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Jiale Guo

Publications and source records attributed to Jiale Guo.

12 recordsLinked to original sources

Resilience-Oriented Parametric Insurance Design for Power Systems Under Extreme Weather

Extreme weather leaves power systems exposed to residual outage risk even after physical resilience investments. Parametric insurance can provide pre-agreed contingent liquidity, but its physical value depends on how trigger thresholds and payout levels are designed. This paper proposes a resilience oriented parametric insurance framework that couples a three tier wind-index contract with post-event network restoration. Insurance payout expands the budget available to activate emergency resources, so the contract changes the physical restoration feasible set rather than merely offsetting accounting losses. Trigger thresholds and payout levels are jointly designed to balance actuarial premium, expected post-event system cost, and the conditional value-at-risk (CVaR) of scenario energy not supplied (ENS). A response-library method precomputes the restoration mixed-integer linear program for each scenario-payout pair and then evaluates admissible contracts efficiently. On the IEEE RTS-24 with 80 extreme-wind scenarios, the optimized contract reduces expected EENS and CVaR0.90 of ENS by 21.1% and 21.4%, respectively, relative to no insurance, while requiring 48.8% less premium than a fixed parametric contract with comparable resilience. The results show that insurance design should target the nonlinear liquidity-to-resilience response rather than loss compensation alone.

math.OC

HydroAgent: Formalizing Forecaster Expertise into Skill-Orchestrated Flood Forecasting Workflows

Operational flood forecasting depends on tacit forecaster expertise that is difficult to formalize, audit, and transfer. Although artificial intelligence methods have advanced flood prediction and model-error correction, most existing studies have not explicitly represented the tacit expert rules, review checkpoints, and workflow constraints that connect model outputs to operational warning decisions. To address this issue, we propose HydroAgent, a skill-orchestrated agent framework that embeds Large Language Models (LLMs) into a model-driven flood forecasting workflow, where each skill encodes explicit rules to bound LLM reasoning. We validated its effectiveness using five state-of-the-art LLMs in the South Yamhill River basin. Our results demonstrate that prior judgment captures observed peak flow and flood volume within 5% tolerance in 10 and 11 out of 14 events, with 5-fold cross-validation over 129 events yielding Pearson correlations of 0.62 and 0.84. Building on a high-baseline scheme library (average KGE 0.890), the guided scheme selection further improves KGE by 0.023-0.154, with simulated peak flow and flood volume falling within the prior judgment ranges for 14 and 13 out of 14 events. All five tested LLMs successfully execute the HydroAgent workflow with comparable judgment accuracy (40%-80%), while showing moderate performance variation and substantial cost differences. HydroAgent does not aim to replace human forecasters; instead, it translates their tacit expertise into an auditable and reproducible workflow, streamlining analytical steps and supporting more informed decision-making. This skill-orchestrated paradigm demonstrates how explicit rule boundaries can guide language model reasoning to complement physically based simulation in next-generation flood forecasting.

physics.geo-ph

Efficient Privacy-Preserving Retrieval Augmented Generation with Distance-Preserving Encryption

RAG has emerged as a key technique for enhancing response quality of LLMs without high computational cost. In traditional architectures, RAG services are provided by a single entity that hosts the dataset within a trusted local environment. However, individuals or small organizations often lack the resources to maintain data storage servers, leading them to rely on outsourced cloud storage. This dependence on untrusted third-party services introduces privacy risks. Embedding-based retrieval mechanisms, commonly used in RAG systems, are vulnerable to privacy leakage such as vector-to-text reconstruction attacks and structural leakage via vector analysis. Several privacy-preserving RAG techniques have been proposed but most existing approaches rely on partially homomorphic encryption, which incurs substantial computational overhead. To address these challenges, we propose an efficient privacy-preserving RAG framework (ppRAG) tailored for untrusted cloud environments that defends against vector-to-text attack, vector analysis, and query analysis. We propose Conditional Approximate Distance-Comparison-Preserving Symmetric Encryption (CAPRISE) that encrypts embeddings while still allowing the cloud to compute similarity between an encrypted query and the encrypted database embeddings. CAPRISE preserves only the relative distance ordering between the encrypted query and each encrypted database embedding, without exposing inter-database distances, thereby enhancing both privacy and efficiency. To mitigate query analysis, we introduce DP by perturbing the query embedding prior to encryption, preventing the cloud from inferring sensitive patterns. Experimental results show that ppRAG achieves efficient processing throughput, high retrieval accuracy, strong privacy guarantees, making it a practical solution for resource-constrained users seeking secure cloud-augmented LLMs.

