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Jiancheng An

Publications and source records attributed to Jiancheng An.

At least 73 records · Page 4Linked to original sources
arXiv2024

Stacked Intelligent Metasurface Enabled LEO Satellite Communications Relying on Statistical CSI

Low earth orbit (LEO) satellite communication systems have gained increasing attention as a crucial supplement to terrestrial wireless networks due to their extensive coverage area. This letter presents a novel system design for LEO satellite systems by leveraging stacked intelligent metasurface (SIM) technology. Specifically, the lightweight and energy-efficient SIM is mounted on a satellite to achieve multiuser beamforming directly in the electromagnetic wave domain, which substantially reduces the processing delay and computational load of the satellite compared to the traditional digital beamforming scheme. To overcome the challenges of obtaining instantaneous channel state information (CSI) at the transmitter and maximize the system's performance, a joint power allocation and SIM phase shift optimization problem for maximizing the ergodic sum rate is formulated based on statistical CSI, and an alternating optimization (AO) algorithm is customized to solve it efficiently. Additionally, a user grouping method based on channel correlation and an antenna selection algorithm are proposed to further improve the system performance. Simulation results demonstrate the effectiveness of the proposed SIM-based LEO satellite system design and statistical CSI-based AO algorithm.

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arXiv2024

Channel Estimation for Stacked Intelligent Metasurface-Assisted Wireless Networks

Emerging technologies, such as holographic multiple-input multiple-output (HMIMO) and stacked intelligent metasurface (SIM), are driving the development of wireless communication systems. Specifically, the SIM is physically constructed by stacking multiple layers of metasurfaces and has an architecture similar to an artificial neural network (ANN), which can flexibly manipulate the electromagnetic waves that propagate through it at the speed of light. This architecture enables the SIM to achieve HMIMO precoding and combining in the wave domain, thus significantly reducing the hardware cost and energy consumption. In this letter, we investigate the channel estimation problem in SIM-assisted multi-user HMIMO communication systems. Since the number of antennas at the base station (BS) is much smaller than the number of meta-atoms per layer of the SIM, it is challenging to acquire the channel state information (CSI) in SIM-assisted multi-user systems. To address this issue, we collect multiple copies of the uplink pilot signals that propagate through the SIM. Furthermore, we leverage the array geometry to identify the subspace that spans arbitrary spatial correlation matrices. Based on partial CSI about the channel statistics, a pair of subspace-based channel estimators are proposed. Additionally, we compute the mean square error (MSE) of the proposed channel estimators and optimize the phase shifts of the SIM to minimize the MSE. Numerical results are illustrated to analyze the effectiveness of the proposed channel estimation schemes.

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arXiv2024

DRL-Based Orchestration of Multi-User MISO Systems with Stacked Intelligent Metasurfaces

Stacked intelligent metasurfaces (SIM) represents an advanced signal processing paradigm that enables over-the-air processing of electromagnetic waves at the speed of light. Its multi-layer structure exhibits customizable increased computational capability compared to conventional single-layer reconfigurable intelligent surfaces and metasurface lenses. In this paper, we deploy SIM to improve the performance of multi-user multiple-input single-output (MISO) wireless systems with low complexity transmit radio frequency (RF) chains. In particular, an optimization formulation for the joint design of the SIM phase shifts and the transmit power allocation is presented, which is efficiently solved via a customized deep reinforcement learning (DRL) approach that continuously observes pre-designed states of the SIM-parametrized smart wireless environment. The presented performance evaluation results showcase the proposed method's capability to effectively learn from the wireless environment while outperforming conventional precoding schemes under low transmit power conditions. Finally, a whitening process is presented to further augment the robustness of the proposed scheme.

