Searcharxiv⌕ Search

arXiv subjects

Jian Pei

Publications and source records attributed to Jian Pei.

At least 73 records · Page 4Linked to original sources

A Comprehensive Survey on Pretrained Foundation Models: A History from BERT to ChatGPT

Pretrained Foundation Models (PFMs) are regarded as the foundation for various downstream tasks with different data modalities. A PFM (e.g., BERT, ChatGPT, and GPT-4) is trained on large-scale data which provides a reasonable parameter initialization for a wide range of downstream applications. BERT learns bidirectional encoder representations from Transformers, which are trained on large datasets as contextual language models. Similarly, the generative pretrained transformer (GPT) method employs Transformers as the feature extractor and is trained using an autoregressive paradigm on large datasets. Recently, ChatGPT shows promising success on large language models, which applies an autoregressive language model with zero shot or few shot prompting. The remarkable achievements of PFM have brought significant breakthroughs to various fields of AI. Numerous studies have proposed different methods, raising the demand for an updated survey. This study provides a comprehensive review of recent research advancements, challenges, and opportunities for PFMs in text, image, graph, as well as other data modalities. The review covers the basic components and existing pretraining methods used in natural language processing, computer vision, and graph learning. Additionally, it explores advanced PFMs used for different data modalities and unified PFMs that consider data quality and quantity. The review also discusses research related to the fundamentals of PFMs, such as model efficiency and compression, security, and privacy. Finally, the study provides key implications, future research directions, challenges, and open problems in the field of PFMs. Overall, this survey aims to shed light on the research of the PFMs on scalability, security, logical reasoning ability, cross-domain learning ability, and the user-friendly interactive ability for artificial general intelligence.

cs.AI↗

Lexicon-Enhanced Self-Supervised Training for Multilingual Dense Retrieval

Recent multilingual pre-trained models have shown better performance in various multilingual tasks. However, these models perform poorly on multilingual retrieval tasks due to lacking multilingual training data. In this paper, we propose to mine and generate self-supervised training data based on a large-scale unlabeled corpus. We carefully design a mining method which combines the sparse and dense models to mine the relevance of unlabeled queries and passages. And we introduce a query generator to generate more queries in target languages for unlabeled passages. Through extensive experiments on Mr. TYDI dataset and an industrial dataset from a commercial search engine, we demonstrate that our method performs better than baselines based on various pre-trained multilingual models. Our method even achieves on-par performance with the supervised method on the latter dataset.

cs.IR↗

Disentangled Graph Social Recommendation

Social recommender systems have drawn a lot of attention in many online web services, because of the incorporation of social information between users in improving recommendation results. Despite the significant progress made by existing solutions, we argue that current methods fall short in two limitations: (1) Existing social-aware recommendation models only consider collaborative similarity between items, how to incorporate item-wise semantic relatedness is less explored in current recommendation paradigms. (2) Current social recommender systems neglect the entanglement of the latent factors over heterogeneous relations (e.g., social connections, user-item interactions). Learning the disentangled representations with relation heterogeneity poses great challenge for social recommendation. In this work, we design a Disentangled Graph Neural Network (DGNN) with the integration of latent memory units, which empowers DGNN to maintain factorized representations for heterogeneous types of user and item connections. Additionally, we devise new memory-augmented message propagation and aggregation schemes under the graph neural architecture, allowing us to recursively distill semantic relatedness into the representations of users and items in a fully automatic manner. Extensive experiments on three benchmark datasets verify the effectiveness of our model by achieving great improvement over state-of-the-art recommendation techniques. The source code is publicly available at: https://github.com/HKUDS/DGNN.

