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Jiahao Yu

Publications and source records attributed to Jiahao Yu.

At least 19 recordsLinked to original sources

Contrastive Reasoning Alignment: Reinforcement Learning from Hidden Representations

We propose CRAFT, a red-teaming alignment framework that leverages model reasoning capabilities and hidden representations to improve robustness against jailbreak attacks. Unlike prior defenses that operate primarily at the output level, CRAFT aligns large reasoning models to generate safety-aware reasoning traces by explicitly optimizing objectives defined over the hidden state space. Methodologically, CRAFT integrates contrastive representation learning with reinforcement learning to separate safe and unsafe reasoning trajectories, yielding a latent-space geometry that supports robust, reasoning-level safety alignment. Theoretically, we show that incorporating latent-textual consistency into GRPO eliminates superficially aligned policies by ruling them out as local optima. Empirically, we evaluate CRAFT on multiple safety benchmarks using two strong reasoning models, Qwen3-4B-Thinking and R1-Distill-Llama-8B, where it consistently outperforms state-of-the-art defenses such as IPO and SafeKey. Notably, CRAFT delivers an average 79.0% improvement in reasoning safety and 87.7% improvement in final-response safety over the base models, demonstrating the effectiveness of hidden-space reasoning alignment.

cs.AI

ICON: Intent-Context Coupling for Efficient Multi-Turn Jailbreak Attack

Multi-turn jailbreak attacks have emerged as a critical threat to Large Language Models (LLMs), bypassing safety mechanisms by progressively constructing adversarial contexts from scratch and incrementally refining prompts. However, existing methods suffer from the inefficiency of incremental context construction that requires step-by-step LLM interaction, and often stagnate in suboptimal regions due to surface-level optimization. In this paper, we characterize the Intent-Context Coupling phenomenon, revealing that LLM safety constraints are significantly relaxed when a malicious intent is coupled with a semantically congruent context pattern. Driven by this insight, we propose ICON, an automated multi-turn jailbreak framework that efficiently constructs an authoritative-style context via prior-guided semantic routing. Specifically, ICON first routes the malicious intent to a congruent context pattern (e.g., Scientific Research) and instantiates it into an attack prompt sequence. This sequence progressively builds the authoritative-style context and ultimately elicits prohibited content. In addition, ICON incorporates a Hierarchical Optimization Strategy that combines local prompt refinement with global context switching, preventing the attack from stagnating in ineffective contexts. Experimental results across eight SOTA LLMs demonstrate the effectiveness of ICON, achieving a state-of-the-art average Attack Success Rate (ASR) of 97.1\%. Code is available at https://github.com/xwlin-roy/ICON.

cs.CR

CSCBench: A PVC Diagnostic Benchmark for Commodity Supply Chain Reasoning

Large Language Models (LLMs) have achieved remarkable success in general benchmarks, yet their competence in commodity supply chains (CSCs) -- a domain governed by institutional rule systems and feasibility constraints -- remains under-explored. CSC decisions are shaped jointly by process stages (e.g., planning, procurement, delivery), variety-specific rules (e.g., contract specifications and delivery grades), and reasoning depth (from retrieval to multi-step analysis and decision selection). We introduce CSCBench, a 2.3K+ single-choice benchmark for CSC reasoning, instantiated through our PVC 3D Evaluation Framework (Process, Variety, and Cognition). The Process axis aligns tasks with SCOR+Enable; the Variety axis operationalizes commodity-specific rule systems under coupled material-information-financial constraints, grounded in authoritative exchange guidebooks/rulebooks and industry reports; and the Cognition axis follows Bloom's revised taxonomy. Evaluating representative LLMs under a direct prompting setting, we observe strong performance on the Process and Cognition axes but substantial degradation on the Variety axis, especially on Freight Agreements. CSCBench provides a diagnostic yardstick for measuring and improving LLM capabilities in this high-stakes domain.

cs.CL

ReaSeq: Unleashing World Knowledge via Reasoning for Sequential Modeling

Industrial recommender systems face two fundamental limitations under the log-driven paradigm: (1) knowledge poverty in ID-based item representations that causes brittle interest modeling under data sparsity, and (2) systemic blindness to beyond-log user interests that constrains model performance within platform boundaries. These limitations stem from an over-reliance on shallow interaction statistics and close-looped feedback while neglecting the rich world knowledge about product semantics and cross-domain behavioral patterns that Large Language Models have learned from vast corpora. To address these challenges, we introduce ReaSeq, a reasoning-enhanced framework that leverages world knowledge in Large Language Models to address both limitations through explicit and implicit reasoning. Specifically, ReaSeq employs explicit Chain-of-Thought reasoning via multi-agent collaboration to distill structured product knowledge into semantically enriched item representations, and latent reasoning via Diffusion Large Language Models to infer plausible beyond-log behaviors. Deployed on Taobao's ranking system serving hundreds of millions of users, ReaSeq achieves substantial gains: >6.0% in IPV and CTR, >2.9% in Orders, and >2.5% in GMV, validating the effectiveness of world-knowledge-enhanced reasoning over purely log-driven approaches.

