SearcharxivSearch

arXiv subjects

Jiandong Chen

Publications and source records attributed to Jiandong Chen.

6 recordsLinked to original sources

Evolutionary Factor Searching for Sparse Portfolio Optimization Using Large Language Models

Sparse portfolio optimization is a fundamental yet challenging problem in quantitative finance. Traditional approaches often use static objectives and thus adapt poorly to dynamic market regimes. In this work, we propose Evolutionary Factor Search, a framework that leverages large language models and evolutionary algorithms to automatically generate and evolve alpha factors for sparse portfolio construction. The framework recasts asset selection as a ranking task guided by the generated factors and uses an evolutionary feedback loop to iteratively refine the factor pool from portfolio performance. To handle the inter-factor redundancy that accumulates during this search, we further introduce a redundancy-aware weight allocation module that combines random-matrix-theory denoising of the factor correlation matrix with regularized quadratic programming, at negligible overhead and without additional tuning. Extensive experiments on four Fama-French benchmarks and three real-market datasets spanning the United States, Hong Kong, and Mainland China equity markets show that the proposed framework outperforms statistical and optimization-based baselines across diverse markets. Ablation studies further validate the importance of prompt composition, factor diversity, and language-model choice. These results highlight language-model-guided evolution as a robust and interpretable paradigm for portfolio optimization under structural constraints.

q-fin.PM

A Systematic Evaluation of Imbalance Handling Methods in Biomedical Binary Classification

Objective: The primary goal of this study was to systematically examine the impact of commonly used imbalance handling methods (IHMs) on predictive performance in biomedical binary classification, considering the interplay between model complexity and diverse data modalities. Material and Methods: We evaluated five representative IHMs: random undersampling (RUS), random oversampling (ROS), SMOTE, re-weighting (RW), and direct F1-score optimization (DMO), against a raw training (RAW) baseline. The evaluation encompassed three public biomedical datasets: MIMIC-III (tabular), ADE-Corpus-V2 (text), and MURA (image), spanning three common biomedical data modalities. To assess varying model complexity, we employed a range of architectures, from classical logistic regression and random forest to deep neural networks, including multilayer perceptron (MLP), BiLSTM, BERT, DenseNet, and DINOv2. Results: For simpler models such as logistic regression on tabular data, IHMs yielded no significant advantage over the RAW baseline, aligning with prior findings. However, clear benefits were observed for more complex models and unstructured data: (a) ROS and RW consistently enhanced the performance of powerful models; (b) direct F1-score optimization demonstrated utility primarily for unstructured text and image data; and (c) RUS and SMOTE consistently degraded performance and are therefore not recommended. Conclusion: The effectiveness of IHMs depends on both model complexity and data modality. Performance gains are most pronounced when leveraging appropriate IHMs, such as ROS, RW, and DMO, on high-complexity models.

cs.LG

Charge transport and mode transition in dual-energy electron beam diodes

This Letter uncovers five distinct charge transport modes and their transitions in dual-energy electron beam diodes. We via first-principle particle-in-cell (PIC) simulations establish that the specific mode (e.g., space charge oscillations) and the current transport characteristics are essentially governed by the interplay between the electron beam energy and injected current density. A generalized analysis is conducted for n-component electron beams, and a theoretical piecewise function is for the transmitted current density proposed, which agrees well with the PIC results under designed conditions. The discovery provides a mechanistic picture of multiple electron beam transport in diodes, paving the way for novel designs of high-performance modern vacuum electronic devices.

physics.plasm-ph

SenseNova-MARS: Empowering Multimodal Agentic Reasoning and Search via Reinforcement Learning

