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Jianhao Yan

Publications and source records attributed to Jianhao Yan.

At least 37 records · Page 2Linked to original sources

See What LLMs Cannot Answer: A Self-Challenge Framework for Uncovering LLM Weaknesses

The impressive performance of Large Language Models (LLMs) has consistently surpassed numerous human-designed benchmarks, presenting new challenges in assessing the shortcomings of LLMs. Designing tasks and finding LLMs' limitations are becoming increasingly important. In this paper, we investigate the question of whether an LLM can discover its own limitations from the errors it makes. To this end, we propose a Self-Challenge evaluation framework with human-in-the-loop. Starting from seed instances that GPT-4 fails to answer, we prompt GPT-4 to summarize error patterns that can be used to generate new instances and incorporate human feedback on them to refine these patterns for generating more challenging data, iteratively. We end up with 8 diverse patterns, such as text manipulation and questions with assumptions. We then build a benchmark, SC-G4, consisting of 1,835 instances generated by GPT-4 using these patterns, with human-annotated gold responses. The SC-G4 serves as a challenging benchmark that allows for a detailed assessment of LLMs' abilities. Our results show that only 44.96\% of instances in SC-G4 can be answered correctly by GPT-4. Interestingly, our pilot study indicates that these error patterns also challenge other LLMs, such as Claude-3 and Llama-3, and cannot be fully resolved through fine-tuning. Our work takes the first step to demonstrate that LLMs can autonomously identify their inherent flaws and provide insights for future dynamic and automatic evaluation.

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RefuteBench: Evaluating Refuting Instruction-Following for Large Language Models

The application scope of large language models (LLMs) is increasingly expanding. In practical use, users might provide feedback based on the model's output, hoping for a responsive model that can complete responses according to their feedback. Whether the model can appropriately respond to users' refuting feedback and consistently follow through with execution has not been thoroughly analyzed. In light of this, this paper proposes a comprehensive benchmark, RefuteBench, covering tasks such as question answering, machine translation, and email writing. The evaluation aims to assess whether models can positively accept feedback in form of refuting instructions and whether they can consistently adhere to user demands throughout the conversation. We conduct evaluations on numerous LLMs and find that LLMs are stubborn, i.e. exhibit inclination to their internal knowledge, often failing to comply with user feedback. Additionally, as the length of the conversation increases, models gradually forget the user's stated feedback and roll back to their own responses. We further propose a recall-and-repeat prompts as a simple and effective way to enhance the model's responsiveness to feedback.

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GPT-4 vs. Human Translators: A Comprehensive Evaluation of Translation Quality Across Languages, Domains, and Expertise Levels

This study comprehensively evaluates the translation quality of Large Language Models (LLMs), specifically GPT-4, against human translators of varying expertise levels across multiple language pairs and domains. Through carefully designed annotation rounds, we find that GPT-4 performs comparably to junior translators in terms of total errors made but lags behind medium and senior translators. We also observe the imbalanced performance across different languages and domains, with GPT-4's translation capability gradually weakening from resource-rich to resource-poor directions. In addition, we qualitatively study the translation given by GPT-4 and human translators, and find that GPT-4 translator suffers from literal translations, but human translators sometimes overthink the background information. To our knowledge, this study is the first to evaluate LLMs against human translators and analyze the systematic differences between their outputs, providing valuable insights into the current state of LLM-based translation and its potential limitations.

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What Have We Achieved on Non-autoregressive Translation?

Recent advances have made non-autoregressive (NAT) translation comparable to autoregressive methods (AT). However, their evaluation using BLEU has been shown to weakly correlate with human annotations. Limited research compares non-autoregressive translation and autoregressive translation comprehensively, leaving uncertainty about the true proximity of NAT to AT. To address this gap, we systematically evaluate four representative NAT methods across various dimensions, including human evaluation. Our empirical results demonstrate that despite narrowing the performance gap, state-of-the-art NAT still underperforms AT under more reliable evaluation metrics. Furthermore, we discover that explicitly modeling dependencies is crucial for generating natural language and generalizing to out-of-distribution sequences.

