arXiv subjects

Jiangnan Li

Publications and source records attributed to Jiangnan Li.

At least 37 records · Page 2Linked to original sources

arXiv2025

Risks of Practicing Large Language Models in Smart Grid: Threat Modeling and Validation

Large language models (LLMs) represent significant breakthroughs in artificial intelligence and hold potential for applications within smart grids. However, as demonstrated in previous literature, AI technologies are susceptible to various types of attacks. It is crucial to investigate and evaluate the risks associated with LLMs before deploying them in critical infrastructure like smart grids. In this paper, we systematically evaluated the risks of LLMs and identified two major types of attacks relevant to potential smart grid LLM applications, presenting the corresponding threat models. We validated these attacks using popular LLMs and real smart grid data. Our validation demonstrates that attackers are capable of injecting bad data and retrieving domain knowledge from LLMs employed in different smart grid applications.

cs.CR↗

arXiv2025

The Essence of Contextual Understanding in Theory of Mind: A Study on Question Answering with Story Characters

Theory-of-Mind (ToM) is a fundamental psychological capability that allows humans to understand and interpret the mental states of others. Humans infer others' thoughts by integrating causal cues and indirect clues from broad contextual information, often derived from past interactions. In other words, human ToM heavily relies on the understanding about the backgrounds and life stories of others. Unfortunately, this aspect is largely overlooked in existing benchmarks for evaluating machines' ToM capabilities, due to their usage of short narratives without global context, especially personal background of characters. In this paper, we verify the importance of comprehensive contextual understanding about personal backgrounds in ToM and assess the performance of LLMs in such complex scenarios. To achieve this, we introduce CharToM benchmark, comprising 1,035 ToM questions based on characters from classic novels. Our human study reveals a significant disparity in performance: the same group of educated participants performs dramatically better when they have read the novels compared to when they have not. In parallel, our experiments on state-of-the-art LLMs, including the very recent o1 and DeepSeek-R1 models, show that LLMs still perform notably worse than humans, despite that they have seen these stories during pre-training. This highlights the limitations of current LLMs in capturing the nuanced contextual information required for ToM reasoning.

cs.CL↗

arXiv2025

Mitigating Adversarial Effects of False Data Injection Attacks in Power Grid

Deep Neural Networks have proven to be highly accurate at a variety of tasks in recent years. The benefits of Deep Neural Networks have also been embraced in power grids to detect False Data Injection Attacks (FDIA) while conducting critical tasks like state estimation. However, the vulnerabilities of DNNs along with the distinct infrastructure of the cyber-physical-system (CPS) can favor the attackers to bypass the detection mechanism. Moreover, the divergent nature of CPS engenders limitations to the conventional defense mechanisms for False Data Injection Attacks. In this paper, we propose a DNN framework with an additional layer that utilizes randomization to mitigate the adversarial effect by padding the inputs. The primary advantage of our method is when deployed to a DNN model it has a trivial impact on the model's performance even with larger padding sizes. We demonstrate the favorable outcome of the framework through simulation using the IEEE 14-bus, 30-bus, 118-bus, and 300-bus systems. Furthermore to justify the framework we select attack techniques that generate subtle adversarial examples that can bypass the detection mechanism effortlessly.

cs.CR↗

arXiv2025

The Stochastic Parrot on LLM's Shoulder: A Summative Assessment of Physical Concept Understanding

In a systematic way, we investigate a widely asked question: Do LLMs really understand what they say?, which relates to the more familiar term Stochastic Parrot. To this end, we propose a summative assessment over a carefully designed physical concept understanding task, PhysiCo. Our task alleviates the memorization issue via the usage of grid-format inputs that abstractly describe physical phenomena. The grids represents varying levels of understanding, from the core phenomenon, application examples to analogies to other abstract patterns in the grid world. A comprehensive study on our task demonstrates: (1) state-of-the-art LLMs, including GPT-4o, o1 and Gemini 2.0 flash thinking, lag behind humans by ~40%; (2) the stochastic parrot phenomenon is present in LLMs, as they fail on our grid task but can describe and recognize the same concepts well in natural language; (3) our task challenges the LLMs due to intrinsic difficulties rather than the unfamiliar grid format, as in-context learning and fine-tuning on same formatted data added little to their performance.

