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Jiawen Deng

Publications and source records attributed to Jiawen Deng.

At least 19 recordsLinked to original sources

Auditing Evidence Use in Medical LLM Diagnosis

Medical LLMs are often evaluated by whether they select the correct diagnosis, but diagnostic accuracy alone does not show whether the model used the case evidence appropriately. We present a behavioral audit of evidence use in medical diagnosis. For each case, we decompose patient information into evidence units, score candidate diagnoses under controlled evidence subsets, and mine low-order interactions in diagnostic margins. Because medical evidence is diagnosis-relative, the audit separates interaction discovery from failure assignment: large or negative interactions can reflect plausible differential diagnosis, while suspicious interactions require robustness checks and clinical review. We evaluate five open-weight LLMs on DDXPlus, CupCase, and MedCase. Across datasets, faithful support and differential conflict or cancellation account for most interaction strength, showing that many evidence interactions are clinically plausible rather than failures. In a DDXPlus-focused blinded five-reviewer 130-item enriched review sample, invalid or shortcut-like cases concentrate in negated or absent findings and clinically local evidence. These results show that accuracy can hide candidate evidence-use failures and motivate role-aware audits for medical LLM evaluation.

cs.AI

Code Monitor Red Teaming for Public-Test-Passing Code

Visible tests are a common gate for LLM-generated code, but passing them does not certify specification correctness. We study a deployment-like monitoring problem: after code has passed public tests, can a weaker LLM verifier identify the residual hidden bugs? We introduce Code Monitor Red Teaming, a monitor-red-teaming protocol that fixes a public-check information boundary while varying generator pressure, verifier scaffolding, and weak-to-strong capability. We instantiate it as CodeMonitorBench, spanning function-level, data-science, and workflow code. Across 71,000 generated candidates, 43,677 pass public tests and 23,081 of those fail hidden tests. Weak verifiers improve with scaffolding and model family, but still miss most hidden bugs at 5% false-positive rate. As a robustness stress test, adversarial public-test-overfit pressure lowers verifier AUROC and raises low-FPR miss rates in most cells. A GLM-5.1 verifier recovers part of the gap under the same evidence boundary; an inferability audit shows that remaining misses mix verifier failures with M1 evidence limits.

cs.AI

Evidence Interfaces Shape How Retrieval-Augmented Readers Use Support

In multi-hop RAG evaluation, a top-k answer score can hide two different failures: the retrieval window may drop part of the support chain, or it may contain support in a form the adapted reader does not use well. We call this reader-facing form of retrieved evidence an evidence interface. Using three support-annotated multi-hop QA benchmarks, we compare matched adapted readers trained with raw context, retrieval windows, and gold-support diagnostic renderings. These comparisons distinguish support-availability failures from remaining reader-interface effects. Top-k windows become interpretable only after checking whether the complete annotated support chain survives: when it does, short ranked windows can match or improve over raw context; when it does not, missing support explains much of the loss. Gold support-first improves matched readers; on 2Wiki and MuSiQue, a support-supervised ranker raises coverage and recovers raw-context quality at lower prompt cost, while retaining gold headroom. Support-removal checks further show that the gains rely on exposed evidence, not only answer priors. On support-annotated evaluations, top-k answer scores should therefore be reported together with complete-support coverage.

cs.AI

VISTA: Auditing Semantic Divergence in Vision-Language Models

Vision-language models can exhibit visual concept-conditioned divergence: given images containing demographic features, corporate logos, or ideological symbols, some models produce unusually uniform responses that differ from what peer models say about the same input. These behaviors evade text-only audits because visual concepts cannot be isolated or substituted the way text tokens can. We present VISTA (Visual Inconsistency Screening Through Analysis), a black-box cross-model audit that couples semantic entropy with distribution-based divergence to flag model-specific anomalies. In a controlled study, we implant concept-conditioned stances in three VLMs via fine-tuning on small biased datasets and confirm that VISTA detects them. Auditing six VLMs across 19 topics, VISTA surfaces 142 high-suspicion cases (1.2%) and identifies selective refusal as a previously unreported divergence pattern, where models refuse demographic queries at rates varying from 0 to 65% across groups.

