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Jiahao Xu

Publications and source records attributed to Jiahao Xu.

At least 73 records · Page 4Linked to original sources

Thoughts Are All Over the Place: On the Underthinking of o1-Like LLMs

Large language models (LLMs) such as OpenAI's o1 have demonstrated remarkable abilities in complex reasoning tasks by scaling test-time compute and exhibiting human-like deep thinking. However, we identify a phenomenon we term underthinking, where o1-like LLMs frequently switch between different reasoning thoughts without sufficiently exploring promising paths to reach a correct solution. This behavior leads to inadequate depth of reasoning and decreased performance, particularly on challenging mathematical problems. To systematically analyze this issue, we conduct experiments on three challenging test sets and two representative open-source o1-like models, revealing that frequent thought switching correlates with incorrect responses. We introduce a novel metric to quantify underthinking by measuring token efficiency in incorrect answers. To address underthinking, we propose a decoding strategy with thought switching penalty TIP that discourages premature transitions between thoughts, encouraging deeper exploration of each reasoning path. Experimental results demonstrate that our approach improves accuracy across challenging datasets without requiring model fine-tuning. Our findings contribute to understanding reasoning inefficiencies in o1-like LLMs and offer a practical solution to enhance their problem-solving capabilities.

cs.CL↗

Do NOT Think That Much for 2+3=? On the Overthinking of o1-Like LLMs

The remarkable performance of models like the OpenAI o1 can be attributed to their ability to emulate human-like long-time thinking during inference. These models employ extended chain-of-thought (CoT) processes, exploring multiple strategies to enhance problem-solving capabilities. However, a critical question remains: How to intelligently and efficiently scale computational resources during testing. This paper presents the first comprehensive study on the prevalent issue of overthinking in these models, where excessive computational resources are allocated for simple problems with minimal benefit. We introduce novel efficiency metrics from both outcome and process perspectives to evaluate the rational use of computational resources by o1-like models. Using a self-training paradigm, we propose strategies to mitigate overthinking, streamlining reasoning processes without compromising accuracy. Experimental results show that our approach successfully reduces computational overhead while preserving model performance across a range of testsets with varying difficulty levels, such as GSM8K, MATH500, GPQA, and AIME.

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The precise regularity of the Lyapunov exponent for $C^2$ Cos-type quasiperiodic Schrödinger cocycles with large couplings

In this paper, we study the regularity of the Lyapunov exponent for quasiperiodic Schrödinger cocycles with $C^2$ cos-type potentials, large coupling constants, and a fixed Diophantine frequency. We obtain the absolute continuity of the Lyapunov exponent. Moreover, we prove the Lyapunov exponent is $\frac{1}{2}$-Hölder continuous. Furthermore, for any given $r\in (\frac12, 1)$, we can find some energy in the spectrum where the local regularity of the Lyapunov exponent is between $(r-ε)$-Hölder continuity and $(r+ε)$-Hölder continuity.

math.DS↗

Critical Tokens Matter: Token-Level Contrastive Estimation Enhances LLM's Reasoning Capability

Mathematical reasoning tasks pose significant challenges for large language models (LLMs) because they require precise logical deduction and sequence analysis. In this work, we introduce the concept of critical tokens -- elements within reasoning trajectories that significantly influence incorrect outcomes. We present a novel framework for identifying these tokens through rollout sampling and demonstrate their substantial divergence from traditional error tokens. Through extensive experiments on datasets such as GSM8K and MATH500, we show that identifying and replacing critical tokens significantly improves model accuracy. We propose an efficient methodology for pinpointing these tokens in large-scale datasets using contrastive estimation and extend this framework to enhance model training processes with direct preference optimization (DPO). Experimental results on GSM8K and MATH500 benchmarks with the widely used models Llama-3 (8B and 70B) and Deepseek-math (7B) demonstrate the effectiveness of the proposed approach, cDPO. Our results underscore the potential of leveraging critical tokens to reduce errors in reasoning tasks, advancing the development of AI systems capable of robust logical deduction. Our code, annotated datasets, and trained models are available at https://github.com/chenzhiling9954/Critical-Tokens-Matter to support and encourage future research in this promising field.