cs.CR

A Comprehensive Survey on Benchmarks and Solutions in Software Engineering of LLM-Empowered Agentic System

The integration of Large Language Models (LLMs) into software engineering has driven a transition from traditional rule-based systems to autonomous agentic systems capable of solving complex problems. However, systematic progress is hindered by a lack of comprehensive understanding of how benchmarks and solutions interconnect. This survey addresses this gap by providing the first holistic analysis of LLM-powered software engineering, offering insights into evaluation methodologies and solution paradigms. We review over 150 recent papers and propose a taxonomy along two key dimensions: (1) Solutions, categorized into prompt-based, fine-tuning-based, and agent-based paradigms, and (2) Benchmarks, including tasks such as code generation, translation, and repair. Our analysis highlights the evolution from simple prompt engineering to sophisticated agentic systems incorporating capabilities like planning, reasoning, memory mechanisms, and tool augmentation. To contextualize this progress, we present a unified pipeline illustrating the workflow from task specification to deliverables, detailing how different solution paradigms address various complexity levels. Unlike prior surveys that focus narrowly on specific aspects, this work connects 50+ benchmarks to their corresponding solution strategies, enabling researchers to identify optimal approaches for diverse evaluation criteria. We also identify critical research gaps and propose future directions, including multi-agent collaboration, self-evolving systems, and formal verification integration. This survey serves as a foundational guide for advancing LLM-driven software engineering. We maintain a GitHub repository that continuously updates the reviewed and related papers at https://github.com/lisaGuojl/LLM-Agent-SE-Survey.

cs.SE

Guaranteeing Data Privacy in Federated Unlearning with Dynamic User Participation

Federated Unlearning (FU) is gaining prominence for its capability to eliminate influences of Federated Learning (FL) users' data from trained global FL models. A straightforward FU method involves removing the unlearned users and subsequently retraining a new global FL model from scratch with all remaining users, a process that leads to considerable overhead. To enhance unlearning efficiency, a widely adopted strategy employs clustering, dividing FL users into clusters, with each cluster maintaining its own FL model. The final inference is then determined by aggregating the majority vote from the inferences of these sub-models. This method confines unlearning processes to individual clusters for removing a user, thereby enhancing unlearning efficiency by eliminating the need for participation from all remaining users. However, current clustering-based FU schemes mainly concentrate on refining clustering to boost unlearning efficiency but overlook the potential information leakage from FL users' gradients, a privacy concern that has been extensively studied. Typically, integrating secure aggregation (SecAgg) schemes within each cluster can facilitate a privacy-preserving FU. Nevertheless, crafting a clustering methodology that seamlessly incorporates SecAgg schemes is challenging, particularly in scenarios involving adversarial users and dynamic users. In this connection, we systematically explore the integration of SecAgg protocols within the most widely used federated unlearning scheme, which is based on clustering, to establish a privacy-preserving FU framework, aimed at ensuring privacy while effectively managing dynamic user participation. Comprehensive theoretical assessments and experimental results show that our proposed scheme achieves comparable unlearning effectiveness, alongside offering improved privacy protection and resilience in the face of varying user participation.

cs.CR

Privacy-Preserving Federated Unlearning with Certified Client Removal

In recent years, Federated Unlearning (FU) has gained attention for addressing the removal of a client's influence from the global model in Federated Learning (FL) systems, thereby ensuring the ``right to be forgotten" (RTBF). State-of-the-art methods for unlearning use historical data from FL clients, such as gradients or locally trained models. However, studies have revealed significant information leakage in this setting, with the possibility of reconstructing a user's local data from their uploaded information. Addressing this, we propose Starfish, a privacy-preserving federated unlearning scheme using Two-Party Computation (2PC) techniques and shared historical client data between two non-colluding servers. Starfish builds upon existing FU methods to ensure privacy in unlearning processes. To enhance the efficiency of privacy-preserving FU evaluations, we suggest 2PC-friendly alternatives for certain FU algorithm operations. We also implement strategies to reduce costs associated with 2PC operations and lessen cumulative approximation errors. Moreover, we establish a theoretical bound for the difference between the unlearned global model via Starfish and a global model retrained from scratch for certified client removal. Our theoretical and experimental analyses demonstrate that Starfish achieves effective unlearning with reasonable efficiency, maintaining privacy and security in FL systems.