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arXiv2024

Two-Dimensional Direction-of-Arrival Estimation Using Stacked Intelligent Metasurfaces

Stacked intelligent metasurfaces (SIM) are capable of emulating reconfigurable physical neural networks by relying on electromagnetic (EM) waves as carriers. They can also perform various complex computational and signal processing tasks. A SIM is fabricated by densely integrating multiple metasurface layers, each consisting of a large number of small meta-atoms that can control the EM waves passing through it. In this paper, we harness a SIM for two-dimensional (2D) direction-of-arrival (DOA) estimation. In contrast to the conventional designs, an advanced SIM in front of the receiver array automatically carries out the 2D discrete Fourier transform (DFT) as the incident waves propagate through it. As a result, the receiver array directly observes the angular spectrum of the incoming signal. In this context, the DOA estimates can be readily obtained by using probes to detect the energy distribution on the receiver array. This avoids the need for power-thirsty radio frequency (RF) chains. To enable SIM to perform the 2D DFT, we formulate the optimization problem of minimizing the fitting error between the SIM's EM response and the 2D DFT matrix. Furthermore, a gradient descent algorithm is customized for iteratively updating the phase shift of each meta-atom in SIM. To further improve the DOA estimation accuracy, we configure the phase shift pattern in the zeroth layer of the SIM to generate a set of 2D DFT matrices associated with orthogonal spatial frequency bins. Additionally, we analytically evaluate the performance of the proposed SIM-based DOA estimator by deriving a tight upper bound for the mean square error (MSE). Our numerical simulations verify the capability of a well-trained SIM to perform DOA estimation and corroborate our theoretical analysis. It is demonstrated that a SIM having an optical computational speed achieves an MSE of $10^{-4}$ for DOA estimation.

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arXiv2023

Stacked Intelligent Metasurface-Aided MIMO Transceiver Design

Next-generation wireless networks are expected to utilize the limited radio frequency (RF) resources more efficiently with the aid of intelligent transceivers. To this end, we propose a promising transceiver architecture relying on stacked intelligent metasurfaces (SIM). An SIM is constructed by stacking an array of programmable metasurface layers, where each layer consists of a massive number of low-cost passive meta-atoms that individually manipulate the electromagnetic (EM) waves. By appropriately configuring the passive meta-atoms, an SIM is capable of accomplishing advanced computation and signal processing tasks, such as multiple-input multiple-output (MIMO) precoding/combining, multi-user interference mitigation, and radar sensing, as the EM wave propagates through the multiple layers of the metasurface, which effectively reduces both the RF-related energy consumption and processing delay. Inspired by this, we provide an overview of the SIM-aided MIMO transceiver design, which encompasses its hardware architecture and its potential benefits over state-of-the-art solutions. Furthermore, we discuss promising application scenarios and identify the open research challenges associated with the design of advanced SIM architectures for next-generation wireless networks. Finally, numerical results are provided for quantifying the benefits of wave-based signal processing in wireless systems.

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arXiv2023

Stacked Intelligent Metasurface Performs a 2D DFT in the Wave Domain for DOA Estimation

Staked intelligent metasurface (SIM) based techniques are developed to perform two-dimensional (2D) direction-of-arrival (DOA) estimation. In contrast to the conventional designs, an advanced SIM in front of the receiving array automatically performs the 2D discrete Fourier transform (DFT) as the incident waves propagate through it. To arrange for the SIM to carry out this task, we design a gradient descent algorithm for iteratively updating the phase shift of each meta-atom in the SIM to minimize the fitting error between the SIM's response and the 2D DFT matrix. To further improve the DOA estimation accuracy, we configure the phase shifts in the input layer of SIM to generate a set of 2D DFT matrices having orthogonal spatial frequency bins. Extensive numerical simulations verify the capability of a well-trained SIM to perform 2D DFT. Specifically, it is demonstrated that the SIM having an optical computational speed achieves an MSE of $10^{-4}$ in 2D DOA estimation.

