arXiv subjects

Jiayu Zhou

Publications and source records attributed to Jiayu Zhou.

At least 37 records · Page 2Linked to original sources

arXiv2025

Owen Sampling Accelerates Contribution Estimation in Federated Learning

Federated Learning (FL) aggregates information from multiple clients to train a shared global model without exposing raw data. Accurately estimating each client's contribution is essential not just for fair rewards, but for selecting the most useful clients so the global model converges faster. The Shapley value is a principled choice, yet exact computation scales exponentially with the number of clients, making it infeasible for large federations. We propose FedOwen, an efficient framework that uses Owen sampling to approximate Shapley values under the same total evaluation budget as existing methods while keeping the approximation error small. In addition, FedOwen uses an adaptive client selection strategy that balances exploiting high-value clients with exploring under-sampled ones, reducing bias and uncovering rare but informative data. Under a fixed valuation cost, FedOwen achieves up to 23 percent higher final accuracy within the same number of communication rounds compared to state-of-the-art baselines on non-IID benchmarks.

cs.LG↗

arXiv2025

Dual-stage and Lightweight Patient Chart Summarization for Emergency Physicians

Electronic health records (EHRs) contain extensive unstructured clinical data that can overwhelm emergency physicians trying to identify critical information. We present a two-stage summarization system that runs entirely on embedded devices, enabling offline clinical summarization while preserving patient privacy. In our approach, a dual-device architecture first retrieves relevant patient record sections using the Jetson Nano-R (Retrieve), then generates a structured summary on another Jetson Nano-S (Summarize), communicating via a lightweight socket link. The summarization output is two-fold: (1) a fixed-format list of critical findings, and (2) a context-specific narrative focused on the clinician's query. The retrieval stage uses locally stored EHRs, splits long notes into semantically coherent sections, and searches for the most relevant sections per query. The generation stage uses a locally hosted small language model (SLM) to produce the summary from the retrieved text, operating within the constraints of two NVIDIA Jetson devices. We first benchmarked six open-source SLMs under 7B parameters to identify viable models. We incorporated an LLM-as-Judge evaluation mechanism to assess summary quality in terms of factual accuracy, completeness, and clarity. Preliminary results on MIMIC-IV and de-identified real EHRs demonstrate that our fully offline system can effectively produce useful summaries in under 30 seconds.

cs.CL↗

arXiv2025

Lightweight and Robust Federated Data Valuation

Federated learning (FL) faces persistent robustness challenges due to non-IID data distributions and adversarial client behavior. A promising mitigation strategy is contribution evaluation, which enables adaptive aggregation by quantifying each client's utility to the global model. However, state-of-the-art Shapley-value-based approaches incur high computational overhead due to repeated model reweighting and inference, which limits their scalability. We propose FedIF, a novel FL aggregation framework that leverages trajectory-based influence estimation to efficiently compute client contributions. FedIF adapts decentralized FL by introducing normalized and smoothed influence scores computed from lightweight gradient operations on client updates and a public validation set. Theoretical analysis demonstrates that FedIF yields a tighter bound on one-step global loss change under noisy conditions. Extensive experiments on CIFAR-10 and Fashion-MNIST show that FedIF achieves robustness comparable to or exceeding SV-based methods in the presence of label noise, gradient noise, and adversarial samples, while reducing aggregation overhead by up to 450x. Ablation studies confirm the effectiveness of FedIF's design choices, including local weight normalization and influence smoothing. Our results establish FedIF as a practical, theoretically grounded, and scalable alternative to Shapley-value-based approaches for efficient and robust FL in real-world deployments.