cs.CV

Modality-Aware Contrastive and Uncertainty-Regularized Emotion Recognition

Multimodal Emotion Recognition (MER) has attracted growing attention with the rapid advancement of human-computer interaction. However, different modalities exhibit substantial discrepancies in semantics, quality, and availability, leading to highly heterogeneous modality combinations and posing significant challenges to achieving consistent and reliable emotion understanding. To address this challenge, we propose the Modality-Aware Contrastive and Uncertainty-Regularized (MCUR) framework, which approaches MER from the perspective of representation consistency, aiming to enable robust emotion prediction across heterogeneous modality combinations. MCUR incorporates two core components: (1) Modality Combination-Based and Category-Based Contrastive Learning mechanism (MCB-CL), which encourages samples with the same emotion category and the same available modalities to be close in the representation space; and (2) Sample-wise Uncertainty-Guided Regularization (SUGR), which adaptively assigns sample-wise uncertain weights to samples to optimize training. Extensive experiments demonstrate that MCUR consistently outperforms existing methods, achieving average F1 gains of 2.2% on MOSI, 2.67% on MOSEI, and 4.37% on IEMOCAP.

cs.MM

Beyond Explicit Refusals: Soft-Failure Attacks on Retrieval-Augmented Generation

Existing jamming attacks on Retrieval-Augmented Generation (RAG) systems typically induce explicit refusals or denial-of-service behaviors, which are conspicuous and easy to detect. In this work, we formalize a subtler availability threat, termed soft failure, which degrades system utility by inducing fluent and coherent yet non-informative responses rather than overt failures. We propose Deceptive Evolutionary Jamming Attack (DEJA), an automated black-box attack framework that generates adversarial documents to trigger such soft failures by exploiting safety-aligned behaviors of large language models. DEJA employs an evolutionary optimization process guided by a fine-grained Answer Utility Score (AUS), computed via an LLM-based evaluator, to systematically degrade the certainty of answers while maintaining high retrieval success. Extensive experiments across multiple RAG configurations and benchmark datasets show that DEJA consistently drives responses toward low-utility soft failures, achieving SASR above 79\% while keeping hard-failure rates below 15\%, significantly outperforming prior attacks. The resulting adversarial documents exhibit high stealth, evading perplexity-based detection and resisting query paraphrasing, and transfer across model families to proprietary systems without retargeting.

cs.CR

EthicMind: A Risk-Aware Framework for Ethical-Emotional Alignment in Multi-Turn Dialogue

Intelligent dialogue systems are increasingly deployed in emotionally and ethically sensitive settings, where failures in either emotional attunement or ethical judgment can cause significant harm. Existing dialogue models typically address empathy and ethical safety in isolation, and often fail to adapt their behavior as ethical risk and user emotion evolve across multi-turn interactions. We formulate ethical-emotional alignment in dialogue as an explicit turn-level decision problem, and propose \textsc{EthicMind}, a risk-aware framework that implements this formulation in multi-turn dialogue at inference time. At each turn, \textsc{EthicMind} jointly analyzes ethical risk signals and user emotion, plans a high-level response strategy, and generates context-sensitive replies that balance ethical guidance with emotional engagement, without requiring additional model training. To evaluate alignment behavior under ethically complex interactions, we introduce a risk-stratified, multi-turn evaluation protocol with a context-aware user simulation procedure. Experimental results show that \textsc{EthicMind} achieves more consistent ethical guidance and emotional engagement than competitive baselines, particularly in high-risk and morally ambiguous scenarios.

cs.CL

Breakdowns in Conversational AI: Interactional Failures in Emotionally and Ethically Sensitive Contexts

Conversational AI is increasingly deployed in emotionally charged and ethically sensitive interactions. Previous research has primarily concentrated on emotional benchmarks or static safety checks, overlooking how alignment unfolds in evolving conversation. We explore the research question: what breakdowns arise when conversational agents confront emotionally and ethically sensitive behaviors, and how do these affect dialogue quality? To stress-test chatbot performance, we develop a persona-conditioned user simulator capable of engaging in multi-turn dialogue with psychological personas and staged emotional pacing. Our analysis reveals that mainstream models exhibit recurrent breakdowns that intensify as emotional trajectories escalate. We identify several common failure patterns, including affective misalignments, ethical guidance failures, and cross-dimensional trade-offs where empathy supersedes or undermines responsibility. We organize these patterns into a taxonomy and discuss the design implications, highlighting the necessity to maintain ethical coherence and affective sensitivity throughout dynamic interactions. The study offers the HCI community a new perspective on the diagnosis and improvement of conversational AI in value-sensitive and emotionally charged contexts.