cs.CR

Differentiated Security Architecture for Secure and Efficient Infotainment Data Communication in IoV Networks

This paper aims to provide differentiated security protection for infotainment data communication in Internet-of-Vehicle (IoV) networks. The IoV is a network of vehicles that uses various sensors, software, built-in hardware, and communication technologies to enable information exchange between pedestrians, cars, and urban infrastructure. Negligence on the security of infotainment data communication in IoV networks can unintentionally open an easy access point for social engineering attacks. The attacker can spread false information about traffic conditions, mislead drivers in their directions, and interfere with traffic management. Such attacks can also cause distractions to the driver, which has a potential implication for the safety of driving. The existing literature on IoV communication and network security focuses mainly on generic solutions. In a heterogeneous communication network where different types of communication coexist, we can improve the efficiency of security solutions by considering the different security and efficiency requirements of data communications. Hence, we propose a differentiated security mechanism for protecting infotainment data communication in IoV networks. In particular, we first classify data communication in the IoV network, examine the security focus of each data communication, and then develop a differentiated security architecture to provide security protection on a file-to-file basis. Our architecture leverages Named Data Networking (NDN) so that infotainment files can be efficiently circulated throughout the network where any node can own a copy of the file, thus improving the hit ratio for user file requests. In addition, we propose a time-sensitive Key-Policy Attribute-Based Encryption (KP-ABE) scheme for sharing subscription-based infotainment data...

cs.CR

Decentralized Multimedia Data Sharing in IoV: A Learning-based Equilibrium of Supply and Demand

The Internet of Vehicles (IoV) has great potential to transform transportation systems by enhancing road safety, reducing traffic congestion, and improving user experience through onboard infotainment applications. Decentralized data sharing can improve security, privacy, reliability, and facilitate infotainment data sharing in IoVs. However, decentralized data sharing may not achieve the expected efficiency if there are IoV users who only want to consume the shared data but are not willing to contribute their own data to the community, resulting in incomplete information observed by other vehicles and infrastructure, which can introduce additional transmission latency. Therefore, in this article, by modeling the data sharing ecosystem as a data trading market, we propose a decentralized data-sharing incentive mechanism based on multi-intelligent reinforcement learning to learn the supply-demand balance in markets and minimize transmission latency. Our proposed mechanism takes into account the dynamic nature of IoV markets, which can experience frequent fluctuations in supply and demand. We propose a time-sensitive Key-Policy Attribute-Based Encryption (KP-ABE) mechanism coupled with Named Data Networking (NDN) to protect data in IoVs, which adds a layer of security to our proposed solution. Additionally, we design a decentralized market for efficient data sharing in IoVs, where continuous double auctions are adopted. The proposed mechanism based on multi-agent deep reinforcement learning can learn the supply-demand equilibrium in markets, thus improving the efficiency and sustainability of markets. Theoretical analysis and experimental results show that our proposed learning-based incentive mechanism outperforms baselines by 10% in determining the equilibrium of supply and demand while reducing transmission latency by 20%.

cs.CR

Privacy-Preserving Aggregation in Federated Learning: A Survey

Over the recent years, with the increasing adoption of Federated Learning (FL) algorithms and growing concerns over personal data privacy, Privacy-Preserving Federated Learning (PPFL) has attracted tremendous attention from both academia and industry. Practical PPFL typically allows multiple participants to individually train their machine learning models, which are then aggregated to construct a global model in a privacy-preserving manner. As such, Privacy-Preserving Aggregation (PPAgg) as the key protocol in PPFL has received substantial research interest. This survey aims to fill the gap between a large number of studies on PPFL, where PPAgg is adopted to provide a privacy guarantee, and the lack of a comprehensive survey on the PPAgg protocols applied in FL systems. In this survey, we review the PPAgg protocols proposed to address privacy and security issues in FL systems. The focus is placed on the construction of PPAgg protocols with an extensive analysis of the advantages and disadvantages of these selected PPAgg protocols and solutions. Additionally, we discuss the open-source FL frameworks that support PPAgg. Finally, we highlight important challenges and future research directions for applying PPAgg to FL systems and the combination of PPAgg with other technologies for further security improvement.