cs.LG↗

arXiv2025

Dual Debiasing for Noisy In-Context Learning for Text Generation

In context learning (ICL) relies heavily on high quality demonstrations drawn from large annotated corpora. Existing approaches detect noisy annotations by ranking local perplexities, presuming that noisy samples yield higher perplexities than their clean counterparts. However, this assumption breaks down when the noise ratio is high and many demonstrations are flawed. We reexamine the perplexity based paradigm for text generation under noisy annotations, highlighting two sources of bias in perplexity: the annotation itself and the domain specific knowledge inherent in large language models (LLMs). To overcome these biases, we introduce a dual debiasing framework that uses synthesized neighbors to explicitly correct perplexity estimates, yielding a robust Sample Cleanliness Score. This metric uncovers absolute sample cleanliness regardless of the overall corpus noise level. Extensive experiments demonstrate our method's superior noise detection capabilities and show that its final ICL performance is comparable to that of a fully clean demonstration corpus. Moreover, our approach remains robust even when noise ratios are extremely high.

cs.CL↗

arXiv2025

ChatWise: A Strategy-Guided Chatbot for Enhancing Cognitive Support in Older Adults

Cognitive health in older adults presents a growing challenge. Although conversational interventions show feasibility in improving cognitive wellness, human caregiver resources remain overloaded. AI-based chatbots have shown promise, yet existing work is often limited to implicit strategies or heavily depends on training and label resources. In response, we propose a strategy-guided AI chatbot named ChatWise that follows a dual-level conversation reasoning framework. It integrates macro-level strategy planning and micro-level utterance generation to enable engaging, multi-turn dialogue tailored to older adults. Empirical results show that ChatWise closely aligns with professional human caregiver behaviors in offline evaluation using real clinic data, and achieves positive user cognitive and emotional responses in interactive simulations with digital twins, which significantly outperforms AI baselines that follow implicit conversation generation.

cs.CY↗

arXiv2025

FedNoisy: Federated Noisy Label Learning Benchmark

Federated learning has gained popularity for distributed learning without aggregating sensitive data from clients. But meanwhile, the distributed and isolated nature of data isolation may be complicated by data quality, making it more vulnerable to noisy labels. Many efforts exist to defend against the negative impacts of noisy labels in centralized or federated settings. However, there is a lack of a benchmark that comprehensively considers the impact of noisy labels in a wide variety of typical FL settings. In this work, we serve the first standardized benchmark that can help researchers fully explore potential federated noisy settings. Also, we conduct comprehensive experiments to explore the characteristics of these data settings and the comparison across baselines, which may guide method development in the future. We highlight the 20 basic settings for 6 datasets proposed in our benchmark and standardized simulation pipeline for federated noisy label learning, including implementations of 9 baselines. We hope this benchmark can facilitate idea verification in federated learning with noisy labels. \texttt{FedNoisy} is available at \codeword{https://github.com/SMILELab-FL/FedNoisy}.

cs.LG↗

arXiv2025

Dynamic Uncertainty Ranking: Enhancing Retrieval-Augmented In-Context Learning for Long-Tail Knowledge in LLMs

Large language models (LLMs) can learn vast amounts of knowledge from diverse domains during pre-training. However, long-tail knowledge from specialized domains is often scarce and underrepresented, rarely appearing in the models' memorization. Prior work has shown that in-context learning (ICL) with retriever augmentation can help LLMs better capture long-tail knowledge, reducing their reliance on pre-trained data. Despite these advances, we observe that LLM predictions for long-tail questions remain uncertain to variations in retrieved samples. To take advantage of the uncertainty in ICL for guiding LLM predictions toward correct answers on long-tail samples, we propose a reinforcement learning-based dynamic uncertainty ranking method for ICL that accounts for the varying impact of each retrieved sample on LLM predictions. Our approach prioritizes more informative and stable samples while demoting misleading ones, updating rankings based on the feedback from the LLM w.r.t. each retrieved sample. To enhance training efficiency and reduce query costs, we introduce a learnable dynamic ranking threshold, adjusted when the model encounters negative prediction shifts. Experimental results on various question-answering datasets from different domains show that our method outperforms the best baseline by $2.76\%$, with a notable $5.96\%$ boost in accuracy on long-tail questions that elude zero-shot inference.