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Understanding In-Context Learning from Repetitions

This paper explores the elusive mechanism underpinning in-context learning in Large Language Models (LLMs). Our work provides a novel perspective by examining in-context learning via the lens of surface repetitions. We quantitatively investigate the role of surface features in text generation, and empirically establish the existence of \emph{token co-occurrence reinforcement}, a principle that strengthens the relationship between two tokens based on their contextual co-occurrences. By investigating the dual impacts of these features, our research illuminates the internal workings of in-context learning and expounds on the reasons for its failures. This paper provides an essential contribution to the understanding of in-context learning and its potential limitations, providing a fresh perspective on this exciting capability.

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Potential and Challenges of Model Editing for Social Debiasing

Large language models (LLMs) trained on vast corpora suffer from inevitable stereotype biases. Mitigating these biases with fine-tuning could be both costly and data-hungry. Model editing methods, which focus on modifying LLMs in a post-hoc manner, are of great potential to address debiasing. However, it lacks a comprehensive study that facilitates both internal and external model editing methods, supports various bias types, as well as understands the pros and cons of applying editing methods to stereotypical debiasing. To mitigate this gap, we carefully formulate social debiasing into an editing problem and benchmark seven existing model editing algorithms on stereotypical debiasing, i.e., debias editing. Our findings in three scenarios reveal both the potential and challenges of debias editing: (1) Existing model editing methods can effectively preserve knowledge and mitigate biases, while the generalization of debias effect from edited sentences to semantically equivalent sentences is limited.(2) Sequential editing highlights the robustness of SERAC (Mitchell et al. 2022b), while internal editing methods degenerate with the number of edits. (3) Model editing algorithms achieve generalization towards unseen biases both within the same type and from different types. In light of these findings, we further propose two simple but effective methods to improve debias editing, and experimentally show the effectiveness of the proposed methods.

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Non-Autoregressive Document-Level Machine Translation

Non-autoregressive translation (NAT) models achieve comparable performance and superior speed compared to auto-regressive translation (AT) models in the context of sentence-level machine translation (MT). However, their abilities are unexplored in document-level MT, hindering their usage in real scenarios. In this paper, we conduct a comprehensive examination of typical NAT models in the context of document-level MT and further propose a simple but effective design of sentence alignment between source and target. Experiments show that NAT models achieve high acceleration on documents, and sentence alignment significantly enhances their performance. However, current NAT models still have a significant performance gap compared to their AT counterparts. Further investigation reveals that NAT models suffer more from the multi-modality and misalignment issues in the context of document-level MT, and current NAT models struggle with exploiting document context and handling discourse phenomena. We delve into these challenges and provide our code at \url{https://github.com/baoguangsheng/nat-on-doc}.

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Revisiting Cross-Lingual Summarization: A Corpus-based Study and A New Benchmark with Improved Annotation

Most existing cross-lingual summarization (CLS) work constructs CLS corpora by simply and directly translating pre-annotated summaries from one language to another, which can contain errors from both summarization and translation processes. To address this issue, we propose ConvSumX, a cross-lingual conversation summarization benchmark, through a new annotation schema that explicitly considers source input context. ConvSumX consists of 2 sub-tasks under different real-world scenarios, with each covering 3 language directions. We conduct thorough analysis on ConvSumX and 3 widely-used manually annotated CLS corpora and empirically find that ConvSumX is more faithful towards input text. Additionally, based on the same intuition, we propose a 2-Step method, which takes both conversation and summary as input to simulate human annotation process. Experimental results show that 2-Step method surpasses strong baselines on ConvSumX under both automatic and human evaluation. Analysis shows that both source input text and summary are crucial for modeling cross-lingual summaries.

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Explicit Syntactic Guidance for Neural Text Generation

Most existing text generation models follow the sequence-to-sequence paradigm. Generative Grammar suggests that humans generate natural language texts by learning language grammar. We propose a syntax-guided generation schema, which generates the sequence guided by a constituency parse tree in a top-down direction. The decoding process can be decomposed into two parts: (1) predicting the infilling texts for each constituent in the lexicalized syntax context given the source sentence; (2) mapping and expanding each constituent to construct the next-level syntax context. Accordingly, we propose a structural beam search method to find possible syntax structures hierarchically. Experiments on paraphrase generation and machine translation show that the proposed method outperforms autoregressive baselines, while also demonstrating effectiveness in terms of interpretability, controllability, and diversity.