cs.IR↗

Bridge the Gap between Language models and Tabular Understanding

Table pretrain-then-finetune paradigm has been proposed and employed at a rapid pace after the success of pre-training in the natural language domain. Despite the promising findings in tabular pre-trained language models (TPLMs), there is an input gap between pre-training and fine-tuning phases. For instance, TPLMs jointly pre-trained with table and text input could be effective for tasks also with table-text joint input like table question answering, but it may fail for tasks with only tables or text as input such as table retrieval. To this end, we propose UTP, an approach that dynamically supports three types of multi-modal inputs: table-text, table, and text. Specifically, UTP is pre-trained with two strategies: (1) We first utilize a universal mask language modeling objective on each kind of input, enforcing the model to adapt various inputs. (2) We then present Cross-Modal Contrastive Regularization (CMCR), which utilizes contrastive learning to encourage the consistency between table-text cross-modality representations via unsupervised instance-wise training signals during pre-training. By these means, the resulting model not only bridges the input gap between pre-training and fine-tuning but also advances in the alignment of table and text. Extensive results show UTP achieves superior results on uni-modal input tasks (e.g., table retrieval) and cross-modal input tasks (e.g., table question answering).

cs.CL↗

Knowledge-enhanced Neural Machine Reasoning: A Review

Knowledge-enhanced neural machine reasoning has garnered significant attention as a cutting-edge yet challenging research area with numerous practical applications. Over the past few years, plenty of studies have leveraged various forms of external knowledge to augment the reasoning capabilities of deep models, tackling challenges such as effective knowledge integration, implicit knowledge mining, and problems of tractability and optimization. However, there is a dearth of a comprehensive technical review of the existing knowledge-enhanced reasoning techniques across the diverse range of application domains. This survey provides an in-depth examination of recent advancements in the field, introducing a novel taxonomy that categorizes existing knowledge-enhanced methods into two primary categories and four subcategories. We systematically discuss these methods and highlight their correlations, strengths, and limitations. Finally, we elucidate the current application domains and provide insight into promising prospects for future research.

cs.AI↗

Label-aware Multi-level Contrastive Learning for Cross-lingual Spoken Language Understanding

Despite the great success of spoken language understanding (SLU) in high-resource languages, it remains challenging in low-resource languages mainly due to the lack of labeled training data. The recent multilingual code-switching approach achieves better alignments of model representations across languages by constructing a mixed-language context in zero-shot cross-lingual SLU. However, current code-switching methods are limited to implicit alignment and disregard the inherent semantic structure in SLU, i.e., the hierarchical inclusion of utterances, slots, and words. In this paper, we propose to model the utterance-slot-word structure by a multi-level contrastive learning framework at the utterance, slot, and word levels to facilitate explicit alignment. Novel code-switching schemes are introduced to generate hard negative examples for our contrastive learning framework. Furthermore, we develop a label-aware joint model leveraging label semantics to enhance the implicit alignment and feed to contrastive learning. Our experimental results show that our proposed methods significantly improve the performance compared with the strong baselines on two zero-shot cross-lingual SLU benchmark datasets.

cs.CL↗

Graph Neural Networks for Natural Language Processing: A Survey

Deep learning has become the dominant approach in coping with various tasks in Natural LanguageProcessing (NLP). Although text inputs are typically represented as a sequence of tokens, there isa rich variety of NLP problems that can be best expressed with a graph structure. As a result, thereis a surge of interests in developing new deep learning techniques on graphs for a large numberof NLP tasks. In this survey, we present a comprehensive overview onGraph Neural Networks(GNNs) for Natural Language Processing. We propose a new taxonomy of GNNs for NLP, whichsystematically organizes existing research of GNNs for NLP along three axes: graph construction,graph representation learning, and graph based encoder-decoder models. We further introducea large number of NLP applications that are exploiting the power of GNNs and summarize thecorresponding benchmark datasets, evaluation metrics, and open-source codes. Finally, we discussvarious outstanding challenges for making the full use of GNNs for NLP as well as future researchdirections. To the best of our knowledge, this is the first comprehensive overview of Graph NeuralNetworks for Natural Language Processing.

cs.CL↗

Decentralized Composite Optimization in Stochastic Networks: A Dual Averaging Approach with Linear Convergence