cs.CL↗

arXiv2024

User-Aware Prefix-Tuning is a Good Learner for Personalized Image Captioning

Image captioning bridges the gap between vision and language by automatically generating natural language descriptions for images. Traditional image captioning methods often overlook the preferences and characteristics of users. Personalized image captioning solves this problem by incorporating user prior knowledge into the model, such as writing styles and preferred vocabularies. Most existing methods emphasize the user context fusion process by memory networks or transformers. However, these methods ignore the distinct domains of each dataset. Therefore, they need to update the entire caption model parameters when meeting new samples, which is time-consuming and calculation-intensive. To address this challenge, we propose a novel personalized image captioning framework that leverages user context to consider personality factors. Additionally, our framework utilizes the prefix-tuning paradigm to extract knowledge from a frozen large language model, reducing the gap between different language domains. Specifically, we employ CLIP to extract the visual features of an image and align the semantic space using a query-guided mapping network. By incorporating the transformer layer, we merge the visual features with the user's contextual prior knowledge to generate informative prefixes. Moreover, we employ GPT-2 as the frozen large language model. With a small number of parameters to be trained, our model performs efficiently and effectively. Our model outperforms existing baseline models on Instagram and YFCC100M datasets across five evaluation metrics, demonstrating its superiority, including twofold improvements in metrics such as BLEU-4 and CIDEr.

cs.CV↗

arXiv2024

Distributed Harmonization: Federated Clustered Batch Effect Adjustment and Generalization

Independent and identically distributed (i.i.d.) data is essential to many data analysis and modeling techniques. In the medical domain, collecting data from multiple sites or institutions is a common strategy that guarantees sufficient clinical diversity, determined by the decentralized nature of medical data. However, data from various sites are easily biased by the local environment or facilities, thereby violating the i.i.d. rule. A common strategy is to harmonize the site bias while retaining important biological information. The ComBat is among the most popular harmonization approaches and has recently been extended to handle distributed sites. However, when faced with situations involving newly joined sites in training or evaluating data from unknown/unseen sites, ComBat lacks compatibility and requires retraining with data from all the sites. The retraining leads to significant computational and logistic overhead that is usually prohibitive. In this work, we develop a novel Cluster ComBat harmonization algorithm, which leverages cluster patterns of the data in different sites and greatly advances the usability of ComBat harmonization. We use extensive simulation and real medical imaging data from ADNI to demonstrate the superiority of the proposed approach. Our codes are provided in https://github.com/illidanlab/distributed-cluster-harmonization.

cs.LG↗

arXiv2024

Distributed In-Context Learning under Non-IID Among Clients

Advancements in large language models (LLMs) have shown their effectiveness in multiple complicated natural language reasoning tasks. A key challenge remains in adapting these models efficiently to new or unfamiliar tasks. In-context learning (ICL) provides a promising solution for few-shot adaptation by retrieving a set of data points relevant to a query, called in-context examples (ICE), from a training dataset and providing them during the inference as context. Most existing studies utilize a centralized training dataset, yet many real-world datasets may be distributed among multiple clients, and remote data retrieval can be associated with costs. Especially when the client data are non-identical independent distributions (non-IID), retrieving from clients a proper set of ICEs needed for a test query presents critical challenges. In this paper, we first show that in this challenging setting, test queries will have different preferences among clients because of non-IIDness, and equal contribution often leads to suboptimal performance. We then introduce a novel approach to tackle the distributed non-IID ICL problem when a data usage budget is present. The principle is that each client's proper contribution (budget) should be designed according to the preference of each query for that client. Our approach uses a data-driven manner to allocate a budget for each client, tailored to each test query. Through extensive empirical studies on diverse datasets, our framework demonstrates superior performance relative to competing baselines.