cs.CL↗

arXiv2025

Sibyl: Empowering Empathetic Dialogue Generation in Large Language Models via Sensible and Visionary Commonsense Inference

Recently, there has been a heightened interest in building chatbots based on Large Language Models (LLMs) to emulate human-like qualities in multi-turn conversations. Despite having access to commonsense knowledge to better understand the psychological aspects and causality of dialogue context, even these powerful LLMs struggle to achieve the goals of empathy and emotional support. Current commonsense knowledge derived from dialogue contexts is inherently limited and often fails to adequately anticipate the future course of a dialogue. This lack of foresight can mislead LLMs and hinder their ability to provide effective support. In response to this challenge, we present an innovative framework named Sensible and Visionary Commonsense Knowledge (Sibyl). Designed to concentrate on the immediately succeeding dialogue, this paradigm equips LLMs with the capability to uncover the implicit requirements of the conversation, aiming to elicit more empathetic responses. Experimental results demonstrate that incorporating our paradigm for acquiring commonsense knowledge into LLMs comprehensively enhances the quality of their responses.

cs.CL↗

arXiv2024

NeuralMAG: Fast and Generalizable Micromagnetic Simulation with Deep Neural Nets

Micromagnetics has made significant strides, particularly due to its wide-ranging applications in magnetic storage design. Numerical simulation is a cornerstone of micromagnetics research, relying on first-principle rules to compute the dynamic evolution of micromagnetic systems based on the renowned LLG equation, named after Landau, Lifshitz, and Gilbert. However, simulations are often hindered by their slow speed. Although Fast-Fourier transformation (FFT) calculations reduce the computational complexity to O(NlogN), it remains impractical for large-scale simulations. In this paper, we introduce NeuralMAG, a deep learning approach to micromagnetic simulation. Our approach follows the LLG iterative framework but accelerates demagnetizing field computation through the employment of a U-shaped neural network (Unet). The Unet architecture comprises an encoder that extracts aggregated spins at various scales and learns the local interaction at each scale, followed by a decoder that accumulates the local interactions at different scales to approximate the global convolution. This divide-and-accumulate scheme achieves a time complexity of O(N), significantly enhancing the speed and feasibility of large-scale simulations. Unlike existing neural methods, NeuralMAG concentrates on the core computation rather than an end-to-end approximation for a specific task, making it inherently generalizable. To validate the new approach, we trained a single model and evaluated it on two micromagnetics tasks with various sample sizes, shapes, and material settings.

cs.LG↗

arXiv2024

Think out Loud: Emotion Deducing Explanation in Dialogues

Humans convey emotions through daily dialogues, making emotion understanding a crucial step of affective intelligence. To understand emotions in dialogues, machines are asked to recognize the emotion for an utterance (Emotion Recognition in Dialogues, ERD); based on the emotion, then find causal utterances for the emotion (Emotion Cause Extraction in Dialogues, ECED). The setting of the two tasks requires first ERD and then ECED, ignoring the mutual complement between emotion and cause. To fix this, some new tasks are proposed to extract them simultaneously. Although the current research on these tasks has excellent achievements, simply identifying emotion-related factors by classification modeling lacks realizing the specific thinking process of causes stimulating the emotion in an explainable way. This thinking process especially reflected in the reasoning ability of Large Language Models (LLMs) is under-explored. To this end, we propose a new task "Emotion Deducing Explanation in Dialogues" (EDEN). EDEN recognizes emotion and causes in an explicitly thinking way. That is, models need to generate an explanation text, which first summarizes the causes; analyzes the inner activities of the speakers triggered by the causes using common sense; then guesses the emotion accordingly. To support the study of EDEN, based on the existing resources in ECED, we construct two EDEN datasets by human effort. We further evaluate different models on EDEN and find that LLMs are more competent than conventional PLMs. Besides, EDEN can help LLMs achieve better recognition of emotions and causes, which explores a new research direction of explainable emotion understanding in dialogues.

