arXiv subjects

Jian-Kang Zhang

Publications and source records attributed to Jian-Kang Zhang.

17 recordsLinked to original sources

arXiv2020

Design of Non-orthogonal and Noncoherent Massive MIMO for Scalable URLLC Beyond 5G

This paper is to design and optimize a non-orthogonal and noncoherent massive multiple-input multiple-output (MIMO) framework towards enabling scalable ultra-reliable low-latency communications (sURLLC) in wireless systems beyond 5G. In this framework, the huge diversity gain associated with the large-scale antenna array in massive MIMO systems is leveraged to ensure ultrahigh reliability. To reduce the overhead and latency induced by the channel estimation process, we advocate the noncoherent communication technique which does not need the knowledge of instantaneous channel state information (CSI) but only depends on the large-scale fading coefficients for information decoding. To boost the scalability of the system considered, we enable the non-orthogonal channel access of multiple users by devising a new differential modulation scheme to assure that each transmitted signal matrix can be uniquely determined in the noise-free case and be reliably estimated in noisy cases when the antenna array size is scaled up. The key idea is to make the transmitted signals from multiple users be superimposed properly over the air such that when the sum-signal is correctly detected, the signals sent by all users can be uniquely determined. To further improve the average error performance when the array antenna number is large, we propose a max-min Kullback-Leibler (KL) divergence-based design by jointly optimizing the transmitted powers of all users and the sub-constellation assignment among them. Simulation results show that the proposed design significantly outperforms the existing max-min Euclidean distance-based counterpart in terms of error performance. Moreover, our proposed approach also has a better error performance than the conventional coherent zero-forcing (ZF) receiver with orthogonal channel training, particularly for cell-edge users.

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arXiv2019

Noncoherent Multiuser Massive SIMO for Low-Latency Industrial IoT Communications

In this paper, we consider a multiuser massive single-input multiple-output (SIMO) enabled Industrial Internet of Things (IIoT) communication system. To reduce the latency and overhead caused by channel estimation, we assume that only the large-scale fading coefficients are available. We employ a noncoherent maximum-likelihood (ML) detector at the receiver side which does not need the instantaneous channel state information (CSI). For such a massive SIMO system, we present a new design framework to assure that each transmitted signal matrix can be uniquely determined in the noise-free case and be reliably estimated in noisy cases. The key idea is to utilize a new concept called the uniquely decomposable constellation group (UDCG) based on the practically used quadrature amplitude modulation~(QAM) constellation. To improve the average error performance when the antenna array size is scaled up, we propose a max-min Kullback-Leibler (KL) distance design by carrying out optimization over the transmitted power and the sub-constellation assignment. Finally, simulation results show that the proposed design outperforms significantly the existing max-min Euclidean distance based method in terms of error performance. Moreover, our proposed approach also has a better error performance than the conventional coherent zero-forcing (ZF) receiver with orthogonal training for cell edge users.

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arXiv2019

Average SEP-Optimal Precoding for Correlated Massive MIMO with ZF Detection: An Asymptotic Analysis

This paper investigates the symbol error probability~(SEP) of point-to-point massive multiple-input multiple-output (MIMO) systems using equally likely PAM, PSK, and square QAM signallings in the presence of transmitter correlation. The receiver has perfect knowledge of the channel coefficients, while the transmitter only knows first- and second-order channel statistics. With a zero-forcing~(ZF) detector implemented at the receiver side, we design and derive closed-form expressions of the optimal precoders at the transmitter that minimizes the average SEP over channel statistics for various modulation schemes. We then unveil some nice structures on the resulting minimum average SEP expressions, which naturally motivate us to explore the use of two useful mathematical tools to systematically study their asymptotic behaviors. The first tool is the Szegö's theorem on large Hermitian Toeplitz matrices and the second tool is the well-known limit: $\lim_{x\to\infty}(1+1/x)^x=e$. The application of these two tools enables us to attain very simple expressions of the SEP limits as the number of the transmitter antennas goes to infinity. A major advantage of our asymptotic analysis is that the asymptotic SEP converges to the true SEP when the number of antennas is moderately large. As such, the obtained expressions can serve as effective SEP approximations for massive MIMO systems even when the number of antennas is not very large. For the widely used exponential correlation model, we derive closed-form expressions for the SEP limits of both optimally precoded and uniformly precoded systems. Extensive simulations are provided to demonstrate the effectiveness of our asymptotic analysis and compare the performance limit of optimally precoded and uniformly precoded systems.

