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Jiaru Lin

Publications and source records attributed to Jiaru Lin.

At least 19 recordsLinked to original sources

Joint Radar and Multicast-Unicast Communication: A NOMA Aided Framework

The novel concept of non-orthogonal multiple access (NOMA) aided joint radar and multicast-unicast communication (Rad-MU-Com) is investigated. Employing the same spectrum resource, a multi-input-multi-output (MIMO) dual-functional radar-communication (DFRC) base station detects the radar-centric user (R-user), while transmitting mixed multicast-unicast messages both to the R-user and to the communication-centric user (C-user). In particular, the multicast information is intended for both the R- and C-users, whereas the unicast information is only intended for the C-user. More explicitly, NOMA is employed to facilitate this double spectrum sharing, where the multicast and unicast signals are superimposed in the power domain and the superimposed communication signals are also exploited as radar probing waveforms. A beamformer-based NOMA-aided joint Rad-MU-Com framework is proposed for the system having a single R-user and a single C-user. Based on this framework, the unicast rate maximization problem is formulated by optimizing the beamformers employed, while satisfying the rate requirement of multicast and the predefined accuracy of the radar beam pattern. The resultant non-convex optimization problem is solved by a penalty-based iterative algorithm to find a high-quality near-optimal solution. Finally, our numerical results reveal that significant performance gains can be achieved by the proposed scheme over the benchmark schemes.

cs.IT

NOMA-Aided Joint Radar and Multicast-Unicast Communication Systems

The novel concept of non-orthogonal multiple access (NOMA) aided joint radar and multicast-unicast communication (Rad-MU-Com) is investigated. Employing the same spectrum resource, a multi-input-multi-output (MIMO) dual-functional radar-communication (DFRC) base station detects the radar-centric users (R-user), while transmitting mixed multicast-unicast messages both to the R-user and to the communication-centric user (C-user). In particular, the multicast information is intended for both the R- and C-users, whereas the unicast information is only intended for the C-user. More explicitly, NOMA is employed to facilitate this double spectrum sharing, where the multicast and unicast signals are superimposed in the power domain and the superimposed communication signals are also exploited as radar probing waveforms. First, a beamformer-based NOMA-aided joint Rad-MU-Com framework is proposed for the system having a single R-user and a single C-user. Based on this framework, the unicast rate maximization problem is formulated by optimizing the beamformers employed, while satisfying the rate requirement of multicast and the predefined accuracy of the radar beam pattern. The resultant non-convex optimization problem is solved by a penalty-based iterative algorithm to find a high-quality near-optimal solution. Next, the system is extended to the scenario of multiple pairs of R- and C-users, where a cluster-based NOMA-aided joint Rad-MU-Com framework is proposed. A joint beamformer design and power allocation optimization problem is formulated for the maximization of the sum of the unicast rate at each C-user, subject to the constraints on both the minimum multicast rate for each R&C pair and on accuracy of the radar beam pattern for detecting multiple R-users. The resultant joint optimization problem is efficiently solved by another penalty-based iterative algorithm developed.

cs.IT

Simultaneously Transmitting And Reflecting (STAR) RIS Aided Wireless Communications

The novel concept of simultaneously transmitting and reflecting (STAR) reconfigurable intelligent surfaces (RISs) is investigated, where the incident wireless signal is divided into transmitted and reflected signals passing into both sides of the space surrounding the surface, thus facilitating a full-space manipulation of signal propagation. Based on the introduced basic signal model of `STAR', three practical operating protocols for STAR-RISs are proposed, namely energy splitting (ES), mode switching (MS), and time switching (TS). Moreover, a STAR-RIS aided downlink communication system is considered for both unicast and multicast transmission, where a multi-antenna base station (BS) sends information to two users, i.e., one on each side of the STAR-RIS. A power consumption minimization problem for the joint optimization of the active beamforming at the BS and the passive transmission and reflection beamforming at the STAR-RIS is formulated for each of the proposed operating protocols, subject to communication rate constraints of the users. For ES, the resulting highly-coupled non-convex optimization problem is solved by an iterative algorithm, which exploits the penalty method and successive convex approximation. Then, the proposed penalty-based iterative algorithm is extended to solve the mixed-integer non-convex optimization problem for MS. For TS, the optimization problem is decomposed into two subproblems, which can be consecutively solved using state-of-the-art algorithms and convex optimization techniques. Finally, our numerical results reveal that: 1) the TS and ES operating protocols are generally preferable for unicast and multicast transmission, respectively; and 2) the required power consumption for both scenarios is significantly reduced by employing the proposed STAR-RIS instead of conventional reflecting/transmiting-only RISs.

