arXiv subjects

Jian Guo

Publications and source records attributed to Jian Guo.

At least 19 recordsLinked to original sources

arXiv2026

Agentic Quantitative Trading: A Survey of Workflows, Systems, and Evaluation

Quantitative trading is moving from isolated predictive models toward agentic workflows that combine reasoning, tool use, memory, and feedback. This survey reviews agentic quantitative trading across five stages: factor mining, signal discovery, portfolio construction, order execution, and risk management. We further examine agentic quant trading systems through architecture, coordination, and adaptation, while comparing benchmarks across strategy construction, offline trading, live market evaluation, and reliability assessment. Our review finds that current systems remain concentrated on signal discovery, while complete integration with portfolio construction, execution, and risk control is still uncommon. Multi-agent systems also rely heavily on aggregation despite increasingly diverse workflow structures. Benchmark evidence further shows that strong model or forecasting capability does not reliably translate into trading performance under live market conditions and reliability controls. We conclude with future directions for more complete trading workflows, stronger coordination, and evaluation matched to the capability being assessed.

q-fin.CP↗

arXiv2026

DataFoundry: Evolving Data Preparators via Recursive Self-Improvement

Domain adaptation of large language models increasingly depends on constructing high-quality training data, yet existing data-preparation pipelines typically address quality only after generation through post-hoc filtering. This creates a fundamental mismatch: data-quality issues often originate from the construction process itself, while quality control is applied only to its outputs. We introduce \textsc{DataFoundry}, a framework for \textbf{evolving data preparators through recursive self-improvement} before large-scale data production. \textsc{DataFoundry} represents a data preparator as an evolvable runtime specification and instantiates its evolution with a \textsc{Skills-as-Modules} architecture, in which a central \textsc{Controller} orchestrates modular skills to compile executable runtimes, diagnose deficiencies on small pilot sets using domain-appropriate criteria, and translate diagnostic feedback into adapters that revise individual preparation components while preserving stable interfaces. We evaluate \textsc{DataFoundry} on DataPrep-Bench across mathematics, finance, law, and medicine, and find that recursively evolved preparators produce training data with higher downstream utility than baselines. Experiments across different backbones further demonstrate that these improvements are not tied to a particular model, while analyses and case studies further reveal the framework's optimization dynamics and illustrate how its evolution unfolds in practice.

cs.CL↗

arXiv2026

Envs-FORGE: Frontier-Optimized Reward-Grounded Environment Synthesis for Agent RL

Reinforcement learning (RL) for terminal agents needs executable training environments with reliable rewards and useful difficulty. Fixed recipes such as few-shot, Self-Instruct, and Evol-Instruct apply the same prompting policy to every seed, even when the current policy would benefit from a harder, easier, or simply different task. We present Envs-FORGE, a prompting policy that converts verifier rewards into per-seed environment-synthesis actions. Envs-FORGE estimates seed pass rates, scores six projection--direction actions around a target learning frontier, and solves a per-seed mixed-integer linear program (MILP) to choose the action that conditions generation. The selected action drives synchronized rewriting of the instruction, fixtures, oracle solution, tests, and Docker environment; only gold-verified bundles enter RL training. The indexed MILP form also supports optional soft skill coverage for portfolio planning. On Qwen 3.5 35B, Envs-FORGE improves Pass@1 over Base by 9.2 percentage points on tb-core (40.0% to 49.2%) and 6.4 points on tb-2.0 (23.0% to 29.4%), exceeding the strongest fixed-recipe baseline by 2.4 and 2.1 points. It reaches 77.1% on SWE-bench Verified versus 73.4% for Base, and improves tb-core by 6.8--9.2 points across the evaluated 4B--35B models. All synthesis methods export 100 verified environments and use 2.27M--2.88M synthesis tokens, placing the comparison at the same downstream training-set size and the same operational scale. The source code is available at https://github.com/DataArcTech/DataArc-SynData-Toolkit/.