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arXiv2017

Uplink Non-Orthogonal Multiple Access with Finite-Alphabet Inputs

This paper focuses on the non-orthogonal multiple access (NOMA) design for a classical two-user multiple access channel (MAC) with finite-alphabet inputs. We consider practical quadrature amplitude modulation (QAM) constellations at both transmitters, the sizes of which are assumed to be not necessarily identical. We propose to maximize the minimum Euclidean distance of the received sum-constellation with a maximum likelihood (ML) detector by adjusting the scaling factors (i.e., instantaneous transmitted powers and phases) of both users. The formulated problem is a mixed continuous-discrete optimization problem, which is nontrivial to resolve in general. By carefully observing the structure of the objective function, we discover that Farey sequence can be applied to tackle the formulated problem. However, the existing Farey sequence is not applicable when the constellation sizes of the two users are not the same. Motivated by this, we define a new type of Farey sequence, termed punched Farey sequence. Based on this, we manage to achieve a closed-form optimal solution to the original problem by first dividing the entire feasible region into a finite number of Farey intervals and then taking the maximum over all the possible intervals. The resulting sum-constellation is proved to be a regular QAM constellation of a larger size. Moreover, the superiority of NOMA over time-division multiple access (TDMA) in terms of minimum Euclidean distance is rigorously proved. Furthermore, the optimal rate allocation among the two users is obtained in closed-form to further maximize the obtained minimum Euclidean distance of the received signal subject to a total rate constraint. Finally, simulation results are provided to verify our theoretical analysis and demonstrate the merits of the proposed NOMA over existing orthogonal and non-orthogonal designs.

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arXiv2017

On Non-Orthogonal Multiple Access with Finite-Alphabet Inputs in Z-Channels

This paper focuses on the design of non-orthogonal multiple access (NOMA) in a classical two-transmitter two-receiver Z-channel, wherein one transmitter sends information to its intended receiver from the direct link while the other transmitter sends information to both receivers from the direct and cross links. Unlike most existing designs using (continuous) Gaussian input distribution, we consider the practical finite-alphabet (i.e., discrete) inputs by assuming that the widely-used quadrature amplitude modulation (QAM) constellations are adopted by both transmitters. To balance the error performance of two receivers, we apply the max-min fairness design criterion in this paper. More specifically, we propose to jointly optimize the scaling factors at both transmitters, which control the minimum Euclidean distance of transmitting constellations, to maximize the smaller minimum Euclidean distance of two resulting constellations at the receivers, subject to an individual average power constraint at each transmitter. The formulated problem is a mixed continuous-discrete optimization problem and is thus intractable in general. By resorting to the Farey sequence, we manage to attain the closed-form expression for the optimal solution to the formulated problem. This is achieved by dividing the overall feasible region of the original optimization problem into a finite number of sub-intervals and deriving the optimal solution in each sub-interval. Through carefully observing the structure of the optimal solutions in all sub-intervals, we obtain compact and closed-form expressions for the optimal solutions to the original problem in three possible scenarios defined by the relative strength of the cross link. Simulation studies are provided to validate our analysis and demonstrate the merits of the proposed design over existing orthogonal or non-orthogonal schemes.

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arXiv2017

Intrinsic Capacity

Every channel can be expressed as a convex combination of deterministic channels with each deterministic channel corresponding to one particular intrinsic state. Such convex combinations are in general not unique, each giving rise to a specific intrinsic-state distribution. In this paper we study the maximum and the minimum capacities of a channel when the realization of its intrinsic state is causally available at the encoder and/or the decoder. Several conclusive results are obtained for binary-input channels and binary-output channels. Byproducts of our investigation include a generalization of the Birkhoff-von Neumann theorem and a condition on the uselessness of causal state information at the encoder.