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Deep Learning for Detecting and Early Predicting Chronic Obstructive Pulmonary Disease from Spirogram Time Series

Chronic Obstructive Pulmonary Disease (COPD) is a chronic lung condition characterized by airflow obstruction. Current diagnostic methods primarily rely on identifying prominent features in spirometry (Volume-Flow time series) to detect COPD, but they are not adept at predicting future COPD risk based on subtle data patterns. In this study, we introduce a novel deep learning-based approach, DeepSpiro, aimed at the early prediction of future COPD risk. DeepSpiro consists of four key components: SpiroSmoother for stabilizing the Volume-Flow curve, SpiroEncoder for capturing volume variability-pattern through key patches of varying lengths, SpiroExplainer for integrating heterogeneous data and explaining predictions through volume attention, and SpiroPredictor for predicting the disease risk of undiagnosed high-risk patients based on key patch concavity, with prediction horizons of 1, 2, 3, 4, 5 years, or even longer. Evaluated on the UK Biobank dataset, DeepSpiro achieved an AUC of 0.8328 for COPD detection and demonstrated strong predictive performance for future COPD risk (p-value < 0.001). In summary, DeepSpiro can effectively predicts the long-term progression of the COPD disease.

cs.LG↗

Teaching LLMs to Refine with Tools

Large language models (LLMs) can refine their responses based on feedback, enabling self-improvement through iterative training or test-time refinement. However, existing methods predominantly focus on refinement within the same reasoning format, which may lead to non-correcting behaviors. We propose CaP, a novel approach that uses external tools to refine chain-of-thought (CoT) responses generated by the same or other LLMs. CaP employs a two-stage training process: supervised fine-tuning followed by preference optimization with DPO variants. Our observations highlight the critical role of preference optimization in enabling effective refinement. Additionally, we compare several sampling strategies to leverage CoT and tools at inference time. Experimental results demonstrate CaP's potential for effective cross-reasoning refinement and efficient inference.

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Construction of Toda flow via Sato-Segal-Wilson theory

A Toda flow is constructed on a space of bounded initial data through Sato-Segal-Wilson theory. The flow is described by the Weyl functions of the underlying Jacobi operators. This is a continuation of the previous work on the KdV flow.

math.SP↗

Findings of the WMT 2024 Shared Task on Discourse-Level Literary Translation

Following last year, we have continued to host the WMT translation shared task this year, the second edition of the Discourse-Level Literary Translation. We focus on three language directions: Chinese-English, Chinese-German, and Chinese-Russian, with the latter two ones newly added. This year, we totally received 10 submissions from 5 academia and industry teams. We employ both automatic and human evaluations to measure the performance of the submitted systems. The official ranking of the systems is based on the overall human judgments. We release data, system outputs, and leaderboard at https://www2.statmt.org/wmt24/literary-translation-task.html.

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Learn from Heterophily: Heterophilous Information-enhanced Graph Neural Network

Under circumstances of heterophily, where nodes with different labels tend to be connected based on semantic meanings, Graph Neural Networks (GNNs) often exhibit suboptimal performance. Current studies on graph heterophily mainly focus on aggregation calibration or neighbor extension and address the heterophily issue by utilizing node features or structural information to improve GNN representations. In this paper, we propose and demonstrate that the valuable semantic information inherent in heterophily can be utilized effectively in graph learning by investigating the distribution of neighbors for each individual node within the graph. The theoretical analysis is carried out to demonstrate the efficacy of the idea in enhancing graph learning. Based on this analysis, we propose HiGNN, an innovative approach that constructs an additional new graph structure, that integrates heterophilous information by leveraging node distribution to enhance connectivity between nodes that share similar semantic characteristics. We conduct empirical assessments on node classification tasks using both homophilous and heterophilous benchmark datasets and compare HiGNN to popular GNN baselines and SoTA methods, confirming the effectiveness in improving graph representations. In addition, by incorporating heterophilous information, we demonstrate a notable enhancement in existing GNN-based approaches, and the homophily degree across real-world datasets, thus affirming the efficacy of our approach.