cs.CL↗

arXiv2024

Fine-Grained Modeling of Narrative Context: A Coherence Perspective via Retrospective Questions

This work introduces an original and practical paradigm for narrative comprehension, stemming from the characteristics that individual passages within narratives tend to be more cohesively related than isolated. Complementary to the common end-to-end paradigm, we propose a fine-grained modeling of narrative context, by formulating a graph dubbed NarCo, which explicitly depicts task-agnostic coherence dependencies that are ready to be consumed by various downstream tasks. In particular, edges in NarCo encompass free-form retrospective questions between context snippets, inspired by human cognitive perception that constantly reinstates relevant events from prior context. Importantly, our graph formalism is practically instantiated by LLMs without human annotations, through our designed two-stage prompting scheme. To examine the graph properties and its utility, we conduct three studies in narratives, each from a unique angle: edge relation efficacy, local context enrichment, and broader application in QA. All tasks could benefit from the explicit coherence captured by NarCo.

cs.CL↗

arXiv2024

SIG: Speaker Identification in Literature via Prompt-Based Generation

Identifying speakers of quotations in narratives is an important task in literary analysis, with challenging scenarios including the out-of-domain inference for unseen speakers, and non-explicit cases where there are no speaker mentions in surrounding context. In this work, we propose a simple and effective approach SIG, a generation-based method that verbalizes the task and quotation input based on designed prompt templates, which also enables easy integration of other auxiliary tasks that further bolster the speaker identification performance. The prediction can either come from direct generation by the model, or be determined by the highest generation probability of each speaker candidate. Based on our approach design, SIG supports out-of-domain evaluation, and achieves open-world classification paradigm that is able to accept any forms of candidate input. We perform both cross-domain evaluation and in-domain evaluation on PDNC, the largest dataset of this task, where empirical results suggest that SIG outperforms previous baselines of complicated designs, as well as the zero-shot ChatGPT, especially excelling at those hard non-explicit scenarios by up to 17% improvement. Additional experiments on another dataset WP further corroborate the efficacy of SIG.

cs.CL↗

arXiv2024

Previously on the Stories: Recap Snippet Identification for Story Reading

Similar to the "previously-on" scenes in TV shows, recaps can help book reading by recalling the readers' memory about the important elements in previous texts to better understand the ongoing plot. Despite its usefulness, this application has not been well studied in the NLP community. We propose the first benchmark on this useful task called Recap Snippet Identification with a hand-crafted evaluation dataset. Our experiments show that the proposed task is challenging to PLMs, LLMs, and proposed methods as the task requires a deep understanding of the plot correlation between snippets.

cs.CL↗

arXiv2023

Plot Retrieval as an Assessment of Abstract Semantic Association

Retrieving relevant plots from the book for a query is a critical task, which can improve the reading experience and efficiency of readers. Readers usually only give an abstract and vague description as the query based on their own understanding, summaries, or speculations of the plot, which requires the retrieval model to have a strong ability to estimate the abstract semantic associations between the query and candidate plots. However, existing information retrieval (IR) datasets cannot reflect this ability well. In this paper, we propose Plot Retrieval, a labeled dataset to train and evaluate the performance of IR models on the novel task Plot Retrieval. Text pairs in Plot Retrieval have less word overlap and more abstract semantic association, which can reflect the ability of the IR models to estimate the abstract semantic association, rather than just traditional lexical or semantic matching. Extensive experiments across various lexical retrieval, sparse retrieval, dense retrieval, and cross-encoder methods compared with human studies on Plot Retrieval show current IR models still struggle in capturing abstract semantic association between texts. Plot Retrieval can be the benchmark for further research on the semantic association modeling ability of IR models.