cs.IT

Intelligent Reflecting Surface Enhanced Multi-UAV NOMA Networks

Intelligent reflecting surface (IRS) enhanced multi-unmanned aerial vehicle (UAV) non-orthogonal multiple access (NOMA) networks are investigated. A new transmission framework is proposed, where multiple UAV-mounted base stations employ NOMA to serve multiple groups of ground users with the aid of an IRS. The three-dimensional (3D) placement and transmit power of UAVs, the reflection matrix of the IRS, and the NOMA decoding orders among users are jointly optimized for maximization of the sum rate of considered networks. To tackle the formulated mixed-integer non-convex optimization problem with coupled variables, a block coordinate descent (BCD)-based iterative algorithm is developed. Specifically, the original problem is decomposed into three subproblems, which are alternatingly solved by exploiting the penalty method and the successive convex approximation technique. The proposed BCD-based algorithm is demonstrated to be able to obtain a stationary point of the original problem with polynomial time complexity. Numerical results show that: 1) the proposed NOMA-IRS scheme for multi-UAV networks achieves a higher sum rate compared to the benchmark schemes, i.e., orthogonal multiple access (OMA)-IRS and NOMA without IRS; 2) the use of IRS is capable of providing performance gain for multi-UAV networks by both enhancing channel qualities of UAVs to their served users and mitigating the inter-UAV interference; and 3) optimizing the UAV placement can make the sum rate gain brought by NOMA more distinct due to the flexible decoding order design.

cs.IT

Intelligent Reflecting Surface Enhanced Indoor Robot Path Planning: A Radio Map based Approach

In this paper, an indoor robot navigation system is investigated, where an intelligent reflecting surface (IRS) is employed to enhance the connectivity between the access point (AP) and robotic users. Both single-user and multiple-user scenarios are considered. In the single-user scenario, one mobile robotic user (MRU) communicates with the AP. In the multiple-user scenario, the AP serves one MRU and one static robotic user (SRU) employing either non-orthogonal multiple access (NOMA) or orthogonal multiple access (OMA) transmission. The considered system is optimized for minimization of the travelling time/distance of the MRU from a given starting point to a predefined final location, while satisfying constraints on the communication quality of the robotic users. To this end, a radio map based approach is proposed to exploit location-dependent channel propagation knowledge. For the single-user scenario, a channel power gain map is constructed, which characterizes the spatial distribution of the maximum expected effective channel power gain of the MRU for the optimal IRS phase shifts. Based on the obtained channel power gain map, the communication-aware robot path planing problem is solved by exploiting graph theory. For the multiple-user scenario, a communication rate map is constructed, which characterizes the spatial distribution of the maximum expected rate of the MRU for the optimal power allocation at the AP and the optimal IRS phase shifts subject to a minimum rate requirement for the SRU. The joint optimization problem is efficiently solved by invoking bisection search and successive convex approximation methods. Then, a graph theory based solution for the robot path planning problem is derived by exploiting the obtained communication rate map. Our numerical results verify the effectiveness of the proposed designs.

eess.SP

Intelligent Reflecting Surface Enhanced Indoor Robot Path Planning Using Radio Maps

