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Jennifer Hu

Publications and source records attributed to Jennifer Hu.

At least 19 recordsLinked to original sources

XYBench: Can LLMs Respond Pragmatically to Queries with Misconceptions?

When non-expert users ask LLMs for assistance, their queries can often have misconceptions (e.g., "How do I parse XML with regex?"). In such cases, often referred to as the XY-problem, LLMs must identify the misconception ("regex are fragile") and meaningfully direct the user toward a pragmatic solution that will address the root problem implicit in the request ("use an XML parser"). We introduce XYBench, a benchmark of 8,115 such queries, drawn from technical (StackOverflow/StackExchange) and everyday (WikiHow and a manually-curated subset) domains. We design an evaluation paradigm that assesses model responses along three criteria grounded in cooperative response theory: (a) presence and (b) emphasis on pragmatic solutions, and (c) identification of misconceptions. Our experiments show that even the strongest LLMs predominantly answer the literal request (0.75--0.92) and far less often the intended one (0.33--0.71), while substantially lagging behind humans at identifying misconceptions (at most 63% vs. 79--90%). Further, models overwhelmingly prefer pragmatic responses in a multiple choice setting yet consistently fail to generate them. Oracle ablation experiments show that providing explicit user intent at generation time helps; however a large gap remains, suggesting pragmatic redirection is a fundamentally underdeveloped capability in current LLMs.

cs.CL

StanceBench: A Benchmark for Audio LLM-Based Interpersonal Stance Evaluation from Speech

Speech-to-speech dialogue models increasingly depend on prosody and interactional nuance to convey social intent, yet benchmarks for these cues remain limited. We introduce StanceBench, a benchmark for measuring interpersonal stance in conversational speech and evaluating audio-capable LLMs as automated judges. Using the Seamless Interaction corpus, StanceBench (1) specifies 9 stance dimensions via role-prompt poles, (2) standardizes single-speaker and interaction-based evaluations, and (3) reports LLM-as-a-judge robustness, bias, and stance inference. Across evaluated stances, empathy and politeness are the easiest. Warmth and assertiveness are moderately separable with positivity skew/asymmetry. Honesty is the hardest and shows high prompt order bias, consistent with needing cross-turn evidence. Attentiveness is separable but aligns weakly with humans. Interaction stances are more context-sensitive, with threshold gaps and high variance, especially conflict regulation.

cs.AI

On Emergent Social World Models -- Evidence for Functional Integration of Theory of Mind and Pragmatic Reasoning in Language Models

This paper investigates whether LMs recruit shared computational mechanisms for general Theory of Mind (ToM) and language-specific pragmatic reasoning in order to contribute to the general question of whether LMs may be said to have emergent "social world models", i.e., representations of mental states that are repurposed across tasks (the functional integration hypothesis). Using behavioral evaluations and causal-mechanistic experiments via functional localization methods inspired by cognitive neuroscience, we analyze LMs' performance across seven subcategories of ToM abilities (Beaudoin et al., 2020) on a substantially larger localizer dataset than used in prior like-minded work. Results from stringent hypothesis-driven statistical testing offer suggestive evidence for the functional integration hypothesis, indicating that LMs may develop interconnected "social world models" rather than isolated competencies. This work contributes novel ToM localizer data, methodological refinements to functional localization techniques, and empirical insights into the emergence of social cognition in artificial systems.

cs.CL

What Can String Probability Tell Us About Grammaticality?

What have language models (LMs) learned about grammar? This question remains hotly debated, with major ramifications for linguistic theory. However, since probability and grammaticality are distinct notions in linguistics, it is not obvious what string probabilities can reveal about an LM's underlying grammatical knowledge. We present a theoretical analysis of the relationship between grammar, meaning, and string probability, based on simple assumptions about the generative process of corpus data. Our framework makes three predictions, which we validate empirically using 280K sentence pairs in English and Chinese: (1) correlation between the probability of strings within minimal pairs, i.e., string pairs with minimal semantic differences; (2) correlation between models' and humans' deltas within minimal pairs; and (3) poor separation in probability space between unpaired grammatical and ungrammatical strings. Our analyses give theoretical grounding for using probability to learn about LMs' structural knowledge, and suggest directions for future work in LM grammatical evaluation.

cs.CL

Privileged Self-Access Matters for Introspection in AI

Whether AI models can introspect is an increasingly important practical question. But there is no consensus on how introspection is to be defined. Beginning from a recently proposed ''lightweight'' definition, we argue instead for a thicker one. According to our proposal, introspection in AI is any process which yields information about internal states through a process more reliable than one with equal or lower computational cost available to a third party. Using experiments where LLMs reason about their internal temperature parameters, we show they can appear to have lightweight introspection while failing to meaningfully introspect per our proposed definition.