cs.IR

GPO: Learning from Critical Steps to Improve LLM Reasoning

Large language models (LLMs) are increasingly used in various domains, showing impressive potential on different tasks. Recently, reasoning LLMs have been proposed to improve the \textit{reasoning} or \textit{thinking} capabilities of LLMs to solve complex problems. Despite the promising results of reasoning LLMs, enhancing the multi-step reasoning capabilities of LLMs still remains a significant challenge. While existing optimization methods have advanced the LLM reasoning capabilities, they often treat reasoning trajectories as a whole, without considering the underlying critical steps within the trajectory. In this paper, we introduce \textbf{G}uided \textbf{P}ivotal \textbf{O}ptimization (GPO), a novel fine-tuning strategy that dives into the reasoning process to enable more effective improvements. GPO first identifies the `critical step' within a reasoning trajectory - a point that the model must carefully proceed to succeed at the problem. We locate the critical step by estimating the advantage function. GPO then resets the policy to the critical step, samples the new rollout and prioritizes the learning process on those rollouts. This focus allows the model to learn more effectively from pivotal moments within the reasoning process to improve the reasoning performance. We demonstrate that GPO is a general strategy that can be integrated with various optimization methods to improve reasoning performance. Besides theoretical analysis, our experiments across challenging reasoning benchmarks show that GPO can consistently and significantly enhance the performance of existing optimization methods, showcasing its effectiveness and generalizability in improving LLM reasoning by concentrating on pivotal moments within the generation process.

cs.AI

Building Coding Agents via Entropy-Enhanced Multi-Turn Preference Optimization

Software engineering presents complex, multi-step challenges for Large Language Models (LLMs), requiring reasoning over large codebases and coordinated tool use. The difficulty of these tasks is exemplified by benchmarks like SWE-bench, where current LLMs still struggle to resolve real-world issues. A promising approach to enhance performance is test-time scaling (TTS), but its gains are heavily dependent on the diversity of model outputs. While standard alignment methods such as Direct Preference Optimization (DPO) and Kahneman-Tversky Optimization (KTO) are effective at aligning model outputs with human preferences, this process can come at the cost of reduced diversity, limiting the effectiveness of TTS. Additionally, existing preference optimization algorithms are typically designed for single-turn tasks and do not fully address the complexities of multi-turn reasoning and tool integration required for interactive coding agents. To bridge this gap, we introduce EntroPO, an entropy-enhanced framework that adapts existing preference optimization algorithms to the multi-turn, tool-assisted setting. EntroPO augments the preference objective to explicitly preserve policy entropy and generalizes learning to optimize over multi-turn interactions rather than single-turn responses. We validate EntroPO by fine-tuning a diverse suite of models from different families and sizes (up to 106B parameters).To maximize performance gains from TTS, we further propose a hybrid best-trajectory selection scheme combining a learned verifier model with model free approaches. On the SWEBENCH leaderboard, our approach establishes new state-of-the-art results among open-weight models. A 30B parameter model trained with EntroPO ranks 1st on SWEBENCH-LITE and 4th on SWEBENCH-VERIFIED on the open-weight leaderboard, surpassed only by models with over 10x more parameters(e.g., >$350B).

cs.AI

Locus: Agentic Predicate Synthesis for Directed Fuzzing

Directed fuzzing aims to find program inputs that lead to specified target program states. It has broad applications, such as debugging system crashes, confirming reported bugs, and generating exploits for potential vulnerabilities. This task is inherently challenging because target states are often deeply nested in the program, while the search space manifested by numerous possible program inputs is prohibitively large. Existing approaches rely on branch distances or manually-specified constraints to guide the search; however, the branches alone are often insufficient to precisely characterize progress toward reaching the target states, while the manually specified constraints are often tailored for specific bug types and thus difficult to generalize to diverse target states and programs. We present Locus, a novel framework to improve the efficiency of directed fuzzing. Our key insight is to synthesize predicates to capture fuzzing progress as semantically meaningful intermediate states, serving as milestones towards reaching the target states. When used to instrument the program under fuzzing, they can reject executions unlikely to reach the target states, while providing additional coverage guidance. To automate this task and generalize to diverse programs, Locus features an agentic framework with program analysis tools to synthesize and iteratively refine the candidate predicates, while ensuring the predicates strictly relax the target states to prevent false rejections via symbolic execution. Our evaluation shows that Locus substantially improves the efficiency of eight state-of-the-art fuzzers in discovering real-world vulnerabilities, achieving an average speedup of 41.6x. So far, Locus has found nine previously unpatched bugs, with three already acknowledged with draft patches.

