arXiv subjects

Jiafeng Guo

Publications and source records attributed to Jiafeng Guo.

At least 127 records · Page 7Linked to original sources

arXiv2024

Visual Transformation Telling

Humans can naturally reason from superficial state differences (e.g. ground wetness) to transformations descriptions (e.g. raining) according to their life experience. In this paper, we propose a new visual reasoning task to test this transformation reasoning ability in real-world scenarios, called \textbf{V}isual \textbf{T}ransformation \textbf{T}elling (VTT). Given a series of states (i.e. images), VTT requires to describe the transformation occurring between every two adjacent states. Different from existing visual reasoning tasks that focus on surface state reasoning, the advantage of VTT is that it captures the underlying causes, e.g. actions or events, behind the differences among states. We collect a novel dataset to support the study of transformation reasoning from two existing instructional video datasets, CrossTask and COIN, comprising 13,547 samples. Each sample involves the key state images along with their transformation descriptions. Our dataset covers diverse real-world activities, providing a rich resource for training and evaluation. To construct an initial benchmark for VTT, we test several models, including traditional visual storytelling methods (CST, GLACNet, Densecap) and advanced multimodal large language models (LLaVA v1.5-7B, Qwen-VL-chat, Gemini Pro Vision, GPT-4o, and GPT-4). Experimental results reveal that even state-of-the-art models still face challenges in VTT, highlighting substantial areas for improvement.

cs.CV↗

arXiv2024

When Do LLMs Need Retrieval Augmentation? Mitigating LLMs' Overconfidence Helps Retrieval Augmentation

Large Language Models (LLMs) have been found to have difficulty knowing they do not possess certain knowledge and tend to provide specious answers in such cases. Retrieval Augmentation (RA) has been extensively studied to mitigate LLMs' hallucinations. However, due to the extra overhead and unassured quality of retrieval, it may not be optimal to conduct RA all the time. A straightforward idea is to only conduct retrieval when LLMs are uncertain about a question. This motivates us to enhance the LLMs' ability to perceive their knowledge boundaries to help RA. In this paper, we first quantitatively measure LLMs' such ability and confirm their overconfidence. Then, we study how LLMs' certainty about a question correlates with their dependence on external retrieved information. We propose several methods to enhance LLMs' perception of knowledge boundaries and show that they are effective in reducing overconfidence. Additionally, equipped with these methods, LLMs can achieve comparable or even better performance of RA with much fewer retrieval calls.

cs.CL↗

arXiv2024

Are Large Language Models Good at Utility Judgments?

Retrieval-augmented generation (RAG) is considered to be a promising approach to alleviate the hallucination issue of large language models (LLMs), and it has received widespread attention from researchers recently. Due to the limitation in the semantic understanding of retrieval models, the success of RAG heavily lies on the ability of LLMs to identify passages with utility. Recent efforts have explored the ability of LLMs to assess the relevance of passages in retrieval, but there has been limited work on evaluating the utility of passages in supporting question answering. In this work, we conduct a comprehensive study about the capabilities of LLMs in utility evaluation for open-domain QA. Specifically, we introduce a benchmarking procedure and collection of candidate passages with different characteristics, facilitating a series of experiments with five representative LLMs. Our experiments reveal that: (i) well-instructed LLMs can distinguish between relevance and utility, and that LLMs are highly receptive to newly generated counterfactual passages. Moreover, (ii) we scrutinize key factors that affect utility judgments in the instruction design. And finally, (iii) to verify the efficacy of utility judgments in practical retrieval augmentation applications, we delve into LLMs' QA capabilities using the evidence judged with utility and direct dense retrieval results. (iv) We propose a k-sampling, listwise approach to reduce the dependency of LLMs on the sequence of input passages, thereby facilitating subsequent answer generation. We believe that the way we formalize and study the problem along with our findings contributes to a critical assessment of retrieval-augmented LLMs. Our code and benchmark can be found at \url{https://github.com/ict-bigdatalab/utility_judgments}.