cs.IR↗

arXiv2023

Personality Understanding of Fictional Characters during Book Reading

Comprehending characters' personalities is a crucial aspect of story reading. As readers engage with a story, their understanding of a character evolves based on new events and information; and multiple fine-grained aspects of personalities can be perceived. This leads to a natural problem of situated and fine-grained personality understanding. The problem has not been studied in the NLP field, primarily due to the lack of appropriate datasets mimicking the process of book reading. We present the first labeled dataset PersoNet for this problem. Our novel annotation strategy involves annotating user notes from online reading apps as a proxy for the original books. Experiments and human studies indicate that our dataset construction is both efficient and accurate; and our task heavily relies on long-term context to achieve accurate predictions for both machines and humans. The dataset is available at https://github.com/Gorov/personet_acl23.

cs.CL↗

arXiv2023

Multi-level Adaptive Contrastive Learning for Knowledge Internalization in Dialogue Generation

Knowledge-grounded dialogue generation aims to mitigate the issue of text degeneration by incorporating external knowledge to supplement the context. However, the model often fails to internalize this information into responses in a human-like manner. Instead, it simply inserts segments of the provided knowledge into generic responses. As a result, the generated responses tend to be tedious, incoherent, and in lack of interactivity which means the degeneration problem is still unsolved. In this work, we first find that such copying-style degeneration is primarily due to the weak likelihood objective, which allows the model to "cheat" the objective by merely duplicating knowledge segments in a superficial pattern matching based on overlap. To overcome this challenge, we then propose a Multi-level Adaptive Contrastive Learning (MACL) framework that dynamically samples negative examples and subsequently penalizes degeneration behaviors at both the token-level and sequence-level. Extensive experiments on the WoW dataset demonstrate the effectiveness of our approach across various pre-trained models.

cs.CL↗

arXiv2023

Separate and Locate: Rethink the Text in Text-based Visual Question Answering

Text-based Visual Question Answering (TextVQA) aims at answering questions about the text in images. Most works in this field focus on designing network structures or pre-training tasks. All these methods list the OCR texts in reading order (from left to right and top to bottom) to form a sequence, which is treated as a natural language ``sentence''. However, they ignore the fact that most OCR words in the TextVQA task do not have a semantical contextual relationship. In addition, these approaches use 1-D position embedding to construct the spatial relation between OCR tokens sequentially, which is not reasonable. The 1-D position embedding can only represent the left-right sequence relationship between words in a sentence, but not the complex spatial position relationship. To tackle these problems, we propose a novel method named Separate and Locate (SaL) that explores text contextual cues and designs spatial position embedding to construct spatial relations between OCR texts. Specifically, we propose a Text Semantic Separate (TSS) module that helps the model recognize whether words have semantic contextual relations. Then, we introduce a Spatial Circle Position (SCP) module that helps the model better construct and reason the spatial position relationships between OCR texts. Our SaL model outperforms the baseline model by 4.44% and 3.96% accuracy on TextVQA and ST-VQA datasets. Compared with the pre-training state-of-the-art method pre-trained on 64 million pre-training samples, our method, without any pre-training tasks, still achieves 2.68% and 2.52% accuracy improvement on TextVQA and ST-VQA. Our code and models will be released at https://github.com/fangbufang/SaL.

cs.CV↗

arXiv2023

Towards Adversarial-Resilient Deep Neural Networks for False Data Injection Attack Detection in Power Grids

False data injection attacks (FDIAs) pose a significant security threat to power system state estimation. To detect such attacks, recent studies have proposed machine learning (ML) techniques, particularly deep neural networks (DNNs). However, most of these methods fail to account for the risk posed by adversarial measurements, which can compromise the reliability of DNNs in various ML applications. In this paper, we present a DNN-based FDIA detection approach that is resilient to adversarial attacks. We first analyze several adversarial defense mechanisms used in computer vision and show their inherent limitations in FDIA detection. We then propose an adversarial-resilient DNN detection framework for FDIA that incorporates random input padding in both the training and inference phases. Our simulations, based on an IEEE standard power system, demonstrate that this framework significantly reduces the effectiveness of adversarial attacks while having a negligible impact on the DNNs' detection performance.

cs.CR↗

arXiv2022

Empathetic Dialogue Generation via Sensitive Emotion Recognition and Sensible Knowledge Selection