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DC-MBR: Distributional Cooling for Minimum Bayesian Risk Decoding

Minimum Bayesian Risk Decoding (MBR) emerges as a promising decoding algorithm in Neural Machine Translation. However, MBR performs poorly with label smoothing, which is surprising as label smoothing provides decent improvement with beam search and improves generality in various tasks. In this work, we show that the issue arises from the un-consistency of label smoothing on the token-level and sequence-level distributions. We demonstrate that even though label smoothing only causes a slight change in the token-level, the sequence-level distribution is highly skewed. We coin the issue \emph{autoregressive over-smoothness}. To address this issue, we propose a simple and effective method, Distributional Cooling MBR (DC-MBR), which manipulates the entropy of output distributions by tuning down the Softmax temperature. We theoretically prove the equivalence between pre-tuning label smoothing factor and distributional cooling. Extensive experiments on NMT benchmarks validate that distributional cooling improves MBR in various settings.

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Learning to Break the Loop: Analyzing and Mitigating Repetitions for Neural Text Generation

While large-scale neural language models, such as GPT2 and BART, have achieved impressive results on various text generation tasks, they tend to get stuck in undesirable sentence-level loops with maximization-based decoding algorithms (\textit{e.g.}, greedy search). This phenomenon is counter-intuitive since there are few consecutive sentence-level repetitions in human corpora (e.g., 0.02\% in Wikitext-103). To investigate the underlying reasons for generating consecutive sentence-level repetitions, we study the relationship between the probabilities of the repetitive tokens and their previous repetitions in the context. Through our quantitative experiments, we find that 1) Language models have a preference to repeat the previous sentence; 2) The sentence-level repetitions have a \textit{self-reinforcement effect}: the more times a sentence is repeated in the context, the higher the probability of continuing to generate that sentence; 3) The sentences with higher initial probabilities usually have a stronger self-reinforcement effect. Motivated by our findings, we propose a simple and effective training method \textbf{DITTO} (Pseu\underline{D}o-Repet\underline{IT}ion Penaliza\underline{T}i\underline{O}n), where the model learns to penalize probabilities of sentence-level repetitions from pseudo repetitive data. Although our method is motivated by mitigating repetitions, experiments show that DITTO not only mitigates the repetition issue without sacrificing perplexity, but also achieves better generation quality. Extensive experiments on open-ended text generation (Wikitext-103) and text summarization (CNN/DailyMail) demonstrate the generality and effectiveness of our method.

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Digging Errors in NMT: Evaluating and Understanding Model Errors from Partial Hypothesis Space

Solid evaluation of neural machine translation (NMT) is key to its understanding and improvement. Current evaluation of an NMT system is usually built upon a heuristic decoding algorithm (e.g., beam search) and an evaluation metric assessing similarity between the translation and golden reference. However, this system-level evaluation framework is limited by evaluating only one best hypothesis and search errors brought by heuristic decoding algorithms. To better understand NMT models, we propose a novel evaluation protocol, which defines model errors with model's ranking capability over hypothesis space. To tackle the problem of exponentially large space, we propose two approximation methods, top region evaluation along with an exact top-$k$ decoding algorithm, which finds top-ranked hypotheses in the whole hypothesis space, and Monte Carlo sampling evaluation, which simulates hypothesis space from a broader perspective. To quantify errors, we define our NMT model errors by measuring distance between the hypothesis array ranked by the model and the ideally ranked hypothesis array. After confirming the strong correlation with human judgment, we apply our evaluation to various NMT benchmarks and model architectures. We show that the state-of-the-art Transformer models face serious ranking issues and only perform at the random chance level in the top region. We further analyze model errors on architectures with different depths and widths, as well as different data-augmentation techniques, showing how these factors affect model errors. Finally, we connect model errors with the search algorithms and provide interesting findings of beam search inductive bias and correlation with Minimum Bayes Risk (MBR) decoding.

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Probing Causes of Hallucinations in Neural Machine Translations

Hallucination, one kind of pathological translations that bothers Neural Machine Translation, has recently drawn much attention. In simple terms, hallucinated translations are fluent sentences but barely related to source inputs. Arguably, it remains an open problem how hallucination occurs. In this paper, we propose to use probing methods to investigate the causes of hallucinations from the perspective of model architecture, aiming to avoid such problems in future architecture designs. By conducting experiments over various NMT datasets, we find that hallucination is often accompanied by the deficient encoder, especially embeddings, and vulnerable cross-attentions, while, interestingly, cross-attention mitigates some errors caused by the encoder.