cs.CL↗

arXiv2026

LazyTrain: Limited-resource Allocation toward Zero-waste Yield Optimization in Large Language Model Training

Training large language models on limited hardware is increasingly a scheduling problem across GPU compute, host memory, PCIe transfer, and storage bandwidth. Existing offloading systems reduce GPU residency, and MegaTrain shows that a CPU-master layer-streaming executor can train large models on a single GPU, but fixed checkpointing and placement heuristics still leave communication exposed on the critical path. We propose LazyTrain, an optimization layer over a layer-streaming executor. LazyTrain formulates checkpoint selection, activation placement, recomputation, and CPU-GPU-NVMe communication overlap as a mixed-integer scheduling problem, then executes the solved policy during training. It further couples 8-bit optimizer states with fast gradient clipping as a single Hybrid 8-bit operator: state compression reduces optimizer-state memory, while fast clipping counteracts the additional CPU-side update overhead. Across H800 experiments from Qwen2.5-3B to Qwen3.6-27B, LazyTrain improves sustained TFLOPS over matched baselines runs by approximately 1.24$\times$; RTX 3090 experiments likewise increase the maximum feasible batch size by one at each model scale. In the primary Qwen3.6-27B H800 MetaMathQA run, LazyTrain reaches 219.95 TFLOPS and 1361 tokens/s at batch size 72, peaks at 68.84\,GB of GPU memory, and obtains 95.42\% exact-match accuracy on the full evaluation split. The source code is available at https://github.com/DataArcTech/LazyTrain.

cs.CL↗

arXiv2026

Stability of Differential Stochastic Variational Inequalities with History-Dependent Responses and Transfer Learning

In this paper, we propose and study a class of differential stochastic variational inequalities (DSVIs), in which an ordinary differential equation (ODE) is coupled with history-dependent stochastic variational inequalities (SVI). This framework models closed-loop stochastic systems with time-varying random equilibria and includes optimization-constrained ODEs as special cases. Under appropriate technical conditions, we establish uniqueness, measurability, and Lipschitz continuity with respect to the state of the second-stage response, and consequently the existence and uniqueness of the induced state trajectory. Moreover, we construct a sample average approximation (SAA) based on independent sample paths and prove uniform convergence of the approximate trajectories. For transfer between related stochastic environments, we derive a local $1/2$-H\"older estimate for parametric variational inequalities with moving feasible sets and a quantitative trajectory-stability bound in terms of the initial-state difference and the Wasserstein distance between exogenous path laws. Numerical experiments illustrate the SAA convergence and transfer-stability results. We further apply the framework to an elderly-health monitoring system. Similarity-weighted reuse of precomputed responses achieves an accuracy close to the full-recomputation benchmark of 0.97, while reducing the online batch runtime from 86 seconds to less than one second. Perturbation and delayed-update experiments additionally characterize robustness to sensor noise and the trade-off between response freshness, predictive accuracy, and computational cost. These results provide theoretical and computational support for efficient transfer learning in history-dependent DSVI systems.

math.OC↗

arXiv2026

Distributed recursive binary identification under tampering and non-persistent excitation

In this paper, we consider distributed parameter estimation with binary observations under measurement-side tampering: each node observes a thresholded output whose label may be flipped and exchanges information over a communication graph. We develop a distributed recursive projection algorithm based on the diffusion strategy. Without imposing independence, stationarity, or Gaussian assumptions, we establish almost sure upper bounds of both the accumulated regrets of the adaptive predictor and the distributed estimation error. Under a mild cooperative excitation condition, all nodes' estimate are consistent, even when each node is individually non-exciting. Simulations on a jointly exciting network corroborate the theory and show that the proposed algorithm converges, whereas non-cooperative and tampering-unaware baselines do not.

math.OC↗

arXiv2026

LAGO Policy: Latency-Aware Asynchronous Diffusion Policies with Goal-Directed Collision-Free Planning for Smooth Manipulation

