arXiv subjects

Jian-yun Nie

Publications and source records attributed to Jian-yun Nie.

3 recordsLinked to original sources

arXiv2026

Parametric Retrieval-Augmented Generation using Latent Routing of LoRA Adapters

Parametric Retrieval-Augmented Generation (PRAG) is a RAG approach that integrates external knowledge directly into model parameters using a LoRA adapter, aiming at reducing the inference cost compared to traditional RAG. However, current PRAG approaches adopt a \textit{one-to-one} document encoding scheme, using a dedicated LoRA adapter for each individual document. This scheme introduces two major limitations: 1) As the number of documents increases, there will be a prohibitive cost for training and storage. 2) The LoRA adapters may largely overlap due to the shared knowledge across documents, making the approach highly inefficient. To overcome these challenges, we propose the Poly-PRAG approach, which uses a small set of LoRA adapters that are able to encode more general knowledge. Each document can be encoded using a combination of them through a latent routing function. By jointly training the LoRA adapters and the latent routing function, each LoRA adapter is able to encode a shared part of the knowledge across documents, and the routing function can select the best combination of adapters for a document. Experimental results on four benchmarks demonstrate the effectiveness of the Poly-PRAG compared to other strong PRAG baselines. In addition, this approach reduces the storage requirement by avoiding the need to store a large number of LoRA adapters and offers a more efficient way to encode external knowledge into LLMs.

cs.IR↗

arXiv2025

Fino1: On the Transferability of Reasoning-Enhanced LLMs and Reinforcement Learning to Finance

As the fundamental capability behind decision-making in finance, financial reasoning poses distinct challenges for LLMs. Although reinforcement learning (RL) have boosted generic reasoning, the progress in finance is hindered by the absence of empirical study of building effective financial chain-of-thought (CoT) corpus, a systematic comparison of different RL methods, and comprehensive benchmarks. To address these gaps, we introduce FinCoT, the first open high-fidelity CoT corpus for finance, distilled from seven QA datasets by a novel three-stage pipeline that incorporates domain supervision, iterative LLM refinement, and difficulty-aware filtering. Based on FinCoT, we develop Fin-o1, the first open financial reasoning models trained via supervised fine-tuning and GRPO-based RL. Our models outperform existing financial reasoning models and SOTA general models such as GPT-o1, DeepSeek-R1, and GPT-4.5. We also investigate the effectiveness of three different RL methods in improving domain-specific reasoning, offering the first such empirical study. We finally propose FinReason, the first financial reasoning benchmark covering multi-table analysis, long-context reasoning, and equation-based tasks, and evaluate 29 LLMs. Our extensive experiments reveal general reasoning models excel on standard benchmarks yet exhibit obvious performance degradation in financial contexts; even finance-tuned models like Dianjin-R1 and FinR1 degrade on lengthy documents. In contrast, our Fin-o1 models consistently outperform their backbones and larger GPT-o1 and DeepSeek-R1, confirming the effectiveness of our data building and model training strategy. Our study further shows that GRPO yields reliable gains whereas PPO and DPO do not, highlighting the need for targeted data and optimisation rather than scale alone.

cs.CL↗

arXiv2023

Word Grounded Graph Convolutional Network

Graph Convolutional Networks (GCNs) have shown strong performance in learning text representations for various tasks such as text classification, due to its expressive power in modeling graph structure data (e.g., a literature citation network). Most existing GCNs are limited to deal with documents included in a pre-defined graph, i.e., it cannot be generalized to out-of-graph documents. To address this issue, we propose to transform the document graph into a word graph, to decouple data samples (i.e., documents in training and test sets) and a GCN model by using a document-independent graph. Such word-level GCN could therefore naturally inference out-of-graph documents in an inductive way. The proposed Word-level Graph (WGraph) can not only implicitly learning word presentation with commonly-used word co-occurrences in corpora, but also incorporate extra global semantic dependency derived from inter-document relationships (e.g., literature citations). An inductive Word-grounded Graph Convolutional Network (WGCN) is proposed to learn word and document representations based on WGraph in a supervised manner. Experiments on text classification with and without citation networks evidence that the proposed WGCN model outperforms existing methods in terms of effectiveness and efficiency.

cs.CL↗