cs.CR

BandFuzz: An ML-powered Collaborative Fuzzing Framework

Collaborative fuzzing combines multiple individual fuzzers and dynamically chooses appropriate combinations for different programs. Unlike individual fuzzers that rely on specific assumptions, collaborative fuzzing relaxes assumptions on target programs, providing robust performance across various programs. However, existing collaborative fuzzing frameworks face challenges including additional computational resource requirements and inefficient resource allocation among fuzzers. To tackle these challenges, we present BANDFUZZ, an ML-powered collaborative fuzzing framework that outperforms individual fuzzers without requiring additional computational resources. The key contribution of BANDFUZZ lies in its novel resource allocation algorithm driven by our proposed multi-armed bandits model. Different from greedy methods in existing frameworks, BANDFUZZ models the long-term impact of individual fuzzers, enabling discovery of globally optimal collaborative strategies. We propose a novel fuzzer evaluation method that assesses not only code coverage but also the fuzzer's capability of solving difficult branches. Finally, we integrate a real-time seed synchronization mechanism and implementation-wise optimizations to improve fuzzing efficiency and stability. Through extensive experiments on Fuzzbench and Fuzzer Test Suite, we show that BANDFUZZ outperforms state-of-the-art collaborative fuzzing framework autofz and widely used individual fuzzers. We verify BANDFUZZ's key designs through comprehensive ablation study. Notably, we demonstrate BANDFUZZ's effectiveness in real-world bug detection by analyzing results of a worldwide fuzzing competition, where BANDFUZZ won first place.

cs.CR

TranSUN: A Preemptive Paradigm to Eradicate Retransformation Bias Intrinsically from Regression Models in Recommender Systems

Regression models are crucial in recommender systems. However, retransformation bias problem has been conspicuously neglected within the community. While many works in other fields have devised effective bias correction methods, all of them are post-hoc cures externally to the model, facing practical challenges when applied to real-world recommender systems. Hence, we propose a preemptive paradigm to eradicate the bias intrinsically from the models via minor model refinement. Specifically, a novel TranSUN method is proposed with a joint bias learning manner to offer theoretically guaranteed unbiasedness under empirical superior convergence. It is further generalized into a novel generic regression model family, termed Generalized TranSUN (GTS), which not only offers more theoretical insights but also serves as a generic framework for flexibly developing various bias-free models. Comprehensive experimental results demonstrate the superiority of our methods across data from various domains, which have been successfully deployed in two real-world industrial recommendation scenarios, i.e. product and short video recommendation scenarios in Guess What You Like business domain in the homepage of Taobao App (a leading e-commerce platform with DAU > 300M), to serve the major online traffic.

cs.IR

GenoArmory: A Unified Evaluation Framework for Adversarial Attacks on Genomic Foundation Models

We propose the first unified adversarial attack benchmark for Genomic Foundation Models (GFMs), named GenoArmory. Unlike existing GFM benchmarks, GenoArmory offers the first comprehensive evaluation framework to systematically assess the vulnerability of GFMs to adversarial attacks. Methodologically, we evaluate the adversarial robustness of five state-of-the-art GFMs using four widely adopted attack algorithms and three defense strategies. Importantly, our benchmark provides an accessible and comprehensive framework to analyze GFM vulnerabilities with respect to model architecture, quantization schemes, and training datasets. Additionally, we introduce GenoAdv, a new adversarial sample dataset designed to improve GFM safety. Empirically, classification models exhibit greater robustness to adversarial perturbations compared to generative models, highlighting the impact of task type on model vulnerability. Moreover, adversarial attacks frequently target biologically significant genomic regions, suggesting that these models effectively capture meaningful sequence features.