cs.IR↗

arXiv2024

Multi-granular Adversarial Attacks against Black-box Neural Ranking Models

Adversarial ranking attacks have gained increasing attention due to their success in probing vulnerabilities, and, hence, enhancing the robustness, of neural ranking models. Conventional attack methods employ perturbations at a single granularity, e.g., word or sentence level, to target documents. However, limiting perturbations to a single level of granularity may reduce the flexibility of adversarial examples, thereby diminishing the potential threat of the attack. Therefore, we focus on generating high-quality adversarial examples by incorporating multi-granular perturbations. Achieving this objective involves tackling a combinatorial explosion problem, which requires identifying an optimal combination of perturbations across all possible levels of granularity, positions, and textual pieces. To address this challenge, we transform the multi-granular adversarial attack into a sequential decision-making process, where perturbations in the next attack step build on the perturbed document in the current attack step. Since the attack process can only access the final state without direct intermediate signals, we use reinforcement learning to perform multi-granular attacks. During the reinforcement learning process, two agents work cooperatively to identify multi-granular vulnerabilities as attack targets and organize perturbation candidates into a final perturbation sequence. Experimental results show that our attack method surpasses prevailing baselines in both attack effectiveness and imperceptibility.

cs.IR↗

arXiv2024

Nested Event Extraction upon Pivot Element Recogniton

Nested Event Extraction (NEE) aims to extract complex event structures where an event contains other events as its arguments recursively. Nested events involve a kind of Pivot Elements (PEs) that simultaneously act as arguments of outer-nest events and as triggers of inner-nest events, and thus connect them into nested structures. This special characteristic of PEs brings challenges to existing NEE methods, as they cannot well cope with the dual identities of PEs. Therefore, this paper proposes a new model, called PerNee, which extracts nested events mainly based on recognizing PEs. Specifically, PerNee first recognizes the triggers of both inner-nest and outer-nest events and further recognizes the PEs via classifying the relation type between trigger pairs. The model uses prompt learning to incorporate information from both event types and argument roles for better trigger and argument representations to improve NEE performance. Since existing NEE datasets (e.g., Genia11) are limited to specific domains and contain a narrow range of event types with nested structures, we systematically categorize nested events in the generic domain and construct a new NEE dataset, called ACE2005-Nest. Experimental results demonstrate that PerNee consistently achieves state-of-the-art performance on ACE2005-Nest, Genia11, and Genia13. The ACE2005-Nest dataset and the code of the PerNee model are available at https://github.com/waysonren/PerNee.

cs.CL↗

arXiv2024

Few-shot Link Prediction on N-ary Facts

Hyper-relational facts, which consist of a primary triple (head entity, relation, tail entity) and auxiliary attribute-value pairs, are widely present in real-world Knowledge Graphs (KGs). Link Prediction on Hyper-relational Facts (LPHFs) is to predict a missing element in a hyper-relational fact, which helps populate and enrich KGs. However, existing LPHFs studies usually require an amount of high-quality data. They overlook few-shot relations, which have limited instances, yet are common in real-world scenarios. Thus, we introduce a new task, Few-Shot Link Prediction on Hyper-relational Facts (FSLPHFs). It aims to predict a missing entity in a hyper-relational fact with limited support instances. To tackle FSLPHFs, we propose MetaRH, a model that learns Meta Relational information in Hyper-relational facts. MetaRH comprises three modules: relation learning, support-specific adjustment, and query inference. By capturing meta relational information from limited support instances, MetaRH can accurately predict the missing entity in a query. As there is no existing dataset available for this new task, we construct three datasets to validate the effectiveness of MetaRH. Experimental results on these datasets demonstrate that MetaRH significantly outperforms existing representative models.

cs.AI↗

arXiv2024

Selective Temporal Knowledge Graph Reasoning

Temporal Knowledge Graph (TKG), which characterizes temporally evolving facts in the form of (subject, relation, object, timestamp), has attracted much attention recently. TKG reasoning aims to predict future facts based on given historical ones. However, existing TKG reasoning models are unable to abstain from predictions they are uncertain, which will inevitably bring risks in real-world applications. Thus, in this paper, we propose an abstention mechanism for TKG reasoning, which helps the existing models make selective, instead of indiscriminate, predictions. Specifically, we develop a confidence estimator, called Confidence Estimator with History (CEHis), to enable the existing TKG reasoning models to first estimate their confidence in making predictions, and then abstain from those with low confidence. To do so, CEHis takes two kinds of information into consideration, namely, the certainty of the current prediction and the accuracy of historical predictions. Experiments with representative TKG reasoning models on two benchmark datasets demonstrate the effectiveness of the proposed CEHis.