cs.CL↗

arXiv2024

Topology-aware Federated Learning in Edge Computing: A Comprehensive Survey

The ultra-low latency requirements of 5G/6G applications and privacy constraints call for distributed machine learning systems to be deployed at the edge. With its simple yet effective approach, federated learning (FL) is a natural solution for massive user-owned devices in edge computing with distributed and private training data. FL methods based on FedAvg typically follow a naive star topology, ignoring the heterogeneity and hierarchy of the volatile edge computing architectures and topologies in reality. Several other network topologies exist and can address the limitations and bottlenecks of the star topology. This motivates us to survey network topology-related FL solutions. In this paper, we conduct a comprehensive survey of the existing FL works focusing on network topologies. After a brief overview of FL and edge computing networks, we discuss various edge network topologies as well as their advantages and disadvantages. Lastly, we discuss the remaining challenges and future works for applying FL to topology-specific edge networks.

cs.LG↗

arXiv2024

Stochastic Two Points Method for Deep Model Zeroth-order Optimization

Large foundation models, such as large language models, have performed exceptionally well in various application scenarios. Building or fully fine-tuning such large models is usually prohibitive due to either hardware budget or lack of access to backpropagation. The zeroth-order methods offer a promising direction for tackling this challenge, where only forward passes are needed to update the model. This paper introduces an efficient Stochastic Two-Point (S2P) approach within the gradient-free regime. We present the theoretical convergence properties of S2P under the general and relaxed smoothness assumptions, and the derived results help understand and inherently connect the two popular types of zeroth-order methods, basic random search and stochastic three-point method. The theoretical properties also shed light on a Variant of S2P (VS2P), through exploiting our new convergence properties that better represent the dynamics of deep models in training. Our comprehensive empirical results show that VS2P is highly effective in optimizing objectives for deep models. It outperforms or achieves competitive performance compared to standard methods across various model types and scales.

cs.LG↗

arXiv2024

Augmented Risk Prediction for the Onset of Alzheimer's Disease from Electronic Health Records with Large Language Models

Alzheimer's disease (AD) is the fifth-leading cause of death among Americans aged 65 and older. Screening and early detection of AD and related dementias (ADRD) are critical for timely intervention and for identifying clinical trial participants. The widespread adoption of electronic health records (EHRs) offers an important resource for developing ADRD screening tools such as machine learning based predictive models. Recent advancements in large language models (LLMs) demonstrate their unprecedented capability of encoding knowledge and performing reasoning, which offers them strong potential for enhancing risk prediction. This paper proposes a novel pipeline that augments risk prediction by leveraging the few-shot inference power of LLMs to make predictions on cases where traditional supervised learning methods (SLs) may not excel. Specifically, we develop a collaborative pipeline that combines SLs and LLMs via a confidence-driven decision-making mechanism, leveraging the strengths of SLs in clear-cut cases and LLMs in more complex scenarios. We evaluate this pipeline using a real-world EHR data warehouse from Oregon Health \& Science University (OHSU) Hospital, encompassing EHRs from over 2.5 million patients and more than 20 million patient encounters. Our results show that our proposed approach effectively combines the power of SLs and LLMs, offering significant improvements in predictive performance. This advancement holds promise for revolutionizing ADRD screening and early detection practices, with potential implications for better strategies of patient management and thus improving healthcare.

cs.AI↗

arXiv2024

FedGreen: Carbon-aware Federated Learning with Model Size Adaptation

Federated learning (FL) provides a promising collaborative framework to build a model from distributed clients, and this work investigates the carbon emission of the FL process. Cloud and edge servers hosting FL clients may exhibit diverse carbon footprints influenced by their geographical locations with varying power sources, offering opportunities to reduce carbon emissions by training local models with adaptive computations and communications. In this paper, we propose FedGreen, a carbon-aware FL approach to efficiently train models by adopting adaptive model sizes shared with clients based on their carbon profiles and locations using ordered dropout as a model compression technique. We theoretically analyze the trade-offs between the produced carbon emissions and the convergence accuracy, considering the carbon intensity discrepancy across countries to choose the parameters optimally. Empirical studies show that FedGreen can substantially reduce the carbon footprints of FL compared to the state-of-the-art while maintaining competitive model accuracy.