Diffusion-based visuomotor policies deployed with asynchronous inference often exhibit inter-chunk discontinuities and lack explicit mechanisms for obstacle-aware execution, leading to jerky motions and collisions that hinder reliable manipulation in real-world scenes. To address these issues, we propose LAGO Policy, a unified asynchronous action-generation framework that integrates trajectory optimization with diffusion policy for smooth and safe execution. LAGO Policy improves inter-chunk consistency via latency-aware classifier-free guidance conditioning on future actions. It further enables goal-directed collision-free trajectory planning by predicting a task-relevant interaction goal from demonstrations. Finally, spatial-temporal trajectory optimization refines the actions to be executed for low-jerk and feasible motion. Extensive real-world experiments demonstrate that LAGO Policy achieves smooth collision-free execution with high task success across challenging manipulation tasks. Project Website: https://lago-policy.github.io/

cs.RO↗

arXiv2026

Bayesian-Agent: Posterior-Guided Skill Evolution Across LLM Agent Harnesses

LLM agents increasingly rely on prompts, tools, memory, SOPs, skills, and harness feedback, yet current self-evolution pipelines often update these assets through heuristic reflection or raw success counts. Such updates are brittle when trajectories are sparse, expensive, and context-dependent. We introduce Bayesian-Agent, a native and cross-harness framework that treats reusable agent skills as Bayesian evidence objects. Bayesian-Agent records verified trajectories, maintains posterior beliefs over skill reliability and failure modes, and turns those beliefs into auditable skill actions and model-facing guardrails. This posterior view provides a finite-sample alternative to raw empirical-rate skill updates and frames prompt, context, and harness engineering as inference over the external decision environment. On RealFin-Bench, Bayesian skill evolution matches or improves the raw empirical-rate control and yields large gains on native runs. In the incremental mode, incremental repair improves SOP-Bench from 80\% to 95\%, Lifelong AgentBench from 90\% to 100\%, and RealFin-Bench from 45\% to 65\%. Backend and model-scaling ablations further show that posterior-guided repair can operate across BA native, MiniSWEAgent, and Claude Code, provided the harness produces verifiable task artifacts. The source code is available at https://github.com/DataArcTech/Bayesian-Agent.

cs.CL↗

arXiv2026

AttenA+: Rectifying Action Inequality in Robotic Foundation Models

Existing robotic foundation models, while powerful, are predicated on an implicit assumption of temporal homogeneity: treating all actions as equally informative during optimization. This "flat" training paradigm, inherited from language modeling, remains indifferent to the underlying physical hierarchy of manipulation. In reality, robot trajectories are fundamentally heterogeneous, where low-velocity segments often dictate task success through precision-demanding interactions, while high-velocity motions serve as error-tolerant transitions. Such a misalignment between uniform loss weighting and physical criticality fundamentally limits the performance of current Vision-Language-Action (VLA) models and World-Action Models (WAM) in complex, long-horizon tasks. To rectify this, we introduce AttenA+, an architecture-agnostic framework that prioritizes kinematically critical segments via velocity-driven action attention. By reweighting the training objective based on the inverse velocity field, AttenA+ naturally aligns the model's learning capacity with the physical demands of manipulation. As a plug-and-play enhancement, AttenA+ can be integrated into existing backbones without structural modifications or additional parameters. Extensive experiments demonstrate that AttenA+ significantly elevates the ceilings of current state-of-the-art models. Specifically, it improves OpenVLA-OFT to 98.6% (+1.5%) on the Libero benchmark and pushes FastWAM to 92.4% (+0.6%) on RoboTwin 2.0. Real-world validation on a Franka manipulator further showcases its robustness and cross-task generalization. Our work suggests that mining the intrinsic structural priors of action sequences offers a highly efficient, physics-aware complement to standard scaling laws, paving a new path for general-purpose robotic control.

cs.RO↗

arXiv2026

Palm-sized Omnidirectional Vision-Based UAV Exploration with Sparse Topological Map Guidance