cs.LG↗

arXiv2024

Class-Incremental Few-Shot Event Detection

Event detection is one of the fundamental tasks in information extraction and knowledge graph. However, a realistic event detection system often needs to deal with new event classes constantly. These new classes usually have only a few labeled instances as it is time-consuming and labor-intensive to annotate a large number of unlabeled instances. Therefore, this paper proposes a new task, called class-incremental few-shot event detection. Nevertheless, this task faces two problems, i.e., old knowledge forgetting and new class overfitting. To solve these problems, this paper further presents a novel knowledge distillation and prompt learning based method, called Prompt-KD. Specifically, to handle the forgetting problem about old knowledge, Prompt-KD develops an attention based multi-teacher knowledge distillation framework, where the ancestor teacher model pre-trained on base classes is reused in all learning sessions, and the father teacher model derives the current student model via adaptation. On the other hand, in order to cope with the few-shot learning scenario and alleviate the corresponding new class overfitting problem, Prompt-KD is also equipped with a prompt learning mechanism. Extensive experiments on two benchmark datasets, i.e., FewEvent and MAVEN, demonstrate the superior performance of Prompt-KD.

cs.CL↗

arXiv2024

Listwise Generative Retrieval Models via a Sequential Learning Process

Recently, a novel generative retrieval (GR) paradigm has been proposed, where a single sequence-to-sequence model is learned to directly generate a list of relevant document identifiers (docids) given a query. Existing GR models commonly employ maximum likelihood estimation (MLE) for optimization: this involves maximizing the likelihood of a single relevant docid given an input query, with the assumption that the likelihood for each docid is independent of the other docids in the list. We refer to these models as the pointwise approach in this paper. While the pointwise approach has been shown to be effective in the context of GR, it is considered sub-optimal due to its disregard for the fundamental principle that ranking involves making predictions about lists. In this paper, we address this limitation by introducing an alternative listwise approach, which empowers the GR model to optimize the relevance at the docid list level. Specifically, we view the generation of a ranked docid list as a sequence learning process: at each step we learn a subset of parameters that maximizes the corresponding generation likelihood of the $i$-th docid given the (preceding) top $i-1$ docids. To formalize the sequence learning process, we design a positional conditional probability for GR. To alleviate the potential impact of beam search on the generation quality during inference, we perform relevance calibration on the generation likelihood of model-generated docids according to relevance grades. We conduct extensive experiments on representative binary and multi-graded relevance datasets. Our empirical results demonstrate that our method outperforms state-of-the-art GR baselines in terms of retrieval performance.

cs.IR↗

arXiv2024

KnowCoder: Coding Structured Knowledge into LLMs for Universal Information Extraction

In this paper, we propose KnowCoder, a Large Language Model (LLM) to conduct Universal Information Extraction (UIE) via code generation. KnowCoder aims to develop a kind of unified schema representation that LLMs can easily understand and an effective learning framework that encourages LLMs to follow schemas and extract structured knowledge accurately. To achieve these, KnowCoder introduces a code-style schema representation method to uniformly transform different schemas into Python classes, with which complex schema information, such as constraints among tasks in UIE, can be captured in an LLM-friendly manner. We further construct a code-style schema library covering over $\textbf{30,000}$ types of knowledge, which is the largest one for UIE, to the best of our knowledge. To ease the learning process of LLMs, KnowCoder contains a two-phase learning framework that enhances its schema understanding ability via code pretraining and its schema following ability via instruction tuning. After code pretraining on around $1.5$B automatically constructed data, KnowCoder already attains remarkable generalization ability and achieves relative improvements by $\textbf{49.8%}$ F1, compared to LLaMA2, under the few-shot setting. After instruction tuning, KnowCoder further exhibits strong generalization ability on unseen schemas and achieves up to $\textbf{12.5%}$ and $\textbf{21.9%}$, compared to sota baselines, under the zero-shot setting and the low resource setting, respectively. Additionally, based on our unified schema representations, various human-annotated datasets can simultaneously be utilized to refine KnowCoder, which achieves significant improvements up to $\textbf{7.5%}$ under the supervised setting.

cs.LG↗

arXiv2024

CorpusBrain++: A Continual Generative Pre-Training Framework for Knowledge-Intensive Language Tasks

Knowledge-intensive language tasks (KILTs) typically require retrieving relevant documents from trustworthy corpora, e.g., Wikipedia, to produce specific answers. Very recently, a pre-trained generative retrieval model for KILTs, named CorpusBrain, was proposed and reached new state-of-the-art retrieval performance. However, most existing research on KILTs, including CorpusBrain, has predominantly focused on a static document collection, overlooking the dynamic nature of real-world scenarios, where new documents are continuously being incorporated into the source corpus. To address this gap, it is crucial to explore the capability of retrieval models to effectively handle the dynamic retrieval scenario inherent in KILTs. In this work, we first introduce the continual document learning (CDL) task for KILTs and build a novel benchmark dataset named KILT++ based on the original KILT dataset for evaluation. Then, we conduct a comprehensive study over the use of pre-trained CorpusBrain on KILT++. Unlike the promising results in the stationary scenario, CorpusBrain is prone to catastrophic forgetting in the dynamic scenario, hence hampering the retrieval performance. To alleviate this issue, we propose CorpusBrain++, a continual generative pre-training framework. Empirical results demonstrate the significant effectiveness and remarkable efficiency of CorpusBrain++ in comparison to both traditional and generative IR methods.