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Selective Knowledge Distillation for Neural Machine Translation

Neural Machine Translation (NMT) models achieve state-of-the-art performance on many translation benchmarks. As an active research field in NMT, knowledge distillation is widely applied to enhance the model's performance by transferring teacher model's knowledge on each training sample. However, previous work rarely discusses the different impacts and connections among these samples, which serve as the medium for transferring teacher knowledge. In this paper, we design a novel protocol that can effectively analyze the different impacts of samples by comparing various samples' partitions. Based on above protocol, we conduct extensive experiments and find that the teacher's knowledge is not the more, the better. Knowledge over specific samples may even hurt the whole performance of knowledge distillation. Finally, to address these issues, we propose two simple yet effective strategies, i.e., batch-level and global-level selections, to pick suitable samples for distillation. We evaluate our approaches on two large-scale machine translation tasks, WMT'14 English->German and WMT'19 Chinese->English. Experimental results show that our approaches yield up to +1.28 and +0.89 BLEU points improvements over the Transformer baseline, respectively.

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Multi-Unit Transformers for Neural Machine Translation

Transformer models achieve remarkable success in Neural Machine Translation. Many efforts have been devoted to deepening the Transformer by stacking several units (i.e., a combination of Multihead Attentions and FFN) in a cascade, while the investigation over multiple parallel units draws little attention. In this paper, we propose the Multi-Unit Transformers (MUTE), which aim to promote the expressiveness of the Transformer by introducing diverse and complementary units. Specifically, we use several parallel units and show that modeling with multiple units improves model performance and introduces diversity. Further, to better leverage the advantage of the multi-unit setting, we design biased module and sequential dependency that guide and encourage complementariness among different units. Experimental results on three machine translation tasks, the NIST Chinese-to-English, WMT'14 English-to-German and WMT'18 Chinese-to-English, show that the MUTE models significantly outperform the Transformer-Base, by up to +1.52, +1.90 and +1.10 BLEU points, with only a mild drop in inference speed (about 3.1%). In addition, our methods also surpass the Transformer-Big model, with only 54\% of its parameters. These results demonstrate the effectiveness of the MUTE, as well as its efficiency in both the inference process and parameter usage.

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A Sentiment-Controllable Topic-to-Essay Generator with Topic Knowledge Graph

Generating a vivid, novel, and diverse essay with only several given topic words is a challenging task of natural language generation. In previous work, there are two problems left unsolved: neglect of sentiment beneath the text and insufficient utilization of topic-related knowledge. Therefore, we propose a novel Sentiment-Controllable topic-to-essay generator with a Topic Knowledge Graph enhanced decoder, named SCTKG, which is based on the conditional variational autoencoder (CVAE) framework. We firstly inject the sentiment information into the generator for controlling sentiment for each sentence, which leads to various generated essays. Then we design a Topic Knowledge Graph enhanced decoder. Unlike existing models that use knowledge entities separately, our model treats the knowledge graph as a whole and encodes more structured, connected semantic information in the graph to generate a more relevant essay. Experimental results show that our SCTKG can generate sentiment controllable essays and outperform the state-of-the-art approach in terms of topic relevance, fluency, and diversity on both automatic and human evaluation.

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WeChat Neural Machine Translation Systems for WMT20

We participate in the WMT 2020 shared news translation task on Chinese to English. Our system is based on the Transformer (Vaswani et al., 2017a) with effective variants and the DTMT (Meng and Zhang, 2019) architecture. In our experiments, we employ data selection, several synthetic data generation approaches (i.e., back-translation, knowledge distillation, and iterative in-domain knowledge transfer), advanced finetuning approaches and self-bleu based model ensemble. Our constrained Chinese to English system achieves 36.9 case-sensitive BLEU score, which is the highest among all submissions.

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Dual Past and Future for Neural Machine Translation

Though remarkable successes have been achieved by Neural Machine Translation (NMT) in recent years, it still suffers from the inadequate-translation problem. Previous studies show that explicitly modeling the Past and Future contents of the source sentence is beneficial for translation performance. However, it is not clear whether the commonly used heuristic objective is good enough to guide the Past and Future. In this paper, we present a novel dual framework that leverages both source-to-target and target-to-source NMT models to provide a more direct and accurate supervision signal for the Past and Future modules. Experimental results demonstrate that our proposed method significantly improves the adequacy of NMT predictions and surpasses previous methods in two well-studied translation tasks.

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