An indoor robot navigation system is investigated, where an intelligent reflecting surface (IRS) is employed to enhance the connectivity between the access point (AP) and a mobile robotic user. The considered system is optimized for minimization of the travelling time/distance of the mobile robotic user from a given starting point to a predefined final location, while satisfying constraints on the communication quality. To tackle this problem, a radio map based approach is proposed to exploit location-dependent channel propagation knowledge. Specifically, a channel power gain map is constructed, which characterizes the spatial distribution of the maximum expected effective channel power gain of the mobile robotic user for the optimal IRS phase shifts. Based on the obtained channel power gain map, the communication-aware robot path planing problem is solved as a shortest path problem by exploiting graph theory. Numerical results show that: 1) Deploying an IRS can significantly extend the coverage of the AP and reduce the travelling distance of the mobile robotic user; 2) 2- or 3-bit IRS phase shifters can achieve nearly the same performance as continuous IRS phase shifters.

eess.SP

Joint Deployment and Multiple Access Design for Intelligent Reflecting Surface Assisted Networks

The fundamental intelligent reflecting surface (IRS) deployment problem is investigated for IRS-assisted networks, where one IRS is arranged to be deployed in a specific region for assisting the communication between an access point (AP) and multiple users. Specifically, three multiple access schemes are considered, namely non-orthogonal multiple access (NOMA), frequency division multiple access (FDMA), and time division multiple access (TDMA). The weighted sum rate maximization problem for joint optimization of the deployment location and the reflection coefficients of the IRS as well as the power allocation at the AP is formulated. The non-convex optimization problems obtained for NOMA and FDMA are solved by employing monotonic optimization and semidefinite relaxation to find a performance upper bound. The problem obtained for TDMA is optimally solved by leveraging the time-selective nature of the IRS. Furthermore, for all three multiple access schemes, low-complexity suboptimal algorithms are developed by exploiting alternating optimization and successive convex approximation techniques, where a local region optimization method is applied for optimizing the IRS deployment location. Numerical results are provided to show that: 1) near-optimal performance can be achieved by the proposed suboptimal algorithms; 2) asymmetric and symmetric IRS deployment strategies are preferable for NOMA and FDMA/TDMA, respectively; 3) the performance gain achieved with IRS can be significantly improved by optimizing the deployment location.

eess.SP

Scalable Learning Paradigms for Data-Driven Wireless Communication

The marriage of wireless big data and machine learning techniques revolutionizes the wireless system by the data-driven philosophy. However, the ever exploding data volume and model complexity will limit centralized solutions to learn and respond within a reasonable time. Therefore, scalability becomes a critical issue to be solved. In this article, we aim to provide a systematic discussion on the building blocks of scalable data-driven wireless networks. On one hand, we discuss the forward-looking architecture and computing framework of scalable data-driven systems from a global perspective. On the other hand, we discuss the learning algorithms and model training strategies performed at each individual node from a local perspective. We also highlight several promising research directions in the context of scalable data-driven wireless communications to inspire future research.

cs.LG

Capacity and Optimal Resource Allocation for IRS-assisted Multi-user Communication Systems

The fundamental capacity limits of intelligent reflecting surface (IRS)-assisted multi-user wireless communication systems are investigated in this paper. Specifically, the capacity and rate regions for both capacity-achieving non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA) transmission schemes are characterized under the constraints of a maximum number of IRS reconfiguration times. For NOMA, the ideal case with asymptotically large number of IRS reconfiguration times is considered, where the optimal solution is obtained by employing the Lagrange duality method. Inspired by this result, an inner bound of the capacity region for the general case with a finite number of IRS reconfiguration times is derived. For OMA, the optimal transmission strategy for the ideal case is to serve each individual user alternatingly with its effective channel power gain maximized. Based on this result, a rate region inner bound for the general case is derived. Finally, numerical results are provided to show that: i) a significant capacity and rate region improvement can be achieved by using IRS; ii) the capacity gain can be further improved by dynamically configuring the IRS reflection matrix.