cs.IR↗

arXiv2024

An In-Context Schema Understanding Method for Knowledge Base Question Answering

The Knowledge Base Question Answering (KBQA) task aims to answer natural language questions based on a given knowledge base. Recently, Large Language Models (LLMs) have shown strong capabilities in language understanding and can be used to solve this task. In doing so, a major challenge for LLMs is to overcome the immensity and heterogeneity of knowledge base schemas.Existing methods bypass this challenge by initially employing LLMs to generate drafts of logic forms without schema-specific details.Then, an extra module is used to inject schema information to these drafts.In contrast, in this paper, we propose a simple In-Context Schema Understanding (ICSU) method that enables LLMs to directly understand schemas by leveraging in-context learning. Specifically, ICSU provides schema information to LLMs using schema-related annotated examples. We investigate three example retrieval strategies based on raw questions, anonymized questions, and generated SPARQL queries. Experimental results show that ICSU demonstrates competitive performance compared to baseline methods on both the KQA Pro and WebQSP datasets.

cs.CL↗

arXiv2024

A Unified Causal View of Instruction Tuning

Instruction tuning on a mixture of tasks has improved zero-shot capabilities in natural language processing (NLP). Nevertheless, existing methods often learn features that exhibit correlations between instruction-formatted samples and target labels, rather than causal relationships. Termed as ``spurious correlation'' in statistics, such a correlation may change drastically in a new task, making the effect from the learned features to be misleading. To this end, we develop a meta Structural Causal Model (meta-SCM) to integrate different NLP tasks under a single causal structure of the data. Specifically, the meta-SCM introduces multiple latent factors that represent properties of source context, only some of which causally influence the target labels for a specific task. The key idea is to learn task-required causal factors and only use those to make predictions for a given task. Theoretically, we prove the causal factor can be identified without mixing information from others. Guided by the identifiability, we propose a Structural Instruction Tuning (SIT) method to learn the task-required causal representations that can mimic the causal factors for each task. The utility of our approach is verified by improvements of zero-shot ability on a range of unseen datasets and tasks.

cs.CL↗

arXiv2024

A Multi-Granularity-Aware Aspect Learning Model for Multi-Aspect Dense Retrieval

Dense retrieval methods have been mostly focused on unstructured text and less attention has been drawn to structured data with various aspects, e.g., products with aspects such as category and brand. Recent work has proposed two approaches to incorporate the aspect information into item representations for effective retrieval by predicting the values associated with the item aspects. Despite their efficacy, they treat the values as isolated classes (e.g., "Smart Homes", "Home, Garden & Tools", and "Beauty & Health") and ignore their fine-grained semantic relation. Furthermore, they either enforce the learning of aspects into the CLS token, which could confuse it from its designated use for representing the entire content semantics, or learn extra aspect embeddings only with the value prediction objective, which could be insufficient especially when there are no annotated values for an item aspect. Aware of these limitations, we propose a MUlti-granulaRity-aware Aspect Learning model (MURAL) for multi-aspect dense retrieval. It leverages aspect information across various granularities to capture both coarse and fine-grained semantic relations between values. Moreover, MURAL incorporates separate aspect embeddings as input to transformer encoders so that the masked language model objective can assist implicit aspect learning even without aspect-value annotations. Extensive experiments on two real-world datasets of products and mini-programs show that MURAL outperforms state-of-the-art baselines significantly.

cs.IR↗

arXiv2024

Reproducibility Analysis and Enhancements for Multi-Aspect Dense Retriever with Aspect Learning

Multi-aspect dense retrieval aims to incorporate aspect information (e.g., brand and category) into dual encoders to facilitate relevance matching. As an early and representative multi-aspect dense retriever, MADRAL learns several extra aspect embeddings and fuses the explicit aspects with an implicit aspect "OTHER" for final representation. MADRAL was evaluated on proprietary data and its code was not released, making it challenging to validate its effectiveness on other datasets. We failed to reproduce its effectiveness on the public MA-Amazon data, motivating us to probe the reasons and re-examine its components. We propose several component alternatives for comparisons, including replacing "OTHER" with "CLS" and representing aspects with the first several content tokens. Through extensive experiments, we confirm that learning "OTHER" from scratch in aspect fusion is harmful. In contrast, our proposed variants can greatly enhance the retrieval performance. Our research not only sheds light on the limitations of MADRAL but also provides valuable insights for future studies on more powerful multi-aspect dense retrieval models. Code will be released at: https://github.com/sunxiaojie99/Reproducibility-for-MADRAL.