cs.CL

TMDC: A Two-Stage Modality Denoising and Complementation Framework for Multimodal Sentiment Analysis with Missing and Noisy Modalities

Multimodal Sentiment Analysis (MSA) aims to infer human sentiment by integrating information from multiple modalities such as text, audio, and video. In real-world scenarios, however, the presence of missing modalities and noisy signals significantly hinders the robustness and accuracy of existing models. While prior works have made progress on these issues, they are typically addressed in isolation, limiting overall effectiveness in practical settings. To jointly mitigate the challenges posed by missing and noisy modalities, we propose a framework called Two-stage Modality Denoising and Complementation (TMDC). TMDC comprises two sequential training stages. In the Intra-Modality Denoising Stage, denoised modality-specific and modality-shared representations are extracted from complete data using dedicated denoising modules, reducing the impact of noise and enhancing representational robustness. In the Inter-Modality Complementation Stage, these representations are leveraged to compensate for missing modalities, thereby enriching the available information and further improving robustness. Extensive evaluations on MOSI, MOSEI, and IEMOCAP demonstrate that TMDC consistently achieves superior performance compared to existing methods, establishing new state-of-the-art results.

cs.MM

Retrieval-augmented in-context learning for multimodal large language models in disease classification

Objectives: We aim to dynamically retrieve informative demonstrations, enhancing in-context learning in multimodal large language models (MLLMs) for disease classification. Methods: We propose a Retrieval-Augmented In-Context Learning (RAICL) framework, which integrates retrieval-augmented generation (RAG) and in-context learning (ICL) to adaptively select demonstrations with similar disease patterns, enabling more effective ICL in MLLMs. Specifically, RAICL examines embeddings from diverse encoders, including ResNet, BERT, BioBERT, and ClinicalBERT, to retrieve appropriate demonstrations, and constructs conversational prompts optimized for ICL. We evaluated the framework on two real-world multi-modal datasets (TCGA and IU Chest X-ray), assessing its performance across multiple MLLMs (Qwen, Llava, Gemma), embedding strategies, similarity metrics, and varying numbers of demonstrations. Results: RAICL consistently improved classification performance. Accuracy increased from 0.7854 to 0.8368 on TCGA and from 0.7924 to 0.8658 on IU Chest X-ray. Multi-modal inputs outperformed single-modal ones, with text-only inputs being stronger than images alone. The richness of information embedded in each modality will determine which embedding model can be used to get better results. Few-shot experiments showed that increasing the number of retrieved examples further enhanced performance. Across different similarity metrics, Euclidean distance achieved the highest accuracy while cosine similarity yielded better macro-F1 scores. RAICL demonstrated consistent improvements across various MLLMs, confirming its robustness and versatility. Conclusions: RAICL provides an efficient and scalable approach to enhance in-context learning in MLLMs for multimodal disease classification.

cs.AI

An evaluation of DeepSeek Models in Biomedical Natural Language Processing

The advancement of Large Language Models (LLMs) has significantly impacted biomedical Natural Language Processing (NLP), enhancing tasks such as named entity recognition, relation extraction, event extraction, and text classification. In this context, the DeepSeek series of models have shown promising potential in general NLP tasks, yet their capabilities in the biomedical domain remain underexplored. This study evaluates multiple DeepSeek models (Distilled-DeepSeek-R1 series and Deepseek-LLMs) across four key biomedical NLP tasks using 12 datasets, benchmarking them against state-of-the-art alternatives (Llama3-8B, Qwen2.5-7B, Mistral-7B, Phi-4-14B, Gemma-2-9B). Our results reveal that while DeepSeek models perform competitively in named entity recognition and text classification, challenges persist in event and relation extraction due to precision-recall trade-offs. We provide task-specific model recommendations and highlight future research directions. This evaluation underscores the strengths and limitations of DeepSeek models in biomedical NLP, guiding their future deployment and optimization.