cs.IT

Energy-Constrained UAV Data Collection Systems: NOMA and OMA

This paper investigates unmanned aerial vehicle (UAV) data collection systems with different multiple access schemes, where a rotary-wing UAV is dispatched to collect data from multiple ground nodes (GNs). Our goal is to maximize the minimum UAV data collection throughput from GNs for both orthogonal multiple access (OMA) and non-orthogonal multiple access (NOMA) transmission, subject to the energy budgets at both the UAV and GNs, namely \emph{double energy limitations}. 1) For OMA, we propose an efficient algorithm by invoking alternating optimization (AO) method, where each subproblem is alternately solved by applying successive convex approximation (SCA) technique. 2) For NOMA, we first handle subproblems with fixed decoding order using SCA technique. Then, we develop a penalty-based algorithm to solve the decoding order design subproblem. Numerical results show that: i) The proposed algorithms are capable of improving the max-min throughput performance compared with other benchmark schemes; and ii) NOMA yields a higher performance gain than OMA when GNs have sufficient energy.

cs.IT

Exploiting Intelligent Reflecting Surfaces in NOMA Networks: Joint Beamforming Optimization

This paper investigates a downlink multiple-input single-output intelligent reflecting surface (IRS) aided non-orthogonal multiple access (NOMA) system, where a base station (BS) serves multiple users with the aid of IRSs. Our goal is to maximize the sum rate of all users by jointly optimizing the active beamforming at the BS and the passive beamforming at the IRS, subject to successive interference cancellation decoding rate conditions and IRS reflecting elements constraints. In term of the characteristics of reflection amplitudes and phase shifts, we consider ideal and non-ideal IRS assumptions. To tackle the formulated non-convex problems, we propose efficient algorithms by invoking alternating optimization, which design the active beamforming and passive beamforming alternately. For the ideal IRS scenario, the two subproblems are solved by invoking the successive convex approximation technique. For the non-ideal IRS scenario, constant modulus IRS elements are further divided into continuous phase shifts and discrete phase shifts. To tackle the passive beamforming problem with continuous phase shifts, a novel algorithm is developed by utilizing the sequential rank-one constraint relaxation approach, which is guaranteed to find a locally optimal rank-one solution. Then, a quantization-based scheme is proposed for discrete phase shifts. Finally, numerical results illustrate that: i) the system sum rate can be significantly improved by deploying the IRS with the proposed algorithms; ii) 3-bit phase shifters are capable of achieving almost the same performance as the ideal IRS; iii) the proposed IRS-aided NOMA systems achieve higher system sum rate than the IRS-aided orthogonal multiple access system.

eess.SP

Non-Orthogonal Multiple Access for Air-to-Ground Communication

This paper investigates ground-aerial uplink non-orthogonal multiple access (NOMA) cellular networks. A rotary-wing unmanned aerial vehicle (UAV) user and multiple ground users (GUEs) are served by ground base stations (GBSs) by utilizing the uplink NOMA protocol. The UAV is dispatched to upload specific information bits to each target GBSs. Specifically, our goal is to minimize the UAV mission completion time by jointly optimizing the UAV trajectory and UAV-GBS association order while taking into account the UAV's interference to non-associated GBSs. The formulated problem is a mixed integer non-convex problem and involves infinite variables. To tackle this problem, we efficiently check the feasibility of the formulated problem by utilizing graph theory and topology theory. Next, we prove that the optimal UAV trajectory needs to satisfy the \emph{fly-hover-fly} structure. With this insight, we first design an efficient solution with predefined hovering locations by leveraging graph theory techniques. Furthermore, we propose an iterative UAV trajectory design by applying successive convex approximation (SCA) technique, which is guaranteed to coverage to a locally optimal solution. We demonstrate that the two proposed designs exhibit polynomial time complexity. Finally, numerical results show that: 1) the SCA based design outperforms the fly-hover-fly based design; 2) the UAV mission completion time is significantly minimized with proposed NOMA schemes compared with the orthogonal multiple access (OMA) scheme; 3) the increase of GUEs' quality of service (QoS) requirements will increase the UAV mission completion time.