cs.IR↗

arXiv2023

Perturbation-Invariant Adversarial Training for Neural Ranking Models: Improving the Effectiveness-Robustness Trade-Off

Neural ranking models (NRMs) have shown great success in information retrieval (IR). But their predictions can easily be manipulated using adversarial examples, which are crafted by adding imperceptible perturbations to legitimate documents. This vulnerability raises significant concerns about their reliability and hinders the widespread deployment of NRMs. By incorporating adversarial examples into training data, adversarial training has become the de facto defense approach to adversarial attacks against NRMs. However, this defense mechanism is subject to a trade-off between effectiveness and adversarial robustness. In this study, we establish theoretical guarantees regarding the effectiveness-robustness trade-off in NRMs. We decompose the robust ranking error into two components, i.e., a natural ranking error for effectiveness evaluation and a boundary ranking error for assessing adversarial robustness. Then, we define the perturbation invariance of a ranking model and prove it to be a differentiable upper bound on the boundary ranking error for attainable computation. Informed by our theoretical analysis, we design a novel \emph{perturbation-invariant adversarial training} (PIAT) method for ranking models to achieve a better effectiveness-robustness trade-off. We design a regularized surrogate loss, in which one term encourages the effectiveness to be maximized while the regularization term encourages the output to be smooth, so as to improve adversarial robustness. Experimental results on several ranking models demonstrate the superiority of PITA compared to existing adversarial defenses.

cs.IR↗

arXiv2023

RIGHT: Retrieval-augmented Generation for Mainstream Hashtag Recommendation

Automatic mainstream hashtag recommendation aims to accurately provide users with concise and popular topical hashtags before publication. Generally, mainstream hashtag recommendation faces challenges in the comprehensive difficulty of newly posted tweets in response to new topics, and the accurate identification of mainstream hashtags beyond semantic correctness. However, previous retrieval-based methods based on a fixed predefined mainstream hashtag list excel in producing mainstream hashtags, but fail to understand the constant flow of up-to-date information. Conversely, generation-based methods demonstrate a superior ability to comprehend newly posted tweets, but their capacity is constrained to identifying mainstream hashtags without additional features. Inspired by the recent success of the retrieval-augmented technique, in this work, we attempt to adopt this framework to combine the advantages of both approaches. Meantime, with the help of the generator component, we could rethink how to further improve the quality of the retriever component at a low cost. Therefore, we propose RetrIeval-augmented Generative Mainstream HashTag Recommender (RIGHT), which consists of three components: 1) a retriever seeks relevant hashtags from the entire tweet-hashtags set; 2) a selector enhances mainstream identification by introducing global signals; and 3) a generator incorporates input tweets and selected hashtags to directly generate the desired hashtags. The experimental results show that our method achieves significant improvements over state-of-the-art baselines. Moreover, RIGHT can be easily integrated into large language models, improving the performance of ChatGPT by more than 10%.

cs.CL↗

arXiv2023

CAME: Competitively Learning a Mixture-of-Experts Model for First-stage Retrieval

The first-stage retrieval aims to retrieve a subset of candidate documents from a huge collection both effectively and efficiently. Since various matching patterns can exist between queries and relevant documents, previous work tries to combine multiple retrieval models to find as many relevant results as possible. The constructed ensembles, whether learned independently or jointly, do not care which component model is more suitable to an instance during training. Thus, they cannot fully exploit the capabilities of different types of retrieval models in identifying diverse relevance patterns. Motivated by this observation, in this paper, we propose a Mixture-of-Experts (MoE) model consisting of representative matching experts and a novel competitive learning mechanism to let the experts develop and enhance their expertise during training. Specifically, our MoE model shares the bottom layers to learn common semantic representations and uses differently structured upper layers to represent various types of retrieval experts. Our competitive learning mechanism has two stages: (1) a standardized learning stage to train the experts equally to develop their capabilities to conduct relevance matching; (2) a specialized learning stage where the experts compete with each other on every training instance and get rewards and updates according to their performance to enhance their expertise on certain types of samples. Experimental results on three retrieval benchmark datasets show that our method significantly outperforms the state-of-the-art baselines.

cs.IR↗