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arXiv2016

When is Noisy State Information at the Encoder as Useless as No Information or as Good as Noise-Free State?

For any binary-input channel with perfect state information at the decoder, if the mutual information between the noisy state observation at the encoder and the true channel state is below a positive threshold determined solely by the state distribution, then the capacity is the same as that with no encoder side information. A complementary phenomenon is revealed for the generalized probing capacity. Extensions beyond binary-input channels are developed.

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arXiv2016

Quadrature Amplitude Modulation Division for Multiuser MISO Broadcast Channels

This paper considers a discrete-time multiuser multiple-input single-output (MISO) Gaussian broadcast channel~(BC), in which channel state information (CSI) is available at both the transmitter and the receivers. The flexible and explicit design of a uniquely decomposable constellation group (UDCG) is provided based on pulse amplitude modulation (PAM) and rectangular quadrature amplitude modulation (QAM) constellations. With this, a modulation division (MD) transmission scheme is developed for the MISO BC. The proposed MD scheme enables each receiver to uniquely and efficiently detect their desired signals from the superposition of mutually interfering cochannel signals in the absence of noise. In our design, the optimal transmitter beamforming problem is solved in a closed-form for two-user MISO BC using max-min fairness as a design criterion. Then, for a general case with more than two receivers, we develop a user-grouping-based beamforming scheme, where the grouping method, beamforming vector design and power allocation problems are addressed by using weighted max-min fairness. It is shown that our proposed approach has a lower probability of error compared with the zero-forcing (ZF) method when the Hermitian angle between the two channel vectors is small in a two-user case. In addition, simulation results also reveal that for the general channel model with more than two users, our user-grouping-based scheme significantly outperforms the ZF, time division (TD), minimum mean-square error (MMSE) and signal-to-leakage-and-noise ratio (SLNR) based techniques in moderate and high SNR regimes when the number of users approaches to the number of base station (BS) antennas and it degrades into the ZF scheme when the number of users is far less than the number of BS antennas in Rayleigh fading channels.

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arXiv2016

Reliable MIMO Optical Wireless Communications Through Super-Rectangular Cover

In this paper, we consider an intensity modulated direct detection MIMO optical wireless communication (OWC) system. For such a system, a novel super-rectangular cover theory is developed to characterize both the unique identifiability and full reliability. This theory states that a transmitted matrix signal can be uniquely identified if and only if the cover order is equal to the transmitter aperture number, i.e., full cover. In addition, we prove that full reliability is guaranteed for space-time block coded MIMO-OWC over commonly used log-normal fading channels with an ML detector if and only if the STBC enables full cover. In addition, the diversity gain can be geometrically interpreted as the cover order of the super-rectangle, which should be maximized, and the volume of this super-rectangle, as the diversity loss, should be minimized. Using this established error performance criterion, the optimal linear STBC for block fading channels is proved to be spatial repetition code with an optimal power allocation. The design of the optimal non-linear STBC is shown to be equivalent to constructing the optimal multi-dimensional constellation. Specifically, a multi-dimensional constellation from Diophantine equations is proposed and then, shown to be more energy-efficient than the commonly used nonnegative pulse amplitude modulation constellation.

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arXiv2015

Space Codes for MIMO Optical Wireless Communications: Error Performance Criterion and Code Construction