Classic exploration methods often rely on dense occupancy maps or high-resolution point clouds for frontier detection and path planning, resulting in substantial memory consumption and computational overhead. Moreover, micro UAVs under size, weight, and power (SWaP) constraints are not practical to be equipped with sensors like LiDAR to obtain accurate environmental geometric measurements. This paper presents a lightweight autonomous exploration system that leverages omnidirectional vision and sparse topological map guidance. Specifically, we utilize a multi-fisheye camera setup to achieve omnidirectional Field of View (FoV) and perform depth estimation. To address the limited depth estimation accuracy, frontiers are represented as potential unexplored regions characterized by topological nodes instead of explicit boundaries, enabling efficient identification of frontier regions without maintaining occupancy grids or global point clouds. Unlike classic dense representations, our approach abstracts the environment using a sparse topological map composed of key nodes and their descriptors, reducing memory consumption and computational demands. Global path planning is performed directly on the sparse graph. The proposed method is validated in both simulation and on a palm-sized vision-based UAV with an 11 cm wheelbase and a 400 g weight in real-world experiments, demonstrating that our method can achieve efficient exploration with extremely low computational consumption.

cs.RO↗

arXiv2026

DataArc-SynData-Toolkit: A Unified Closed-Loop Framework for Multi-Path, Multimodal, and Multilingual Data Synthesis

Synthetic data has emerged as a crucial solution to the data scarcity bottleneck in large language models (LLMs), particularly for specialized domains and low-resource languages. However, the broader adoption of existing synthetic data tools is severely hindered by convoluted workflows, fragmented data standards, and limited scalability across modalities. To address these limitations, we develop DataArc-SynData-Toolkit, an open-source framework featuring: (1) a configuration-driven, end-to-end pipeline equipped with an intuitive visual interface and simplified CLI for exceptional usability; (2) a unified, quality-controllable synthesis paradigm that standardizes multi-source data generation to ensure high reusability; and (3) a highly modular architecture designed for seamless multimodal, multilingual, and multi-task adaptation. We apply the toolkit in multiple application scenarios. Experimental results demonstrate that our toolkit achieves an optimal balance between generation efficiency and data quality. By offering an end-to-end and visually interactive pipeline, DataArc-SynData-Toolkit significantly lowers the technical barrier to synthetic data generation and subsequent model training, accelerating its practical deployment in real-world applications.

cs.LG↗

arXiv2026

NTIRE 2026 The 3rd Restore Any Image Model (RAIM) Challenge: Professional Image Quality Assessment (Track 1)

In this paper, we present an overview of the NTIRE 2026 challenge on the 3rd Restore Any Image Model in the Wild, specifically focusing on Track 1: Professional Image Quality Assessment. Conventional Image Quality Assessment (IQA) typically relies on scalar scores. By compressing complex visual characteristics into a single number, these methods fundamentally struggle to distinguish subtle differences among uniformly high-quality images. Furthermore, they fail to articulate why one image is superior, lacking the reasoning capabilities required to provide guidance for vision tasks. To bridge this gap, recent advancements in Multimodal Large Language Models (MLLMs) offer a promising paradigm. Inspired by this potential, our challenge establishes a novel benchmark exploring the ability of MLLMs to mimic human expert cognition in evaluating high-quality image pairs. Participants were tasked with overcoming critical bottlenecks in professional scenarios, centering on two primary objectives: (1) Comparative Quality Selection: reliably identifying the visually superior image within a high-quality pair; and (2) Interpretative Reasoning: generating grounded, expert-level explanations that detail the rationale behind the selection. In total, the challenge attracted nearly 200 registrations and over 2,500 submissions. The top-performing methods significantly advanced the state of the art in professional IQA. The challenge dataset is available at https://github.com/narthchin/RAIM-PIQA, and the official homepage is accessible at https://www.codabench.org/competitions/12789/.