cs.CL

MMRAG: Multi-Mode Retrieval-Augmented Generation with Large Language Models for Biomedical In-Context Learning

Objective: To optimize in-context learning in biomedical natural language processing by improving example selection. Methods: We introduce a novel multi-mode retrieval-augmented generation (MMRAG) framework, which integrates four retrieval strategies: (1) Random Mode, selecting examples arbitrarily; (2) Top Mode, retrieving the most relevant examples based on similarity; (3) Diversity Mode, ensuring variation in selected examples; and (4) Class Mode, selecting category-representative examples. This study evaluates MMRAG on three core biomedical NLP tasks: Named Entity Recognition (NER), Relation Extraction (RE), and Text Classification (TC). The datasets used include BC2GM for gene and protein mention recognition (NER), DDI for drug-drug interaction extraction (RE), GIT for general biomedical information extraction (RE), and HealthAdvice for health-related text classification (TC). The framework is tested with two large language models (Llama2-7B, Llama3-8B) and three retrievers (Contriever, MedCPT, BGE-Large) to assess performance across different retrieval strategies. Results: The results from the Random mode indicate that providing more examples in the prompt improves the model's generation performance. Meanwhile, Top mode and Diversity mode significantly outperform Random mode on the RE (DDI) task, achieving an F1 score of 0.9669, a 26.4% improvement. Among the three retrievers tested, Contriever outperformed the other two in a greater number of experiments. Additionally, Llama 2 and Llama 3 demonstrated varying capabilities across different tasks, with Llama 3 showing a clear advantage in handling NER tasks. Conclusion: MMRAG effectively enhances biomedical in-context learning by refining example selection, mitigating data scarcity issues, and demonstrating superior adaptability for NLP-driven healthcare applications.

cs.CL

Bridging the User-side Knowledge Gap in Knowledge-aware Recommendations with Large Language Models

In recent years, knowledge graphs have been integrated into recommender systems as item-side auxiliary information, enhancing recommendation accuracy. However, constructing and integrating structural user-side knowledge remains a significant challenge due to the improper granularity and inherent scarcity of user-side features. Recent advancements in Large Language Models (LLMs) offer the potential to bridge this gap by leveraging their human behavior understanding and extensive real-world knowledge. Nevertheless, integrating LLM-generated information into recommender systems presents challenges, including the risk of noisy information and the need for additional knowledge transfer. In this paper, we propose an LLM-based user-side knowledge inference method alongside a carefully designed recommendation framework to address these challenges. Our approach employs LLMs to infer user interests based on historical behaviors, integrating this user-side information with item-side and collaborative data to construct a hybrid structure: the Collaborative Interest Knowledge Graph (CIKG). Furthermore, we propose a CIKG-based recommendation framework that includes a user interest reconstruction module and a cross-domain contrastive learning module to mitigate potential noise and facilitate knowledge transfer. We conduct extensive experiments on three real-world datasets to validate the effectiveness of our method. Our approach achieves state-of-the-art performance compared to competitive baselines, particularly for users with sparse interactions.

cs.IR

COKE: A Cognitive Knowledge Graph for Machine Theory of Mind

Theory of mind (ToM) refers to humans' ability to understand and infer the desires, beliefs, and intentions of others. The acquisition of ToM plays a key role in humans' social cognition and interpersonal relations. Though indispensable for social intelligence, ToM is still lacking for modern AI and NLP systems since they cannot access the human mental state and cognitive process beneath the training corpus. To empower AI systems with the ToM ability and narrow the gap between them and humans, in this paper, we propose COKE: the first cognitive knowledge graph for machine theory of mind. Specifically, COKE formalizes ToM as a collection of 45k+ manually verified cognitive chains that characterize human mental activities and subsequent behavioral/affective responses when facing specific social circumstances. In addition, we further generalize COKE using LLMs and build a powerful generation model COLM tailored for cognitive reasoning. Experimental results in both automatic and human evaluation demonstrate the high quality of COKE, the superior ToM ability of COLM, and its potential to significantly enhance social applications.

cs.CL

SSP: A Simple and Safe automatic Prompt engineering method towards realistic image synthesis on LVM

