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Jianfu Cao

Publications and source records attributed to Jianfu Cao.

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Input-to-State Stability Certification via Projection Residuals for Koopman Learning Control of Nonlinear Repetitive Systems

This paper studies input-to-state stability (ISS) certification for data-driven Koopman learning control of unknown discrete-time nonlinear repetitive systems over finite trial horizons. Rather than proposing a new learning law, we certify when a fixed Koopman-assisted constrained update yields practical stability of the selected tracking error along the trial axis. Prediction accuracy alone is insufficient for this purpose: the selected finite-horizon input-output channel must have a positive margin, and the unreachable component of the requested output increment must be accounted for through a projection residual. Thus, a Koopman predictor with small held-out prediction residuals may still fail the learning-stability certificate if its selected channel is weak. We formulate the selected stacked tracking error as the state of a discrete-time learning-axis system and treat Koopman residuals, reset mismatch, channel uncertainty, projection residuals, deployment shifts, and numerical tolerances as ISS inputs. The deterministic result gives a practical ISS estimate from the initial learning error to an explicit ultimate band. A finite-sample implementation constructs an episode-level residual bound under a fixed controller and combines it with reported channel, projection, shift, and numerical margins. Numerical checks on nonlinear repetitive systems support the predicted residual-to-band scaling, weak-channel rejection, projection closure, and ultimate-band coverage.

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Online Learning Control Strategies for Industrial Processes with Application for Loosening and Conditioning

This paper proposes a novel adaptive Koopman Model Predictive Control (MPC) framework, termed HPC-AK-MPC, designed to address the dual challenges of time-varying dynamics and safe operation in complex industrial processes. The framework integrates two core strategies: online learning and historically-informed safety constraints. To contend with process time-variance, a Recursive Extended Dynamic Mode Decomposition (rEDMDc) technique is employed to construct an adaptive Koopman model capable of updating its parameters from real-time data, endowing the controller with the ability to continuously learn and track dynamic changes. To tackle the critical issue of safe operation under model uncertainty, we introduce a novel Historical Process Constraint (HPC) mechanism. This mechanism mines successful operational experiences from a historical database and, by coupling them with the confidence level of the online model, generates a dynamic "safety corridor" for the MPC optimization problem. This approach transforms implicit expert knowledge into explicit, adaptive constraints, establishing a dynamic balance between pursuing optimal performance and ensuring robust safety. The proposed HPC-AK-MPC method is applied to a real-world tobacco loosening and conditioning process and systematically validated using an "advisor mode" simulation framework with industrial data. Experimental results demonstrate that, compared to historical operations, the proposed method significantly improves the Process Capability Index (Cpk) for key quality variables across all tested batches, proving its substantial potential in enhancing control performance while guaranteeing operational safety.

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