While Vision-Language Models (VLMs) can solve complex tasks through agentic reasoning, their capabilities remain largely constrained to text-oriented chain-of-thought or isolated tool invocation. They fail to exhibit the human-like proficiency required to seamlessly interleave dynamic tool manipulation with continuous reasoning, particularly in knowledge-intensive and visually complex scenarios that demand coordinated external tools such as search and image cropping. In this work, we introduce SenseNova-MARS, a novel Multimodal Agentic Reasoning and Search framework that empowers VLMs with interleaved visual reasoning and tool-use capabilities via reinforcement learning (RL). Specifically, SenseNova-MARS dynamically integrates the image search, text search, and image crop tools to tackle fine-grained and knowledge-intensive visual understanding challenges. In the RL stage, we propose the Batch-Normalized Group Sequence Policy Optimization (BN-GSPO) algorithm to improve the training stability and advance the model's ability to invoke tools and reason effectively. To comprehensively evaluate the agentic VLMs on complex visual tasks, we introduce the HR-MMSearch benchmark, the first search-oriented benchmark composed of high-resolution images with knowledge-intensive and search-driven questions. Experiments demonstrate that SenseNova-MARS achieves state-of-the-art performance on open-source search and fine-grained image understanding benchmarks. Specifically, on search-oriented benchmarks, SenseNova-MARS-32B scores 74.3 on MMSearch and 54.4 on HR-MMSearch, surpassing proprietary models such as Gemini-3-Pro and GPT-5.2. SenseNova-MARS represents a promising step toward agentic VLMs by providing effective and robust tool-use capabilities. To facilitate further research in this field, we will release all code, models, and datasets.

cs.CV

InteractiveOmni: A Unified Omni-modal Model for Audio-Visual Multi-turn Dialogue

We introduce InteractiveOmni, a unified and open-source omni-modal large language model for audio-visual multi-turn interaction, ranging from 4B to 8B parameters, designed to lead the field of lightweight models by offering comprehensive omni-modal understanding and speech generation capabilities. To achieve this, we integrate the vision encoder, audio encoder, large language model, and speech decoder into a unified model for understanding and generation tasks. We design a multi-stage training strategy to ensure robust cross-modal capabilities, including pre-training for omni-modal understanding, followed by post-training with speech conversation and audio-visual interaction. To enable human-like long-term conversational ability, we meticulously curate a multi-turn training dataset that enhances the model's ability to handle complex and multi-turn interactions. To effectively evaluate the multi-turn memory and speech interaction capabilities, we construct the multi-modal multi-turn memory benchmark and the multi-turn speech interaction benchmark. Experiments demonstrate that InteractiveOmni significantly outperforms leading open-source models and provides a more intelligent multi-turn audio-visual experience, particularly in its long-term memory capabilities. Notably, InteractiveOmni-4B is comparable to the much larger model like Qwen2.5-Omni-7B on general benchmarks, and it can retain 97% of the performance of the InteractiveOmni-8B while utilizing only 50% of the model size. Achieving state-of-the-art results against similarly sized models across image, audio, video understanding, and speech generation tasks, InteractiveOmni is an accessible, open-source foundation for next-generation intelligent interactive systems.

cs.CV

Large language models for automated scholarly paper review: A survey

Large language models (LLMs) have significantly impacted human society, influencing various domains. Among them, academia is not simply a domain affected by LLMs, but it is also the pivotal force in the development of LLMs. In academic publication, this phenomenon is represented during the incorporation of LLMs into the peer review mechanism for reviewing manuscripts. LLMs hold transformative potential for the full-scale implementation of automated scholarly paper review (ASPR), but they also pose new issues and challenges that need to be addressed. In this survey paper, we aim to provide a holistic view of ASPR in the era of LLMs. We begin with a survey to find out which LLMs are used to conduct ASPR. Then, we review what ASPR-related technological bottlenecks have been solved with the incorporation of LLM technology. After that, we move on to explore new methods, new datasets, new source code, and new online systems that come with LLMs for ASPR. Furthermore, we summarize the performance and issues of LLMs in ASPR, and investigate the attitudes and reactions of publishers and academia to ASPR. Lastly, we discuss the challenges and future directions associated with the development of LLMs for ASPR. This survey serves as an inspirational reference for the researchers and can promote the progress of ASPR for its actual implementation.

cs.AI