arXiv subjects

Jiawei Zhou

Publications and source records attributed to Jiawei Zhou.

140 records · Page 8Linked to original sources

arXiv2017

Phonon Hydrodynamic Heat Conduction and Knudsen Minimum in Graphite

In the hydrodynamic regime, phonons drift with a nonzero collective velocity under a temperature gradient, reminiscent of viscous gas and fluid flow. The study of hydrodynamic phonon transport has spanned over half a century but has been mostly limited to cryogenic temperatures (~1 K) and more recently to low-dimensional materials. Here, we identify graphite as a three-dimensional material that supports phonon hydrodynamics at significantly higher temperatures (~100 K) based on first-principles calculations. In particular, by solving the Boltzmann equation for phonon transport in graphite ribbons, we predict that phonon Poiseuille flow and Knudsen minimum can be experimentally observed above liquid nitrogen temperature. Further, we reveal the microscopic origin of these intriguing phenomena in terms of the dependence of the effective boundary scattering rate on momentum-conserving phonon-phonon scattering processes and the collective motion of phonons. The significant hydrodynamic nature of phonon transport in graphite is attributed to its strong intralayer sp2 hybrid bonding and weak van der Waals interlayer interactions. As a boundary-sensitive transport regime, phonon hydrodynamics opens up new possibilities for thermal management and energy conversion.

cond-mat.mtrl-sci↗

arXiv2017

$\textit{Ab initio}$ study of electron mean free paths and thermoelectric properties of lead telluride

Last few years have witnessed significant enhancement of thermoelectric figure of merit of lead telluride (PbTe) via nanostructuring. Despite the experimental progress, current understanding of the electron transport in PbTe is based on either band structure calculation using first principles with constant relaxation time approximation or empirical models, both relying on adjustable parameters obtained by fitting experimental data. Here, we report parameter-free first-principles calculation of electron and phonon transport properties of PbTe, including mode-by-mode electron-phonon scattering analysis, leading to detailed information on electron mean free paths and the contributions of electrons and phonons with different mean free paths to thermoelectric transport properties in PbTe. Such information will help to rationalize the use and optimization of nanosctructures to achieve high thermoelectric figure of merit.

cond-mat.mes-hall↗

arXiv2017

Nanostructured Polymer Films with Metal-like Thermal Conductivity

Thermally conductive polymers are of fundamental interest and can also be exploited in thermal management applications. Recent studies have shown stretched polymers can achieve high thermal conductivity. However, the transport mechanisms of heat in thermally conductive polymers have yet to be elucidated. Here we report a method for scalable fabrication of polyethylene films with a high thermal conductivity of 62 W/m-K. The achieved thermal conductivity is over two orders-of-magnitude greater than that of typical polymers (~0.1 W/m-K), and exceeds those of many metals and ceramics used as traditional heat conductors. Careful structural studies are carried out and reveal that the film consists of nanofibers with crystalline and amorphous regions. Contrary to conventional wisdom, we reveal the importance of the amorphous morphology in achieving such high thermal conductivity, rather than simply from enhancements in the degree of crystallinity and crystallite alignment. The amorphous phase reaches a remarkably high thermal conductivity of ~16 W/m-K. Even still, we identify that the presence of this amorphous phase is the dominant factor as the film thermal conductivity is still much lower than the predicted values for bulk single-crystal polyethylene (237 K/m-K). This work lays the foundation for the rational design and synthesis of thermally conductive polymers, and opens up new opportunities for advanced heat management, particularly when flexible, lightweight, chemically inert and electrically insulating thermal conductors are desired.

cond-mat.mtrl-sci↗

arXiv2016

First-principles mode-by-mode analysis for electron-phonon scattering channels and mean free path spectra in GaAs

We present a first-principles framework to investigate the electron scattering channels and transport properties for polar material by combining the exact solution of linearized electron-phonon (e-ph) Boltzmann transport equation in its integral-differential form associated with the e-ph coupling matrices obtained from polar Wannier interpolation scheme. No ad hoc parameter is required throughout this calculation, and GaAs, a well-studied polar material, is used as an example to demonstrate this method. In this work, the long-range and short-range contributions as well as the intravalley and intervalley transitions in the e-ph interactions (EPIs) have been quantitatively addressed. Promoted by such mode-by-mode analysis, we find that in GaAs, the piezoelectric scattering is comparable to deformation-potential scattering for electron scatterings by acoustic phonons in EPI even at room temperature and makes a significant contribution to mobility. Furthermore, we achieved good agreements with experimental data for the mobility, and identified that electrons with mean free paths between 130 and 210 nm contribute dominantly to the electron transport at 300 K. Such information provides deeper understandings on the electron transport in GaAs, and the presented framework can be readily applied to other polar materials.

cond-mat.mtrl-sci↗

arXiv2016

The Effect of Shallow vs. Deep Level Doping on the Performance of Thermoelectric Materials