Decentralized optimization, particularly the class of decentralized composite convex optimization (DCCO) problems, has found many applications. Due to ubiquitous communication congestion and random dropouts in practice, it is highly desirable to design decentralized algorithms that can handle stochastic communication networks. However, most existing algorithms for DCCO only work in networks that are deterministically connected during bounded communication rounds, and therefore cannot be extended to stochastic networks. In this paper, we propose a new decentralized dual averaging (DDA) algorithm that can solve DCCO in stochastic networks. Under a rather mild condition on stochastic networks, we show that the proposed algorithm attains global linear convergence if each local objective function is strongly convex. Our algorithm substantially improves the existing DDA-type algorithms as the latter were only known to converge sublinearly prior to our work. The key to achieving the improved rate is the design of a novel dynamic averaging consensus protocol for DDA, which intuitively leads to more accurate local estimates of the global dual variable. To the best of our knowledge, this is the first linearly convergent DDA-type decentralized algorithm and also the first algorithm that attains global linear convergence for solving DCCO in stochastic networks. Numerical results are also presented to support our design and analysis.

math.OC↗

Revisiting Graph Contrastive Learning from the Perspective of Graph Spectrum

Graph Contrastive Learning (GCL), learning the node representations by augmenting graphs, has attracted considerable attentions. Despite the proliferation of various graph augmentation strategies, some fundamental questions still remain unclear: what information is essentially encoded into the learned representations by GCL? Are there some general graph augmentation rules behind different augmentations? If so, what are they and what insights can they bring? In this paper, we answer these questions by establishing the connection between GCL and graph spectrum. By an experimental investigation in spectral domain, we firstly find the General grAph augMEntation (GAME) rule for GCL, i.e., the difference of the high-frequency parts between two augmented graphs should be larger than that of low-frequency parts. This rule reveals the fundamental principle to revisit the current graph augmentations and design new effective graph augmentations. Then we theoretically prove that GCL is able to learn the invariance information by contrastive invariance theorem, together with our GAME rule, for the first time, we uncover that the learned representations by GCL essentially encode the low-frequency information, which explains why GCL works. Guided by this rule, we propose a spectral graph contrastive learning module (SpCo), which is a general and GCL-friendly plug-in. We combine it with different existing GCL models, and extensive experiments well demonstrate that it can further improve the performances of a wide variety of different GCL methods.

cs.LG↗

Achieving Model Fairness in Vertical Federated Learning

Vertical federated learning (VFL) has attracted greater and greater interest since it enables multiple parties possessing non-overlapping features to strengthen their machine learning models without disclosing their private data and model parameters. Similar to other machine learning algorithms, VFL faces demands and challenges of fairness, i.e., the learned model may be unfairly discriminatory over some groups with sensitive attributes. To tackle this problem, we propose a fair VFL framework in this work. First, we systematically formulate the problem of training fair models in VFL, where the learning task is modelled as a constrained optimization problem. To solve it in a federated and privacy-preserving manner, we consider the equivalent dual form of the problem and develop an asynchronous gradient coordinate-descent ascent algorithm, where some active data parties perform multiple parallelized local updates per communication round to effectively reduce the number of communication rounds. The messages that the server sends to passive parties are deliberately designed such that the information necessary for local updates is released without intruding on the privacy of data and sensitive attributes. We rigorously study the convergence of the algorithm when applied to general nonconvex-concave min-max problems. We prove that the algorithm finds a $δ$-stationary point of the dual objective in $\mathcal{O}(δ^{-4})$ communication rounds under mild conditions. Finally, the extensive experiments on three benchmark datasets demonstrate the superior performance of our method in training fair models.

cs.LG↗

DP2-Pub: Differentially Private High-Dimensional Data Publication with Invariant Post Randomization