cs.CR

Efficient Dropout-resilient Aggregation for Privacy-preserving Machine Learning

With the increasing adoption of data-hungry machine learning algorithms, personal data privacy has emerged as one of the key concerns that could hinder the success of digital transformation. As such, Privacy-Preserving Machine Learning (PPML) has received much attention from both academia and industry. However, organizations are faced with the dilemma that, on the one hand, they are encouraged to share data to enhance ML performance, but on the other hand, they could potentially be breaching the relevant data privacy regulations. Practical PPML typically allows multiple participants to individually train their ML models, which are then aggregated to construct a global model in a privacy-preserving manner, e.g., based on multi-party computation or homomorphic encryption. Nevertheless, in most important applications of large-scale PPML, e.g., by aggregating clients' gradients to update a global model for federated learning, such as consumer behavior modeling of mobile application services, some participants are inevitably resource-constrained mobile devices, which may drop out of the PPML system due to their mobility nature. Therefore, the resilience of privacy-preserving aggregation has become an important problem to be tackled. In this paper, we propose a scalable privacy-preserving aggregation scheme that can tolerate dropout by participants at any time, and is secure against both semi-honest and active malicious adversaries by setting proper system parameters. By replacing communication-intensive building blocks with a seed homomorphic pseudo-random generator, and relying on the additive homomorphic property of Shamir secret sharing scheme, our scheme outperforms state-of-the-art schemes by up to 6.37$\times$ in runtime and provides a stronger dropout-resilience. The simplicity of our scheme makes it attractive both for implementation and for further improvements.

cs.CR

Secure Weighted Aggregation for Federated Learning

The pervasive adoption of Internet-connected digital services has led to a growing concern in the personal data privacy of their customers. On the other hand, machine learning (ML) techniques have been widely adopted by digital service providers to improve operational productivity and customer satisfaction. ML inevitably accesses and processes users' personal data, which could potentially breach the relevant privacy protection regulations if not performed carefully. The situation is exacerbated by the cloud-based implementation of digital services when user data are captured and stored in distributed locations, hence aggregation of the user data for ML could be a serious breach of privacy regulations. In this backdrop, Federated Learning (FL) is an emerging area that allows ML on distributed data without the data leaving their stored location. However, depending on the nature of the digital services, data captured at different locations may carry different significance to the business operation, hence a weighted aggregation will be highly desirable for enhancing the quality of the FL-learned model. Furthermore, to prevent leakage of user data from the aggregated gradients, cryptographic mechanisms are needed to allow secure aggregation of FL. In this paper, we propose a privacy-enhanced FL scheme for supporting secure weighted aggregation. Besides, by devising a verification protocol based on Zero-Knowledge Proof (ZKP), the proposed scheme is capable of guarding against fraudulent messages from FL participants. Experimental results show that our scheme is practical and secure. Compared to existing FL approaches, our scheme achieves secure weighted aggregation with an additional security guarantee against fraudulent messages with an affordable 1.2 times runtime overheads and 1.3 times communication costs.

cs.CR

Quantum Tomography of the Photon-Plasmon Conversion Process in a Metal Hole Array

In the past decades, quantum plasmonics has become an active area due to its potential applications in on-chip plasmonic devices for quantum information processing. However, the fundamental physical process, i.e., how a quantum state of light evolves in the photon-plasmon conversion process, has not been clearly understood. Here, we report a complete characterization of the plasmon-assisted extraordinary optical transmission process through quantum process tomography. By inputting various coherent states to interact with the plasmonic structure and detecting the output states with a homodyne detector, we reconstruct the process tensor of the photon-plasmon conversion process. Both the amplitude and phase information of the process are extracted, which explains the evolution of the quantum-optical state after the coupling with plasmons. Our experimental demonstration constitutes a fundamental block for future on-chip applications of quantum plasmonic circuits.

quant-ph