It is well known that the efficiency of a good thermoelectric material should be optimized with respect to doping concentration. However, much less attention has been paid to the optimization of the dopant's energy level. Thermoelectric materials doped with shallow levels may experience a dramatic reduction in their figures of merit at high temperatures due to the excitation of minority carriers that reduces the Seebeck coefficient and increases bipolar heat conduction. Doping with deep level impurities can delay the excitation of minority carriers as it requires a higher temperature to ionize all dopants. We find through modeling that, depending on the material type and temperature range of operation, different impurity levels (shallow or deep) will be desired to optimize the efficiency of a thermoelectric material. For different materials, we further clarify where the most preferable position of the impurity level within the band gap falls. Our research provides insights in choosing the most appropriate dopants for a thermoelectric material in order to maximize the device efficiency.

cond-mat.mtrl-sci↗

arXiv2016

The Non-Perturbative Quantum Nature of the Dislocation-Phonon Interaction

Despite the long history of dislocation-phonon interaction studies, there are many problems that have not been fully resolved during this development. These include an incompatibility between a perturbative approach and the long-range nature of a dislocation, the relation between static and dynamic scattering, and the nature of dislocation-phonon resonance. Here by introducing a fully quantized dislocation field, the "dislon"[1], a phonon is renormalized as a quasi-phonon, with shifted quasi-phonon energy, and accompanied by a finite quasi-phonon lifetime that is reducible to classical results. A series of outstanding legacy issues including those above can be directly explained within this unified phonon renormalization approach. In particular, a renormalized phonon naturally resolves the decades-long debate between dynamic and static dislocation-phonon scattering approaches.

cond-mat.mtrl-sci↗

arXiv2016

Enhancement and tunability of near-field radiative heat transfer mediated by surface plasmon polaritons in thin plasmonic films

The properties of thermal radiation exchange between hot and cold objects can be strongly modified if they interact in the near field where electromagnetic coupling occurs across gaps narrower than the dominant wavelength of thermal radiation. Using a rigorous fluctuational electrodynamics approach, we predict that ultra-thin films of plasmonic materials can be used to dramatically enhance near-field heat transfer. The total spectrally integrated film-to-film heat transfer is over an order of magnitude larger than between the same materials in bulk form and also exceeds the levels achievable with polar dielectrics such as SiC. We attribute this enhancement to the significant spectral broadening of radiative heat transfer due to coupling between surface plasmon polaritons (SPPs) on both sides of each thin film. We show that the radiative heat flux spectrum can be further shaped by the choice of the substrate onto which the thin film is deposited. In particular, substrates supporting surface phonon polaritons (SPhP) strongly modify the heat flux spectrum owing to the interactions between SPPs on thin films and SPhPs of the substrate. The use of thin film phase change materials on polar dielectric substrates allows for dynamic switching of the heat flux spectrum between SPP-mediated and SPhP-mediated peaks.

physics.optics↗

arXiv2016

Phonon Localization in Heat Conduction

Departures in phonon heat conduction from diffusion have been extensively observed in nanostructures through their thermal conductivity reduction and largely explained with classical size effects neglecting phonon's wave nature. Here, we report localization-behavior in phonon heat conduction due to multiple scattering and interference of phonon waves, observed through measurements of the thermal conductivities of GaAs/AlAs superlattices with ErAs nanodots randomly distributed at the interfaces. Near room temperature, the measured thermal conductivities increased with increasing number of SL periods and eventually saturated, indicating a transition from ballistic-to-diffusive transport. At low temperatures, the thermal conductivities of the samples with ErAs dots first increased and then decreased with an increasing number of periods, signaling phonon wave localization. This Anderson localization behavior is also validated via atomistic Green's function simulations. The observation of phonon localization in heat conduction is surprising due to the broadband nature of thermal transport. This discovery suggests a new path forward for engineering phonon thermal transport.

cond-mat.mes-hall↗

arXiv2015

Ab initio optimization of phonon drag effect for lower-temperature thermoelectric energy conversion

While the thermoelectric figure of merit zT above 300K has seen significant improvement recently, the progress at lower temperatures has been slow, mainly limited by the relatively low Seebeck coefficient and high thermal conductivity. Here we report, for the first time, success in first-principles computation of the phonon drag effect - a coupling phenomenon between electrons and non-equilibrium phonons - in heavily doped region and its optimization to enhance the Seebeck coefficient while reducing the phonon thermal conductivity by nanostructuring. Our simulation quantitatively identifies the major phonons contributing to the phonon drag, which are spectrally distinct from those carrying heat, and further reveals that while the phonon drag is reduced in heavily-doped samples, a significant contribution to Seebeck coefficient still exists. An ideal phonon filter is proposed to enhance zT of silicon at room temperature by a factor of 20 to around 0.25, and the enhancement can reach 70 times at 100K. This work opens up a new venue towards better thermoelectrics by harnessing non-equilibrium phonons.