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arXiv2023

Hybrid Digital-Wave Domain Channel Estimator for Stacked Intelligent Metasurface Enabled Multi-User MISO Systems

Stacked intelligent metasurface (SIM) is an emerging programmable metasurface architecture that can implement signal processing directly in the electromagnetic wave domain, thereby enabling efficient implementation of ultra-massive multiple-input multiple-output (MIMO) transceivers with a limited number of radio frequency (RF) chains. Channel estimation (CE) is challenging for SIM-enabled communication systems due to the multi-layer architecture of SIM, and because we need to estimate large dimensional channels between the SIM and users with a limited number of RF chains. To efficiently solve this problem, we develop a novel hybrid digital-wave domain channel estimator, in which the received training symbols are first processed in the wave domain within the SIM layers, and then processed in the digital domain. The wave domain channel estimator, parametrized by the phase shifts applied by the meta-atoms in all layers, is optimized to minimize the mean squared error (MSE) using a gradient descent algorithm, within which the digital part is optimally updated. For an SIM-enabled multi-user system equipped with 4 RF chains and a 6-layer SIM with 64 meta-atoms each, the proposed estimator yields an MSE that is very close to that achieved by fully digital CE in a massive MIMO system employing 64 RF chains. This high CE accuracy is achieved at the cost of a training overhead that can be reduced by exploiting the potential low rank of channel correlation matrices.

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arXiv2023

Toward Beamfocusing-Aided Near-Field Communications: Research Advances, Potential, and Challenges

Next-generation mobile networks promise to support high throughput, massive connectivity, and improved energy efficiency. To achieve these ambitious goals, extremely large-scale antenna arrays (ELAAs) and terahertz communications constitute a pair of promising technologies. This will result in future wireless communications occurring in the near-field regions. To accurately portray the channel characteristics of near-field wireless propagation, spherical wavefront-based models are required and present both opportunities as well as challenges. Following the basics of near-field communications (NFC), we contrast it to conventional far-field communications. Moreover, we cover the key challenges of NFC, including its channel modeling and estimation, near-field beamfocusing, as well as hardware design. Our numerical results demonstrate the potential of NFC in improving the spatial multiplexing gain and positioning accuracy. Finally, a suite of open issues are identified for motivating future research.

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arXiv2023

Pilot Power Allocation for Channel Estimation in a Multi-RIS Aided Communication System

Reconfigurable intelligent surface (RIS) is a promising technology that enables the customization of electromagnetic propagation environments in next-generation wireless networks. In this paper, we investigate the optimal pilot power allocation during the channel estimation stage to improve the ergodic channel gain of RIS-assisted systems under practical imperfect channel state information (CSI). Specifically, we commence by deriving an explicit closed-form expression of the ergodic channel gain of a multi-RIS-aided communication system that takes into account channel estimation errors. Then, we formulate the pilot power allocation problem to maximize the ergodic channel gain under imperfect CSI, subject to the average pilot power constraint. Then, the method of Lagrange multipliers is invoked to obtain the optimal pilot power allocation solution, which indicates that allocating more power to the pilots for estimating the weak reflection channels is capable of effectively improving the ergodic channel gain under imperfect CSI. Finally, extensive simulation results corroborate our theoretical analysis.

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arXiv2023

Radio Generation Using Generative Adversarial Networks with An Unrolled Design

As a revolutionary generative paradigm of deep learning, generative adversarial networks (GANs) have been widely applied in various fields to synthesize realistic data. However, it is challenging for conventional GANs to synthesize raw signal data, especially in some complex cases. In this paper, we develop a novel GAN framework for radio generation called "Radio GAN". Compared to conventional methods, it benefits from three key improvements. The first is learning based on sampling points, which aims to model an underlying sampling distribution of radio signals. The second is an unrolled generator design, combined with an estimated pure signal distribution as a prior, which can greatly reduce learning difficulty and effectively improve learning precision. Finally, we present an energy-constrained optimization algorithm to achieve better training stability and convergence. Experimental results with extensive simulations demonstrate that our proposed GAN framework can effectively learn transmitter characteristics and various channel effects, thus accurately modeling for an underlying sampling distribution to synthesize radio signals of high quality.

