising for efficiently reducing spatial confounding bias.

stat.ME

Bayesian kernel machine regression-causal mediation analysis

Greater understanding of the pathways through which an environmental mixture operates is important to design effective interventions. We present new methodology to estimate natural direct and indirect effects and controlled direct effects of a complex mixture exposure on an outcome through a mediator variable. We implement Bayesian Kernel Machine Regression (BKMR) to allow for all possible interactions and nonlinear effects of (1) the co-exposures on the mediator, (2) the co-exposures and mediator on the outcome, and (3) selected covariates on the mediator and/or outcome. From the posterior predictive distributions of the mediator and outcome, we simulate counterfactuals to obtain posterior samples, estimates, and credible intervals of the mediation effects. Our simulation study demonstrates that when the exposure-mediator and exposure-mediator-outcome relationships are complex, BKMR--Causal Mediation Analysis performs better than current mediation methods. We applied our methodology to quantify the contribution of birth length as a mediator between in utero co-exposure to arsenic, manganese and lead, and children's neurodevelopmental scores, in a prospective birth cohort in Bangladesh. Among younger children, we found a negative (adverse) association between the metal mixture and neurodevelopment. We also found evidence that birth length mediates the effect of exposure to the metal mixture on neurodevelopment for younger children. If birth length were fixed to its $75^{th}$ percentile value, the harmful effect of the metal mixture on neurodevelopment is attenuated, suggesting nutritional interventions to help increase fetal growth, and thus birth length, could potentially block the harmful effect of the metal mixture on neurodevelopment.

stat.ME