cond-mat.mtrl-sci↗

arXiv2015

Limiting efficiencies of solar energy conversion and photo-detection via internal emission of hot electrons and hot holes in gold

We evaluate the limiting efficiency of full and partial solar spectrum harvesting via the process of internal photoemission in Au-semiconductor Schottky junctions. Our results based on the ab initio calculations of the electron density of states (e-DOS) reveal that the limiting efficiency of the full-spectrum Au converter based on hot electron injection is below 4%. This value is even lower than previously established limit based on the parabolic approximation of the Au electron energy bands. However, we predict limiting efficiency exceeding 10% for the hot holes collection through the Schottky junction between Au and p-type semiconductor. Furthermore, we demonstrate that such converters have more potential if used as a part of the hybrid system for harvesting high- and low-energy photons of the solar spectrum.

physics.optics↗

arXiv2015

Ab initio study of electron-phonon interaction in phosphorene

The monolayer of black phosphorous, or phosphorene, has recently emerged as a new 2D semiconductor with intriguing highly anisotropic transport properties. Existing calculations of its intrinsic phonon-limited electronic transport properties so far rely on the deformation potential approximation, which is in general not directly applicable to anisotropic materials since the deformation along one specific direction can scatter electrons traveling in all directions. We perform a first-principles calculation of the electron-phonon interaction in phosphorene based on density functional perturbation theory and Wannier interpolation. Our calculation reveals that 1) the high anisotropy provides extra phase space for electron-phonon scattering, and 2) optical phonons have appreciable contributions. Both effects cannot be captured by the deformation potential calculations.

cond-mat.mtrl-sci↗

arXiv2014

Significant reduction of lattice thermal conductivity by electron-phonon interaction in silicon with high carrier concentrations: a first-principles study

Electron-phonon interaction has been well known to create major resistance to electron transport in metals and semiconductors, whereas less studies were directed to its effect on the phonon transport, especially in semiconductors. We calculate the phonon lifetimes due to scattering with electrons (or holes), combine them with the intrinsic lifetimes due to the anharmonic phonon-phonon interaction, all from first-principles, and evaluate the effect of the electron-phonon interaction on the lattice thermal conductivity of silicon. Unexpectedly, we find a significant reduction of the lattice thermal conductivity at room temperature as the carrier concentration goes above 1e19 cm-3 (the reduction reaches up to 45% in p-type silicon at around 1e21 cm-3), a range of great technological relevance to thermoelectric materials.

cond-mat.mtrl-sci↗

arXiv2014

Generalized two-temperature model for coupled phonon-magnon diffusion

We generalize the two-temperature model [Sanders and Walton, Phys. Rev. B, 15, 1489 (1977)] for coupled phonon-magnon diffusion to include the effect of the concurrent magnetization flow. Working within the framework of Boltzmann transport equation, we derive the constitutive equations for coupled phonon-magnon transport driven by gradients of both temperature and external magnetic fields, and the corresponding conservation laws. Our equations reduce to the original Sanders-Walton two-temperature model under a uniform external field, but predict a new magnon cooling effect driven by a non-uniform magnetic field in a homogeneous single-domain ferromagnet. We estimate the magnitude of the cooling effect in yttrium iron garnet, and show it is within current experimental reach. With properly optimized materials, the predicted cooling effect can potentially supplement the conventional magnetocaloric effect in cryogenic applications in the future.

cond-mat.mes-hall↗

arXiv2013

Local Structure Matching Driven by Joint-Saliency-Structure Adaptive Kernel Regression

For nonrigid image registration, matching the particular structures (or the outliers) that have missing correspondence and/or local large deformations, can be more difficult than matching the common structures with small deformations in the two images. Most existing works depend heavily on the outlier segmentation to remove the outlier effect in the registration. Moreover, these works do not handle simultaneously the missing correspondences and local large deformations. In this paper, we defined the nonrigid image registration as a local adaptive kernel regression which locally reconstruct the moving image's dense deformation vectors from the sparse deformation vectors in the multi-resolution block matching. The kernel function of the kernel regression adapts its shape and orientation to the reference image's structure to gather more deformation vector samples of the same structure for the iterative regression computation, whereby the moving image's local deformations could be compliant with the reference image's local structures. To estimate the local deformations around the outliers, we use joint saliency map that highlights the corresponding saliency structures (called Joint Saliency Structures, JSSs) in the two images to guide the dense deformation reconstruction by emphasizing those JSSs' sparse deformation vectors in the kernel regression. The experimental results demonstrate that by using local JSS adaptive kernel regression, the proposed method achieves almost the best performance in alignment of all challenging image pairs with outlier structures compared with other five state-of-the-art nonrigid registration algorithms.

cs.CV↗