cs.LG

Missing Data Imputation by Reducing Mutual Information with Rectified Flows

This paper introduces a novel iterative method for missing data imputation that sequentially reduces the mutual information between data and the corresponding missingness mask. Inspired by GAN-based approaches that train generators to decrease the predictability of missingness patterns, our method explicitly targets this reduction in mutual information. Specifically, our algorithm iteratively minimizes the KL divergence between the joint distribution of the imputed data and missingness mask, and the product of their marginals from the previous iteration. We show that the optimal imputation under this framework can be achieved by solving an ODE whose velocity field minimizes a rectified flow training objective. We further illustrate that some existing imputation techniques can be interpreted as approximate special cases of our mutual-information-reducing framework. Comprehensive experiments on synthetic and real-world datasets validate the efficacy of our proposed approach, demonstrating its superior imputation performance. Our implementation is available at https://github.com/yujhml/MIRI-Imputation.

stat.ML

POISONCRAFT: Practical Poisoning of Retrieval-Augmented Generation for Large Language Models

Large language models (LLMs) have achieved remarkable success in various domains, primarily due to their strong capabilities in reasoning and generating human-like text. Despite their impressive performance, LLMs are susceptible to hallucinations, which can lead to incorrect or misleading outputs. This is primarily due to the lack of up-to-date knowledge or domain-specific information. Retrieval-augmented generation (RAG) is a promising approach to mitigate hallucinations by leveraging external knowledge sources. However, the security of RAG systems has not been thoroughly studied. In this paper, we study a poisoning attack on RAG systems named POISONCRAFT, which can mislead the model to refer to fraudulent websites. Compared to existing poisoning attacks on RAG systems, our attack is more practical as it does not require access to the target user query's info or edit the user query. It not only ensures that injected texts can be retrieved by the model, but also ensures that the LLM will be misled to refer to the injected texts in its response. We demonstrate the effectiveness of POISONCRAFTacross different datasets, retrievers, and language models in RAG pipelines, and show that it remains effective when transferred across retrievers, including black-box systems. Moreover, we present a case study revealing how the attack influences both the retrieval behavior and the step-by-step reasoning trace within the generation model, and further evaluate the robustness of POISONCRAFTunder multiple defense mechanisms. These results validate the practicality of our threat model and highlight a critical security risk for RAG systems deployed in real-world applications. We release our code\footnote{https://github.com/AndyShaw01/PoisonCraft} to support future research on the security and robustness of RAG systems in real-world settings.

cs.CR

The Illusion of Role Separation: Hidden Shortcuts in LLM Role Learning (and How to Fix Them)

Large language models (LLMs) that integrate multiple input roles (e.g., system instructions, user queries, external tool outputs) are increasingly prevalent in practice. Ensuring that the model accurately distinguishes messages from each role -- a concept we call \emph{role separation} -- is crucial for consistent multi-role behavior. Although recent work often targets state-of-the-art prompt injection defenses, it remains unclear whether such methods truly teach LLMs to differentiate roles or merely memorize known triggers. In this paper, we examine \emph{role-separation learning}: the process of teaching LLMs to robustly distinguish system and user tokens. Through a \emph{simple, controlled experimental framework}, we find that fine-tuned models often rely on two proxies for role identification: (1) task type exploitation, and (2) proximity to begin-of-text. Although data augmentation can partially mitigate these shortcuts, it generally leads to iterative patching rather than a deeper fix. To address this, we propose reinforcing \emph{invariant signals} that mark role boundaries by adjusting token-wise cues in the model's input encoding. In particular, manipulating position IDs helps the model learn clearer distinctions and reduces reliance on superficial proxies. By focusing on this mechanism-centered perspective, our work illuminates how LLMs can more reliably maintain consistent multi-role behavior without merely memorizing known prompts or triggers.

cs.CL

A Survey on Explainable Deep Reinforcement Learning

Deep Reinforcement Learning (DRL) has achieved remarkable success in sequential decision-making tasks across diverse domains, yet its reliance on black-box neural architectures hinders interpretability, trust, and deployment in high-stakes applications. Explainable Deep Reinforcement Learning (XRL) addresses these challenges by enhancing transparency through feature-level, state-level, dataset-level, and model-level explanation techniques. This survey provides a comprehensive review of XRL methods, evaluates their qualitative and quantitative assessment frameworks, and explores their role in policy refinement, adversarial robustness, and security. Additionally, we examine the integration of reinforcement learning with Large Language Models (LLMs), particularly through Reinforcement Learning from Human Feedback (RLHF), which optimizes AI alignment with human preferences. We conclude by highlighting open research challenges and future directions to advance the development of interpretable, reliable, and accountable DRL systems.