In this paper, we consider a multiple-input-multiple-output optical wireless communication (MIMO-OWC) system in the presence of log-normal fading. In this scenario, a general criterion for the design of full-diversity space code (FDSC) with the maximum likelihood (ML) detector is developed. This criterion reveals that in a high signal-to-noise ratio (SNR) regime, MIMO-OWC offers both large-scale diversity gain, governing the exponential decaying of the error curve, and small-scale diversity gain, producing traditional power-law decaying. Particularly for a two by two MIMO-OWC system with unipolar pulse amplitude modulation (PAM), a closed-form solution to the design problem of a linear FDSC optimizing both diversity gains is attained by taking advantage of the available properties on the successive terms of Farey sequences in number theory as well as by developing new properties on the disjoint intervals formed by the Farey sequence terms to attack the continuous and discrete variables mixed max-min design problem. In fact, this specific design not only proves that a repetition code (RC) is the optimal linear FDSC optimizing both the diversity gains, but also uncovers a significant difference between MIMO radio frequency (RF) communications and MIMO-OWC that space dimension alone is sufficient for a full large-scale diversity achievement. Computer simulations demonstrate that FDSC substantially outperforms uncoded spatial multiplexing with the same total optical power and spectral efficiency, and the latter provides only the small-scale diversity gain.

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arXiv2015

Full Large-Scale Diversity Space Codes for MIMO Optical Wireless Communications

In this paper, we consider a multiple-input-multiple-output optical wireless communication (MIMO-OWC) system suffering from log-normal fading. In this scenario, a general criterion for the design of full large-scale diversity space code (FLDSC) with the maximum likelihood (ML) detector is developed. Based on our criterion, FLDSC is attained if and only if all the entries of the space coding matrix are positive. Particularly for $2\times 2$ MIMO-OWC with unipolar pulse amplitude modulation (PAM), a closed-form linear FLDSC satisfying this criterion is attained by smartly taking advantage of some available properties as well as by developing some new interesting properties on Farey sequences in number theory to rigorously attack the continuous and discrete variables mixed max-min problem. In fact, this specific design not only proves that a repetition code (RC) is the best linear FLDSC, but also uncovers a significant difference between MIMO radio frequency (RF) communications and MIMO-OWC that space-only transmission is sufficient for a full diversity achievement. Computer simulations demonstrate that FLDSC substantially outperforms spatial multiplexing with the same total optical power and spectral efficiency and the latter obtains only the small-scale diversity gain.

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arXiv2011

Energy-Efficient Full Diversity Collaborative Unitary Space-Time Block Code Design via Unique Factorization of Signals

In this paper, a novel concept called a \textit{uniquely factorable constellation pair} (UFCP) is proposed for the systematic design of a noncoherent full diversity collaborative unitary space-time block code by normalizing two Alamouti codes for a wireless communication system having two transmitter antennas and a single receiver antenna. It is proved that such a unitary UFCP code assures the unique identification of both channel coefficients and transmitted signals in a noise-free case as well as full diversity for the noncoherent maximum likelihood (ML) receiver in a noise case. To further improve error performance, an optimal unitary UFCP code is designed by appropriately and uniquely factorizing a pair of energy-efficient cross quadrature amplitude modulation (QAM) constellations to maximize the coding gain subject to a transmission bit rate constraint. After a deep investigation of the fractional coding gain function, a technical approach developed in this paper to maximizing the coding gain is to carefully design an energy scale to compress the first three largest energy points in the corner of the QAM constellations in the denominator of the objective as well as carefully design a constellation triple forming two UFCPs, with one collaborating with the other two so as to make the accumulated minimum Euclidean distance along the two transmitter antennas in the numerator of the objective as large as possible and at the same time, to avoid as many corner points of the QAM constellations with the largest energy as possible to achieve the minimum of the numerator. In other words, the optimal coding gain is attained by intelligent constellations collaboration and efficient energy compression.

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arXiv2008

Full Diversity Codes for MISO Systems Equipped with Linear or ML Detectors

In this paper, a general criterion for space time block codes (STBC) to achieve full-diversity with a linear receiver is proposed for a wireless communication system having multiple transmitter and single receiver antennas (MISO). Particularly, the STBC with Toeplitz structure satisfies this criterion and therefore, enables full-diversity. Further examination of this Toeplitz STBC reveals the following important properties: a) The symbol transmission rate can be made to approach unity. b) Applying the Toeplitz code to any signalling scheme having nonzero distance between the nearest constellation points results in a non-vanishing determinant. In addition, if QAM is used as the signalling scheme, then for independent MISO flat fading channels, the Toeplitz codes is proved to approach the optimal diversity-vs-multiplexing tradeoff with a ZF receiver when the number of channel uses is large. This is, so far, the first non-orthogonal STBC shown to achieve the optimal tradeoff for such a receiver. On the other hand, when ML detection is employed in a MISO system, the Toeplitz STBC achieves the maximum coding gain for independent channels. When the channel fading coefficients are correlated, the inherent transmission matrix in the Toeplitz STBC can be designed to minimize the average worst case pair-wise error probability.