Recently, text-to-image (T2I) synthesis has undergone significant advancements, particularly with the emergence of Large Language Models (LLM) and their enhancement in Large Vision Models (LVM), greatly enhancing the instruction-following capabilities of traditional T2I models. Nevertheless, previous methods focus on improving generation quality but introduce unsafe factors into prompts. We explore that appending specific camera descriptions to prompts can enhance safety performance. Consequently, we propose a simple and safe prompt engineering method (SSP) to improve image generation quality by providing optimal camera descriptions. Specifically, we create a dataset from multi-datasets as original prompts. To select the optimal camera, we design an optimal camera matching approach and implement a classifier for original prompts capable of automatically matching. Appending camera descriptions to original prompts generates optimized prompts for further LVM image generation. Experiments demonstrate that SSP improves semantic consistency by an average of 16% compared to others and safety metrics by 48.9%.

cs.CV

Towards Safer Generative Language Models: A Survey on Safety Risks, Evaluations, and Improvements

As generative large model capabilities advance, safety concerns become more pronounced in their outputs. To ensure the sustainable growth of the AI ecosystem, it's imperative to undertake a holistic evaluation and refinement of associated safety risks. This survey presents a framework for safety research pertaining to large models, delineating the landscape of safety risks as well as safety evaluation and improvement methods. We begin by introducing safety issues of wide concern, then delve into safety evaluation methods for large models, encompassing preference-based testing, adversarial attack approaches, issues detection, and other advanced evaluation methods. Additionally, we explore the strategies for enhancing large model safety from training to deployment, highlighting cutting-edge safety approaches for each stage in building large models. Finally, we discuss the core challenges in advancing towards more responsible AI, including the interpretability of safety mechanisms, ongoing safety issues, and robustness against malicious attacks. Through this survey, we aim to provide clear technical guidance for safety researchers and encourage further study on the safety of large models.

cs.AI

Automated Paper Screening for Clinical Reviews Using Large Language Models

Objective: To assess the performance of the OpenAI GPT API in accurately and efficiently identifying relevant titles and abstracts from real-world clinical review datasets and compare its performance against ground truth labelling by two independent human reviewers. Methods: We introduce a novel workflow using the OpenAI GPT API for screening titles and abstracts in clinical reviews. A Python script was created to make calls to the GPT API with the screening criteria in natural language and a corpus of title and abstract datasets that have been filtered by a minimum of two human reviewers. We compared the performance of our model against human-reviewed papers across six review papers, screening over 24,000 titles and abstracts. Results: Our results show an accuracy of 0.91, a sensitivity of excluded papers of 0.91, and a sensitivity of included papers of 0.76. On a randomly selected subset of papers, the GPT API demonstrated the ability to provide reasoning for its decisions and corrected its initial decision upon being asked to explain its reasoning for a subset of incorrect classifications. Conclusion: The GPT API has the potential to streamline the clinical review process, save valuable time and effort for researchers, and contribute to the overall quality of clinical reviews. By prioritizing the workflow and acting as an aid rather than a replacement for researchers and reviewers, the GPT API can enhance efficiency and lead to more accurate and reliable conclusions in medical research.

cs.CL

Safety Assessment of Chinese Large Language Models

With the rapid popularity of large language models such as ChatGPT and GPT-4, a growing amount of attention is paid to their safety concerns. These models may generate insulting and discriminatory content, reflect incorrect social values, and may be used for malicious purposes such as fraud and dissemination of misleading information. Evaluating and enhancing their safety is particularly essential for the wide application of large language models (LLMs). To further promote the safe deployment of LLMs, we develop a Chinese LLM safety assessment benchmark. Our benchmark explores the comprehensive safety performance of LLMs from two perspectives: 8 kinds of typical safety scenarios and 6 types of more challenging instruction attacks. Our benchmark is based on a straightforward process in which it provides the test prompts and evaluates the safety of the generated responses from the evaluated model. In evaluation, we utilize the LLM's strong evaluation ability and develop it as a safety evaluator by prompting. On top of this benchmark, we conduct safety assessments and analyze 15 LLMs including the OpenAI GPT series and other well-known Chinese LLMs, where we observe some interesting findings. For example, we find that instruction attacks are more likely to expose safety issues of all LLMs. Moreover, to promote the development and deployment of safe, responsible, and ethical AI, we publicly release SafetyPrompts including 100k augmented prompts and responses by LLMs.

cs.CL