cs.AI

Is This Just Fantasy? Language Model Representations Reflect Human Judgments of Event Plausibility

Language models (LMs) are used for a diverse range of tasks, from question answering to writing fantastical stories. In order to reliably accomplish these tasks, LMs must be able to discern the modal category of a sentence (i.e., whether it describes something that is possible, impossible, completely nonsensical, etc.). However, recent studies have called into question the ability of LMs to categorize sentences according to modality (Michaelov et al., 2025; Kauf et al., 2023). In this work, we identify linear representations that discriminate between modal categories within a variety of LMs, or modal difference vectors. Analysis of modal difference vectors reveals that LMs have access to more reliable modal categorization judgments than previously reported. Furthermore, we find that modal difference vectors emerge in a consistent order as models become more competent (i.e., through training steps, layers, and parameter count). Notably, we find that modal difference vectors identified within LM activations can be used to model fine-grained human categorization behavior. This potentially provides a novel view into how human participants distinguish between modal categories, which we explore by correlating projections along modal difference vectors with human participants' ratings of interpretable features. In summary, we derive new insights into LM modal categorization using techniques from mechanistic interpretability, with the potential to inform our understanding of modal categorization in humans.

cs.CL

Cognitive models can reveal interpretable value trade-offs in language models

Value trade-offs are an integral part of human decision-making and language use, however, current tools for interpreting such dynamic and multi-faceted notions of values in language models are limited. In cognitive science, so-called "cognitive models" provide formal accounts of such trade-offs in humans, by modeling the weighting of a speaker's competing utility functions in choosing an action or utterance. Here, we show that a leading cognitive model of polite speech can be used to systematically evaluate alignment-relevant trade-offs in language models via two encompassing settings: degrees of reasoning "effort" and system prompt manipulations in closed-source frontier models, and RL post-training dynamics of open-source models. Our results show that LLMs' behavioral profiles under the cognitive model a) shift predictably when they are prompted to prioritize certain goals, b) are amplified by a small reasoning budget, and c) can be used to diagnose other social behaviors such as sycophancy. Our findings from LLMs' post-training dynamics reveal large shifts in values early on in training and persistent effects of the choice of base model and pretraining data, compared to feedback dataset or alignment method. Our framework offers a flexible tool for probing behavioral profiles across diverse model types and gaining insights for shaping training regimes that better control trade-offs between values during model development.

cs.CL

A suite of LMs comprehend puzzle statements as well as humans

Recent claims suggest that large language models (LMs) underperform humans in comprehending minimally complex English statements (Dentella et al., 2024). Here, we revisit those findings and argue that human performance was overestimated, while LLM abilities were underestimated. Using the same stimuli, we report a preregistered study comparing human responses in two conditions: one allowed rereading (replicating the original study), and one that restricted rereading (a more naturalistic comprehension test). Human accuracy dropped significantly when rereading was restricted (73%), falling below that of Falcon-180B-Chat (76%) and GPT-4 (81%). The newer GPT-o1 model achieves perfect accuracy. Results further show that both humans and models are disproportionately challenged by queries involving potentially reciprocal actions (e.g., kissing), suggesting shared pragmatic sensitivities rather than model-specific deficits. Additional analyses using Llama-2-70B log probabilities, a recoding of open-ended model responses, and grammaticality ratings of other sentences reveal systematic underestimation of model performance. We find that GPT-4o can align with either naive or expert grammaticality judgments, depending on prompt framing. These findings underscore the need for more careful experimental design and coding practices in LLM evaluation, and they challenge the assumption that current models are inherently weaker than humans at language comprehension.

cs.CL

Signatures of human-like processing in Transformer forward passes

Modern AI models are increasingly being used as theoretical tools to study human cognition. One dominant approach is to evaluate whether human-derived measures are predicted by a model's output: that is, the end-product of a forward pass. However, recent advances in mechanistic interpretability have begun to reveal the internal processes that give rise to model outputs, raising the question of whether models might use human-like processing strategies. Here, we investigate the relationship between real-time processing in humans and layer-time dynamics of computation in Transformers, testing 20 open-source models in 6 domains. We first explore whether forward passes show mechanistic signatures of competitor interference, taking high-level inspiration from cognitive theories. We find that models indeed appear to initially favor a competing incorrect answer in the cases where we would expect decision conflict in humans. We then systematically test whether forward-pass dynamics predict signatures of processing in humans, above and beyond properties of the model's output probability distribution. We find that dynamic measures improve prediction of human processing measures relative to static final-layer measures. Moreover, across our experiments, larger models do not always show more human-like processing patterns. Our work suggests a new way of using AI models to study human cognition: not just as a black box mapping stimuli to responses, but potentially also as explicit processing models.