cs.LG

Soft-Label Integration for Robust Toxicity Classification

Toxicity classification in textual content remains a significant problem. Data with labels from a single annotator fall short of capturing the diversity of human perspectives. Therefore, there is a growing need to incorporate crowdsourced annotations for training an effective toxicity classifier. Additionally, the standard approach to training a classifier using empirical risk minimization (ERM) may fail to address the potential shifts between the training set and testing set due to exploiting spurious correlations. This work introduces a novel bi-level optimization framework that integrates crowdsourced annotations with the soft-labeling technique and optimizes the soft-label weights by Group Distributionally Robust Optimization (GroupDRO) to enhance the robustness against out-of-distribution (OOD) risk. We theoretically prove the convergence of our bi-level optimization algorithm. Experimental results demonstrate that our approach outperforms existing baseline methods in terms of both average and worst-group accuracy, confirming its effectiveness in leveraging crowdsourced annotations to achieve more effective and robust toxicity classification.

cs.AI

UTF:Undertrained Tokens as Fingerprints A Novel Approach to LLM Identification

Fingerprinting large language models (LLMs) is essential for verifying model ownership, ensuring authenticity, and preventing misuse. Traditional fingerprinting methods often require significant computational overhead or white-box verification access. In this paper, we introduce UTF, a novel and efficient approach to fingerprinting LLMs by leveraging under-trained tokens. Under-trained tokens are tokens that the model has not fully learned during its training phase. By utilizing these tokens, we perform supervised fine-tuning to embed specific input-output pairs into the model. This process allows the LLM to produce predetermined outputs when presented with certain inputs, effectively embedding a unique fingerprint. Our method has minimal overhead and impact on model's performance, and does not require white-box access to target model's ownership identification. Compared to existing fingerprinting methods, UTF is also more effective and robust to fine-tuning and random guess.

cs.CR

BlockScan: Detecting Anomalies in Blockchain Transactions

We propose BlockScan, a customized Transformer for anomaly detection in blockchain transactions. Unlike existing methods that rely on rule-based systems or directly apply off-the-shelf large language models (LLMs), BlockScan introduces a series of customized designs to effectively model the unique data structure of blockchain transactions. First, a blockchain transaction is multi-modal, containing blockchain-specific tokens, texts, and numbers. We design a novel modularized tokenizer to handle these multi-modal inputs, balancing the information across different modalities. Second, we design a customized masked language modeling mechanism for pretraining the Transformer architecture, incorporating RoPE embedding and FlashAttention for handling longer sequences. Finally, we design a novel anomaly detection method based on the model outputs. We further provide theoretical analysis for the detection method of our system. Extensive evaluations on Ethereum and Solana transactions demonstrate BlockScan's exceptional capability in anomaly detection while maintaining a low false positive rate. Remarkably, BlockScan is the only method that successfully detects anomalous transactions on Solana with high accuracy, whereas all other approaches achieved very low or zero detection recall scores. This work sets a new benchmark for applying Transformer-based approaches in blockchain data analysis.

cs.CR

PROMPTFUZZ: Harnessing Fuzzing Techniques for Robust Testing of Prompt Injection in LLMs

Large Language Models (LLMs) have gained widespread use in various applications due to their powerful capability to generate human-like text. However, prompt injection attacks, which involve overwriting a model's original instructions with malicious prompts to manipulate the generated text, have raised significant concerns about the security and reliability of LLMs. Ensuring that LLMs are robust against such attacks is crucial for their deployment in real-world applications, particularly in critical tasks. In this paper, we propose PROMPTFUZZ, a novel testing framework that leverages fuzzing techniques to systematically assess the robustness of LLMs against prompt injection attacks. Inspired by software fuzzing, PROMPTFUZZ selects promising seed prompts and generates a diverse set of prompt injections to evaluate the target LLM's resilience. PROMPTFUZZ operates in two stages: the prepare phase, which involves selecting promising initial seeds and collecting few-shot examples, and the focus phase, which uses the collected examples to generate diverse, high-quality prompt injections. Using PROMPTFUZZ, we can uncover more vulnerabilities in LLMs, even those with strong defense prompts. By deploying the generated attack prompts from PROMPTFUZZ in a real-world competition, we achieved the 7th ranking out of over 4000 participants (top 0.14%) within 2 hours. Additionally, we construct a dataset to fine-tune LLMs for enhanced robustness against prompt injection attacks. While the fine-tuned model shows improved robustness, PROMPTFUZZ continues to identify vulnerabilities, highlighting the importance of robust testing for LLMs. Our work emphasizes the critical need for effective testing tools and provides a practical framework for evaluating and improving the robustness of LLMs against prompt injection attacks.

cs.CR