cs.LG↗

arXiv2024

Federated Learning Model Aggregation in Heterogenous Aerial and Space Networks

Federated learning offers a promising approach under the constraints of networking and data privacy constraints in aerial and space networks (ASNs), utilizing large-scale private edge data from drones, balloons, and satellites. Existing research has extensively studied the optimization of the learning process, computing efficiency, and communication overhead. An important yet often overlooked aspect is that participants contribute predictive knowledge with varying diversity of knowledge, affecting the quality of the learned federated models. In this paper, we propose a novel approach to address this issue by introducing a Weighted Averaging and Client Selection (WeiAvgCS) framework that emphasizes updates from high-diversity clients and diminishes the influence of those from low-diversity clients. Direct sharing of the data distribution may be prohibitive due to the additional private information that is sent from the clients. As such, we introduce an estimation for the diversity using a projection-based method. Extensive experiments have been performed to show WeiAvgCS's effectiveness. WeiAvgCS could converge 46% faster on FashionMNIST and 38% faster on CIFAR10 than its benchmarks on average in our experiments.

cs.LG↗

arXiv2024

Cross-modality debiasing: using language to mitigate sub-population shifts in imaging

Sub-population shift is a specific type of domain shift that highlights changes in data distribution within specific sub-groups or populations between training and testing. Sub-population shift accounts for a significant source of algorithmic bias and calls for distributional robustness. Recent studies found inherent distributional robustness in multi-modality foundation models, such as the vision-language model CLIP, yet this robustness is vulnerable through parameter fine-tuning. In this paper, we propose leveraging the connection of robustness among different modalities and reshaping the distributional robustness of one modality with another. Specifically, in the context of the distributional robustness of CLIP, we propose to leverage natural language inputs to debias the image feature representations, to improve worst-case performance on sub-populations. Our extensive empirical studies show that image representations debiased by natural language can achieve significant performance improvement and reduction of performance instability under sub-population shifts.

cs.CV↗

arXiv2024

Safe and Robust Watermark Injection with a Single OoD Image

Training a high-performance deep neural network requires large amounts of data and computational resources. Protecting the intellectual property (IP) and commercial ownership of a deep model is challenging yet increasingly crucial. A major stream of watermarking strategies implants verifiable backdoor triggers by poisoning training samples, but these are often unrealistic due to data privacy and safety concerns and are vulnerable to minor model changes such as fine-tuning. To overcome these challenges, we propose a safe and robust backdoor-based watermark injection technique that leverages the diverse knowledge from a single out-of-distribution (OoD) image, which serves as a secret key for IP verification. The independence of training data makes it agnostic to third-party promises of IP security. We induce robustness via random perturbation of model parameters during watermark injection to defend against common watermark removal attacks, including fine-tuning, pruning, and model extraction. Our experimental results demonstrate that the proposed watermarking approach is not only time- and sample-efficient without training data, but also robust against the watermark removal attacks above.

cs.CV↗

arXiv2024

On the Generalization Ability of Unsupervised Pretraining

Recent advances in unsupervised learning have shown that unsupervised pre-training, followed by fine-tuning, can improve model generalization. However, a rigorous understanding of how the representation function learned on an unlabeled dataset affects the generalization of the fine-tuned model is lacking. Existing theoretical research does not adequately account for the heterogeneity of the distribution and tasks in pre-training and fine-tuning stage. To bridge this gap, this paper introduces a novel theoretical framework that illuminates the critical factor influencing the transferability of knowledge acquired during unsupervised pre-training to the subsequent fine-tuning phase, ultimately affecting the generalization capabilities of the fine-tuned model on downstream tasks. We apply our theoretical framework to analyze generalization bound of two distinct scenarios: Context Encoder pre-training with deep neural networks and Masked Autoencoder pre-training with deep transformers, followed by fine-tuning on a binary classification task. Finally, inspired by our findings, we propose a novel regularization method during pre-training to further enhances the generalization of fine-tuned model. Overall, our results contribute to a better understanding of unsupervised pre-training and fine-tuning paradigm, and can shed light on the design of more effective pre-training algorithms.

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