A large amount of high-dimensional and heterogeneous data appear in practical applications, which are often published to third parties for data analysis, recommendations, targeted advertising, and reliable predictions. However, publishing these data may disclose personal sensitive information, resulting in an increasing concern on privacy violations. Privacy-preserving data publishing has received considerable attention in recent years. Unfortunately, the differentially private publication of high dimensional data remains a challenging problem. In this paper, we propose a differentially private high-dimensional data publication mechanism (DP2-Pub) that runs in two phases: a Markov-blanket-based attribute clustering phase and an invariant post randomization (PRAM) phase. Specifically, splitting attributes into several low-dimensional clusters with high intra-cluster cohesion and low inter-cluster coupling helps obtain a reasonable allocation of privacy budget, while a double-perturbation mechanism satisfying local differential privacy facilitates an invariant PRAM to ensure no loss of statistical information and thus significantly preserves data utility. We also extend our DP2-Pub mechanism to the scenario with a semi-honest server which satisfies local differential privacy. We conduct extensive experiments on four real-world datasets and the experimental results demonstrate that our mechanism can significantly improve the data utility of the published data while satisfying differential privacy.

cs.CR↗

Knowledge-Injected Federated Learning

Federated learning is an emerging technique for training models from decentralized data sets. In many applications, data owners participating in the federated learning system hold not only the data but also a set of domain knowledge. Such knowledge includes human know-how and craftsmanship that can be extremely helpful to the federated learning task. In this work, we propose a federated learning framework that allows the injection of participants' domain knowledge, where the key idea is to refine the global model with knowledge locally. The scenario we consider is motivated by a real industry-level application, and we demonstrate the effectiveness of our approach to this application.

cs.LG↗

On Shapley Value in Data Assemblage Under Independent Utility

In many applications, an organization may want to acquire data from many data owners. Data marketplaces allow data owners to produce data assemblage needed by data buyers through coalition. To encourage coalitions to produce data, it is critical to allocate revenue to data owners in a fair manner according to their contributions. Although in literature Shapley fairness and alternatives have been well explored to facilitate revenue allocation in data assemblage, computing exact Shapley value for many data owners and large assembled data sets through coalition remains challenging due to the combinatoric nature of Shapley value. In this paper, we explore the decomposability of utility in data assemblage by formulating the independent utility assumption. We argue that independent utility enjoys many applications. Moreover, we identify interesting properties of independent utility and develop fast computation techniques for exact Shapley value under independent utility. Our experimental results on a series of benchmark data sets show that our new approach not only guarantees the exactness of Shapley value, but also achieves faster computation by orders of magnitudes.

cs.DB↗

Robust Counterfactual Explanations on Graph Neural Networks

Massive deployment of Graph Neural Networks (GNNs) in high-stake applications generates a strong demand for explanations that are robust to noise and align well with human intuition. Most existing methods generate explanations by identifying a subgraph of an input graph that has a strong correlation with the prediction. These explanations are not robust to noise because independently optimizing the correlation for a single input can easily overfit noise. Moreover, they do not align well with human intuition because removing an identified subgraph from an input graph does not necessarily change the prediction result. In this paper, we propose a novel method to generate robust counterfactual explanations on GNNs by explicitly modelling the common decision logic of GNNs on similar input graphs. Our explanations are naturally robust to noise because they are produced from the common decision boundaries of a GNN that govern the predictions of many similar input graphs. The explanations also align well with human intuition because removing the set of edges identified by an explanation from the input graph changes the prediction significantly. Exhaustive experiments on many public datasets demonstrate the superior performance of our method.

cs.LG↗

Revealing Unfair Models by Mining Interpretable Evidence

The popularity of machine learning has increased the risk of unfair models getting deployed in high-stake applications, such as justice system, drug/vaccination design, and medical diagnosis. Although there are effective methods to train fair models from scratch, how to automatically reveal and explain the unfairness of a trained model remains a challenging task. Revealing unfairness of machine learning models in interpretable fashion is a critical step towards fair and trustworthy AI. In this paper, we systematically tackle the novel task of revealing unfair models by mining interpretable evidence (RUMIE). The key idea is to find solid evidence in the form of a group of data instances discriminated most by the model. To make the evidence interpretable, we also find a set of human-understandable key attributes and decision rules that characterize the discriminated data instances and distinguish them from the other non-discriminated data. As demonstrated by extensive experiments on many real-world data sets, our method finds highly interpretable and solid evidence to effectively reveal the unfairness of trained models. Moreover, it is much more scalable than all of the baseline methods.