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arXiv2023

K-Means Based Constellation Optimization for Index Modulated Reconfigurable Intelligent Surfaces

Reconfigurable intelligent surface (RIS) has recently emerged as a promising technology enabling next-generation wireless networks. In this letter, we develop an improved index modulation (IM) scheme by utilizing RIS to convey information. Specifically, we study an RIS-aided multiple-input single-output (MISO) system, in which the information bits are conveyed by reflection patterns of RIS rather than the conventional amplitude-phase constellation. Furthermore, the K-means algorithm is employed to optimize the reflection constellation to improve the error performance. Also, we propose a generalized Gray coding method for mapping information bits to an appropriate reflection constellation and analytically evaluate the error performance of the proposed scheme by deriving a tight upper bound of the average bit error rate (BER). Finally, numerical results verify the accuracy of our theoretical analysis as well as the substantially improved BER performance of the proposed RIS-based IM transmission scheme.

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arXiv2023

A Tutorial on Holographic MIMO Communications--Part III: Open Opportunities and Challenges

Holographic multiple-input multiple-output (HMIMO) technology, which uses spatially continuous surfaces for signal transmission and reception, is envisioned to be a promising solution for improving the data rate and coverage of wireless networks. In Parts I and II of this three-part tutorial on HMIMO communications, we provided an overview of channel modeling and highlighted the state-of-the-art in holographic beamforming. In this part, we will discuss the unique properties of HMIMO systems, highlighting the open challenges and opportunities that arise as the transceiver array apertures become denser and electromagnetically larger. Additionally, we explore the interplay between HMIMO and other emerging technologies in next-generation networks.

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arXiv2023

A Tutorial on Holographic MIMO Communications--Part II: Performance Analysis and Holographic Beamforming

As Part II of a three-part tutorial on holographic multiple-input multiple-output (HMIMO), this Letter focuses on the state-of-the-art in performance analysis and on holographic beamforming for HMIMO communications. We commence by discussing the spatial degrees of freedom (DoF) and ergodic capacity of a point-to-point HMIMO system, based on the channel model presented in Part I. Additionally, we also consider the sum-rate analysis of multi-user HMIMO systems. Moreover, we review the recent progress in holographic beamforming techniques developed for various HMIMO scenarios. Finally, we evaluate both the spatial DoF and the channel capacity through numerical simulations.

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arXiv2023

A Tutorial on Holographic MIMO Communications--Part I: Channel Modeling and Channel Estimation

By integrating a nearly infinite number of reconfigurable elements into a finite space, a spatially continuous array aperture is formed for holographic multiple-input multiple-output (HMIMO) communications. This three-part tutorial aims for providing an overview of the latest advances in HMIMO communications. As Part I of the tutorial, this letter first introduces the fundamental concept of HMIMO and reviews the recent progress in HMIMO channel modeling, followed by a suite of efficient channel estimation approaches. Finally, numerical results are provided for demonstrating the statistical consistency of the new HMIMO channel model advocated with conventional ones and evaluating the performance of the channel estimators. Parts II and III of the tutorial will delve into the performance analysis and holographic beamforming, and detail the interplay of HMIMO with emerging technologies.

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arXiv2023

Stacked Intelligent Metasurfaces for Efficient Holographic MIMO Communications in 6G

The revolutionary technology of \emph{Stacked Intelligent Metasurfaces (SIM)} has been recently shown to be capable of carrying out advanced signal processing directly in the native electromagnetic (EM) wave domain. An SIM is fabricated by a sophisticated amalgam of multiple stacked metasurface layers, which may outperform its single-layer metasurface counterparts, such as reconfigurable intelligent surfaces (RISd) and metasurface lenses. We harness this new SIM concept for implementing efficient holographic multiple-input multiple-output (HMIMO) communications that dot require excessive radio-frequency (RF) chains, which constitutes a substantial benefit compared to existing implementations. We first present an HMIMO communication system based on a pair of SIMs at the transmitter (TX) and receiver (RX), respectively. In sharp contrast to the conventional MIMO designs, the considered SIMs are capable of automatically accomplishing transmit precoding and receiver combining, as the EM waves propagate through them. As such, each information data stream can be directly radiated and recovered from the corresponding transmit and receive ports. Secondly, we formulate the problem of minimizing the error between the actual end-to-end SIMs'parametrized channel matrix and the target diagonal one, with the latter representing a flawless interference-free system of parallel subchannels. This is achieved by jointly optimizing the phase shifts associated with all the metasurface layers of both the TX-SIM and RX-SIM. We then design a gradient descent algorithm to solve the resultant non-convex problem. Furthermore, we theoretically analyze the HMIMO channel capacity bound and provide some useful fundamental insights. Extensive simulation results are provided for characterizing our SIM-based HMIMO system, quantifying its substantial performance benefits.