cs.IT

Load Balancing for Ultra-Dense Networks: A Deep Reinforcement Learning Based Approach

In this paper, we propose a deep reinforcement learning (DRL) based mobility load balancing (MLB) algorithm along with a two-layer architecture to solve the large-scale load balancing problem for ultra-dense networks (UDNs). Our contribution is three-fold. First, this work proposes a two-layer architecture to solve the large-scale load balancing problem in a self-organized manner. The proposed architecture can alleviate the global traffic variations by dynamically grouping small cells into self-organized clusters according to their historical loads, and further adapt to local traffic variations through intra-cluster load balancing afterwards. Second, for the intra-cluster load balancing, this paper proposes an off-policy DRL-based MLB algorithm to autonomously learn the optimal MLB policy under an asynchronous parallel learning framework, without any prior knowledge assumed over the underlying UDN environments. Moreover, the algorithm enables joint exploration with multiple behavior policies, such that the traditional MLB methods can be used to guide the learning process thereby improving the learning efficiency and stability. Third, this work proposes an offline-evaluation based safeguard mechanism to ensure that the online system can always operate with the optimal and well-trained MLB policy, which not only stabilizes the online performance but also enables the exploration beyond current policies to make full use of machine learning in a safe way. Empirical results verify that the proposed framework outperforms the existing MLB methods in general UDN environments featured with irregular network topologies, coupled interferences, and random user movements, in terms of the load balancing performance.

cs.LG

Wireless Traffic Prediction with Scalable Gaussian Process: Framework, Algorithms, and Verification

The cloud radio access network (C-RAN) is a promising paradigm to meet the stringent requirements of the fifth generation (5G) wireless systems. Meanwhile, wireless traffic prediction is a key enabler for C-RANs to improve both the spectrum efficiency and energy efficiency through load-aware network managements. This paper proposes a scalable Gaussian process (GP) framework as a promising solution to achieve large-scale wireless traffic prediction in a cost-efficient manner. Our contribution is three-fold. First, to the best of our knowledge, this paper is the first to empower GP regression with the alternating direction method of multipliers (ADMM) for parallel hyper-parameter optimization in the training phase, where such a scalable training framework well balances the local estimation in baseband units (BBUs) and information consensus among BBUs in a principled way for large-scale executions. Second, in the prediction phase, we fuse local predictions obtained from the BBUs via a cross-validation based optimal strategy, which demonstrates itself to be reliable and robust for general regression tasks. Moreover, such a cross-validation based optimal fusion strategy is built upon a well acknowledged probabilistic model to retain the valuable closed-form GP inference properties. Third, we propose a C-RAN based scalable wireless prediction architecture, where the prediction accuracy and the time consumption can be balanced by tuning the number of the BBUs according to the real-time system demands. Experimental results show that our proposed scalable GP model can outperform the state-of-the-art approaches considerably, in terms of wireless traffic prediction performance.

cs.LG

Density-Adaptive Kernel based Efficient Reranking Approaches for Person Reidentification

Person reidentification (ReID) refers to the task of verifying the identity of a pedestrian observed from nonoverlapping views in a surveillance camera network. It has recently been validated that reranking can achieve remarkable performance improvements in person ReID systems. However, current reranking approaches either require feedback from users or suffer from burdensome computational costs. In this paper, we propose to exploit a density-adaptive smooth kernel technique to achieve efficient and effective reranking. Specifically, we adopt a smooth kernel function to formulate the neighbor relationships among data samples with a density-adaptive parameter. Based on this new formulation, we present two simple yet effective reranking methods, termed \emph{inverse} density-adaptive kernel based reranking (inv-DAKR) and \emph{bidirectional} density-adaptive kernel based reranking (bi-DAKR), in which the local density information in the vicinity of each gallery sample is elegantly exploited. Moreover, we extend the proposed inv-DAKR and bi-DAKR methods to incorporate the available extra probe samples and demonstrate that when and why these extra probe samples are able to improve the local neighborhood and thus further refine the ranking results. Extensive experiments are conducted on six benchmark datasets, including: PRID450s, VIPeR, CUHK03, GRID, Market-1501 and Mars. The experimental results demonstrate that our proposals are effective and efficient.