cs.AI

Language Models Fail to Introspect About Their Knowledge of Language

There has been recent interest in whether large language models (LLMs) can introspect about their own internal states. Such abilities would make LLMs more interpretable, and also validate the use of standard introspective methods in linguistics to evaluate grammatical knowledge in models (e.g., asking "Is this sentence grammatical?"). We systematically investigate emergent introspection across 21 open-source LLMs, in two domains where introspection is of theoretical interest: grammatical knowledge and word prediction. Crucially, in both domains, a model's internal linguistic knowledge can be theoretically grounded in direct measurements of string probability. We then evaluate whether models' responses to metalinguistic prompts faithfully reflect their internal knowledge. We propose a new measure of introspection: the degree to which a model's prompted responses predict its own string probabilities, beyond what would be predicted by another model with nearly identical internal knowledge. While both metalinguistic prompting and probability comparisons lead to high task accuracy, we do not find evidence that LLMs have privileged "self-access". By using general tasks, controlling for model similarity, and evaluating a wide range of open-source models, we show that LLMs cannot introspect, and add new evidence to the argument that prompted responses should not be conflated with models' linguistic generalizations.

cs.CL

Re-evaluating Theory of Mind evaluation in large language models

The question of whether large language models (LLMs) possess Theory of Mind (ToM) -- often defined as the ability to reason about others' mental states -- has sparked significant scientific and public interest. However, the evidence as to whether LLMs possess ToM is mixed, and the recent growth in evaluations has not resulted in a convergence. Here, we take inspiration from cognitive science to re-evaluate the state of ToM evaluation in LLMs. We argue that a major reason for the disagreement on whether LLMs have ToM is a lack of clarity on whether models should be expected to match human behaviors, or the computations underlying those behaviors. We also highlight ways in which current evaluations may be deviating from "pure" measurements of ToM abilities, which also contributes to the confusion. We conclude by discussing several directions for future research, including the relationship between ToM and pragmatic communication, which could advance our understanding of artificial systems as well as human cognition.

cs.AI

Shades of Zero: Distinguishing Impossibility from Inconceivability

Some things are impossible, but some things may be even more impossible than impossible. Levitating a feather using one's mind is impossible in our world, but fits into our intuitive theories of possible worlds, whereas levitating a feather using the number five cannot be conceived in any possible world ("inconceivable"). While prior work has examined the distinction between improbable and impossible events, there has been little empirical research on inconceivability. Here, we investigate whether people maintain a distinction between impossibility and inconceivability, and how such distinctions might be made. We find that people can readily distinguish the impossible from the inconceivable, using categorization studies similar to those used to investigate the differences between impossible and improbable (Experiment 1). However, this distinction is not explained by people's subjective ratings of event likelihood, which are near zero and indistinguishable between impossible and inconceivable event descriptions (Experiment 2). Finally, we ask whether the probabilities assigned to event descriptions by statistical language models (LMs) can be used to separate modal categories, and whether these probabilities align with people's ratings (Experiment 3). We find high-level similarities between people and LMs: both distinguish among impossible and inconceivable event descriptions, and LM-derived string probabilities predict people's ratings of event likelihood across modal categories. Our findings suggest that fine-grained knowledge about exceedingly rare events (i.e., the impossible and inconceivable) may be learned via statistical learning over linguistic forms, yet leave open the question of whether people represent the distinction between impossible and inconceivable as a difference not of degree, but of kind.

cs.CL

The Trusted Caregiver: The Influence of Eye and Mouth Design Incorporating the Baby Schema Effect in Virtual Humanoid Agents on Older Adults Users' Perception of Trustworthiness

The increasing proportion of the older adult population has made the smart home care industry one of the critical markets for virtual human-like agents. It is crucial to effectively promote a trustworthy human-computer partnership with older adults, enhancing service acceptance and effectiveness. However, few studies have focused on the facial features of the agents themselves, where the "baby schema" effect plays a vital role in enhancing trustworthiness. The eyes and mouth, in particular, attract most of the audience's attention and are especially significant. This study explores the impact of eye and mouth design on users' perception of trustworthiness. Specifically, a virtual humanoid agents model was developed, and based on this, 729 virtual facial images of children were designed. Participants (N=162) were asked to evaluate the impact of variations in the size and positioning of the eyes and mouth regions on the perceived credibility of these virtual agents. The results revealed that when the facial aspect ratio (width and height denoted as W and H, respectively) aligned with the "baby schema" effect (eye size at 0.25W, mouth size at 0.27W, eye height at 0.64H, eye distance at 0.43W, mouth height at 0.74H, and smile arc at 0.043H), the virtual agents achieved the highest facial credibility. This study proposes a design paradigm for the main facial features of virtual humanoid agents, which can increase the trust of older adults during interactions and significantly contribute to the research on the trustworthiness of virtual humanoid agents.