cs.LG↗

Communication-Efficient Robust Federated Learning with Noisy Labels

Federated learning (FL) is a promising privacy-preserving machine learning paradigm over distributed located data. In FL, the data is kept locally by each user. This protects the user privacy, but also makes the server difficult to verify data quality, especially if the data are correctly labeled. Training with corrupted labels is harmful to the federated learning task; however, little attention has been paid to FL in the case of label noise. In this paper, we focus on this problem and propose a learning-based reweighting approach to mitigate the effect of noisy labels in FL. More precisely, we tuned a weight for each training sample such that the learned model has optimal generalization performance over a validation set. More formally, the process can be formulated as a Federated Bilevel Optimization problem. Bilevel optimization problem is a type of optimization problem with two levels of entangled problems. The non-distributed bilevel problems have witnessed notable progress recently with new efficient algorithms. However, solving bilevel optimization problems under the Federated Learning setting is under-investigated. We identify that the high communication cost in hypergradient evaluation is the major bottleneck. So we propose \textit{Comm-FedBiO} to solve the general Federated Bilevel Optimization problems; more specifically, we propose two communication-efficient subroutines to estimate the hypergradient. Convergence analysis of the proposed algorithms is also provided. Finally, we apply the proposed algorithms to solve the noisy label problem. Our approach has shown superior performance on several real-world datasets compared to various baselines.

cs.LG↗

Multi-Behavior Sequential Recommendation with Temporal Graph Transformer

Modeling time-evolving preferences of users with their sequential item interactions, has attracted increasing attention in many online applications. Hence, sequential recommender systems have been developed to learn the dynamic user interests from the historical interactions for suggesting items. However, the interaction pattern encoding functions in most existing sequential recommender systems have focused on single type of user-item interactions. In many real-life online platforms, user-item interactive behaviors are often multi-typed (e.g., click, add-to-favorite, purchase) with complex cross-type behavior inter-dependencies. Learning from informative representations of users and items based on their multi-typed interaction data, is of great importance to accurately characterize the time-evolving user preference. In this work, we tackle the dynamic user-item relation learning with the awareness of multi-behavior interactive patterns. Towards this end, we propose a new Temporal Graph Transformer (TGT) recommendation framework to jointly capture dynamic short-term and long-range user-item interactive patterns, by exploring the evolving correlations across different types of behaviors. The new TGT method endows the sequential recommendation architecture to distill dedicated knowledge for type-specific behavior relational context and the implicit behavior dependencies. Experiments on the real-world datasets indicate that our method TGT consistently outperforms various state-of-the-art recommendation methods. Our model implementation codes are available at https://github.com/akaxlh/TGT.

cs.IR↗

Improving Fairness for Data Valuation in Horizontal Federated Learning

Federated learning is an emerging decentralized machine learning scheme that allows multiple data owners to work collaboratively while ensuring data privacy. The success of federated learning depends largely on the participation of data owners. To sustain and encourage data owners' participation, it is crucial to fairly evaluate the quality of the data provided by the data owners and reward them correspondingly. Federated Shapley value, recently proposed by Wang et al. [Federated Learning, 2020], is a measure for data value under the framework of federated learning that satisfies many desired properties for data valuation. However, there are still factors of potential unfairness in the design of federated Shapley value because two data owners with the same local data may not receive the same evaluation. We propose a new measure called completed federated Shapley value to improve the fairness of federated Shapley value. The design depends on completing a matrix consisting of all the possible contributions by different subsets of the data owners. It is shown under mild conditions that this matrix is approximately low-rank by leveraging concepts and tools from optimization. Both theoretical analysis and empirical evaluation verify that the proposed measure does improve fairness in many circumstances.

cs.LG↗