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arXiv2023

Fundamental Detection Probability vs. Achievable Rate Tradeoff in Integrated Sensing and Communication Systems

Integrating sensing functionalities is envisioned as a distinguishing feature of next-generation mobile networks, which has given rise to the development of a novel enabling technology -- \emph{Integrated Sensing and Communication (ISAC)}. Portraying the theoretical performance bounds of ISAC systems is fundamentally important to understand how sensing and communication functionalities interact (e.g., competitively or cooperatively) in terms of resource utilization, while revealing insights and guidelines for the development of effective physical-layer techniques. In this paper, we characterize the fundamental performance tradeoff between the detection probability for target monitoring and the user's achievable rate in ISAC systems. To this end, we first discuss the achievable rate of the user under sensing-free and sensing-interfered communication scenarios. Furthermore, we derive closed-form expressions for the probability of false alarm (PFA) and the successful probability of detection (PD) for monitoring the target of interest, where we consider both communication-assisted and communication-interfered sensing scenarios. In addition, the effects of the unknown channel coefficient are also taken into account in our theoretical analysis. Based on our analytical results, we then carry out a comprehensive assessment of the performance tradeoff between sensing and communication functionalities. Specifically, we formulate a power allocation problem to minimize the transmit power at the base station (BS) under the constraints of ensuring a required PD for perception as well as the communication user's quality of service requirement in terms of achievable rate. Finally, simulation results corroborate the accuracy of our theoretical analysis and the effectiveness of the proposed power allocation solutions.

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arXiv2023

Semi-Supervised RF Fingerprinting with Consistency-Based Regularization

As a promising non-password authentication technology, radio frequency (RF) fingerprinting can greatly improve wireless security. Recent work has shown that RF fingerprinting based on deep learning can significantly outperform conventional approaches. The superiority, however, is mainly attributed to supervised learning using a large amount of labeled data, and it significantly degrades if only limited labeled data is available, making many existing algorithms lack practicability. Considering that it is often easier to obtain enough unlabeled data in practice with minimal resources, we leverage deep semi-supervised learning for RF fingerprinting, which largely relies on a composite data augmentation scheme designed for radio signals, combined with two popular techniques: consistency-based regularization and pseudo-labeling. Experimental results on both simulated and real-world datasets demonstrate that our proposed method for semi-supervised RF fingerprinting is far superior to other competing ones, and it can achieve remarkable performance almost close to that of fully supervised learning with a very limited number of examples.

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arXiv2023

Environment-Aware Codebook for Reconfigurable Intelligent Surface-Aided MISO Communications

Reconfigurable intelligent surface (RIS) is a revolutionary technology that can customize the wireless channel and improve the energy efficiency of next-generation cellular networks. This letter proposes an environment-aware codebook design by employing the statistical channel state information (CSI) for RIS-assisted multiple-input single-output (MISO) systems. Specifically, first of all, we generate multiple virtual channels offline by utilizing the location information and design an environment-aware reflection coefficient codebook. Thus, we only need to estimate the composite channel and optimize the active transmit beamforming for each reflection coefficient in the pre-designed codebook, while simplifying the reflection optimization substantially. Moreover, we analyze the theoretical performance of the proposed scheme. Finally, numerical results verify the performance benefits of the proposed scheme over the cascaded channel estimation and passive beamforming as well as the existing codebook scheme in the face of channel estimation errors, albeit its significantly reduced overhead and complexity.

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