cs.HC

One fish, two fish, but not the whole sea: Alignment reduces language models' conceptual diversity

Researchers in social science and psychology have recently proposed using large language models (LLMs) as replacements for humans in behavioral research. In addition to arguments about whether LLMs accurately capture population-level patterns, this has raised questions about whether LLMs capture human-like conceptual diversity. Separately, it is debated whether post-training alignment (RLHF or RLAIF) affects models' internal diversity. Inspired by human studies, we use a new way of measuring the conceptual diversity of synthetically-generated LLM "populations" by relating the internal variability of simulated individuals to the population-level variability. We use this approach to evaluate non-aligned and aligned LLMs on two domains with rich human behavioral data. While no model reaches human-like diversity, aligned models generally display less diversity than their instruction fine-tuned counterparts. Our findings highlight potential trade-offs between increasing models' value alignment and decreasing the diversity of their conceptual representations.

cs.CL

Elements of World Knowledge (EWoK): A Cognition-Inspired Framework for Evaluating Basic World Knowledge in Language Models

The ability to build and reason about models of the world is essential for situated language understanding. But evaluating world modeling capabilities in modern AI systems -- especially those based on language models -- has proven challenging, in large part because of the difficulty of disentangling conceptual knowledge about the world from knowledge of surface co-occurrence statistics. This paper presents Elements of World Knowledge (EWoK), a framework for evaluating language models' understanding of the conceptual knowledge underlying world modeling. EWoK targets specific concepts from multiple knowledge domains known to be important for world modeling in humans, from social interactions (help, deceive) to spatial relations (left, right). Objects, agents, and locations in the items can be flexibly filled in, enabling easy generation of multiple controlled datasets. We then introduce EWoK-core-1.0, a dataset of 4,374 items covering 11 world knowledge domains. We evaluate 20 open-weights large language models (1.3B--70B parameters) and compare them with human performance. All tested models perform worse than humans, with results varying drastically across domains. Performance on social interactions and social properties was highest and performance on physical relations and spatial relations was lowest. Overall, this dataset highlights simple cases where even large models struggle and presents rich avenues for targeted research on LLM world modeling capabilities.

cs.CL

Auxiliary task demands mask the capabilities of smaller language models

Developmental psychologists have argued about when cognitive capacities such as language understanding or theory of mind emerge. These debates often hinge on the concept of "task demands" -- the auxiliary challenges associated with performing a particular evaluation -- that may mask the child's underlying ability. The same issues arise when measuring the capacities of language models (LMs): performance on a task is a function of the model's underlying knowledge, combined with the model's ability to interpret and perform the task given its available resources. Here, we show that for analogical reasoning, reflective reasoning, word prediction, and grammaticality judgments, evaluation methods with greater task demands yield lower performance than evaluations with reduced demands. This "demand gap" is most pronounced for models with fewer parameters and less training data. Our results illustrate that LM performance should not be interpreted as a direct indication of intelligence (or lack thereof), but as a reflection of capacities seen through the lens of researchers' design choices.

cs.CL

Language models align with human judgments on key grammatical constructions

Do large language models (LLMs) make human-like linguistic generalizations? Dentella et al. (2023) ("DGL") prompt several LLMs ("Is the following sentence grammatically correct in English?") to elicit grammaticality judgments of 80 English sentences, concluding that LLMs demonstrate a "yes-response bias" and a "failure to distinguish grammatical from ungrammatical sentences". We re-evaluate LLM performance using well-established practices and find that DGL's data in fact provide evidence for just how well LLMs capture human behaviors. Models not only achieve high accuracy overall, but also capture fine-grained variation in human linguistic judgments.

cs.CL

Prompting is not a substitute for probability measurements in large language models

Prompting is now a dominant method for evaluating the linguistic knowledge of large language models (LLMs). While other methods directly read out models' probability distributions over strings, prompting requires models to access this internal information by processing linguistic input, thereby implicitly testing a new type of emergent ability: metalinguistic judgment. In this study, we compare metalinguistic prompting and direct probability measurements as ways of measuring models' linguistic knowledge. Broadly, we find that LLMs' metalinguistic judgments are inferior to quantities directly derived from representations. Furthermore, consistency gets worse as the prompt query diverges from direct measurements of next-word probabilities. Our findings suggest that negative results relying on metalinguistic prompts cannot be taken as conclusive evidence that an LLM lacks a particular linguistic generalization. Our results also highlight the value that is lost with the move to closed APIs where access to probability distributions is limited.

cs.CL