cs.LG↗

Identify Backdoored Model in Federated Learning via Individual Unlearning

Backdoor attacks present a significant threat to the robustness of Federated Learning (FL) due to their stealth and effectiveness. They maintain both the main task of the FL system and the backdoor task simultaneously, causing malicious models to appear statistically similar to benign ones, which enables them to evade detection by existing defense methods. We find that malicious parameters in backdoored models are inactive on the main task, resulting in a significantly large empirical loss during the machine unlearning process on clean inputs. Inspired by this, we propose MASA, a method that utilizes individual unlearning on local models to identify malicious models in FL. To improve the performance of MASA in challenging non-independent and identically distributed (non-IID) settings, we design pre-unlearning model fusion that integrates local models with knowledge learned from other datasets to mitigate the divergence in their unlearning behaviors caused by the non-IID data distributions of clients. Additionally, we propose a new anomaly detection metric with minimal hyperparameters to filter out malicious models efficiently. Extensive experiments on IID and non-IID datasets across six different attacks validate the effectiveness of MASA. To the best of our knowledge, this is the first work to leverage machine unlearning to identify malicious models in FL. Code is available at \url{https://github.com/JiiahaoXU/MASA}.

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Achieving Byzantine-Resilient Federated Learning via Layer-Adaptive Sparsified Model Aggregation

Federated Learning (FL) enables multiple clients to collaboratively train a model without sharing their local data. Yet the FL system is vulnerable to well-designed Byzantine attacks, which aim to disrupt the model training process by uploading malicious model updates. Existing robust aggregation rule-based defense methods overlook the diversity of magnitude and direction across different layers of the model updates, resulting in limited robustness performance, particularly in non-IID settings. To address these challenges, we propose the Layer-Adaptive Sparsified Model Aggregation (LASA) approach, which combines pre-aggregation sparsification with layer-wise adaptive aggregation to improve robustness. Specifically, LASA includes a pre-aggregation sparsification module that sparsifies updates from each client before aggregation, reducing the impact of malicious parameters and minimizing the interference from less important parameters for the subsequent filtering process. Based on sparsified updates, a layer-wise adaptive filter then adaptively selects benign layers using both magnitude and direction metrics across all clients for aggregation. We provide the detailed theoretical robustness analysis of LASA and the resilience analysis for the FL integrated with LASA. Extensive experiments are conducted on various IID and non-IID datasets. The numerical results demonstrate the effectiveness of LASA. Code is available at \url{https://github.com/JiiahaoXU/LASA}.

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Machine-learning designed smart coating: temperature-dependent self-adaptation between a solar absorber and a radiative cooler

We designed a multilayered self-adaptive absorber/emitter metamaterial, which can smartly switch between a solar absorber and a radiative cooler based on temperature change. The switching capability is facilitated by the phase change material and the structure is optimized by machine learning. Our design not only advances the machine-learning-based development of metamaterials but also has the potential to significantly reduce carbon emissions and contribute to the goal of achieving carbon neutrality.

physics.optics↗

DistillCSE: Distilled Contrastive Learning for Sentence Embeddings

This paper proposes the DistillCSE framework, which performs contrastive learning under the self-training paradigm with knowledge distillation. The potential advantage of DistillCSE is its self-enhancing feature: using a base model to provide additional supervision signals, a stronger model may be learned through knowledge distillation. However, the vanilla DistillCSE through the standard implementation of knowledge distillation only achieves marginal improvements due to severe overfitting. The further quantitative analyses demonstrate the reason that the standard knowledge distillation exhibits a relatively large variance of the teacher model's logits due to the essence of contrastive learning. To mitigate the issue induced by high variance, this paper accordingly proposed two simple yet effective solutions for knowledge distillation: a Group-P shuffling strategy as an implicit regularization and the averaging logits from multiple teacher components. Experiments on standard benchmarks demonstrate that the proposed DistillCSE outperforms many strong baseline methods and yields a new state-of-the-art performance.

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On Synthetic Data for Back Translation

Back translation (BT) is one of the most significant technologies in NMT research fields. Existing attempts on BT share a common characteristic: they employ either beam search or random sampling to generate synthetic data with a backward model but seldom work studies the role of synthetic data in the performance of BT. This motivates us to ask a fundamental question: {\em what kind of synthetic data contributes to BT performance?} Through both theoretical and empirical studies, we identify two key factors on synthetic data controlling the back-translation NMT performance, which are quality and importance. Furthermore, based on our findings, we propose a simple yet effective method to generate synthetic data to better trade off both factors so as to yield a better performance for BT. We run extensive experiments on WMT14 DE-EN, EN-DE, and RU-EN benchmark tasks. By employing our proposed method to generate synthetic data, our BT model significantly outperforms the standard BT baselines (i.e., beam and sampling based methods for data generation), which proves the effectiveness of our proposed methods.