Empathy, which is widely used in psychological counselling, is a key trait of everyday human conversations. Equipped with commonsense knowledge, current approaches to empathetic response generation focus on capturing implicit emotion within dialogue context, where the emotions are treated as a static variable throughout the conversations. However, emotions change dynamically between utterances, which makes previous works difficult to perceive the emotion flow and predict the correct emotion of the target response, leading to inappropriate response. Furthermore, simply importing commonsense knowledge without harmonization may trigger the conflicts between knowledge and emotion, which confuse the model to choose incorrect information to guide the generation process. To address the above problems, we propose a Serial Encoding and Emotion-Knowledge interaction (SEEK) method for empathetic dialogue generation. We use a fine-grained encoding strategy which is more sensitive to the emotion dynamics (emotion flow) in the conversations to predict the emotion-intent characteristic of response. Besides, we design a novel framework to model the interaction between knowledge and emotion to generate more sensible response. Extensive experiments on EmpatheticDialogues demonstrate that SEEK outperforms the strong baselines in both automatic and manual evaluations.

cs.CL↗

arXiv2022

Question-Interlocutor Scope Realized Graph Modeling over Key Utterances for Dialogue Reading Comprehension

In this work, we focus on dialogue reading comprehension (DRC), a task extracting answer spans for questions from dialogues. Dialogue context modeling in DRC is tricky due to complex speaker information and noisy dialogue context. To solve the two problems, previous research proposes two self-supervised tasks respectively: guessing who a randomly masked speaker is according to the dialogue and predicting which utterance in the dialogue contains the answer. Although these tasks are effective, there are still urging problems: (1) randomly masking speakers regardless of the question cannot map the speaker mentioned in the question to the corresponding speaker in the dialogue, and ignores the speaker-centric nature of utterances. This leads to wrong answer extraction from utterances in unrelated interlocutors' scopes; (2) the single utterance prediction, preferring utterances similar to the question, is limited in finding answer-contained utterances not similar to the question. To alleviate these problems, we first propose a new key utterances extracting method. It performs prediction on the unit formed by several contiguous utterances, which can realize more answer-contained utterances. Based on utterances in the extracted units, we then propose Question-Interlocutor Scope Realized Graph (QuISG) modeling. As a graph constructed on the text of utterances, QuISG additionally involves the question and question-mentioning speaker names as nodes. To realize interlocutor scopes, speakers in the dialogue are connected with the words in their corresponding utterances. Experiments on the benchmarks show that our method can achieve better and competitive results against previous works.

cs.CL↗

arXiv2022

A Win-win Deal: Towards Sparse and Robust Pre-trained Language Models

Despite the remarkable success of pre-trained language models (PLMs), they still face two challenges: First, large-scale PLMs are inefficient in terms of memory footprint and computation. Second, on the downstream tasks, PLMs tend to rely on the dataset bias and struggle to generalize to out-of-distribution (OOD) data. In response to the efficiency problem, recent studies show that dense PLMs can be replaced with sparse subnetworks without hurting the performance. Such subnetworks can be found in three scenarios: 1) the fine-tuned PLMs, 2) the raw PLMs and then fine-tuned in isolation, and even inside 3) PLMs without any parameter fine-tuning. However, these results are only obtained in the in-distribution (ID) setting. In this paper, we extend the study on PLMs subnetworks to the OOD setting, investigating whether sparsity and robustness to dataset bias can be achieved simultaneously. To this end, we conduct extensive experiments with the pre-trained BERT model on three natural language understanding (NLU) tasks. Our results demonstrate that \textbf{sparse and robust subnetworks (SRNets) can consistently be found in BERT}, across the aforementioned three scenarios, using different training and compression methods. Furthermore, we explore the upper bound of SRNets using the OOD information and show that \textbf{there exist sparse and almost unbiased BERT subnetworks}. Finally, we present 1) an analytical study that provides insights on how to promote the efficiency of SRNets searching process and 2) a solution to improve subnetworks' performance at high sparsity. The code is available at https://github.com/llyx97/sparse-and-robust-PLM.

cs.CL↗