cs.CV↗

arXiv2026

Conflicts Make Large Reasoning Models Vulnerable to Attacks

Large Reasoning Models (LRMs) have achieved remarkable performance across diverse domains, yet their decision-making under conflicting objectives remains insufficiently understood. This work investigates how LRMs respond to harmful queries when confronted with two categories of conflicts: internal conflicts that pit alignment values against each other and dilemmas, which impose mutually contradictory choices, including sacrificial, duress, agent-centered, and social forms. Using over 1,300 prompts across five benchmarks, we evaluate three representative LRMs - Llama-3.1-Nemotron-8B, QwQ-32B, and DeepSeek R1 - and find that conflicts significantly increase attack success rates, even under single-round non-narrative queries without sophisticated auto-attack techniques. Our findings reveal through layerwise and neuron-level analyses that safety-related and functional representations shift and overlap under conflict, interfering with safety-aligned behavior. This study highlights the need for deeper alignment strategies to ensure the robustness and trustworthiness of next-generation reasoning models. Our code is available at https://github.com/DataArcTech/ConflictHarm. Warning: This paper contains inappropriate, offensive and harmful content.

cs.CR↗

arXiv2026

Adapting Critic Match Loss Landscape Visualization to Off-policy Reinforcement Learning

This work extends an established critic match loss landscape visualization method from online to off-policy reinforcement learning (RL), aiming to reveal the optimization geometry behind critic learning. Off-policy RL differs from stepwise online actor-critic learning in its replay-based data flow and target computation. Based on these two structural differences, the critic match loss landscape visualization method is adapted to the Soft Actor-Critic (SAC) algorithm by aligning the loss evaluation with its batch-based data flow and target computation, using a fixed replay batch and precomputed critic targets from the selected policy. Critic parameters recorded during training are projected onto a principal component plane, where the critic match loss is evaluated to form a 3-D landscape with an overlaid 2-D optimization path. Applied to a spacecraft attitude control problem, the resulting landscapes are analyzed both qualitatively and quantitatively using sharpness, basin area, and local anisotropy metrics, together with temporal landscape snapshots. Comparisons between convergent SAC, divergent SAC, and divergent Action-Dependent Heuristic Dynamic Programming (ADHDP) cases reveal distinct geometric patterns and optimization behaviors under different algorithmic structures. The results demonstrate that the adapted critic match loss visualization framework serves as a geometric diagnostic tool for analyzing critic optimization dynamics in replay-based off-policy RL-based control problems.

cs.LG↗

arXiv2026

A Loss Landscape Visualization Framework for Interpreting Reinforcement Learning: An ADHDP Case Study

Reinforcement learning algorithms have been widely used in dynamic and control systems. However, interpreting their internal learning behavior remains a challenge. In the authors' previous work, a critic match loss landscape visualization method was proposed to study critic training. This study extends that method into a framework which provides a multi-perspective view of the learning dynamics, clarifying how value estimation, policy optimization, and temporal-difference (TD) signals interact during training. The proposed framework includes four complementary components; a three-dimensional reconstruction of the critic match loss surface that shows how TD targets shape the optimization geometry; an actor loss landscape under a frozen critic that reveals how the policy exploits that geometry; a trajectory combining time, Bellman error, and policy weights that indicates how updates move across the surface; and a state-TD map that identifies the state regions that drive those updates. The Action-Dependent Heuristic Dynamic Programming (ADHDP) algorithm for spacecraft attitude control is used as a case study. The framework is applied to compare several ADHDP variants and shows how training stabilizers and target updates change the optimization landscape and affect learning stability. Therefore, the proposed framework provides a systematic and interpretable tool for analyzing reinforcement learning behavior across algorithmic designs.

cs.LG↗

arXiv2026

Visualizing Critic Match Loss Landscapes for Interpretation of Online Reinforcement Learning Control Algorithms