cs.CV

Polar-Coded Non-Orthogonal Multiple Access

Non-orthogonal multiple access (NOMA) is one of the key techniques to address the high spectral efficiency and massive connectivity requirements for the fifth generation (5G) wireless system. To efficiently realize NOMA, we propose a joint design framework combining the polar coding and the NOMA transmission, which deeply mines the generalized polarization effect among the users. In this polar coded NOMA (PC-NOMA) framework, the original NOMA channel is decomposed into multiple bit polarized channels by using a three-stage channel transform, that is, user$\to$signal$\to$bit partitions. Specifically, for the first-stage channel transform, we design two schemes, namely sequential user partition (SUP) and parallel user partition (PUP). For the SUP, a joint successive cancellation detecting and decoding scheme is developed, and a search algorithm is proposed to schedule the NOMA detecting order which improves the system performance by enhanced polarization among the user synthesized channels. The "worst-goes-first" idea is employed in the scheduling strategy, and its theoretic performance is analyzed by using the polarization principle. For the PUP, a corresponding parallel detecting scheme is exploited to reduce the latency. The block error ratio performances over the additive white Gaussian noise channel and the Rayleigh fading channel indicate that the proposed PC-NOMA obviously outperforms the state-of-the-art turbo coded NOMA scheme due to the advantages of joint design between the polar coding and NOMA.

cs.IT

Rate-Compatible Punctured Polar Codes: Optimal Construction Based on Polar Spectra

Polar codes are the first class of constructive channel codes achieving the symmetric capacity of the binary-input discrete memoryless channels. But the corresponding code length is limited to the power of two. In this paper, we establish a systematic framework to design the rate-compatible punctured polar (RCPP) codes with arbitrary code length. A new theoretic tool, called polar spectra, is proposed to count the number of paths on the code tree with the same number of zeros or ones respectively. Furthermore, a spectrum distance SD0 (SD1) and a joint spectrum distance (JSD) are presented as performance criteria to optimize the puncturing tables. For the capacity-zero puncturing mode (punctured bits are unknown to the decoder), we propose a quasi-uniform puncturing algorithm, analyze the number of equivalent puncturings and prove that this scheme can maximize SD1 and JSD. Similarly, for the capacity-one mode (punctured bits are known to the decoder), we also devise a reversal quasi-uniform puncturing scheme and prove that it has the maximum SD0 and JSD. Both schemes have a universal puncturing table without any exhausted search. These optimal RCPP codes outperform the performance of turbo codes in LTE wireless communication systems.

cs.IT

Does Gaussian Approximation Work Well for The Long-Length Polar Code Construction?

Gaussian approximation (GA) is widely used to construct polar codes. However when the code length is long, the subchannel selection inaccuracy due to the calculation error of conventional approximate GA (AGA), which uses a two-segment approximation function, results in a catastrophic performance loss. In this paper, new principles to design the GA approximation functions for polar codes are proposed. First, we introduce the concepts of polarization violation set (PVS) and polarization reversal set (PRS) to explain the essential reasons that the conventional AGA scheme cannot work well for the long-length polar code construction. In fact, these two sets will lead to the rank error of subsequent subchannels, which means the orders of subchannels are misaligned, which is a severe problem for polar code construction. Second, we propose a new metric, named cumulative-logarithmic error (CLE), to quantitatively evaluate the remainder approximation error of AGA in logarithm. We derive the upper bound of CLE to simplify its calculation. Finally, guided by PVS, PRS and CLE bound analysis, we propose new construction rules based on a multi-segment approximation function, which obviously improve the calculation accuracy of AGA so as to ensure the excellent performance of polar codes especially for the long code lengths. Numerical and simulation results indicate that the proposed AGA schemes are critical to construct the high-performance polar codes.

cs.IT