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SimCSE++: Improving Contrastive Learning for Sentence Embeddings from Two Perspectives

This paper improves contrastive learning for sentence embeddings from two perspectives: handling dropout noise and addressing feature corruption. Specifically, for the first perspective, we identify that the dropout noise from negative pairs affects the model's performance. Therefore, we propose a simple yet effective method to deal with such type of noise. Secondly, we pinpoint the rank bottleneck of current solutions to feature corruption and propose a dimension-wise contrastive learning objective to address this issue. Both proposed methods are generic and can be applied to any contrastive learning based models for sentence embeddings. Experimental results on standard benchmarks demonstrate that combining both proposed methods leads to a gain of 1.8 points compared to the strong baseline SimCSE configured with BERT base. Furthermore, applying the proposed method to DiffCSE, another strong contrastive learning based baseline, results in a gain of 1.4 points.

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Rethinking Cross-Domain Pedestrian Detection: A Background-Focused Distribution Alignment Framework for Instance-Free One-Stage Detectors

Cross-domain pedestrian detection aims to generalize pedestrian detectors from one label-rich domain to another label-scarce domain, which is crucial for various real-world applications. Most recent works focus on domain alignment to train domain-adaptive detectors either at the instance level or image level. From a practical point of view, one-stage detectors are faster. Therefore, we concentrate on designing a cross-domain algorithm for rapid one-stage detectors that lacks instance-level proposals and can only perform image-level feature alignment. However, pure image-level feature alignment causes the foreground-background misalignment issue to arise, i.e., the foreground features in the source domain image are falsely aligned with background features in the target domain image. To address this issue, we systematically analyze the importance of foreground and background in image-level cross-domain alignment, and learn that background plays a more critical role in image-level cross-domain alignment. Therefore, we focus on cross-domain background feature alignment while minimizing the influence of foreground features on the cross-domain alignment stage. This paper proposes a novel framework, namely, background-focused distribution alignment (BFDA), to train domain adaptive onestage pedestrian detectors. Specifically, BFDA first decouples the background features from the whole image feature maps and then aligns them via a novel long-short-range discriminator.

cs.CV↗

Modulation and Classification of Mixed Signals Based on Deep Learning

With the rapid development of information nowadays, spectrum resources are becoming more and more scarce, leading to a shift in the research direction from the modulation classification of a single signal to the modulation classification of multiple signals on the same channel. Therefore, the emergence of an effective mixed signals automatic modulation classification technology have important significance. Considering that NOMA technology has deeper requirements for the modulation classification of mixed signals under different power, this paper mainly introduces and uses a variety of deep learning networks to classify such mixed signals. First, the modulation classification of a single signal based on the existing CNN model is reproduced. We then develop new methods to improve the basic CNN structure and apply it to the modulation classification of mixed signals. Meanwhile, the effects of the number of training sets, the type of training sets and the training methods on the recognition accuracy of mixed signals are studied. Second, we investigate some deep learning models based on CNN (ResNet34, hierarchical structure) and other deep learning models (LSTM, CLDNN). It can be seen although the time and space complexity of these algorithms have increased, different deep learning models have different effects on the modulation classification problem of mixed signals at different power. Generally speaking, higher accuracy gains can be achieved.

eess.SP↗

LA-HCN: Label-based Attention for Hierarchical Multi-label TextClassification Neural Network

Hierarchical multi-label text classification (HMTC) has been gaining popularity in recent years thanks to its applicability to a plethora of real-world applications. The existing HMTC algorithms largely focus on the design of classifiers, such as the local, global, or a combination of them. However, very few studies have focused on hierarchical feature extraction and explore the association between the hierarchical labels and the text. In this paper, we propose a Label-based Attention for Hierarchical Mutlti-label Text Classification Neural Network (LA-HCN), where the novel label-based attention module is designed to hierarchically extract important information from the text based on the labels from different hierarchy levels. Besides, hierarchical information is shared across levels while preserving the hierarchical label-based information. Separate local and global document embeddings are obtained and used to facilitate the respective local and global classifications. In our experiments, LA-HCN outperforms other state-of-the-art neural network-based HMTC algorithms on four public HMTC datasets. The ablation study also demonstrates the effectiveness of the proposed label-based attention module as well as the novel local and global embeddings and classifications. By visualizing the learned attention (words), we find that LA-HCN is able to extract meaningful information corresponding to the different labels which provides explainability that may be helpful for the human analyst.

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