Reinforcement learning has proven its power on various occasions. However, its performance is not always guaranteed when system dynamics change. Instead, it largely relies on users' empirical experience. For reinforcement learning algorithms with an actor-critic structure, the critic neural network reflects the approximation and optimization process in the RL algorithm. Analyzing the performance of the critic neural network helps to understand the mechanism of the algorithm. To support systematic interpretation of such algorithms in dynamic control problems, this work proposes a critic match loss landscape visualization method for online reinforcement learning. The method constructs a loss landscape by projecting recorded critic parameter trajectories onto a low-dimensional linear subspace. The critic match loss is evaluated over the projected parameter grid using fixed reference state samples and temporal-difference targets. This yields a three-dimensional loss surface together with a two-dimensional optimization path that characterizes critic learning behavior. To extend analysis beyond visual inspection, quantitative landscape indices and a normalized system performance index are introduced, enabling structured comparison across different training outcomes. The approach is demonstrated using the Action-Dependent Heuristic Dynamic Programming algorithm on cart-pole and spacecraft attitude control tasks. Comparative analyses across projection methods and training stages reveal distinct landscape characteristics associated with stable convergence and unstable learning. The proposed framework enables both qualitative and quantitative interpretation of critic optimization behavior in online reinforcement learning.

cs.LG↗

arXiv2026

Janus-Q: End-to-End Event-Driven Trading via Hierarchical-Gated Reward Modeling

Financial market movements are often driven by discrete financial events conveyed through news, whose impacts are heterogeneous, abrupt, and difficult to capture under purely numerical prediction objectives. These limitations have motivated growing interest in using textual information as the primary source of trading signals in learning-based systems. Two key challenges hinder existing approaches: (1) the absence of large-scale, event-centric datasets that jointly model news semantics and statistically grounded market reactions, and (2) the misalignment between language model reasoning and financially valid trading behavior under dynamic market conditions. To address these challenges, we propose Janus-Q, an end-to-end event-driven trading framework that elevates financial news events from auxiliary signals to primary decision units. Janus-Q unifies event-centric data construction and model optimization under a two-stage paradigm. Stage I focuses on event-centric data construction, building a large-scale financial news event dataset comprising 62,400 articles annotated with 10 fine-grained event types, associated stocks, sentiment labels, and event-driven cumulative abnormal return (CAR). Stage II performs decision-oriented fine-tuning, combining supervised learning with reinforcement learning guided by a Hierarchical Gated Reward Model (HGRM), which explicitly captures trade-offs among multiple trading objectives. Extensive experiments demonstrate that Janus-Q achieves more consistent, interpretable, and profitable trading decisions than market indices and LLM baselines, improving the Sharpe Ratio by up to 102.0% while increasing direction accuracy by over 17.5% compared to the strongest competing strategies.

cs.CL↗

arXiv2026

Learning Discriminative and Generalizable Anomaly Detector for Dynamic Graph with Limited Supervision

Dynamic graph anomaly detection is critical for many real-world applications but remains challenging due to the scarcity of labeled anomalies. Existing methods are either unsupervised or semi-supervised: unsupervised methods avoid the need for labeled anomalies but often produce ambiguous boundary, whereas semi-supervised methods can overfit to the limited labeled anomalies and generalize poorly to unseen anomalies. To address this gap, we consider a largely underexplored problem: learning a discriminative boundary from normal/unlabeled data, while leveraging limited labeled anomalies \textbf{when available} without sacrificing generalization to unseen anomalies. In this paper, we propose an effective, generalizable, and model-agnostic framework with three main components: (i) residual representation encoding that capture deviations between current interactions and their historical context, providing anomaly-relevant signals; (ii) a restriction loss that constrain the normal representations within an interval bounded by two co-centered hyperspheres, ensuring consistent scales while keeping anomalies separable; (iii) a bi-boundary optimization strategy that learns a discriminative and robust boundary using the log-likelihood distribution modeled by a normalizing flow. Extensive experiments demonstrate the superiority of our framework across diverse evaluation settings.

cs.LG↗