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arXiv2008

Comparative Study of SVD and QRS in Closed-Loop Beamforming Systems

We compare two closed-loop beamforming algorithms, one based on singular value decomposition (SVD) and the other based on equal diagonal QR decomposition (QRS). SVD has the advantage of parallelizing the MIMO channel, but each of the sub-channels has different gain. QRS has the advantage of having equal diagonal value for the decomposed channel, but the subchannels are not fully parallelized, hence requiring successive interference cancellation or other techniques to perform decoding. We consider a closed-loop system where the feedback information is a unitary beamforming matrix. Due to the discrete and limited modulation set, SVD may have inferior performance to QRS when no modulation set selection is performed. However, if the selection of modulation set is performed optimally, we show that SVD can outperform QRS.

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arXiv2008

Full Diversity Blind Signal Designs for Unique Identification of Frequency Selective Channels

In this paper, we develop two kinds of novel closed-form decompositions on phase shift keying (PSK) constellations by exploiting linear congruence equation theory: the one for factorizing a $pq$-PSK constellation into a product of a $p$-PSK constellation and a $q$-PSK constellation, and the other for decomposing a specific complex number into a difference of a $p$-PSK constellation and a $q$-PSK constellation. With this, we propose a simple signal design technique to blindly and uniquely identify frequency selective channels with zero-padded block transmission under noise-free environments by only using the first two block received signal vectors. Furthermore, a closed-form solution to determine the transmitted signals and the channel coefficients is obtained. In the Gaussian noise and Rayleigh fading environment, we prove that the newly proposed signaling scheme enables non-coherent full diversity for the Generalized Likelihood Ratio Test (GLRT) receiver.

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arXiv2008

Transceiver Pair Designs for Multiple Access Channels under Fixed Sum Mutual Information using MMSE Decision Feedback Detection

In this paper, we consider the joint design of the transceivers for a multiple access Multiple Input and Multiple Output (MIMO) system having Inter-Symbol Interference (ISI) channels. The system we consider is equipped with the Minimum Mean Square Error (MMSE) Decision-Feedback (DF) detector. Traditionally, transmitter designs for this system have been based on constraints of either the transmission power or the signal-to-interference-and-noise ratio (SINR) for each user. Here, we explore a novel perspective and examine a transceiver design which is based on a fixed sum mutual information constraint and minimizes the arithmetic average of mean square error of MMSE-decision feedback detection. For this optimization problem, a closed-form solution is obtained and is achieved if and only if the averaged sum mutual information is uniformly distributed over each active subchannel. Meanwhile, the mutual information of the currently detected user is uniformly distributed over each individual symbol within the block signal of the user, assuming all the previous user signals have been perfectly detected.

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arXiv2005

Design of Block Transceivers with Decision Feedback Detection

This paper presents a method for jointly designing the transmitter-receiver pair in a block-by-block communication system that employs (intra-block) decision feedback detection. We provide closed-form expressions for transmitter-receiver pairs that simultaneously minimize the arithmetic mean squared error (MSE) at the decision point (assuming perfect feedback), the geometric MSE, and the bit error rate of a uniformly bit-loaded system at moderate-to-high signal-to-noise ratios. Separate expressions apply for the ``zero-forcing'' and ``minimum MSE'' (MMSE) decision feedback structures. In the MMSE case, the proposed design also maximizes the Gaussian mutual information and suggests that one can approach the capacity of the block transmission system using (independent instances of) the same (Gaussian) code for each element of the block. Our simulation studies indicate that the proposed transceivers perform significantly better than standard transceivers, and that they retain their performance advantages in the presence of error propagation.

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